Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
2/14/2024	Greenwich Investment Management Inc.	390,636	$6.09M	4.6%	-2.3%	0.000%
2/13/2024	Envestnet Asset Management Inc.	99,302	$1.55M	0.0%	-3.6%	0.000%
2/13/2024	Cetera Advisor Networks LLC	82,388	$1.29M	0.0%	-3.6%	0.000%
2/9/2024	UBS Group AG	49,436	$0.77M	0.0%	-35.3%	0.000%
2/7/2024	Montag A & Associates Inc.	13,711	$0.22M	0.0%	+8.7%	0.000%
2/6/2024	MeadowBrook Investment Advisors LLC	1,640	$26K	0.0%	N/A	0.000%
2/6/2024	Benjamin F. Edwards & Company Inc.	272,720	$4.25M	0.1%	-0.9%	0.000%
1/30/2024	SFI Advisors LLC	11,748	$0.18M	0.2%	N/A	0.000%
1/29/2024	Granite Bay Wealth Management LLC	30,160	$0.47M	0.0%	N/A	0.000%
1/16/2024	TSP Capital Management Group LLC	306,910	$4.79M	1.7%	-10.9%	0.000%
1/12/2024	Mutual Advisors LLC	37,011	$0.58M	0.0%	N/A	0.000%
11/21/2023	Almitas Capital LLC	35,183	$0.47M	0.2%	-87.1%	0.000%
11/16/2023	Greenwich Investment Management Inc.	399,695	$5.37M	4.3%	-1.9%	0.000%
11/13/2023	Mariner LLC	22,352	$0.30M	0.0%	N/A	0.000%
11/13/2023	Envestnet Asset Management Inc.	103,052	$1.38M	0.0%	+3.7%	0.000%
10/24/2023	Raymond James & Associates	23,471	$0.32M	0.0%	-11.5%	0.000%
10/23/2023	Commonwealth Equity Services LLC	152,385	$2.05M	0.0%	+1.3%	0.000%
10/17/2023	CreativeOne Wealth LLC	26,341	$0.35M	0.0%	N/A	0.000%
8/21/2023	Osaic Holdings Inc.	261,278	$3.37M	0.0%	-14.8%	0.000%
8/15/2023	Wells Fargo & Company MN	71,526	$0.92M	0.0%	-21.1%	0.000%
8/15/2023	Benjamin F. Edwards & Company Inc.	32,123	$0.42M	0.0%	+5.4%	0.000%
8/15/2023	Rivernorth Capital Management LLC	759,021	$9.80M	0.5%	-0.4%	0.000%
8/15/2023	Royal Bank of Canada	3,658	$47K	0.0%	-80.6%	0.000%
8/11/2023	Almitas Capital LLC	272,182	$3.63M	1.5%	+84.3%	0.000%
8/10/2023	Osaic Holdings Inc.	261,278	$3.37M	0.0%	-14.8%	0.000%
8/10/2023	Commonwealth Equity Services LLC	150,502	$1.94M	0.0%	+1.7%	0.000%
8/9/2023	Spire Wealth Management	5,400	$70K	0.0%	-12.1%	0.000%
8/4/2023	Envestnet Asset Management Inc.	99,357	$1.28M	0.0%	+14.2%	0.000%
8/1/2023	Truist Financial Corp	99,357	$1.28M	0.0%	+14.2%	0.000%
7/31/2023	LPL Financial LLC	11,049	$0.14M	0.0%	N/A	0.000%
7/5/2023	Curbstone Financial Management Corp	50,616	$0.65M	0.2%	-29.3%	0.000%
5/12/2023	UBS Group AG	72,833	$0.93M	0.0%	+1.9%	0.000%
5/11/2023	Envestnet Asset Management Inc.	86,990	$1.12M	0.0%	N/A	0.000%
5/11/2023	Commonwealth Equity Services LLC	148,031	$1.90M	0.0%	-1.0%	0.000%
5/5/2023	Truist Financial Corp	86,990	$1.12M	0.0%	N/A	0.000%
4/13/2023	TSP Capital Management Group LLC	344,344	$4.42M	1.6%	-0.6%	0.000%
2/15/2023	Morgan Stanley	305,911	$3.77M	0.0%	-1.3%	0.000%
2/15/2023	Almitas Capital LLC	210,011	$2.59M	1.2%	+60.3%	0.000%
2/14/2023	Cetera Advisor Networks LLC	83,460	$1.03M	0.0%	+21.9%	0.000%
2/13/2023	Baird Financial Group Inc.	27,541	$0.34M	0.0%	N/A	0.000%
2/13/2023	Wells Fargo & Company MN	97,958	$1.21M	0.0%	-21.1%	0.000%
2/10/2023	Bank of America Corp DE	6,635	$82K	0.0%	-72.0%	0.000%
2/10/2023	Advisor Group Holdings Inc.	159,980	$1.97M	0.0%	+6.0%	0.000%
2/8/2023	UBS Group AG	71,454	$0.88M	0.0%	-11.8%	0.000%
2/7/2023	Commonwealth Equity Services LLC	149,530	$1.84M	0.0%	-3.6%	0.000%
2/7/2023	Benjamin F. Edwards & Company Inc.	30,271	$0.37M	0.0%	-17.1%	0.000%
1/17/2023	TSP Capital Management Group LLC	346,271	$4.27M	1.6%	-0.3%	3.267%
11/14/2022	Almitas Capital LLC	130,993	$1.48M	1.1%	+378.3%	1.236%
11/14/2022	Oppenheimer & Co. Inc.	11,816	$0.13M	0.0%	-74.1%	0.111%
11/10/2022	UBS Group AG	81,025	$0.92M	0.0%	+29.2%	0.000%
10/28/2022	Benjamin F. Edwards & Company Inc.	36,511	$0.41M	0.0%	-7.0%	0.344%
10/25/2022	Raymond James & Associates	26,756	$0.30M	0.0%	-4.8%	0.000%
10/20/2022	TSP Capital Management Group LLC	347,201	$3.93M	1.7%	-2.3%	3.275%
8/15/2022	Citadel Advisors LLC	15,100	$0.19M	0.0%	N/A	0.142%
8/11/2022	Cetera Advisor Networks LLC	67,650	$0.83M	0.0%	+4.0%	0.638%
8/8/2022	Oppenheimer & Co. Inc.	45,601	$0.56M	0.0%	-75.5%	0.430%
8/4/2022	Curbstone Financial Management Corp	71,616	$0.88M	0.2%	-1.1%	0.676%
8/3/2022	Janney Montgomery Scott LLC	15,771	$0.19M	0.0%	+6.1%	0.000%
7/21/2022	TSP Capital Management Group LLC	355,428	$4.36M	1.7%	-2.1%	0.000%
7/19/2022	Commonwealth Equity Services LLC	155,526	$1.91M	0.0%	+10.6%	0.000%
5/17/2022	Royal Bank of Canada	11,897	$0.16M	0.0%	+10.3%	0.000%
5/17/2022	Greenwich Investment Management Inc.	365,850	$4.90M	2.9%	+5.6%	0.000%
5/16/2022	Rivernorth Capital Management LLC	748,674	$10.03M	0.4%	+15.2%	7.063%
5/16/2022	UBS Group AG	61,967	$0.83M	0.0%	-9.9%	0.585%
5/12/2022	TSP Capital Management Group LLC	363,176	$4.86M	1.6%	-4.5%	3.426%
5/12/2022	Cetera Advisor Networks LLC	65,033	$0.87M	0.0%	+98.4%	0.614%
5/12/2022	Oppenheimer & Co. Inc.	185,778	$2.49M	0.0%	-4.3%	1.753%
5/11/2022	Raymond James & Associates	28,103	$0.38M	0.0%	-6.6%	0.265%
5/4/2022	Advisor Group Holdings Inc.	87,932	$1.18M	0.0%	+1.5%	0.000%
5/4/2022	Emfo LLC	2,300	$31K	0.0%	-25.8%	0.000%
5/4/2022	Commonwealth Equity Services LLC	140,583	$1.88M	0.0%	+0.8%	0.000%
5/4/2022	Benjamin F. Edwards & Company Inc.	38,992	$0.52M	0.0%	-4.2%	0.000%
4/18/2022	Spire Wealth Management	6,745	$90K	0.0%	-52.6%	0.064%
2/14/2022	Greenwich Investment Management Inc.	346,386	$5.13M	3.5%	N/A	3.268%
2/9/2022	Montag A & Associates Inc.	12,132	$0.18M	0.0%	+20.3%	0.114%
2/7/2022	Benjamin F. Edwards & Company Inc.	40,699	$0.60M	0.0%	-3.7%	0.384%
2/3/2022	Advisor Group Holdings Inc.	86,615	$1.28M	0.0%	+5.1%	0.817%
1/31/2022	Commonwealth Equity Services LLC	139,512	$2.06M	0.0%	+8.3%	1.316%
1/27/2022	Janney Montgomery Scott LLC	14,871	$0.22M	0.0%	N/A	0.140%
1/26/2022	TSP Capital Management Group LLC	380,259	$5.63M	1.9%	-1.0%	3.587%
1/14/2022	Spire Wealth Management	14,236	$0.21M	0.0%	-54.5%	0.134%
11/15/2021	Rivernorth Capital Management LLC	503,299	$6.95M	0.4%	+13.1%	4.747%
11/5/2021	Advisor Group Holdings Inc.	82,403	$1.14M	0.0%	+1.0%	0.777%
11/3/2021	TSP Capital Management Group LLC	383,942	$5.30M	1.8%	+0.3%	3.622%
11/2/2021	Benjamin F. Edwards & Company Inc.	42,254	$0.58M	0.0%	+5.2%	0.399%
10/29/2021	Commonwealth Equity Services LLC	128,835	$1.78M	0.0%	+1.0%	1.215%
10/26/2021	Emfo LLC	3,100	$43K	0.0%	N/A	0.029%
8/16/2021	Rivernorth Capital Management LLC	444,831	$6.10M	0.3%	+8.6%	4.196%
8/16/2021	Morgan Stanley	280,084	$3.84M	0.0%	+6.8%	2.642%
8/13/2021	Liberty Wealth Management LLC	1,017	$74K	0.0%	+1,293.2%	0.010%
8/13/2021	TSP Capital Management Group LLC	382,642	$5.25M	1.7%	-0.6%	3.609%
8/12/2021	Advisory Services Network LLC	2,261	$31K	0.0%	N/A	0.021%
8/11/2021	Barings LLC	86,128	$1.18M	0.0%	-62.5%	0.812%
8/3/2021	Montag A & Associates Inc.	10,034	$0.14M	0.0%	+14.2%	0.095%
8/3/2021	Oppenheimer & Co. Inc.	193,694	$2.66M	0.0%	+0.5%	1.827%
8/2/2021	Advisor Group Holdings Inc.	81,565	$1.12M	0.0%	+30.7%	0.769%
5/18/2021	Rivernorth Capital Management LLC	409,429	$5.29M	0.3%	+26.0%	3.862%
5/18/2021	Morgan Stanley	262,183	$3.39M	0.0%	+10.8%	2.473%
5/17/2021	Royal Bank of Canada	9,713	$0.13M	0.0%	+11.7%	0.092%
5/14/2021	MML Investors Services LLC	11,649	$0.15M	0.0%	-8.5%	0.110%

Data available starting January 2016

Barings Participation Investors is a closed ended fixed income mutual fund launched and managed by Barings LLC. The fund invests in the fixed income markets of the United States. It primarily invests in below-investment grade, long-term corporate debt obligations which are directly purchased from its issuers. The fund also seeks to invest in warrants, conversion rights, or other equity related instruments. It benchmarks the performance of its portfolio against Standard and Poor's Industrials Composite, Russell 2000 Index, Lehman Brothers U.S. High Yield Index, and Lehman Brothers Intermediate U.S. Credit Index. The fund was formerly known as Babson Capital Participation Investors. Barings Participation Investors was formed on April 7, 1988 and is domiciled in the United States.

Today's Range

Now: $15.44

$15.41

$15.50

50 Day Range

MA: $15.76

$15.15

$16.26

52 Week Range

Now: $15.44

$11.18

$16.42

Volume

7,568 shs

Average Volume

22,432 shs

Market Capitalization

$164.01 million

P/E Ratio

N/A

Dividend Yield

8.30%

Beta

0.57

Who are the company insiders with the largest holdings of Barings Participation Investors?: Barings Participation Investors' top insider shareholders include:
Barbara Ginader (Insider)
Learn More about top insider investors at Barings Participation Investors.