BR Insider Trading

Insider Ownership Percentage: 1.60%
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $56,334,487.68

Broadridge Financial Solutions Insider Trading History Chart

This chart shows the insider buying and selling history at Broadridge Financial Solutions by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Broadridge Financial Solutions Share Price & Price History

Current Price: $195.47
Price Change: Price Decrease of -0.09 (-0.05%)
As of 04/26/2024 03:10 PM ET

This chart shows the closing price history over time for BR up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

Broadridge Financial Solutions Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
3/7/2024Douglas Richard DeSchutterInsiderSell12,200$204.71$2,497,462.0032,480View SEC Filing Icon  
2/29/2024Robert N. DuelksDirectorSell830$201.58$167,311.405,445View SEC Filing Icon  
2/28/2024Thomas P. CareyVPSell12,731$201.02$2,559,185.6213,303View SEC Filing Icon  
2/6/2024Douglas Richard DeSchutterInsiderSell22,722$199.00$4,521,678.0044,680View SEC Filing Icon  
12/28/2023Christopher John PerryPresidentSell5,069$205.32$1,040,767.0859,651View SEC Filing Icon  
12/26/2023Christopher John PerryPresidentSell6,643$200.17$1,329,729.3159,282View SEC Filing Icon  
12/22/2023Christopher John PerryPresidentSell2,722$200.01$544,427.2258,831View SEC Filing Icon  
12/8/2023Laura MatlinVPSell4,090$189.49$775,014.106,481View SEC Filing Icon  
11/9/2023Keir D. GumbsVPSell3,771$176.61$665,996.3114,403View SEC Filing Icon  
11/8/2023Christopher John PerryPresidentSell20,614$176.94$3,647,441.1656,738View SEC Filing Icon  
8/30/2023Christopher John PerryPresidentSell12,834$186.45$2,392,899.3077,352View SEC Filing Icon  
8/30/2023Keir D. GumbsVPSell2,688$186.41$501,070.0814,023View SEC Filing Icon  
8/28/2023Richard J. DalyChairmanSell8,297$185.40$1,538,263.80111,721View SEC Filing Icon  
8/22/2023Thomas P. CareyVPSell2,500$178.40$446,000.0011,322View SEC Filing Icon  
8/21/2023Richard J. DalyChairmanSell72,050$178.29$12,845,794.50120,018View SEC Filing Icon  
8/18/2023Richard J. DalyChairmanSell31,565$178.82$5,644,453.30111,761View SEC Filing Icon  
8/14/2023Douglas Richard DeSchutterVPSell22,874$182.95$4,184,798.3038,247View SEC Filing Icon  
8/11/2023Leslie A BrunDirectorSell2,000$181.20$362,400.0072,430View SEC Filing Icon  
8/10/2023Christopher John PerryPresidentSell10,118$180.57$1,827,007.2669,365View SEC Filing Icon  
8/10/2023Robert SchifelliteSVPSell26,109$179.27$4,680,560.4348,082View SEC Filing Icon  
6/1/2023Leslie A BrunDirectorSell6,900$148.98$1,027,962.0059,916View SEC Filing Icon  
5/19/2023Laura MatlinVPSell4,052$153.73$622,913.965,825View SEC Filing Icon  
5/4/2023Richard John StingiVPSell750$155.27$116,452.504,202View SEC Filing Icon  
5/4/2023Robert SchifelliteSVPSell15,695$152.59$2,394,900.0550,314View SEC Filing Icon  
2/24/2023Robert N. DuelksDirectorSell1,425$141.06$201,010.506,275View SEC Filing Icon  
11/22/2022Thomas J. PernaDirectorSell42,417$147.57$6,259,476.6929,704View SEC Filing Icon  
8/26/2022Richard J. DalyChairmanSell72,983$175.35$12,797,569.05143,170View SEC Filing Icon  
8/19/2022Christopher John PerryPresidentSell3,702$176.28$652,588.5672,810View SEC Filing Icon  
8/15/2022Robert SchifelliteSVPSell69,616$179.18$12,473,794.8857,616View SEC Filing Icon  
8/15/2022Thomas P. CareyVPSell16,703$179.16$2,992,509.4812,902View SEC Filing Icon  
12/28/2021Christopher John PerryPresidentSell415$185.04$76,791.60View SEC Filing Icon  
12/7/2021Robert SchifelliteSVPSell18,063$173.26$3,129,595.38View SEC Filing Icon  
12/3/2021Robert SchifelliteSVPSell12,488$173.11$2,161,797.68View SEC Filing Icon  
11/29/2021Vijay MayadasVPSell25,208$174.00$4,386,192.00View SEC Filing Icon  
10/19/2021Christopher John PerryPresidentSell10,104$180.14$1,820,134.56View SEC Filing Icon  
10/15/2021Christopher John PerryPresidentSell902$180.01$162,369.02View SEC Filing Icon  
10/7/2021Richard J. DalyChairmanSell73,300$168.43$12,345,919.00View SEC Filing Icon  
10/5/2021Richard J. DalyChairmanSell77,661$164.02$12,737,957.22View SEC Filing Icon  
9/23/2021Timothy C. GokeyCEOSell49,897$167.61$8,363,236.17View SEC Filing Icon  
9/7/2021Vijay MayadasVPSell1,093$169.42$185,176.0625,023View SEC Filing Icon  
9/2/2021Vijay MayadasVPSell1,735$171.00$296,685.0025,023View SEC Filing Icon  
8/24/2021Adam D. AmsterdamCEOSell5,500$171.72$944,460.0011,397View SEC Filing Icon  
8/16/2021Michael LiberatoreVPSell32,727$175.65$5,748,497.5520,612View SEC Filing Icon  
8/2/2021Christopher John PerryPresidentSell900$175.07$157,563.0057,237View SEC Filing Icon  
7/14/2021Christopher John PerryPresidentSell12,621$170.04$2,146,074.8468,783View SEC Filing Icon  
5/20/2021Laura MatlinVPSell1,369$160.05$219,108.456,295View SEC Filing Icon  
2/25/2021Douglas Richard DeSchutterVPBuy11$113.33$1,246.63View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for Broadridge Financial Solutions (NYSE:BR)

90.03% of Broadridge Financial Solutions stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at BR by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Broadridge Financial Solutions Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/26/2024MONECO Advisors LLC1,329$0.27M0.0%+10.8%0.001%Search for SEC Filing on Google Icon
4/26/2024Davies Financial Advisors Inc.1,119$0.23M0.2%N/A0.001%Search for SEC Filing on Google Icon
4/25/2024Alta Capital Management LLC89,165$18.27M1.1%-2.6%0.076%Search for SEC Filing on Google Icon
4/25/2024New York State Teachers Retirement System101,522$20.80M0.0%-5.1%0.086%Search for SEC Filing on Google Icon
4/25/2024Bank of New York Mellon Corp911,234$186.68M0.0%-2.8%0.774%Search for SEC Filing on Google Icon
4/25/2024Strategy Asset Managers LLC4,504$0.92M0.2%+161.7%0.004%Search for SEC Filing on Google Icon
4/25/2024Zurcher Kantonalbank Zurich Cantonalbank 123,899$25.38M0.1%+5.8%0.105%Search for SEC Filing on Google Icon
4/25/2024Fjarde AP Fonden Fourth Swedish National Pension Fund29,142$5.97M0.1%+1.4%0.025%Search for SEC Filing on Google Icon
4/25/2024Smallwood Wealth Investment Management LLC3,114$0.64M0.5%N/A0.003%Search for SEC Filing on Google Icon
4/25/2024Summit Financial LLC3,790$0.78M0.0%-4.0%0.003%Search for SEC Filing on Google Icon
4/25/2024Cambridge Investment Research Advisors Inc.13,653$2.80M0.0%+11.9%0.012%Search for SEC Filing on Google Icon
4/24/2024Pegasus Partners Ltd.6,184$1.27M0.1%-4.4%0.005%Search for SEC Filing on Google Icon
4/24/2024Simplicity Wealth LLC15,897$3.26M0.1%+577.0%0.013%Search for SEC Filing on Google Icon
4/24/2024Assenagon Asset Management S.A.48,130$9.86M0.0%-48.4%0.041%Search for SEC Filing on Google Icon
4/23/2024BSW Wealth Partners1,479$0.30M0.1%N/A0.001%Search for SEC Filing on Google Icon
4/23/2024Global Retirement Partners LLC1,700$0.35M0.0%-9.1%0.001%Search for SEC Filing on Google Icon
4/23/2024Louisiana State Employees Retirement System6,900$1.41M0.0%-2.8%0.006%Search for SEC Filing on Google Icon
4/23/2024WASHINGTON TRUST Co63,926$13.10M0.5%-1.1%0.054%Search for SEC Filing on Google Icon
4/23/2024Venturi Wealth Management LLC1,247$0.26M0.0%+13.4%0.001%Search for SEC Filing on Google Icon
4/23/2024Amalgamated Bank25,391$5.20M0.0%-20.8%0.022%Search for SEC Filing on Google Icon
4/23/2024Gradient Investments LLC126$26K0.0%-71.7%0.000%Search for SEC Filing on Google Icon
4/23/2024New Mexico Educational Retirement Board5,950$1.22M0.0%-3.3%0.005%Search for SEC Filing on Google Icon
4/23/2024Sugarloaf Wealth Management LLC16,766$3.44M0.6%+7.3%0.014%Search for SEC Filing on Google Icon
4/23/2024TrueWealth Advisors LLC1,236$0.25M0.1%-32.9%0.001%Search for SEC Filing on Google Icon
4/23/2024Fifth Third Bancorp30,240$6.20M0.0%-1.0%0.026%Search for SEC Filing on Google Icon
4/23/2024Loring Wolcott & Coolidge Fiduciary Advisors LLP MA275,102$53.43M0.5%-3.3%0.234%Search for SEC Filing on Google Icon
4/23/2024Raymond James Financial Services Advisors Inc.55,364$11.34M0.0%+1.7%0.047%Search for SEC Filing on Google Icon
4/23/2024Wendell David Associates Inc.105,599$21.63M2.2%+0.3%0.090%Search for SEC Filing on Google Icon
4/22/2024Forza Wealth Management LLC3,000$0.62M0.3%-4.8%0.003%Search for SEC Filing on Google Icon
4/22/2024Nilsine Partners LLC1,117$0.23M0.0%-29.8%0.001%Search for SEC Filing on Google Icon
4/22/2024PFG Investments LLC2,975$0.61M0.0%N/A0.003%Search for SEC Filing on Google Icon
4/22/2024Parsons Capital Management Inc. RI22,269$4.56M0.3%-1.7%0.019%Search for SEC Filing on Google Icon
4/22/2024Raymond James & Associates398,793$81.70M0.1%-0.1%0.339%Search for SEC Filing on Google Icon
4/22/2024EFG Asset Management Americas Corp.5,260$1.08M0.3%-21.9%0.004%Search for SEC Filing on Google Icon
4/22/2024IFM Investors Pty Ltd25,051$5.13M0.1%+12.4%0.021%Search for SEC Filing on Google Icon
4/22/2024Everpar Advisors LLC1,978$0.41M0.2%-39.5%0.002%Search for SEC Filing on Google Icon
4/22/2024Ashton Thomas Private Wealth LLC3,301$0.68M0.0%+10.3%0.003%Search for SEC Filing on Google Icon
4/20/2024Kesler Norman & Wride LLC8,787$1.80M0.4%-17.1%0.007%Search for SEC Filing on Google Icon
4/19/2024Fruth Investment Management11,155$2.29M0.6%-5.1%0.009%Search for SEC Filing on Google Icon
4/19/2024AMI Asset Management Corp2,639$0.54M0.0%-3.6%0.002%Search for SEC Filing on Google Icon
4/19/2024First Trust Direct Indexing L.P.3,130$0.64M0.0%+6.7%0.003%Search for SEC Filing on Google Icon
4/19/2024Hudson Capital Management LLC1,200$0.25M0.1%-7.7%0.001%Search for SEC Filing on Google Icon
4/19/2024Norden Group LLC22,704$4.65M0.1%N/A0.019%Search for SEC Filing on Google Icon
4/19/2024State of Alaska Department of Revenue12,801$2.62M0.0%+0.6%0.011%Search for SEC Filing on Google Icon
4/19/2024Albion Financial Group UT2,960$0.61M0.0%+2.4%0.003%Search for SEC Filing on Google Icon
4/19/2024Sumitomo Mitsui Trust Holdings Inc.281,153$57.60M0.0%-1.2%0.239%Search for SEC Filing on Google Icon
4/18/2024State of Michigan Retirement System32,260$6.61M0.0%+0.3%0.027%Search for SEC Filing on Google Icon
4/18/2024Allspring Global Investments Holdings LLC7,418$1.52M0.0%+14.3%0.006%Search for SEC Filing on Google Icon
4/18/2024Tributary Capital Management LLC3,499$0.72M0.1%-20.0%0.003%Search for SEC Filing on Google Icon
4/18/2024Congress Wealth Management LLC DE 74,414$15.25M0.3%-3.7%0.063%Search for SEC Filing on Google Icon
4/18/2024Oak Thistle LLC1,053$0.22M0.2%N/A0.001%Search for SEC Filing on Google Icon
4/18/2024Park Place Capital Corp1,405$0.29M0.1%+182.1%0.001%Search for SEC Filing on Google Icon
4/18/2024MorganRosel Wealth Management LLC4,138$0.85M0.3%N/A0.004%Search for SEC Filing on Google Icon
4/18/2024Compass Ion Advisors LLC1,524$0.31M0.0%-48.3%0.001%Search for SEC Filing on Google Icon
4/18/2024LVW Advisors LLC2,207$0.45M0.1%+75.3%0.002%Search for SEC Filing on Google Icon
4/17/2024Foguth Wealth Management LLC.2,035$0.42M0.2%N/A0.002%Search for SEC Filing on Google Icon
4/17/2024Symphony Financial Ltd. Co.983$0.20M0.0%N/A0.001%Search for SEC Filing on Google Icon
4/17/2024Griffin Asset Management Inc.19,464$3.99M0.5%+1.5%0.017%Search for SEC Filing on Google Icon
4/16/2024Occidental Asset Management LLC16,329$3.35M0.6%+6.1%0.014%Search for SEC Filing on Google Icon
4/16/2024Webster Bank N. A.447$92K0.0%+120.2%0.000%Search for SEC Filing on Google Icon
4/16/2024New England Research & Management Inc.7,150$1.47M0.7%N/A0.006%Search for SEC Filing on Google Icon
4/16/2024Addenda Capital Inc.39,736$8.17M0.4%-5.0%0.034%Search for SEC Filing on Google Icon
4/16/2024Transform Wealth LLC39,098$8.04M0.8%+6.2%0.033%Search for SEC Filing on Google Icon
4/16/2024Wealth Enhancement Advisory Services LLC29,814$6.11M0.0%+86.8%0.025%Search for SEC Filing on Google Icon
4/15/2024Brookstone Capital Management1,234$0.25M0.0%N/A0.001%Search for SEC Filing on Google Icon
4/12/2024Peak Financial Advisors LLC13,786$2.82M1.7%N/A0.012%Search for SEC Filing on Google Icon
4/12/2024First PREMIER Bank330$68K0.0%+69.2%0.000%Search for SEC Filing on Google Icon
4/12/2024Northwest Investment Counselors LLC9,364$1.92M0.5%-0.8%0.008%Search for SEC Filing on Google Icon
4/11/2024Ballentine Partners LLC1,572$0.32M0.0%+5.2%0.001%Search for SEC Filing on Google Icon
4/11/2024Radnor Capital Management LLC1,652$0.34M0.1%-27.9%0.001%Search for SEC Filing on Google Icon
4/11/2024Unique Wealth LLC1,461$0.30M0.1%+16.3%0.001%Search for SEC Filing on Google Icon
4/11/2024Douglas Lane & Associates LLC99,432$20.37M0.3%-8.8%0.084%Search for SEC Filing on Google Icon
4/11/2024&PARTNERS2,043$0.43M0.1%N/A0.002%Search for SEC Filing on Google Icon
4/11/2024Running Oak Capital LLC56,188$11.51M1.8%+8.9%0.048%Search for SEC Filing on Google Icon
4/11/2024Congress Asset Management Co. MA85,663$17.55M0.1%-2.5%0.073%Search for SEC Filing on Google Icon
4/11/2024Meyer Handelman Co.7,610$1.56M0.1%-11.5%0.006%Search for SEC Filing on Google Icon
4/11/2024First Affirmative Financial Network1,728$0.35M0.3%+4.3%0.001%Search for SEC Filing on Google Icon
4/10/2024Inscription Capital LLC1,100$0.23M0.1%N/A0.001%Search for SEC Filing on Google Icon
4/10/2024American National Bank1,676$0.34M0.0%N/A0.001%Search for SEC Filing on Google Icon
4/10/2024Lantz Financial LLC10,165$2.08M0.7%-7.0%0.009%Search for SEC Filing on Google Icon
4/10/2024Wedmont Private Capital1,353$0.28M0.0%+5.3%0.001%Search for SEC Filing on Google Icon
4/10/2024Banque Cantonale Vaudoise4,449$0.91M0.0%N/A0.004%Search for SEC Filing on Google Icon
4/10/2024Czech National Bank20,719$4.24M0.1%+0.5%0.018%Search for SEC Filing on Google Icon
4/10/2024Signal Advisors Wealth LLC4,500$0.92M0.2%+102.1%0.004%Search for SEC Filing on Google Icon
4/9/2024Massmutual Trust Co. FSB ADV430$88K0.0%-39.5%0.000%Search for SEC Filing on Google Icon
4/9/2024Mather Group LLC.2,172$0.45M0.0%-21.6%0.002%Search for SEC Filing on Google Icon
4/8/2024Bath Savings Trust Co113,584$23.27M2.5%-0.2%0.096%Search for SEC Filing on Google Icon
4/5/2024First Hawaiian Bank19,348$3.96M0.1%-5.5%0.016%Search for SEC Filing on Google Icon
4/5/2024GAMMA Investing LLC859$0.18M0.0%+16.2%0.001%Search for SEC Filing on Google Icon
4/5/2024NBC Securities Inc.5,946$1.22M0.1%+19.0%0.005%Search for SEC Filing on Google Icon
4/1/2024Confluence Investment Management LLC703,082$144.03M1.9%N/A0.597%Search for SEC Filing on Google Icon
4/1/2024Appleton Partners Inc. MA13,330$2.73M0.2%-3.4%0.011%Search for SEC Filing on Google Icon
3/27/2024Nomura Holdings Inc.2,380$0.49M0.0%N/A0.002%Search for SEC Filing on Google Icon
3/26/2024HighPoint Advisor Group LLC4,463$0.90M0.1%N/A0.004%Search for SEC Filing on Google Icon
3/22/2024PNC Financial Services Group Inc.51,938$10.69M0.0%-19.0%0.044%Search for SEC Filing on Google Icon
3/21/2024Healthcare of Ontario Pension Plan Trust Fund21,542$4.43M0.0%N/A0.018%Search for SEC Filing on Google Icon
3/15/2024B. Riley Wealth Advisors Inc.3,308$0.68M0.0%-30.8%0.003%Search for SEC Filing on Google Icon
3/11/2024Vanguard Group Inc.13,951,669$2.87B0.1%+0.8%11.847%Search for SEC Filing on Google Icon
3/4/2024Congress Asset Management Co. MA87,849$18.08M0.1%-4.0%0.075%Search for SEC Filing on Google Icon
3/1/2024Royal London Asset Management Ltd.51,544$10.61M0.0%-0.6%0.044%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Broadridge Financial Solutions logo
Broadridge Financial Solutions, Inc. provides investor communications and technology-driven solutions for the financial services industry. The company's Investor Communication Solutions segment processes and distributes proxy materials to investors in equity securities and mutual funds, as well as facilitates related vote processing services; and distributes regulatory reports, class action, and corporate action/reorganization event information, as well as tax reporting solutions. It also offers ProxyEdge, an electronic proxy delivery and voting solution; data-driven solutions and an end-to-end platform for content management, composition, and omni-channel distribution of regulatory, marketing, and transactional information, as well as mutual fund trade processing services; solutions for public corporations and mutual funds; data and analytics solutions; SEC filing and capital markets transaction services; registrar, stock transfer, and record-keeping services; and omni-channel customer communications solutions, as well as operates Broadridge Communications Cloud platform that creates, delivers, and manages communications and customer engagement activities. Its Global Technology and Operations segment provides solutions that automate the front-to-back transaction lifecycle of equity, mutual fund, fixed income, foreign exchange and exchange-traded derivatives, order capture and execution, trade confirmation, margin, cash management, clearing and settlement, reference data management, reconciliations, securities financing and collateral management, asset servicing, compliance and regulatory reporting, portfolio accounting, and custody-related services. This segment also offers business process outsourcing services; technology solutions, such portfolio management, compliance, fee billing, and operational support solutions; and capital market and wealth and investment management solutions. The company was founded in 1962 and is headquartered in Lake Success, New York.
Read More on Broadridge Financial Solutions

Today's Range

Now: $195.47
Low: $194.96
High: $196.05

50 Day Range

MA: $200.68
Low: $192.98
High: $207.23

52 Week Range

Now: $195.47
Low: $140.06
High: $210.24

Volume

65,326 shs

Average Volume

498,820 shs

Market Capitalization

$23.02 billion

P/E Ratio

34.05

Dividend Yield

1.64%

Beta

0.99

Who are the company insiders with the largest holdings of Broadridge Financial Solutions?

Broadridge Financial Solutions' top insider shareholders include:
  1. Richard J Daly (Chairman)
  2. Christopher John Perry (President)
  3. Leslie A Brun (Director)
  4. Robert Schifellite (SVP)
  5. Douglas Richard Deschutter (Insider)
  6. Douglas Richard Deschutter (VP)
  7. Thomas J Perna (Director)
  8. Keir D Gumbs (VP)
  9. Thomas P Carey (VP)
  10. Laura Matlin (VP)
  11. Robert N Duelks (Director)
  12. Richard John Stingi (VP)
Learn More about top insider investors at Broadridge Financial Solutions.

Who are the major institutional investors of Broadridge Financial Solutions?

Broadridge Financial Solutions' top institutional shareholders include:
  1. Bank of New York Mellon Corp — 0.77%
  2. Confluence Investment Management LLC — 0.60%
  3. Raymond James & Associates — 0.34%
  4. Sumitomo Mitsui Trust Holdings Inc. — 0.24%
  5. Loring Wolcott & Coolidge Fiduciary Advisors LLP MA — 0.23%
  6. Zurcher Kantonalbank Zurich Cantonalbank — 0.11%
Learn More about top institutional investors of Broadridge Financial Solutions stock.

Which institutional investors are selling Broadridge Financial Solutions stock?

During the last quarter, BR stock was sold by these institutional investors:
  1. Assenagon Asset Management S.A.
  2. Bank of New York Mellon Corp
  3. Douglas Lane & Associates LLC
  4. Loring Wolcott & Coolidge Fiduciary Advisors LLP MA
  5. Amalgamated Bank
  6. New York State Teachers Retirement System
  7. Sumitomo Mitsui Trust Holdings Inc.
  8. Congress Wealth Management LLC DE
During the last year, company insiders that have sold Broadridge Financial Solutions company stock include:
  1. Richard J Daly (Chairman)
  2. Christopher John Perry (President)
  3. Leslie A Brun (Director)
  4. Robert Schifellite (SVP)
  5. Douglas Richard Deschutter (Insider)
  6. Douglas Richard Deschutter (VP)
  7. Thomas J Perna (Director)
  8. Keir D Gumbs (VP)
  9. Thomas P Carey (VP)
  10. Laura Matlin (VP)
  11. Robert N Duelks (Director)
Learn More investors selling Broadridge Financial Solutions stock.

Which institutional investors are buying Broadridge Financial Solutions stock?

During the previous quarter, BR stock was bought by institutional investors including:
  1. Confluence Investment Management LLC
  2. Norden Group LLC
  3. Wealth Enhancement Advisory Services LLC
  4. Peak Financial Advisors LLC
  5. Simplicity Wealth LLC
  6. New England Research & Management Inc.
  7. Zurcher Kantonalbank Zurich Cantonalbank
  8. Running Oak Capital LLC