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FGB Insider Trading (First Trust Specialty Finance and Financial Opportunities Fund)

Insider Ownership Percentage: N/A
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $9,898.24

First Trust Specialty Finance and Financial Opportunities Fund Insider Trading History Chart

This chart shows the insider buying and selling history at First Trust Specialty Finance and Financial Opportunities Fund by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

First Trust Specialty Finance and Financial Opportunities Fund Share Price & Price History

Current Price: $3.93
Price Change: Price Increase of +0.08 (2.08%)
As of 01/25/2022 01:00 AM ET

This chart shows the closing price history over time for FGB up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365
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First Trust Specialty Finance and Financial Opportunities Fund Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
12/28/2021Thomas R. KadlecDirectorSell2,432$4.07$9,898.24View SEC Filing Icon  
See Full Table
Insider Selling at First Trust Specialty Finance and Financial Opportunities Fund?
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SEC Filings (Institutional Ownership Changes) for First Trust Specialty Finance and Financial Opportunities Fund (NYSE:FGB)

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at FGB by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

First Trust Specialty Finance and Financial Opportunities Fund Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/16/2021UBS Group AG6,781$27K0.0%N/A0.000%Search for SEC Filing on Google Icon
11/16/2021LPL Financial LLC248,551$0.99M0.0%+6.3%0.000%Search for SEC Filing on Google Icon
11/15/2021Royal Bank of Canada126,562$0.50M0.0%-4.4%0.000%Search for SEC Filing on Google Icon
11/15/2021Morgan Stanley112,907$0.45M0.0%+5.5%0.000%Search for SEC Filing on Google Icon
11/12/2021Wolverine Asset Management LLC54,243$0.22M0.0%N/A0.000%Search for SEC Filing on Google Icon
11/5/2021Advisory Services Network LLC20,792$83K0.0%-45.3%0.000%Search for SEC Filing on Google Icon
11/5/2021Lindbrook Capital LLC7,000$28K0.0%-30.0%0.000%Search for SEC Filing on Google Icon
11/5/2021Advisor Group Holdings Inc.125,473$0.50M0.0%-2.4%0.000%Search for SEC Filing on Google Icon
11/2/2021Shaker Financial Services LLC116,118$0.46M0.2%+91.0%0.000%Search for SEC Filing on Google Icon
11/2/2021Raymond James Financial Services Advisors Inc.346,036$1.38M0.0%-12.8%0.000%Search for SEC Filing on Google Icon
10/20/2021Csenge Advisory Group25,842$0.10M0.0%N/A0.000%Search for SEC Filing on Google Icon
10/13/2021FNY Investment Advisers LLC23,180$92K0.0%-31.8%0.000%Search for SEC Filing on Google Icon
8/23/2021Morgan Stanley107,041$0.43M0.0%-15.3%0.000%Search for SEC Filing on Google Icon
8/17/2021Wells Fargo & Company MN22,312$90K0.0%+15.2%0.000%Search for SEC Filing on Google Icon
8/16/2021Royal Bank of Canada132,382$0.54M0.0%+9.6%0.000%Search for SEC Filing on Google Icon
8/16/2021Morgan Stanley107,041$0.43M0.0%-15.3%0.000%Search for SEC Filing on Google Icon
8/13/2021LPL Financial LLC233,903$0.95M0.0%+7.4%0.000%Search for SEC Filing on Google Icon
8/13/2021Stifel Financial Corp20,917$85K0.0%-34.5%0.000%Search for SEC Filing on Google Icon
8/11/2021Commonwealth Equity Services LLC177,278$0.72M0.0%+12.8%0.000%Search for SEC Filing on Google Icon
8/4/2021Shaker Financial Services LLC60,781$0.25M0.1%N/A0.000%Search for SEC Filing on Google Icon
8/2/2021Advisor Group Holdings Inc.128,617$0.52M0.0%-31.8%0.000%Search for SEC Filing on Google Icon
7/27/2021Lindbrook Capital LLC10,000$40K0.0%-44.4%0.000%Search for SEC Filing on Google Icon
5/18/2021Morgan Stanley126,373$0.50M0.0%-14.2%0.000%Search for SEC Filing on Google Icon
5/14/2021BDO Wealth Advisors LLC39,742$0.16M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/14/2021Stifel Financial Corp31,917$0.13M0.0%+211.5%0.000%Search for SEC Filing on Google Icon
5/13/2021Wolverine Asset Management LLC81,166$0.32M0.0%-36.0%0.000%Search for SEC Filing on Google Icon
5/12/2021Mariner Investment Group LLC107,309$0.43M1.0%-11.8%0.000%Search for SEC Filing on Google Icon
5/11/2021Landscape Capital Management L.L.C.10,745$43K0.0%-80.2%0.000%Search for SEC Filing on Google Icon
5/7/2021Strategic Wealth Advisors Group LLC54,071$0.22M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/4/2021Commonwealth Equity Services LLC157,129$0.63M0.0%+51.2%0.000%Search for SEC Filing on Google Icon
5/3/2021Flagship Harbor Advisors LLC144,027$0.58M0.1%-8.7%0.000%Search for SEC Filing on Google Icon
4/29/2021Quad Cities Investment Group LLC65,558$0.26M0.2%-4.1%0.000%Search for SEC Filing on Google Icon
4/23/2021Waterfront Wealth Inc.10,403$42K0.0%N/A0.000%Search for SEC Filing on Google Icon
4/12/2021FNY Investment Advisers LLC45,711$0.18M0.1%-24.2%0.000%Search for SEC Filing on Google Icon
3/26/2021Susquehanna International Group LLP33,149$0.10M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/24/2021Virtu Financial LLC10,104$32K0.0%N/A0.000%Search for SEC Filing on Google Icon
2/17/2021Cetera Advisors LLC47,519$0.15M0.0%-55.5%0.000%Search for SEC Filing on Google Icon
2/12/2021LPL Financial LLC211,548$0.66M0.0%+382.2%0.000%Search for SEC Filing on Google Icon
2/12/2021Raymond James Financial Services Advisors Inc.373,160$1.16M0.0%-26.9%0.000%Search for SEC Filing on Google Icon
2/10/2021Mariner Investment Group LLC121,651$0.38M0.8%+76.5%0.000%Search for SEC Filing on Google Icon
2/10/2021Quad Cities Investment Group LLC68,374$0.21M0.2%-33.2%0.000%Search for SEC Filing on Google Icon
2/9/2021Wells Fargo & Company MN19,863$62K0.0%-75.8%0.000%Search for SEC Filing on Google Icon
2/9/2021Advisory Services Network LLC38,034$0.12M0.0%+9.8%0.000%Search for SEC Filing on Google Icon
2/9/2021Landscape Capital Management L.L.C.54,218$0.17M0.0%N/A0.000%Search for SEC Filing on Google Icon
1/27/2021Lindbrook Capital LLC18,000$56K0.0%N/A0.000%Search for SEC Filing on Google Icon
1/19/2021FNY Investment Advisers LLC60,300$0.19M0.1%N/A0.000%Search for SEC Filing on Google Icon
11/13/2020Morgan Stanley159,199$0.37M0.0%+62.7%0.000%Search for SEC Filing on Google Icon
11/13/2020Almitas Capital LLC20,000$46K0.1%N/A0.000%Search for SEC Filing on Google Icon
11/13/2020Cetera Advisors LLC106,880$0.25M0.0%-8.0%0.000%Search for SEC Filing on Google Icon
11/9/2020Quad Cities Investment Group LLC102,316$0.23M0.2%-33.9%0.000%Search for SEC Filing on Google Icon
11/4/2020Raymond James Financial Services Advisors Inc.510,580$1.17M0.0%-4.6%0.000%Search for SEC Filing on Google Icon
10/14/2020Avantax Advisory Services Inc.17,792$42K0.0%N/A0.000%Search for SEC Filing on Google Icon
10/13/2020Flagship Harbor Advisors LLC160,358$0.37M0.0%-27.1%0.000%Search for SEC Filing on Google Icon
8/14/2020Advisor Group Holdings Inc.214,430$0.70M0.0%-11.2%0.000%Search for SEC Filing on Google Icon
8/5/2020Quad Cities Investment Group LLC154,861$0.51M0.5%-15.2%0.000%Search for SEC Filing on Google Icon
7/23/2020Creative Financial Designs Inc. ADV8,400$27K0.0%N/A0.000%Search for SEC Filing on Google Icon
7/17/2020Raymond James Financial Services Advisors Inc.534,967$1.74M0.0%-2.1%0.000%Search for SEC Filing on Google Icon
6/16/2020Royal Bank of Canada48,173$100K0.0%+47.9%0.000%Search for SEC Filing on Google Icon
5/18/2020Advisor Group Holdings Inc.241,407$0.50M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/15/2020Morgan Stanley132,501$0.27M0.0%+166.1%0.000%Search for SEC Filing on Google Icon
5/14/2020Wells Fargo & Company MN90,409$0.19M0.0%+16.6%0.000%Search for SEC Filing on Google Icon
5/14/2020Baird Financial Group Inc.21,358$44K0.0%N/A0.000%Search for SEC Filing on Google Icon
5/11/2020Commonwealth Equity Services LLC93,824$0.19M0.0%-5.4%0.000%Search for SEC Filing on Google Icon
5/8/2020Cetera Advisors LLC121,126$0.25M0.0%-4.0%0.000%Search for SEC Filing on Google Icon
5/1/2020Good Life Advisors LLC51,666$0.11M0.0%+6.9%0.000%Search for SEC Filing on Google Icon
4/21/2020Raymond James Financial Services Advisors Inc.546,182$1.13M0.0%+0.9%0.000%Search for SEC Filing on Google Icon
2/17/2020Ladenburg Thalmann Financial Services Inc.218,721$1.31M0.0%+11.7%0.000%Search for SEC Filing on Google Icon
2/14/2020Bank of New York Mellon Corp107,062$0.64M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/14/2020UBS Group AG12,731$76K0.0%+201.3%0.000%Search for SEC Filing on Google Icon
2/13/2020Stifel Financial Corp20,329$0.12M0.0%-21.4%0.000%Search for SEC Filing on Google Icon
2/12/2020Raymond James Financial Services Advisors Inc.541,362$3.24M0.0%+7.0%0.000%Search for SEC Filing on Google Icon
2/11/2020Landscape Capital Management L.L.C.28,653$0.17M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/10/2020Cetera Advisors LLC126,117$0.75M0.0%-5.2%0.000%Search for SEC Filing on Google Icon
1/28/2020Quad Cities Investment Group LLC185,466$1.11M1.1%+2.3%0.000%Search for SEC Filing on Google Icon
1/27/2020Doliver Advisors LP25,114$0.15M0.1%N/A0.000%Search for SEC Filing on Google Icon
1/17/2020Good Life Advisors LLC48,349$0.29M0.1%+8.5%0.000%Search for SEC Filing on Google Icon
1/10/2020FNY Investment Advisers LLC12,472$74K0.0%N/A0.000%Search for SEC Filing on Google Icon
11/27/2019Stifel Financial Corp25,874$0.16M0.0%+102.8%0.000%Search for SEC Filing on Google Icon
10/30/2019Commonwealth Equity Services LLC101,545$0.63M0.0%+2.7%0.000%Search for SEC Filing on Google Icon
10/25/2019Quad Cities Investment Group LLC181,342$1.13M1.0%+6.2%0.000%Search for SEC Filing on Google Icon
10/22/2019Flagship Harbor Advisors LLC224,959$1.39M0.3%-0.8%0.000%Search for SEC Filing on Google Icon
8/17/2019Ladenburg Thalmann Financial Services Inc.185,709$1.15M0.0%+12.1%0.000%Search for SEC Filing on Google Icon
8/15/2019Mutual Advisors LLC15,622$97K0.0%N/A0.000%Search for SEC Filing on Google Icon
8/10/2019LPL Financial LLC52,081$0.32M0.0%-4.2%0.000%Search for SEC Filing on Google Icon
8/6/2019Wells Fargo & Company MN78,178$0.49M0.0%-13.7%0.000%Search for SEC Filing on Google Icon
8/6/2019Good Life Advisors LLC42,491$0.26M0.1%+11.3%0.000%Search for SEC Filing on Google Icon
7/31/2019Advisor Group Inc.19,200$0.12M0.0%-82.2%0.000%Search for SEC Filing on Google Icon
6/30/2019Flagship Harbor Advisors LLC226,719$1.41M0.3%-0.9%0.000%Search for SEC Filing on Google Icon
6/30/2019Commonwealth Equity Services LLC98,910$0.61M0.0%-5.2%0.000%Search for SEC Filing on Google Icon
6/30/2019Quad Cities Investment Group LLC170,777$1.06M0.9%+6.2%0.000%Search for SEC Filing on Google Icon
5/6/2019Raymond James Financial Services Advisors Inc.471,449$2.90M0.0%+25.2%0.000%Search for SEC Filing on Google Icon
5/6/2019Cetera Advisors LLC133,685$0.82M0.0%-4.9%0.000%Search for SEC Filing on Google Icon
4/25/2019Calton & Associates Inc.19,534$0.12M0.0%-12.6%0.000%Search for SEC Filing on Google Icon
4/15/2019Flagship Harbor Advisors LLC228,819$1.41M0.3%-2.1%0.000%Search for SEC Filing on Google Icon
4/9/2019Quad Cities Investment Group LLC160,838$0.99M0.9%-3.0%0.000%Search for SEC Filing on Google Icon
2/15/2019Cetera Advisors LLC140,541$0.73M0.0%-7.6%0.000%Search for SEC Filing on Google Icon
2/15/2019RFG Advisory LLC10,075$52K0.0%N/A0.000%Search for SEC Filing on Google Icon
2/11/2019Advisor Group Inc.110,720$0.58M0.0%-18.9%0.000%Search for SEC Filing on Google Icon
2/11/2019Raymond James Financial Services Advisors Inc.376,409$1.96M0.0%+3.3%0.000%Search for SEC Filing on Google Icon
2/11/2019Commonwealth Equity Services LLC106,209$0.55M0.0%+8.9%0.000%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty finance and other financial sectors. The fund primarily invests in value stocks of companies, as well as in Business Development Companies, REITs, and other mortgage related securities. It employs fundamental analysis to create its portfolio. The fund benchmarks the performance of its portfolio against a composite benchmark comprised of 70% Wells Fargo BDC Index, 20% FTSE NAREIT Mortgage REIT Index, and 10% S&P SmallCap Financials Index. It was formerly known as First Trust/Gallatin Specialty Finance and Financial Opportunities Fund. First Trust Specialty Finance and Financial Opportunities Fund was formed on March 20, 2007 and domiciled in the United States.
Read More on First Trust Specialty Finance and Financial Opportunities Fund

Today's Range

Now: $3.93
Low: $3.83
High: $3.94

50 Day Range

MA: $4.05
Low: $3.83
High: $4.18

52 Week Range

Now: $3.93
Low: $3.29
High: $4.39

Volume

58,852 shs

Average Volume

69,472 shs

Market Capitalization

N/A

P/E Ratio

N/A

Dividend Yield

0.11%

Beta

N/A

Who are the company insiders with the largest holdings of First Trust Specialty Finance and Financial Opportunities Fund?

First Trust Specialty Finance and Financial Opportunities Fund's top insider investors include:
  1. Thomas R Kadlec (Director)
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