What The White House Is NOT Telling You About The "Green Revolution."
Governments across the globe want to go "All Electric" by 2035. There's one rare metal that could cripple these plans. Without it, going green is impossible. And that's why there's a modern-day gold-rush for this rare metal.
Read The Full Story On This "Gold Rush"

PFLT Insider Trading (PennantPark Floating Rate Capital)

Insider Ownership Percentage: 2.00%
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $267,079.45

PennantPark Floating Rate Capital Insider Trading History Chart

This chart shows the insider buying and selling history at PennantPark Floating Rate Capital by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

PennantPark Floating Rate Capital Share Price & Price History

Current Price: $13.30
Price Change: Price Increase of +0.03 (0.23%)
As of 10/19/2021 01:00 AM ET

This chart shows the closing price history over time for PFLT up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365
What The White House Is NOT Telling You About The "Green Revolution."
Governments across the globe want to go "All Electric" by 2035. There's one rare metal that could cripple these plans. Without it, going green is impossible. And that's why there's a modern-day gold-rush for this rare metal.
Read The Full Story On This "Gold Rush"

PennantPark Floating Rate Capital Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
12/16/2020Samuel L KatzDirectorSell7,453$10.65$79,374.4551,500View SEC Filing Icon  
12/14/2020Samuel L KatzDirectorSell17,300$10.85$187,705.0051,500View SEC Filing Icon  
6/10/2020Samuel L KatzDirectorBuy15,000$8.83$132,450.00206,800View SEC Filing Icon  
3/31/2020Adam K BernsteinDirectorBuy4,000$4.94$19,760.009,000View SEC Filing Icon  
3/23/2020Aviv EfratCFOBuy18,050$4.77$86,098.50109,000View SEC Filing Icon  
3/20/2020Arthur H PennInsiderBuy22,000$4.25$93,500.00View SEC Filing Icon  
3/20/2020Aviv EfratCFOBuy28,800$4.36$125,568.0090,950View SEC Filing Icon  
3/19/2020Jeffrey FlugDirectorBuy400$3.56$1,424.003,500View SEC Filing Icon  
3/18/2020Arthur H PennInsiderBuy20,000$3.75$75,000.00View SEC Filing Icon  
2/26/2020Arthur H PennInsiderBuy7,000$11.53$80,710.00
11/25/2019Arthur H PennCEOBuy8,000$12.03$96,240.00View SEC Filing Icon  
11/22/2019Arthur H PennCEOBuy9,000$11.78$106,020.00View SEC Filing Icon  
9/4/2019Samuel L KatzDirectorBuy25,000$11.42$285,500.00191,800View SEC Filing Icon  
8/15/2019Arthur H PennInsiderBuy8,000$11.55$92,400.00View SEC Filing Icon  
8/12/2019Arthur H PennInsiderBuy8,000$11.57$92,560.00View SEC Filing Icon  
8/9/2019Arthur H PennInsiderBuy9,000$11.66$104,940.00View SEC Filing Icon  
5/17/2019Aviv EfratCFOBuy8,200$12.05$98,810.0045,150View SEC Filing Icon  
5/15/2019Arthur H PennInsiderBuy9,500$12.09$114,855.00View SEC Filing Icon  
5/14/2019Aviv EfratCFOBuy8,200$12.05$98,810.0036,950View SEC Filing Icon  
5/13/2019Arthur H PennInsiderBuy7,000$12.10$84,700.00View SEC Filing Icon  
5/13/2019Samuel L KatzDirectorBuy20,000$12.11$242,200.00146,900View SEC Filing Icon  
5/10/2019Arthur H PennInsiderBuy9,000$12.15$109,350.00View SEC Filing Icon  
5/10/2019Samuel L KatzDirectorBuy100$12.20$1,220.00146,900View SEC Filing Icon  
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Insider Trading at PennantPark Floating Rate Capital?
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SEC Filings (Institutional Ownership Changes) for PennantPark Floating Rate Capital (NASDAQ:PFLT)

25.30% of PennantPark Floating Rate Capital stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at PFLT by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

PennantPark Floating Rate Capital Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/14/2021Private Advisor Group LLC23,809$0.31M0.0%+72.7%0.061%Search for SEC Filing on Google Icon
10/13/2021FNY Investment Advisers LLC2,500$31K0.0%N/A0.006%Search for SEC Filing on Google Icon
10/12/2021Sound Income Strategies LLC2,306,973$29.51M3.8%+0.2%5.950%Search for SEC Filing on Google Icon
10/8/2021Wedbush Securities Inc.42,606$0.55M0.0%+4.9%0.110%Search for SEC Filing on Google Icon
10/4/2021Confluence Investment Management LLC65,404$0.84M0.0%+1.3%0.169%Search for SEC Filing on Google Icon
8/23/2021Morgan Stanley188,721$2.40M0.0%-13.7%0.487%Search for SEC Filing on Google Icon
8/17/2021Millennium Management LLC11,534$0.15M0.0%-72.2%0.030%Search for SEC Filing on Google Icon
8/16/2021First Trust Advisors LP20,000$0.25M0.0%N/A0.052%Search for SEC Filing on Google Icon
8/16/2021Royal Bank of Canada24,750$0.32M0.0%+10.1%0.064%Search for SEC Filing on Google Icon
8/16/2021Morgan Stanley188,721$2.40M0.0%-13.7%0.487%Search for SEC Filing on Google Icon
8/12/2021Trexquant Investment LP12,357$0.16M0.0%N/A0.032%Search for SEC Filing on Google Icon
8/12/2021Private Advisor Group LLC13,784$0.18M0.0%-14.2%0.036%Search for SEC Filing on Google Icon
8/12/2021Advisory Services Network LLC15,963$0.20M0.0%+57.5%0.041%Search for SEC Filing on Google Icon
8/12/2021Legal & General Group Plc247,421$3.15M0.0%-8.4%0.638%Search for SEC Filing on Google Icon
8/12/2021JPMorgan Chase & Co.17,358$0.22M0.0%-12.4%0.045%Search for SEC Filing on Google Icon
8/12/2021Relative Value Partners Group LLC266,223$3.41M0.3%-11.7%0.687%Search for SEC Filing on Google Icon
8/11/2021BlackRock Inc.233,344$2.97M0.0%+10.7%0.602%Search for SEC Filing on Google Icon
8/11/2021Mackenzie Financial Corp84,034$1.07M0.0%+116.0%0.217%Search for SEC Filing on Google Icon
8/10/2021Virtus ETF Advisers LLC51,448$0.65M0.3%+35.2%0.133%Search for SEC Filing on Google Icon
8/10/2021Cambridge Investment Research Advisors Inc.34,334$0.44M0.0%-10.4%0.089%Search for SEC Filing on Google Icon
8/10/2021Van ECK Associates Corp582,939$7.42M0.0%-15.3%1.504%Search for SEC Filing on Google Icon
8/6/2021HighTower Advisors LLC118,475$1.51M0.0%-9.6%0.306%Search for SEC Filing on Google Icon
8/5/2021NinePointTwo Capital11,761$0.15M0.1%N/A0.030%Search for SEC Filing on Google Icon
8/3/2021Mckinley Capital Management LLC Delaware92,114$1.17M0.1%-2.3%0.238%Search for SEC Filing on Google Icon
8/2/2021Advisor Group Holdings Inc.269,577$3.43M0.0%+0.6%0.695%Search for SEC Filing on Google Icon
8/2/2021Optimum Investment Advisors39,745$0.51M0.2%-6.7%0.103%Search for SEC Filing on Google Icon
7/31/2021Advisors Asset Management Inc.130,633$1.66M0.0%+21.1%0.337%Search for SEC Filing on Google Icon
7/31/2021Wedbush Securities Inc.40,606$0.52M0.0%-19.2%0.105%Search for SEC Filing on Google Icon
7/13/2021Sound Income Strategies LLC2,301,360$29.27M4.2%-5.0%5.936%Search for SEC Filing on Google Icon
7/1/2021Confluence Investment Management LLC64,560$0.82M0.0%+1.6%0.167%Search for SEC Filing on Google Icon
6/5/2021Advisory Services Network LLC10,136$0.12M0.0%+1,207.9%0.026%Search for SEC Filing on Google Icon
5/19/2021TownSquare Capital LLC36,003$0.43M0.0%-16.9%0.093%Search for SEC Filing on Google Icon
5/18/2021Millennium Management LLC41,554$0.49M0.0%+32.8%0.107%Search for SEC Filing on Google Icon
5/18/2021D. E. Shaw & Co. Inc.10,169$0.12M0.0%-69.3%0.026%Search for SEC Filing on Google Icon
5/18/2021Morgan Stanley218,685$2.60M0.0%-34.8%0.564%Search for SEC Filing on Google Icon
5/17/2021Great West Life Assurance Co. Can11,861$0.14M0.0%-38.6%0.031%Search for SEC Filing on Google Icon
5/17/2021Virtus ETF Advisers LLC38,051$0.45M0.2%-5.4%0.098%Search for SEC Filing on Google Icon
5/17/2021Royal Bank of Canada22,488$0.27M0.0%-5.6%0.058%Search for SEC Filing on Google Icon
5/17/2021Hennion & Walsh Asset Management Inc.147,859$1.76M0.1%N/A0.381%Search for SEC Filing on Google Icon
5/14/2021Arrowstreet Capital Limited Partnership294,443$3.50M0.0%-33.8%0.759%Search for SEC Filing on Google Icon
5/14/2021Stifel Financial Corp80,608$0.96M0.0%+1.2%0.208%Search for SEC Filing on Google Icon
5/13/2021Wolverine Asset Management LLC2,362$28K0.0%N/A0.006%Search for SEC Filing on Google Icon
5/13/2021Neuberger Berman Group LLC34,896$0.42M0.0%-21.5%0.090%Search for SEC Filing on Google Icon
5/13/2021Van ECK Associates Corp688,177$8.18M0.0%+17.5%1.775%Search for SEC Filing on Google Icon
5/13/2021Altshuler Shaham Ltd1,891,245$22.78M0.2%N/A4.878%Search for SEC Filing on Google Icon
5/12/2021Pin Oak Investment Advisors Inc.348,236$4.14M3.5%-1.1%0.898%Search for SEC Filing on Google Icon
5/12/2021Relative Value Partners Group LLC301,602$3.61M0.3%-0.7%0.778%Search for SEC Filing on Google Icon
5/12/2021JPMorgan Chase & Co.19,825$0.24M0.0%-9.8%0.051%Search for SEC Filing on Google Icon
5/12/2021UBS Group AG43,242$0.51M0.0%+15.8%0.112%Search for SEC Filing on Google Icon
5/11/2021Aigen Investment Management LP15,552$0.19M0.0%-32.4%0.040%Search for SEC Filing on Google Icon
5/11/2021Acadian Asset Management LLC14,291$0.17M0.0%-73.4%0.037%Search for SEC Filing on Google Icon
5/11/2021Pacific Ridge Capital Partners LLC230,801$2.74M0.5%-37.1%0.595%Search for SEC Filing on Google Icon
5/11/2021AllSquare Wealth Management LLC15,600$0.19M0.1%+14.7%0.040%Search for SEC Filing on Google Icon
5/10/2021HighTower Advisors LLC130,989$1.56M0.0%-15.9%0.338%Search for SEC Filing on Google Icon
5/7/2021Advisors Asset Management Inc.107,871$1.28M0.0%-20.2%0.278%Search for SEC Filing on Google Icon
5/7/2021BlackRock Inc.210,721$2.50M0.0%-28.3%0.544%Search for SEC Filing on Google Icon
5/7/2021Cambridge Investment Research Advisors Inc.38,323$0.46M0.0%-3.3%0.099%Search for SEC Filing on Google Icon
4/27/2021AE Wealth Management LLC31,547$0.38M0.0%-3.7%0.081%Search for SEC Filing on Google Icon
4/27/2021PFG Advisors163,643$1.94M0.2%-1.5%0.422%Search for SEC Filing on Google Icon
4/26/2021Wedbush Securities Inc.50,236$0.60M0.0%+15.5%0.130%Search for SEC Filing on Google Icon
4/23/2021Taylor Frigon Capital Management LLC138,405$1.64M0.5%+0.9%0.357%Search for SEC Filing on Google Icon
4/22/2021Private Advisor Group LLC16,074$0.19M0.0%-13.4%0.041%Search for SEC Filing on Google Icon
4/21/2021Mckinley Capital Management LLC Delaware94,283$1.12M0.1%-5.1%0.243%Search for SEC Filing on Google Icon
4/19/2021International Assets Investment Management LLC53,000$0.59M0.1%+100.0%0.137%Search for SEC Filing on Google Icon
4/14/2021Sound Income Strategies LLC2,423,738$28.79M4.9%+7.3%6.252%Search for SEC Filing on Google Icon
4/12/2021FNY Investment Advisers LLC5,686$67K0.0%+33.8%0.015%Search for SEC Filing on Google Icon
4/5/2021Confluence Investment Management LLC63,552$0.76M0.0%-34.0%0.164%Search for SEC Filing on Google Icon
2/19/2021JPMorgan Chase & Co.21,972$0.23M0.0%+14.1%0.057%Search for SEC Filing on Google Icon
2/19/2021Pin Oak Investment Advisors Inc.351,951$3.71M3.0%-3.1%0.908%Search for SEC Filing on Google Icon
2/16/2021ExodusPoint Capital Management LP79,852$0.84M0.0%N/A0.206%Search for SEC Filing on Google Icon
2/12/2021Stifel Financial Corp79,667$0.84M0.0%-9.6%0.205%Search for SEC Filing on Google Icon
2/12/2021LPL Financial LLC36,541$0.39M0.0%-20.1%0.094%Search for SEC Filing on Google Icon
2/12/2021Virtus ETF Advisers LLC40,207$0.42M0.2%-35.9%0.104%Search for SEC Filing on Google Icon
2/11/2021B. Riley Wealth Management Inc.282,882$2.98M0.4%-3.1%0.730%Search for SEC Filing on Google Icon
2/11/2021Dynamic Technology Lab Private Ltd21,964$0.23M0.0%N/A0.057%Search for SEC Filing on Google Icon
2/10/2021Pacific Ridge Capital Partners LLC366,787$3.86M0.9%-15.4%0.946%Search for SEC Filing on Google Icon
2/10/2021HighTower Advisors LLC155,822$1.64M0.0%-12.7%0.402%Search for SEC Filing on Google Icon
2/10/2021Mckinley Capital Management LLC Delaware99,399$1.05M0.1%-6.1%0.256%Search for SEC Filing on Google Icon
2/9/2021Van ECK Associates Corp585,720$6.17M0.0%+15.4%1.511%Search for SEC Filing on Google Icon
2/9/2021AllSquare Wealth Management LLC13,600$0.14M0.1%-49.4%0.035%Search for SEC Filing on Google Icon
2/8/2021Russell Investments Group Ltd.44,800$0.47M0.0%N/A0.116%Search for SEC Filing on Google Icon
2/8/2021Teamwork Financial Advisors LLC23,152$0.24M0.1%+17.5%0.060%Search for SEC Filing on Google Icon
2/5/2021BlackRock Inc.293,749$3.09M0.0%+1.2%0.758%Search for SEC Filing on Google Icon
2/5/2021Sumitomo Mitsui Trust Holdings Inc.151,689$1.60M0.0%-7.0%0.391%Search for SEC Filing on Google Icon
2/5/2021US Bancorp DE4,000$42K0.0%N/A0.010%Search for SEC Filing on Google Icon
2/4/2021Cambridge Investment Research Advisors Inc.39,618$0.42M0.0%-2.8%0.102%Search for SEC Filing on Google Icon
2/1/2021AE Wealth Management LLC32,774$0.35M0.0%+4.2%0.085%Search for SEC Filing on Google Icon
1/28/2021Comerica Bank11,640$0.13M0.0%N/A0.030%Search for SEC Filing on Google Icon
1/26/2021PFG Advisors166,204$1.75M0.3%-2.3%0.429%Search for SEC Filing on Google Icon
1/25/2021Janney Montgomery Scott LLC46,940$0.49M0.0%-7.8%0.121%Search for SEC Filing on Google Icon
1/25/2021Confluence Investment Management LLC96,336$1.02M0.0%+1.3%0.248%Search for SEC Filing on Google Icon
1/22/2021Taylor Frigon Capital Management LLC137,134$1.44M0.5%-1.2%0.354%Search for SEC Filing on Google Icon
1/21/2021Optimum Investment Advisors42,424$0.45M0.1%+26.6%0.109%Search for SEC Filing on Google Icon
1/19/2021FNY Investment Advisers LLC4,250$44K0.0%N/A0.011%Search for SEC Filing on Google Icon
1/11/2021Sound Income Strategies LLC2,259,858$23.80M5.3%+6.8%5.829%Search for SEC Filing on Google Icon
12/4/2020Van ECK Associates Corp507,614$4.28M0.0%+4.1%1.309%Search for SEC Filing on Google Icon
11/18/2020Great West Life Assurance Co. Can18,222$0.15M0.0%+25.2%0.047%Search for SEC Filing on Google Icon
11/17/2020Pin Oak Investment Advisors Inc.363,381$3.07M3.0%+13.6%0.937%Search for SEC Filing on Google Icon
11/16/2020Advisors Asset Management Inc.151,231$1.28M0.0%-10.5%0.390%Search for SEC Filing on Google Icon
11/13/2020Muzinich & Co. Inc.163,190$1.38M0.6%-40.4%0.421%Search for SEC Filing on Google Icon
Data available starting January 2016

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PennantPark Floating Rate Capital logo
PennantPark Floating Rate Capital Ltd is a non-diversified closed-end management investment company invests in small market-cap and public middle market companies located in the U.S. and to a limited extent non-US companies. The fund invests in equity securities such as preferred stock, common stock, warrants or options received in connection with debt investments or through direct investments with investment size of $2 to $20 million. It also invests between $10 million and $50 million in senior secured loans such as first lien secured debt, second lien secured debt, subordinated debt and mezzanine debt. It also makes secondary direct investments. The company was founded in 2007 and is headquartered in New York, NY.
Read More on PennantPark Floating Rate Capital

Today's Range

Now: $13.30
Low: $13.24
High: $13.39

50 Day Range

MA: $12.95
Low: $12.51
High: $13.33

52 Week Range

Now: $13.30
Low: $7.70
High: $13.50

Volume

164,052 shs

Average Volume

207,876 shs

Market Capitalization

$515.64 million

P/E Ratio

7.47

Dividend Yield

8.59%

Beta

2.03

Who are the company insiders with the largest holdings of PennantPark Floating Rate Capital?

PennantPark Floating Rate Capital's top insider shareholders include:
  1. Samuel L Katz (Director)
  2. Aviv Efrat (CFO)
  3. Adam K Bernstein (Director)
  4. Jeffrey Flug (Director)
  5. Arthur H Penn (CEO)
  6. Arthur H Penn (Insider)

Who are the major institutional investors of PennantPark Floating Rate Capital?

PennantPark Floating Rate Capital's top institutional shareholders include:
  1. Sound Income Strategies LLC — 5.95%
  2. Confluence Investment Management LLC — 0.17%
  3. Wedbush Securities Inc. — 0.11%
  4. Private Advisor Group LLC — 0.06%
  5. FNY Investment Advisers LLC — 0.01%

Which institutional investors are buying PennantPark Floating Rate Capital stock?

During the last quarter, PFLT stock was purchased by institutional investors including:
  1. Private Advisor Group LLC
  2. Sound Income Strategies LLC
  3. FNY Investment Advisers LLC
  4. Wedbush Securities Inc.
  5. Confluence Investment Management LLC
Within the previous year, these company insiders have bought PennantPark Floating Rate Capital stock:
  1. Samuel L Katz (Director)
  2. Aviv Efrat (CFO)
  3. Adam K Bernstein (Director)
  4. Jeffrey Flug (Director)
  5. Arthur H Penn (CEO)
  6. Arthur H Penn (Insider)
What The White House Is NOT Telling You About The "Green Revolution."
Governments across the globe want to go "All Electric" by 2035. There's one rare metal that could cripple these plans. Without it, going green is impossible. And that's why there's a modern-day gold-rush for this rare metal.
Read The Full Story On This "Gold Rush"