CPTA Insider Trading

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Notice: This stock is marked as potentially delisted. It may not be actively trading.

Insider Ownership Percentage: 8.20%

Insider Buying (Last 12 Months): $0.00

Insider Selling (Last 12 Months): $0.00

Capitala Finance Insider Trading History Chart

Capitala Finance Share Price & Price History

^$0.00

+0.30 (1.20%)

As of 12/31/1969 06:45 PM ET

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Capitala Finance Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction
6/23/2021	Larry W. Carroll	Director	Buy	2,000	$24.80	$49,600.00	62,558
6/16/2021	Larry W. Carroll	Director	Buy	3,400	$25.87	$87,958.00	60,558
6/14/2021	Larry W. Carroll	Director	Buy	3,000	$26.31	$78,930.00	57,158

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SEC Filings (Institutional Ownership Changes) for Capitala Finance (NASDAQ:CPTA)

13.24% of Capitala Finance stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

Capitala Finance Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
8/4/2021	Russell Investments Group Ltd.	2,594	$64K	0.0%	N/A	0.096%
8/2/2021	Advisor Group Holdings Inc.	1,442	$36K	0.0%	-61.5%	0.053%
5/18/2021	Millennium Management LLC	10,999	$0.17M	0.0%	-8.9%	0.406%
5/18/2021	Punch & Associates Investment Management Inc.	44,300	$0.68M	0.0%	+41.5%	1.634%
5/14/2021	Stephens Inc. AR	18,926	$0.29M	0.0%	N/A	0.698%
5/14/2021	Arrowstreet Capital Limited Partnership	10,100	$0.16M	0.0%	-9.1%	0.373%
5/7/2021	Advisors Asset Management Inc.	10,889	$0.17M	0.0%	-41.0%	0.402%
2/18/2021	Truist Financial Corp	59,649	$0.86M	0.0%	+2.7%	2.200%
2/16/2021	Punch & Associates Investment Management Inc.	31,300	$0.45M	0.0%	N/A	1.155%
1/26/2021	Eidelman Virant Capital	10,749	$0.16M	0.1%	-48.2%	0.396%
1/22/2021	International Assets Investment Management LLC	5,848	$84K	0.0%	N/A	0.216%
11/16/2020	Advisors Asset Management Inc.	23,378	$0.22M	0.0%	-89.0%	0.862%
11/13/2020	Truist Financial Corp	58,068	$0.55M	0.0%	-83.8%	2.142%
11/12/2020	Arrowstreet Capital Limited Partnership	11,117	$0.11M	0.0%	-85.4%	0.410%
11/10/2020	Laurel Wealth Advisors LLC	4,729	$44K	0.0%	-83.3%	0.174%
11/10/2020	Eidelman Virant Capital	20,749	$0.20M	0.1%	+107.5%	0.765%
10/19/2020	Regent Investment Management LLC	11,170	$0.11M	0.0%	-60.8%	0.412%
9/15/2020	Two Sigma Advisers LP	244,302	$0.64M	0.0%	+17.3%	9.008%
8/31/2020	Bridgeway Capital Management Inc.	364,380	$0.96M	0.0%	+72.1%	13.436%
8/24/2020	Stephens Inc. AR	35,051	$92K	0.0%	-23.7%	0.215%
8/12/2020	Advisors Asset Management Inc.	211,575	$0.56M	0.0%	-20.7%	1.301%
8/7/2020	Virtu Financial LLC	23,307	$61K	0.0%	N/A	0.143%
8/5/2020	Virtus ETF Advisers LLC	109,945	$0.29M	0.1%	-41.9%	0.676%
7/31/2020	UBS Group AG	41,266	$0.11M	0.0%	-53.7%	0.254%
7/29/2020	Regent Investment Management LLC	28,500	$75K	0.0%	-59.3%	0.175%
7/20/2020	International Assets Investment Management LLC	38,497	$0.10M	0.0%	-16.8%	0.237%
7/10/2020	Eidelman Virant Capital	10,000	$26K	0.0%	N/A	0.061%
5/18/2020	Advisor Group Holdings Inc.	27,755	$87K	0.0%	N/A	0.171%
5/15/2020	Morgan Stanley	9,735	$32K	0.0%	-75.2%	0.060%
5/15/2020	Two Sigma Investments LP	141,803	$0.44M	0.0%	-22.5%	0.872%
5/15/2020	Two Sigma Advisers LP	208,302	$0.65M	0.0%	+32.5%	1.281%
5/14/2020	Virtus ETF Advisers LLC	189,191	$0.59M	0.2%	-25.8%	1.163%
5/12/2020	American Asset Management Inc.	20,000	$82K	0.2%	N/A	0.123%
5/11/2020	Acadian Asset Management LLC	11,711	$37K	0.0%	N/A	0.072%
5/1/2020	UBS Group AG	89,146	$0.28M	0.0%	-70.4%	0.550%
4/29/2020	Biltmore Capital Advisors LLC	10,000	$31K	0.0%	-65.5%	0.062%

Data available starting January 2016

Capitala Finance Corp. is a Business Development Company specializing in traditional mezzanine, senior subordinated and unitranche debt, first-lien and second-lien loans, equity investments in sponsored and non-sponsored lower and traditional middle market companies. The fund targets companies in the business services, commercial and professional services, manufacturing, consumer goods, textile apparel and luxury goods, leisure goods, household durables, retail, energy, and health-care industries. It typically considers investments in the United States. The fund invests $5 million and $50 million per transaction in companies with greater than $4.5 million of TTM EBITDA and enterprise value less than $250 million. It may also invest in senior secured positions in "stretch" senior secured loans. The fund makes minority equity co-investments, alongside management or financial sponsors.