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FGB Insider Trading

Insider Ownership Percentage: N/A
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $0.00

First Trust Specialty Finance and Financial Opportunities Fund Insider Trading History Chart

This chart shows the insider buying and selling history at First Trust Specialty Finance and Financial Opportunities Fund by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

First Trust Specialty Finance and Financial Opportunities Fund Share Price & Price History

Current Price: $3.82
Price Change: +0.30 (1.20%)
As of 05/8/2024 06:12 PM ET

This chart shows the closing price history over time for FGB up to the past year.

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First Trust Specialty Finance and Financial Opportunities Fund Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
12/28/2021Thomas R. KadlecDirectorSell2,432$4.07$9,898.24View SEC Filing Icon  
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SEC Filings (Institutional Ownership Changes) for First Trust Specialty Finance and Financial Opportunities Fund (NYSE:FGB)

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at FGB by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

First Trust Specialty Finance and Financial Opportunities Fund Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/6/2024SYM FINANCIAL Corp41,994$0.16M0.0%-12.6%0.000%Search for SEC Filing on Google Icon
5/4/2024Csenge Advisory Group31,770$0.12M0.0%-13.2%0.000%Search for SEC Filing on Google Icon
5/1/2024Matisse Capital205,217$0.77M0.4%-17.3%0.000%Search for SEC Filing on Google Icon
4/30/2024Private Advisor Group LLC337,075$1.27M0.0%+26.0%0.000%Search for SEC Filing on Google Icon
4/30/2024Consolidated Portfolio Review Corp566,162$2.13M0.6%-1.7%0.000%Search for SEC Filing on Google Icon
4/30/2024Hartline Investment Corp12,281$46K0.0%N/A0.000%Search for SEC Filing on Google Icon
4/30/2024Commonwealth Equity Services LLC158,660$0.60M0.0%+7.1%0.000%Search for SEC Filing on Google Icon
4/24/2024Blue Bell Private Wealth Management LLC9,087$34K0.0%+147.9%0.000%Search for SEC Filing on Google Icon
4/22/2024PFG Investments LLC554,102$2.09M0.1%N/A0.000%Search for SEC Filing on Google Icon
2/9/2024L.M. Kohn & Company11,800$42K0.0%N/A0.000%Search for SEC Filing on Google Icon
2/8/2024Matisse Capital248,189$0.89M0.5%+2.3%0.000%Search for SEC Filing on Google Icon
2/7/2024Shaker Financial Services LLC121,027$0.43M0.2%-56.3%0.000%Search for SEC Filing on Google Icon
2/6/2024Private Advisor Group LLC267,525$0.96M0.0%+41.4%0.000%Search for SEC Filing on Google Icon
2/6/2024SYM FINANCIAL Corp48,062$0.17M0.0%-43.1%0.000%Search for SEC Filing on Google Icon
1/30/2024Bay Colony Advisory Group Inc d b a Bay Colony Advisors44,650$0.16M0.0%-9.6%0.000%Search for SEC Filing on Google Icon
1/29/2024Consolidated Portfolio Review Corp575,664$2.06M0.5%-6.4%0.000%Search for SEC Filing on Google Icon
1/16/2024Raymond James Financial Services Advisors Inc.142,249$0.51M0.0%-18.6%0.000%Search for SEC Filing on Google Icon
1/10/2024Quad Cities Investment Group LLC11,971$43K0.0%-37.7%0.000%Search for SEC Filing on Google Icon
11/21/2023Almitas Capital LLC12,134$41K0.0%N/A0.000%Search for SEC Filing on Google Icon
11/14/2023Alpine Global Management LLC89,346$0.30M0.1%+19.1%0.000%Search for SEC Filing on Google Icon
11/13/2023Bay Colony Advisory Group Inc d b a Bay Colony Advisors49,412$0.17M0.0%+45.3%0.000%Search for SEC Filing on Google Icon
11/13/2023Consolidated Portfolio Review Corp614,792$2.07M0.5%+0.6%0.000%Search for SEC Filing on Google Icon
11/8/2023Atria Wealth Solutions Inc.15,900$54K0.0%N/A0.000%Search for SEC Filing on Google Icon
11/8/2023Landscape Capital Management L.L.C.18,398$62K0.0%N/A0.000%Search for SEC Filing on Google Icon
11/3/2023Private Advisor Group LLC189,175$0.64M0.0%+74.4%0.000%Search for SEC Filing on Google Icon
11/2/2023Shaker Financial Services LLC276,825$0.93M0.4%+118.6%0.000%Search for SEC Filing on Google Icon
11/1/2023Csenge Advisory Group44,871$0.15M0.0%-32.7%0.000%Search for SEC Filing on Google Icon
10/24/2023Raymond James Financial Services Advisors Inc.174,854$0.59M0.0%-6.7%0.000%Search for SEC Filing on Google Icon
10/17/2023Flagship Harbor Advisors LLC114,079$0.38M0.0%-8.4%0.000%Search for SEC Filing on Google Icon
10/13/2023Matisse Capital242,712$0.82M0.6%N/A0.000%Search for SEC Filing on Google Icon
10/12/2023IFP Advisors Inc8,518$29K0.0%-44.0%0.000%Search for SEC Filing on Google Icon
10/5/2023Quad Cities Investment Group LLC19,223$65K0.0%-31.7%0.000%Search for SEC Filing on Google Icon
8/10/2023Private Advisor Group LLC108,475$0.37M0.0%+601.0%0.000%Search for SEC Filing on Google Icon
8/7/2023Shaker Financial Services LLC126,660$0.41M0.2%-52.1%0.000%Search for SEC Filing on Google Icon
7/31/2023LPL Financial LLC628,980$2.05M0.0%+3.1%0.000%Search for SEC Filing on Google Icon
7/20/2023Csenge Advisory Group66,690$0.22M0.0%-7.7%0.000%Search for SEC Filing on Google Icon
7/17/2023Silverhawk Asset Management LLC16,551$54K0.0%-29.0%0.000%Search for SEC Filing on Google Icon
7/11/2023Flagship Harbor Advisors LLC124,579$0.41M0.0%-11.1%0.000%Search for SEC Filing on Google Icon
5/11/2023Consolidated Portfolio Review Corp508,842$1.60M0.4%N/A0.000%Search for SEC Filing on Google Icon
5/10/2023Landscape Capital Management L.L.C.11,459$36K0.0%N/A0.000%Search for SEC Filing on Google Icon
5/9/2023BDO Wealth Advisors LLC17,624$55K0.0%-38.5%0.000%Search for SEC Filing on Google Icon
5/8/2023Shaker Financial Services LLC264,448$0.83M0.4%+155.4%0.000%Search for SEC Filing on Google Icon
5/1/2023Csenge Advisory Group72,261$0.23M0.0%-4.6%0.000%Search for SEC Filing on Google Icon
4/14/2023Raymond James Financial Services Advisors Inc.188,620$0.59M0.0%-2.5%0.000%Search for SEC Filing on Google Icon
2/8/2023Raymond James Financial Services Advisors Inc.193,546$0.59M0.0%-34.0%0.000%Search for SEC Filing on Google Icon
2/7/2023Commonwealth Equity Services LLC161,735$0.49M0.0%-8.8%0.000%Search for SEC Filing on Google Icon
2/7/2023LPL Financial LLC576,460$1.76M0.0%+5.8%0.000%Search for SEC Filing on Google Icon
2/3/2023Shaker Financial Services LLC103,546$0.32M0.1%-48.5%0.000%Search for SEC Filing on Google Icon
1/18/2023Silverhawk Asset Management LLC23,300$71K0.1%N/A0.000%Search for SEC Filing on Google Icon
11/9/2022Shaker Financial Services LLC201,051$0.58M0.3%+86.9%0.000%Search for SEC Filing on Google Icon
11/2/2022Landscape Capital Management L.L.C.15,711$45K0.0%+53.5%0.000%Search for SEC Filing on Google Icon
10/25/2022Nova R Wealth Inc.34,673$99K0.1%-25.7%0.000%Search for SEC Filing on Google Icon
10/25/2022Raymond James Financial Services Advisors Inc.293,279$0.84M0.0%-1.6%0.000%Search for SEC Filing on Google Icon
10/13/2022Flagship Harbor Advisors LLC143,004$0.41M0.0%-5.3%0.000%Search for SEC Filing on Google Icon
8/8/2022Quad Cities Investment Group LLC54,312$0.17M0.1%-7.8%0.000%Search for SEC Filing on Google Icon
8/8/2022Bay Colony Advisory Group Inc d b a Bay Colony Advisors30,065$0.11M0.0%N/A0.000%Search for SEC Filing on Google Icon
8/5/2022Landscape Capital Management L.L.C.10,233$33K0.0%N/A0.000%Search for SEC Filing on Google Icon
8/1/2022Castle Wealth Management LLC15,290$49K0.0%N/A0.000%Search for SEC Filing on Google Icon
8/1/2022Shaker Financial Services LLC107,564$0.34M0.2%+211.5%0.000%Search for SEC Filing on Google Icon
7/27/2022Csenge Advisory Group60,597$0.19M0.0%+84.0%0.000%Search for SEC Filing on Google Icon
7/19/2022Commonwealth Equity Services LLC184,440$0.59M0.0%+1.7%0.000%Search for SEC Filing on Google Icon
7/19/2022SYM FINANCIAL Corp84,537$0.27M0.1%+12.8%0.000%Search for SEC Filing on Google Icon
5/10/2022Strategic Wealth Advisors Group LLC52,500$0.22M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/10/2022Nova R Wealth Inc.46,537$0.20M0.2%-70.2%0.000%Search for SEC Filing on Google Icon
5/9/2022Csenge Advisory Group32,941$0.14M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/6/2022Shaker Financial Services LLC34,533$0.14M0.1%-60.1%0.000%Search for SEC Filing on Google Icon
5/6/2022BDO Wealth Advisors LLC29,404$0.12M0.0%-8.8%0.000%Search for SEC Filing on Google Icon
5/4/2022Commonwealth Equity Services LLC181,292$0.76M0.0%+2.9%0.000%Search for SEC Filing on Google Icon
4/22/2022SYM FINANCIAL Corp74,975$0.31M0.1%+42.4%0.000%Search for SEC Filing on Google Icon
4/13/2022Flagship Harbor Advisors LLC151,404$0.63M0.1%-3.1%0.000%Search for SEC Filing on Google Icon
2/24/2022Logan Stone Capital LLC25,604$0.11M0.1%N/A0.000%Search for SEC Filing on Google Icon
2/10/2022Good Life Advisors LLC49,821$0.20M0.0%-8.9%0.000%Search for SEC Filing on Google Icon
2/9/2022Wolverine Asset Management LLC79,968$0.33M0.0%+47.4%0.000%Search for SEC Filing on Google Icon
2/8/2022Raymond James Financial Services Advisors Inc.326,775$1.34M0.0%-5.6%0.000%Search for SEC Filing on Google Icon
2/7/2022Shaker Financial Services LLC86,527$0.35M0.1%-25.5%0.000%Search for SEC Filing on Google Icon
2/2/2022Quad Cities Investment Group LLC61,095$0.25M0.2%-12.8%0.000%Search for SEC Filing on Google Icon
2/1/2022Landscape Capital Management L.L.C.23,987$98K0.0%N/A0.000%Search for SEC Filing on Google Icon
1/27/2022Nova R Wealth Inc.155,926$0.64M0.5%N/A0.000%Search for SEC Filing on Google Icon
11/12/2021Wolverine Asset Management LLC54,243$0.22M0.0%N/A0.000%Search for SEC Filing on Google Icon
11/5/2021Advisory Services Network LLC20,792$83K0.0%-45.3%0.000%Search for SEC Filing on Google Icon
11/5/2021Lindbrook Capital LLC7,000$28K0.0%-30.0%0.000%Search for SEC Filing on Google Icon
11/5/2021Advisor Group Holdings Inc.125,473$0.50M0.0%-2.4%0.000%Search for SEC Filing on Google Icon
11/2/2021Shaker Financial Services LLC116,118$0.46M0.2%+91.0%0.000%Search for SEC Filing on Google Icon
11/2/2021Raymond James Financial Services Advisors Inc.346,036$1.38M0.0%-12.8%0.000%Search for SEC Filing on Google Icon
10/20/2021Csenge Advisory Group25,842$0.10M0.0%N/A0.000%Search for SEC Filing on Google Icon
10/13/2021FNY Investment Advisers LLC23,180$92K0.0%-31.8%0.000%Search for SEC Filing on Google Icon
8/16/2021Royal Bank of Canada132,382$0.54M0.0%+9.6%0.000%Search for SEC Filing on Google Icon
8/13/2021LPL Financial LLC233,903$0.95M0.0%+7.4%0.000%Search for SEC Filing on Google Icon
8/13/2021Stifel Financial Corp20,917$85K0.0%-34.5%0.000%Search for SEC Filing on Google Icon
8/11/2021Commonwealth Equity Services LLC177,278$0.72M0.0%+12.8%0.000%Search for SEC Filing on Google Icon
8/4/2021Shaker Financial Services LLC60,781$0.25M0.1%N/A0.000%Search for SEC Filing on Google Icon
8/2/2021Advisor Group Holdings Inc.128,617$0.52M0.0%-31.8%0.000%Search for SEC Filing on Google Icon
7/27/2021Lindbrook Capital LLC10,000$40K0.0%-44.4%0.000%Search for SEC Filing on Google Icon
5/14/2021BDO Wealth Advisors LLC39,742$0.16M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/14/2021Stifel Financial Corp31,917$0.13M0.0%+211.5%0.000%Search for SEC Filing on Google Icon
5/13/2021Wolverine Asset Management LLC81,166$0.32M0.0%-36.0%0.000%Search for SEC Filing on Google Icon
5/12/2021Mariner Investment Group LLC107,309$0.43M1.0%-11.8%0.000%Search for SEC Filing on Google Icon
5/11/2021Landscape Capital Management L.L.C.10,745$43K0.0%-80.2%0.000%Search for SEC Filing on Google Icon
5/7/2021Strategic Wealth Advisors Group LLC54,071$0.22M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/4/2021Commonwealth Equity Services LLC157,129$0.63M0.0%+51.2%0.000%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
First Trust Specialty Finance and Financial Opportunities Fund logo
First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty finance and other financial sectors. The fund primarily invests in value stocks of companies, as well as in Business Development Companies, REITs, and other mortgage related securities. It employs fundamental analysis to create its portfolio. The fund benchmarks the performance of its portfolio against a composite benchmark comprised of 70% Wells Fargo BDC Index, 20% FTSE NAREIT Mortgage REIT Index, and 10% S&P SmallCap Financials Index. It was formerly known as First Trust/Gallatin Specialty Finance and Financial Opportunities Fund. First Trust Specialty Finance and Financial Opportunities Fund was formed on March 20, 2007 and domiciled in the United States.
Read More on First Trust Specialty Finance and Financial Opportunities Fund

Today's Range

Now: $3.82
Low: $3.79
High: $3.82

50 Day Range

MA: $3.66
Low: $3.52
High: $3.82

52 Week Range

Now: $3.82
Low: $2.85
High: $3.84

Volume

38,756 shs

Average Volume

55,412 shs

Market Capitalization

N/A

P/E Ratio

N/A

Dividend Yield

0.11%

Beta

N/A

Who are the major institutional investors of First Trust Specialty Finance and Financial Opportunities Fund?

First Trust Specialty Finance and Financial Opportunities Fund's top institutional investors include:
  1. Consolidated Portfolio Review Corp — 0.00%
  2. PFG Investments LLC — 0.00%
  3. Private Advisor Group LLC — 0.00%
  4. Matisse Capital — 0.00%
  5. Commonwealth Equity Services LLC — 0.00%
  6. SYM FINANCIAL Corp — 0.00%
Learn More about top institutional investors of First Trust Specialty Finance and Financial Opportunities Fund stock.

Which major investors are selling First Trust Specialty Finance and Financial Opportunities Fund stock?

In the last quarter, FGB stock was sold by these institutional investors:
  1. Matisse Capital
  2. Consolidated Portfolio Review Corp
  3. SYM FINANCIAL Corp
  4. Csenge Advisory Group

Which major investors are buying First Trust Specialty Finance and Financial Opportunities Fund stock?

In the previous quarter, FGB stock was acquired by institutional investors including:
  1. PFG Investments LLC
  2. Private Advisor Group LLC
  3. Hartline Investment Corp
  4. Commonwealth Equity Services LLC
  5. Blue Bell Private Wealth Management LLC
RSVP: Charles Payne’s Cash Flow Workshop
From Unstoppable Prosperity   |   Ad
Are you ready to find untapped value in the stocks you already own… Without selling a single share… Then you need to know these Cash Flow Trade Strategies.
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