FGB Insider Trading (First Trust Specialty Finance and Financial Opportunities Fund)

Insider Ownership Percentage: N/A
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $9,898.24

First Trust Specialty Finance and Financial Opportunities Fund Insider Trading History Chart

This chart shows the insider buying and selling history at First Trust Specialty Finance and Financial Opportunities Fund by year and by quarter.

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First Trust Specialty Finance and Financial Opportunities Fund Share Price & Price History

Current Price: $3.76
Price Change: +0.30 (1.20%)
As of 08/16/2022 01:00 AM ET

This chart shows the closing price history over time for FGB up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

First Trust Specialty Finance and Financial Opportunities Fund Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
12/28/2021Thomas R. KadlecDirectorSell2,432$4.07$9,898.24View SEC Filing Icon  
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SEC Filings (Institutional Ownership Changes) for First Trust Specialty Finance and Financial Opportunities Fund (NYSE:FGB)

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at FGB by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

First Trust Specialty Finance and Financial Opportunities Fund Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/12/2022LPL Financial LLC501,402$1.60M0.0%+19.9%0.000%Search for SEC Filing on Google Icon
8/8/2022Quad Cities Investment Group LLC54,312$0.17M0.1%-7.8%0.000%Search for SEC Filing on Google Icon
8/8/2022Bay Colony Advisory Group Inc d b a Bay Colony Advisors30,065$0.11M0.0%N/A0.000%Search for SEC Filing on Google Icon
8/5/2022Landscape Capital Management L.L.C.10,233$33K0.0%N/A0.000%Search for SEC Filing on Google Icon
8/1/2022Castle Wealth Management LLC15,290$49K0.0%N/A0.000%Search for SEC Filing on Google Icon
8/1/2022Shaker Financial Services LLC107,564$0.34M0.2%+211.5%0.000%Search for SEC Filing on Google Icon
7/27/2022Csenge Advisory Group60,597$0.19M0.0%+84.0%0.000%Search for SEC Filing on Google Icon
7/19/2022Commonwealth Equity Services LLC184,440$0.59M0.0%+1.7%0.000%Search for SEC Filing on Google Icon
7/19/2022SYM FINANCIAL Corp84,537$0.27M0.1%+12.8%0.000%Search for SEC Filing on Google Icon
6/7/2022Bank of America Corp DE41,866$0.18M0.0%+6,566.6%0.000%Search for SEC Filing on Google Icon
5/17/2022Royal Bank of Canada99,937$0.42M0.0%-22.2%0.000%Search for SEC Filing on Google Icon
5/11/2022Raymond James Financial Services Advisors Inc.308,501$1.29M0.0%-5.6%0.000%Search for SEC Filing on Google Icon
5/10/2022Strategic Wealth Advisors Group LLC52,500$0.22M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/10/2022Nova R Wealth Inc.46,537$0.20M0.2%-70.2%0.000%Search for SEC Filing on Google Icon
5/9/2022Csenge Advisory Group32,941$0.14M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/6/2022Shaker Financial Services LLC34,533$0.14M0.1%-60.1%0.000%Search for SEC Filing on Google Icon
5/6/2022BDO Wealth Advisors LLC29,404$0.12M0.0%-8.8%0.000%Search for SEC Filing on Google Icon
5/4/2022Advisor Group Holdings Inc.37,323$0.16M0.0%-70.5%0.000%Search for SEC Filing on Google Icon
5/4/2022Commonwealth Equity Services LLC181,292$0.76M0.0%+2.9%0.000%Search for SEC Filing on Google Icon
4/22/2022SYM FINANCIAL Corp74,975$0.31M0.1%+42.4%0.000%Search for SEC Filing on Google Icon
4/13/2022Flagship Harbor Advisors LLC151,404$0.63M0.1%-3.1%0.000%Search for SEC Filing on Google Icon
2/24/2022Logan Stone Capital LLC25,604$0.11M0.1%N/A0.000%Search for SEC Filing on Google Icon
2/10/2022Good Life Advisors LLC49,821$0.20M0.0%-8.9%0.000%Search for SEC Filing on Google Icon
2/9/2022Wolverine Asset Management LLC79,968$0.33M0.0%+47.4%0.000%Search for SEC Filing on Google Icon
2/8/2022Raymond James Financial Services Advisors Inc.326,775$1.34M0.0%-5.6%0.000%Search for SEC Filing on Google Icon
2/7/2022Shaker Financial Services LLC86,527$0.35M0.1%-25.5%0.000%Search for SEC Filing on Google Icon
2/2/2022Quad Cities Investment Group LLC61,095$0.25M0.2%-12.8%0.000%Search for SEC Filing on Google Icon
2/1/2022Landscape Capital Management L.L.C.23,987$98K0.0%N/A0.000%Search for SEC Filing on Google Icon
1/27/2022Nova R Wealth Inc.155,926$0.64M0.5%N/A0.000%Search for SEC Filing on Google Icon
11/12/2021Wolverine Asset Management LLC54,243$0.22M0.0%N/A0.000%Search for SEC Filing on Google Icon
11/5/2021Advisory Services Network LLC20,792$83K0.0%-45.3%0.000%Search for SEC Filing on Google Icon
11/5/2021Lindbrook Capital LLC7,000$28K0.0%-30.0%0.000%Search for SEC Filing on Google Icon
11/5/2021Advisor Group Holdings Inc.125,473$0.50M0.0%-2.4%0.000%Search for SEC Filing on Google Icon
11/2/2021Shaker Financial Services LLC116,118$0.46M0.2%+91.0%0.000%Search for SEC Filing on Google Icon
11/2/2021Raymond James Financial Services Advisors Inc.346,036$1.38M0.0%-12.8%0.000%Search for SEC Filing on Google Icon
10/20/2021Csenge Advisory Group25,842$0.10M0.0%N/A0.000%Search for SEC Filing on Google Icon
10/13/2021FNY Investment Advisers LLC23,180$92K0.0%-31.8%0.000%Search for SEC Filing on Google Icon
8/16/2021Royal Bank of Canada132,382$0.54M0.0%+9.6%0.000%Search for SEC Filing on Google Icon
8/13/2021LPL Financial LLC233,903$0.95M0.0%+7.4%0.000%Search for SEC Filing on Google Icon
8/13/2021Stifel Financial Corp20,917$85K0.0%-34.5%0.000%Search for SEC Filing on Google Icon
8/11/2021Commonwealth Equity Services LLC177,278$0.72M0.0%+12.8%0.000%Search for SEC Filing on Google Icon
8/4/2021Shaker Financial Services LLC60,781$0.25M0.1%N/A0.000%Search for SEC Filing on Google Icon
8/2/2021Advisor Group Holdings Inc.128,617$0.52M0.0%-31.8%0.000%Search for SEC Filing on Google Icon
7/27/2021Lindbrook Capital LLC10,000$40K0.0%-44.4%0.000%Search for SEC Filing on Google Icon
5/14/2021BDO Wealth Advisors LLC39,742$0.16M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/14/2021Stifel Financial Corp31,917$0.13M0.0%+211.5%0.000%Search for SEC Filing on Google Icon
5/13/2021Wolverine Asset Management LLC81,166$0.32M0.0%-36.0%0.000%Search for SEC Filing on Google Icon
5/12/2021Mariner Investment Group LLC107,309$0.43M1.0%-11.8%0.000%Search for SEC Filing on Google Icon
5/11/2021Landscape Capital Management L.L.C.10,745$43K0.0%-80.2%0.000%Search for SEC Filing on Google Icon
5/7/2021Strategic Wealth Advisors Group LLC54,071$0.22M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/4/2021Commonwealth Equity Services LLC157,129$0.63M0.0%+51.2%0.000%Search for SEC Filing on Google Icon
5/3/2021Flagship Harbor Advisors LLC144,027$0.58M0.1%-8.7%0.000%Search for SEC Filing on Google Icon
4/29/2021Quad Cities Investment Group LLC65,558$0.26M0.2%-4.1%0.000%Search for SEC Filing on Google Icon
4/23/2021Waterfront Wealth Inc.10,403$42K0.0%N/A0.000%Search for SEC Filing on Google Icon
4/12/2021FNY Investment Advisers LLC45,711$0.18M0.1%-24.2%0.000%Search for SEC Filing on Google Icon
3/26/2021Susquehanna International Group LLP33,149$0.10M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/24/2021Virtu Financial LLC10,104$32K0.0%N/A0.000%Search for SEC Filing on Google Icon
2/17/2021Cetera Advisors LLC47,519$0.15M0.0%-55.5%0.000%Search for SEC Filing on Google Icon
2/12/2021LPL Financial LLC211,548$0.66M0.0%+382.2%0.000%Search for SEC Filing on Google Icon
2/12/2021Raymond James Financial Services Advisors Inc.373,160$1.16M0.0%-26.9%0.000%Search for SEC Filing on Google Icon
2/10/2021Mariner Investment Group LLC121,651$0.38M0.8%+76.5%0.000%Search for SEC Filing on Google Icon
2/10/2021Quad Cities Investment Group LLC68,374$0.21M0.2%-33.2%0.000%Search for SEC Filing on Google Icon
2/9/2021Wells Fargo & Company MN19,863$62K0.0%-75.8%0.000%Search for SEC Filing on Google Icon
2/9/2021Advisory Services Network LLC38,034$0.12M0.0%+9.8%0.000%Search for SEC Filing on Google Icon
2/9/2021Landscape Capital Management L.L.C.54,218$0.17M0.0%N/A0.000%Search for SEC Filing on Google Icon
1/27/2021Lindbrook Capital LLC18,000$56K0.0%N/A0.000%Search for SEC Filing on Google Icon
1/19/2021FNY Investment Advisers LLC60,300$0.19M0.1%N/A0.000%Search for SEC Filing on Google Icon
11/13/2020Morgan Stanley159,199$0.37M0.0%+62.7%0.000%Search for SEC Filing on Google Icon
11/13/2020Almitas Capital LLC20,000$46K0.1%N/A0.000%Search for SEC Filing on Google Icon
11/13/2020Cetera Advisors LLC106,880$0.25M0.0%-8.0%0.000%Search for SEC Filing on Google Icon
11/9/2020Quad Cities Investment Group LLC102,316$0.23M0.2%-33.9%0.000%Search for SEC Filing on Google Icon
11/4/2020Raymond James Financial Services Advisors Inc.510,580$1.17M0.0%-4.6%0.000%Search for SEC Filing on Google Icon
10/14/2020Avantax Advisory Services Inc.17,792$42K0.0%N/A0.000%Search for SEC Filing on Google Icon
10/13/2020Flagship Harbor Advisors LLC160,358$0.37M0.0%-27.1%0.000%Search for SEC Filing on Google Icon
8/14/2020Advisor Group Holdings Inc.214,430$0.70M0.0%-11.2%0.000%Search for SEC Filing on Google Icon
8/5/2020Quad Cities Investment Group LLC154,861$0.51M0.5%-15.2%0.000%Search for SEC Filing on Google Icon
7/23/2020Creative Financial Designs Inc. ADV8,400$27K0.0%N/A0.000%Search for SEC Filing on Google Icon
7/17/2020Raymond James Financial Services Advisors Inc.534,967$1.74M0.0%-2.1%0.000%Search for SEC Filing on Google Icon
6/16/2020Royal Bank of Canada48,173$100K0.0%+47.9%0.000%Search for SEC Filing on Google Icon
5/18/2020Advisor Group Holdings Inc.241,407$0.50M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/15/2020Morgan Stanley132,501$0.27M0.0%+166.1%0.000%Search for SEC Filing on Google Icon
5/14/2020Wells Fargo & Company MN90,409$0.19M0.0%+16.6%0.000%Search for SEC Filing on Google Icon
5/14/2020Baird Financial Group Inc.21,358$44K0.0%N/A0.000%Search for SEC Filing on Google Icon
5/11/2020Commonwealth Equity Services LLC93,824$0.19M0.0%-5.4%0.000%Search for SEC Filing on Google Icon
5/8/2020Cetera Advisors LLC121,126$0.25M0.0%-4.0%0.000%Search for SEC Filing on Google Icon
5/1/2020Good Life Advisors LLC51,666$0.11M0.0%+6.9%0.000%Search for SEC Filing on Google Icon
4/21/2020Raymond James Financial Services Advisors Inc.546,182$1.13M0.0%+0.9%0.000%Search for SEC Filing on Google Icon
2/17/2020Ladenburg Thalmann Financial Services Inc.218,721$1.31M0.0%+11.7%0.000%Search for SEC Filing on Google Icon
2/14/2020Bank of New York Mellon Corp107,062$0.64M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/14/2020UBS Group AG12,731$76K0.0%+201.3%0.000%Search for SEC Filing on Google Icon
2/13/2020Stifel Financial Corp20,329$0.12M0.0%-21.4%0.000%Search for SEC Filing on Google Icon
2/12/2020Raymond James Financial Services Advisors Inc.541,362$3.24M0.0%+7.0%0.000%Search for SEC Filing on Google Icon
2/11/2020Landscape Capital Management L.L.C.28,653$0.17M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/10/2020Cetera Advisors LLC126,117$0.75M0.0%-5.2%0.000%Search for SEC Filing on Google Icon
1/28/2020Quad Cities Investment Group LLC185,466$1.11M1.1%+2.3%0.000%Search for SEC Filing on Google Icon
1/27/2020Doliver Advisors LP25,114$0.15M0.1%N/A0.000%Search for SEC Filing on Google Icon
1/17/2020Good Life Advisors LLC48,349$0.29M0.1%+8.5%0.000%Search for SEC Filing on Google Icon
1/10/2020FNY Investment Advisers LLC12,472$74K0.0%N/A0.000%Search for SEC Filing on Google Icon
11/27/2019Stifel Financial Corp25,874$0.16M0.0%+102.8%0.000%Search for SEC Filing on Google Icon
10/30/2019Commonwealth Equity Services LLC101,545$0.63M0.0%+2.7%0.000%Search for SEC Filing on Google Icon
Data available starting January 2016

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First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty finance and other financial sectors. The fund primarily invests in value stocks of companies, as well as in Business Development Companies, REITs, and other mortgage related securities. It employs fundamental analysis to create its portfolio. The fund benchmarks the performance of its portfolio against a composite benchmark comprised of 70% Wells Fargo BDC Index, 20% FTSE NAREIT Mortgage REIT Index, and 10% S&P SmallCap Financials Index. It was formerly known as First Trust/Gallatin Specialty Finance and Financial Opportunities Fund. First Trust Specialty Finance and Financial Opportunities Fund was formed on March 20, 2007 and domiciled in the United States.
Read More on First Trust Specialty Finance and Financial Opportunities Fund

Today's Range

Now: $3.76
Low: $3.72
High: $3.78

50 Day Range

MA: $3.38
Low: $3.06
High: $3.77

52 Week Range

Now: $3.76
Low: $2.82
High: $4.33

Volume

15,972 shs

Average Volume

44,386 shs

Market Capitalization

N/A

P/E Ratio

N/A

Dividend Yield

0.11%

Beta

N/A

Who are the company insiders with the largest holdings of First Trust Specialty Finance and Financial Opportunities Fund?

First Trust Specialty Finance and Financial Opportunities Fund's top insider investors include:
  1. Thomas R Kadlec (Director)
Learn More about top insider investors at First Trust Specialty Finance and Financial Opportunities Fund.

Who are the major institutional investors of First Trust Specialty Finance and Financial Opportunities Fund?

First Trust Specialty Finance and Financial Opportunities Fund's top institutional investors include:
  1. LPL Financial LLC — 0.00%
  2. Commonwealth Equity Services LLC — 0.00%
  3. Shaker Financial Services LLC — 0.00%
  4. SYM FINANCIAL Corp — 0.00%
  5. Csenge Advisory Group — 0.00%
  6. Quad Cities Investment Group LLC — 0.00%
Learn More about top institutional investors of First Trust Specialty Finance and Financial Opportunities Fund stock.

Which major investors are selling First Trust Specialty Finance and Financial Opportunities Fund stock?

Within the previous quarter, FGB stock was sold by these institutional investors:
  1. Quad Cities Investment Group LLC

Which major investors are buying First Trust Specialty Finance and Financial Opportunities Fund stock?

In the previous quarter, FGB stock was purchased by institutional investors including:
  1. LPL Financial LLC
  2. Shaker Financial Services LLC
  3. Bay Colony Advisory Group Inc d b a Bay Colony Advisors
  4. Csenge Advisory Group
  5. Castle Wealth Management LLC
  6. Landscape Capital Management L.L.C.
  7. SYM FINANCIAL Corp
  8. Commonwealth Equity Services LLC
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