| 2/15/2023 | Tang Capital Management LLC | 1,150,000 | $6.72M | 1.0% | +14.7% | 2.399% |  |
| 2/15/2023 | Nantahala Capital Management LLC | 1,732,388 | $10.12M | 0.7% | -3.1% | 3.614% |  |
| 2/14/2023 | 683 Capital Management LLC | 38,058 | $0.22M | 0.0% | N/A | 0.079% |  |
| 2/10/2023 | Connor Clark & Lunn Investment Management Ltd. | 290,595 | $1.70M | 0.0% | -3.3% | 0.606% |  |
| 2/9/2023 | Citigroup Inc. | 194,090 | $1.13M | 0.0% | +60.8% | 0.405% |  |
| 2/2/2023 | SG Americas Securities LLC | 20,361 | $0.12M | 0.0% | +19.7% | 0.042% |  |
| 2/1/2023 | Bank of Montreal Can | 543,200 | $3.19M | 0.0% | N/A | 1.133% |  |
| 1/31/2023 | Ingalls & Snyder LLC | 1,295,833 | $7.57M | 0.4% | -2.6% | 2.703% |  |
| 1/12/2023 | Assenagon Asset Management S.A. | 769,336 | $4.49M | 0.0% | -15.4% | 1.605% |  |
| 11/15/2022 | Tang Capital Management LLC | 1,003,017 | $6.72M | 0.8% | N/A | 2.092% |  |
| 11/15/2022 | Parkman Healthcare Partners LLC | 1,137,587 | $7.62M | 2.2% | +1.2% | 2.373% |  |
| 11/15/2022 | Kynam Capital Management LP | 1,673,041 | $11.21M | 2.4% | +67.3% | 3.490% |  |
| 11/15/2022 | Cantor Fitzgerald L. P. | 42,100 | $0.28M | 0.0% | N/A | 0.088% |  |
| 11/15/2022 | Caxton Associates LP | 124,115 | $0.83M | 0.1% | N/A | 0.259% |  |
| 11/14/2022 | Tudor Investment Corp Et Al | 17,554 | $0.12M | 0.0% | -61.6% | 0.037% |  |
| 11/14/2022 | Point72 Asset Management L.P. | 270,600 | $1.81M | 0.0% | N/A | 0.564% |  |
| 11/14/2022 | Renaissance Technologies LLC | 642,605 | $4.31M | 0.0% | -30.8% | 1.340% |  |
| 11/14/2022 | RA Capital Management L.P. | 1,088,296 | $7.29M | 0.2% | -67.1% | 2.270% |  |
| 11/10/2022 | Nantahala Capital Management LLC | 1,787,159 | $11.97M | 0.8% | +7.7% | 4.919% |  |
| 11/10/2022 | ExodusPoint Capital Management LP | 16,198 | $0.11M | 0.0% | N/A | 0.045% |  |
| 11/9/2022 | Harvest Investment Services LLC | 42,122 | $0.28M | 0.3% | N/A | 0.116% |  |
| 11/8/2022 | International Biotechnology Trust PLC | 200,800 | $1.35M | 0.4% | +7,593.5% | 0.553% |  |
| 11/7/2022 | Jump Financial LLC | 36,200 | $0.24M | 0.0% | N/A | 0.100% |  |
| 11/3/2022 | Barclays PLC | 452,754 | $3.03M | 0.0% | +20.0% | 1.246% |  |
| 10/31/2022 | SG Americas Securities LLC | 17,009 | $0.11M | 0.0% | N/A | 0.047% |  |
| 10/27/2022 | Assenagon Asset Management S.A. | 909,890 | $6.10M | 0.0% | +65.8% | 2.505% |  |
| 10/21/2022 | Ingalls & Snyder LLC | 1,330,433 | $8.91M | 0.5% | -5.7% | 3.662% |  |
| 8/16/2022 | International Biotechnology Trust PLC | 2,610 | $0.62M | 6.5% | N/A | 0.007% |  |
| 8/16/2022 | Pura Vida Investments LLC | 44,357 | $0.19M | 0.0% | N/A | 0.122% |  |
| 8/15/2022 | Nantahala Capital Management LLC | 1,659,840 | $6.99M | 0.4% | N/A | 4.569% |  |
| 8/13/2022 | Virtu Financial LLC | 65,416 | $0.28M | 0.0% | +369.7% | 0.180% |  |
| 8/12/2022 | AWM Investment Company Inc. | 504,661 | $2.13M | 0.3% | N/A | 1.389% |  |
| 8/12/2022 | Ensign Peak Advisors Inc | 88,341 | $0.37M | 0.0% | N/A | 0.243% |  |
| 8/12/2022 | ClariVest Asset Management LLC | 104,800 | $0.44M | 0.0% | N/A | 0.288% |  |
| 8/12/2022 | Franklin Resources Inc. | 70,000 | $0.30M | 0.0% | N/A | 0.193% |  |
| 8/11/2022 | Alps Advisors Inc. | 26,665 | $0.11M | 0.0% | N/A | 0.073% |  |
| 8/8/2022 | Walleye Capital LLC | 199,500 | $0.84M | 0.0% | N/A | 0.549% |  |
| 8/5/2022 | Connor Clark & Lunn Investment Management Ltd. | 300,358 | $1.27M | 0.0% | -10.0% | 0.827% |  |
| 7/27/2022 | Black Diamond Financial LLC | 69,000 | $0.29M | 0.1% | +50.0% | 0.190% |  |
| 7/27/2022 | Assenagon Asset Management S.A. | 548,843 | $2.31M | 0.0% | +1,618.8% | 1.511% |  |
| 5/16/2022 | RBF Capital LLC | 71,101 | $0.26M | 0.0% | -4.7% | 0.196% |  |
| 5/16/2022 | Kensington Investment Counsel LLC | 76,749 | $0.26M | 0.2% | -10.2% | 0.211% |  |
| 5/13/2022 | Parkman Healthcare Partners LLC | 377,399 | $1.27M | 0.4% | N/A | 1.039% |  |
| 5/12/2022 | Acadian Asset Management LLC | 794,106 | $2.68M | 0.0% | +1.4% | 2.186% |  |
| 5/11/2022 | Roanoke Asset Management Corp NY | 10,000 | $34K | 0.0% | N/A | 0.028% |  |
| 5/10/2022 | NewEdge Wealth LLC | 336,975 | $1.14M | 0.1% | -11.6% | 0.928% |  |
| 5/9/2022 | Ingalls & Snyder LLC | 1,317,423 | $4.44M | 0.2% | -3.0% | 3.626% |  |
| 4/25/2022 | Assenagon Asset Management S.A. | 31,931 | $0.11M | 0.0% | -77.5% | 0.088% |  |
| 2/15/2022 | Kensington Investment Counsel LLC | 85,483 | $0.27M | 0.2% | N/A | 0.247% |  |
| 2/11/2022 | Ingalls & Snyder LLC | 1,358,573 | $4.28M | 0.2% | -22.5% | 3.920% |  |
| 2/10/2022 | Acadian Asset Management LLC | 782,813 | $2.47M | 0.0% | +11.8% | 2.259% |  |
| 2/10/2022 | Connor Clark & Lunn Investment Management Ltd. | 335,045 | $1.06M | 0.0% | -1.4% | 0.967% |  |
| 2/9/2022 | Dimensional Fund Advisors LP | 714,736 | $2.25M | 0.0% | -3.9% | 2.062% |  |
| 2/8/2022 | Bank of America Corp DE | 1,007,258 | $3.17M | 0.0% | +0.8% | 2.906% |  |
| 2/4/2022 | IndexIQ Advisors LLC | 84,631 | $0.27M | 0.0% | -6.1% | 0.244% |  |
| 2/1/2022 | Assenagon Asset Management S.A. | 141,964 | $0.45M | 0.0% | -39.9% | 0.410% |  |
| 1/31/2022 | NewEdge Wealth LLC | 381,326 | $1.20M | 0.1% | N/A | 1.100% |  |
| 11/16/2021 | Squarepoint Ops LLC | 27,233 | $89K | 0.0% | -37.4% | 0.079% |  |
| 11/16/2021 | Millennium Management LLC | 1,127,630 | $3.69M | 0.0% | -12.0% | 3.253% |  |
| 11/15/2021 | Tudor Investment Corp Et Al | 79,832 | $0.26M | 0.0% | +12.6% | 0.230% |  |
| 11/15/2021 | Marshall Wace LLP | 74,953 | $0.25M | 0.0% | +266.4% | 0.216% |  |
| 11/15/2021 | Lake Street Advisors Group LLC | 35,398 | $0.12M | 0.0% | N/A | 0.102% |  |
| 11/15/2021 | Dimensional Fund Advisors LP | 743,373 | $2.43M | 0.0% | -15.6% | 2.145% |  |
| 11/15/2021 | GSA Capital Partners LLP | 379,244 | $1.24M | 0.1% | +35.2% | 1.094% |  |
| 11/12/2021 | Renaissance Technologies LLC | 747,400 | $2.44M | 0.0% | -24.7% | 2.323% |  |
| 11/12/2021 | Geode Capital Management LLC | 343,700 | $1.12M | 0.0% | +7.2% | 1.068% |  |
| 11/10/2021 | IndexIQ Advisors LLC | 90,100 | $0.30M | 0.0% | +11.1% | 0.280% |  |
| 11/9/2021 | BlackRock Inc. | 719,973 | $2.36M | 0.0% | +7.5% | 2.238% |  |
| 11/8/2021 | Russell Investments Group Ltd. | 42,976 | $0.14M | 0.0% | -12.6% | 0.134% |  |
| 11/2/2021 | Black Diamond Financial LLC | 46,000 | $0.15M | 0.1% | +33.3% | 0.143% |  |
| 10/27/2021 | Ingalls & Snyder LLC | 1,752,904 | $5.73M | 0.3% | +1.4% | 5.448% |  |
| 10/19/2021 | Assenagon Asset Management S.A. | 236,367 | $0.77M | 0.0% | +66.8% | 0.735% |  |
| 8/16/2021 | State Street Corp | 75,040 | $0.32M | 0.0% | -84.0% | 0.233% |  |
| 8/16/2021 | Goldman Sachs Group Inc. | 94,272 | $0.40M | 0.0% | +37.5% | 0.293% |  |