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GAIN Insider Trading (Gladstone Investment)

Insider Ownership Percentage: 2.61%
Insider Buying (Last 12 Months): $129,700.00
Insider Selling (Last 12 Months): $0.00

Gladstone Investment Insider Trading History Chart

This chart shows the insider buying and selling history at Gladstone Investment by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Gladstone Investment Share Price & Price History

Current Price: $15.09
Price Change: ▲ Price Increase of +0.52 (3.57%)
As of 05/16/2022 05:00 PM ET

This chart shows the closing price history over time for GAIN up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365
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Gladstone Investment Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
2/24/2022David A. R. DullumPresidentBuy5,500$14.56$80,080.00View SEC Filing Icon  
12/3/2021David A. R. DullumPresidentBuy3,000$16.54$49,620.00View SEC Filing Icon  
3/23/2020Terry Lee BrubakerCOOBuy2,500$6.83$17,075.0016,233View SEC Filing Icon  
3/20/2020Julia RyanCFOBuy2,500$8.18$20,450.004,000View SEC Filing Icon  
3/18/2020David A. R. DullumPresidentBuy8,000$7.96$63,680.00
3/18/2020Terry Lee BrubakerCOOBuy2,500$7.96$19,900.00
3/16/2020Michael LicalsiGeneral CounselBuy1,000$8.73$8,730.009,144View SEC Filing Icon  
3/11/2020David A. R. DullumPresidentBuy10,000$10.49$104,900.00110,916View SEC Filing Icon  
9/13/2019David A. R. DullumPresidentBuy2,400$12.44$29,856.0097,616View SEC Filing Icon  
9/9/2019David GladstoneCEOBuy20,581$11.99$246,766.19666,554View SEC Filing Icon  
8/16/2019Terry Lee BrubakerCOOSell21,502$11.52$247,703.048,733View SEC Filing Icon  
8/14/2019Terry Lee BrubakerCOOSell21,502$11.38$244,692.7630,235View SEC Filing Icon  
6/4/2019David A. R. DullumPresidentBuy2,000$11.10$22,200.0095,216View SEC Filing Icon  
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SEC Filings (Institutional Ownership Changes) for Gladstone Investment (NASDAQ:GAIN)

11.75% of Gladstone Investment stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at GAIN by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Gladstone Investment Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/16/2022UBS Group AG49,039$0.79M0.0%+7.1%0.148%Search for SEC Filing on Google Icon
5/13/2022Lazard Asset Management LLC1,866$30K0.0%N/A0.006%Search for SEC Filing on Google Icon
5/13/2022International Assets Investment Management LLC74,790$1.21M0.2%-2.1%0.225%Search for SEC Filing on Google Icon
5/13/2022Mackenzie Financial Corp81,622$1.32M0.0%-15.6%0.246%Search for SEC Filing on Google Icon
5/13/2022Blair William & Co. IL155,254$2.50M0.0%+3.4%0.467%Search for SEC Filing on Google Icon
5/12/2022BlackRock Inc.202,649$3.27M0.0%-23.4%0.610%Search for SEC Filing on Google Icon
5/12/2022Cambridge Investment Research Advisors Inc.18,236$0.29M0.0%+62.4%0.055%Search for SEC Filing on Google Icon
5/11/2022Raymond James Financial Services Advisors Inc.11,541$0.19M0.0%N/A0.035%Search for SEC Filing on Google Icon
5/10/2022Van ECK Associates Corp821,203$13.25M0.0%+52.6%2.473%Search for SEC Filing on Google Icon
5/4/2022Advisor Group Holdings Inc.191,937$3.10M0.0%-2.4%0.578%Search for SEC Filing on Google Icon
5/3/2022International Assets Investment Management LLC74,790$1.21M0.2%-2.1%0.225%Search for SEC Filing on Google Icon
5/2/2022Outfitter Financial LLC228,645$3.69M2.8%-9.9%0.689%Search for SEC Filing on Google Icon
5/2/2022Greenspring Advisors LLC283$28K0.1%-98.4%0.001%Search for SEC Filing on Google Icon
5/2/2022DAVENPORT & Co LLC274,269$4.42M0.0%+2.0%0.826%Search for SEC Filing on Google Icon
4/28/2022Belpointe Asset Management LLC35,719$0.58M0.0%+5.1%0.108%Search for SEC Filing on Google Icon
4/28/2022Hardy Reed LLC6,964$0.11M0.0%N/A0.021%Search for SEC Filing on Google Icon
4/26/2022Kestra Advisory Services LLC12,533$0.20M0.0%+8.7%0.038%Search for SEC Filing on Google Icon
4/26/2022Atlantic Union Bankshares Corp116,525$1.88M0.2%-1.7%0.351%Search for SEC Filing on Google Icon
4/25/2022Castle Rock Wealth Management LLC12,942$0.22M0.1%-5.6%0.039%Search for SEC Filing on Google Icon
4/22/2022Concorde Asset Management LLC91,343$1.47M1.0%+7.8%0.275%Search for SEC Filing on Google Icon
4/21/2022CWM LLC8,677$0.14M0.0%-53.4%0.026%Search for SEC Filing on Google Icon
4/20/2022Albert D Mason Inc.69,910$1.13M0.7%-18.8%0.211%Search for SEC Filing on Google Icon
4/19/2022Wedbush Securities Inc.33,688$0.54M0.0%-9.1%0.101%Search for SEC Filing on Google Icon
4/19/2022PFG Advisors140,544$2.27M0.2%-1.7%0.423%Search for SEC Filing on Google Icon
2/23/2022BlackRock Inc.264,702$4.52M0.0%+8.0%0.797%Search for SEC Filing on Google Icon
2/15/2022Advisors Asset Management Inc.293,381$5.01M0.1%+6.2%0.884%Search for SEC Filing on Google Icon
2/15/2022Schonfeld Strategic Advisors LLC16,300$0.28M0.0%-47.2%0.049%Search for SEC Filing on Google Icon
2/15/2022Legal & General Group Plc191,467$3.27M0.0%-3.3%0.577%Search for SEC Filing on Google Icon
2/14/2022Citadel Advisors LLC35,492$0.61M0.0%-54.2%0.107%Search for SEC Filing on Google Icon
2/14/2022Virtus ETF Advisers LLC19,668$0.34M0.1%-40.6%0.059%Search for SEC Filing on Google Icon
2/14/2022LPL Financial LLC110,808$1.89M0.0%-2.2%0.334%Search for SEC Filing on Google Icon
2/14/2022Legacy Capital Wealth Partners LLC91,223$1.56M0.6%+3.7%0.275%Search for SEC Filing on Google Icon
2/14/2022Blair William & Co. IL150,079$2.56M0.0%+4.0%0.452%Search for SEC Filing on Google Icon
2/14/2022Invesco Ltd.41,374$0.71M0.0%N/A0.125%Search for SEC Filing on Google Icon
2/10/2022International Assets Investment Management LLC76,390$1.31M0.2%+2.1%0.230%Search for SEC Filing on Google Icon
2/8/2022Bank of America Corp DE1,508$26K0.0%-53.2%0.005%Search for SEC Filing on Google Icon
2/4/2022Outfitter Financial LLC253,820$4.34M3.2%-1.1%0.764%Search for SEC Filing on Google Icon
2/3/2022Cambridge Investment Research Advisors Inc.11,229$0.19M0.0%-9.2%0.034%Search for SEC Filing on Google Icon
2/3/2022Advisor Group Holdings Inc.196,708$3.36M0.0%-4.3%0.592%Search for SEC Filing on Google Icon
2/2/2022Concorde Asset Management LLC84,756$1.45M0.9%-1.0%0.255%Search for SEC Filing on Google Icon
2/2/2022Castle Rock Wealth Management LLC13,710$0.20M0.1%N/A0.041%Search for SEC Filing on Google Icon
1/31/2022CWM LLC18,621$0.32M0.0%N/A0.056%Search for SEC Filing on Google Icon
1/31/2022Commonwealth Equity Services LLC41,119$0.70M0.0%+8.6%0.124%Search for SEC Filing on Google Icon
1/27/2022Janney Montgomery Scott LLC37,493$0.64M0.0%+5.5%0.113%Search for SEC Filing on Google Icon
1/26/2022Van ECK Associates Corp537,979$9.19M0.0%+7.5%1.620%Search for SEC Filing on Google Icon
1/21/2022International Assets Investment Management LLC76,390$1.31M0.2%+2.1%0.230%Search for SEC Filing on Google Icon
1/21/2022PFG Advisors143,044$2.44M0.2%-4.5%0.431%Search for SEC Filing on Google Icon
1/19/2022Atlantic Union Bankshares Corp118,575$2.03M0.2%-1.7%0.357%Search for SEC Filing on Google Icon
11/16/2021Schonfeld Strategic Advisors LLC30,900$0.43M0.0%-9.4%0.093%Search for SEC Filing on Google Icon
11/16/2021Jane Street Group LLC12,319$0.17M0.0%N/A0.037%Search for SEC Filing on Google Icon
11/16/2021Two Sigma Advisers LP139,142$1.93M0.0%+18.8%0.419%Search for SEC Filing on Google Icon
11/16/2021Two Sigma Investments LP117,358$1.63M0.0%+78.9%0.353%Search for SEC Filing on Google Icon
11/16/2021UBS Group AG52,567$0.73M0.0%+19.2%0.158%Search for SEC Filing on Google Icon
11/16/2021LPL Financial LLC113,347$1.57M0.0%+3.0%0.341%Search for SEC Filing on Google Icon
11/15/2021Tudor Investment Corp Et Al11,546$0.16M0.0%N/A0.035%Search for SEC Filing on Google Icon
11/15/2021Royal Bank of Canada37,051$0.51M0.0%+7.2%0.112%Search for SEC Filing on Google Icon
11/15/2021Morgan Stanley142,789$1.98M0.0%-12.0%0.430%Search for SEC Filing on Google Icon
11/15/2021Virtus ETF Advisers LLC33,138$0.46M0.2%-10.3%0.100%Search for SEC Filing on Google Icon
11/9/2021BlackRock Inc.245,206$3.40M0.0%+14.0%0.738%Search for SEC Filing on Google Icon
11/8/2021Mackenzie Financial Corp96,546$1.34M0.0%+15.7%0.291%Search for SEC Filing on Google Icon
11/5/2021PFG Advisors149,844$2.08M0.2%-9.4%0.451%Search for SEC Filing on Google Icon
11/5/2021Advisor Group Holdings Inc.205,522$2.85M0.0%-5.8%0.619%Search for SEC Filing on Google Icon
11/4/2021Deutsche Bank AG11,264$0.16M0.0%+166.5%0.034%Search for SEC Filing on Google Icon
11/3/2021Van ECK Associates Corp500,517$6.94M0.0%-5.8%1.507%Search for SEC Filing on Google Icon
11/2/2021Raymond James Financial Services Advisors Inc.10,937$0.15M0.0%N/A0.033%Search for SEC Filing on Google Icon
11/2/2021Cambridge Investment Research Advisors Inc.12,360$0.17M0.0%-27.1%0.037%Search for SEC Filing on Google Icon
10/29/2021Janney Montgomery Scott LLC35,544$0.49M0.0%-26.8%0.107%Search for SEC Filing on Google Icon
10/29/2021Commonwealth Equity Services LLC37,850$0.52M0.0%-2.8%0.114%Search for SEC Filing on Google Icon
10/26/2021Outfitter Financial LLC256,620$3.56M2.8%-0.9%0.773%Search for SEC Filing on Google Icon
10/21/2021Concorde Asset Management LLC85,594$1.19M0.7%+338.8%0.258%Search for SEC Filing on Google Icon
10/8/2021Wedbush Securities Inc.36,560$0.51M0.0%-11.4%0.110%Search for SEC Filing on Google Icon
8/23/2021Morgan Stanley162,236$2.34M0.0%+9.3%0.489%Search for SEC Filing on Google Icon
8/17/2021Wells Fargo & Company MN11,668$0.17M0.0%-10.9%0.035%Search for SEC Filing on Google Icon
8/17/2021Invesco Ltd.82,177$1.18M0.0%-2.0%0.247%Search for SEC Filing on Google Icon
8/17/2021Millennium Management LLC10,157$0.15M0.0%N/A0.031%Search for SEC Filing on Google Icon
8/16/2021Bank of America Corp DE3,485$50K0.0%+100.9%0.010%Search for SEC Filing on Google Icon
8/16/2021Royal Bank of Canada34,569$0.50M0.0%+2.3%0.104%Search for SEC Filing on Google Icon
8/16/2021Morgan Stanley162,236$2.34M0.0%+9.3%0.489%Search for SEC Filing on Google Icon
8/16/2021Schonfeld Strategic Advisors LLC34,100$0.49M0.0%+130.4%0.103%Search for SEC Filing on Google Icon
8/13/2021LPL Financial LLC110,022$1.59M0.0%+1.7%0.331%Search for SEC Filing on Google Icon
8/12/2021Advisory Services Network LLC6,845$99K0.0%N/A0.021%Search for SEC Filing on Google Icon
8/12/2021Legal & General Group Plc211,895$3.05M0.0%-8.2%0.638%Search for SEC Filing on Google Icon
8/12/2021Blair William & Co. IL141,889$2.05M0.0%+4.5%0.427%Search for SEC Filing on Google Icon
8/11/2021Commonwealth Equity Services LLC38,960$0.56M0.0%+3.1%0.117%Search for SEC Filing on Google Icon
8/11/2021BlackRock Inc.215,084$3.10M0.0%+11.1%0.648%Search for SEC Filing on Google Icon
8/11/2021Mackenzie Financial Corp83,441$1.20M0.0%+115.7%0.251%Search for SEC Filing on Google Icon
8/11/2021Deutsche Bank AG4,227$61K0.0%N/A0.013%Search for SEC Filing on Google Icon
8/11/2021Susquehanna Fundamental Investments LLC73,453$1.06M0.0%-2.0%0.221%Search for SEC Filing on Google Icon
8/10/2021Virtus ETF Advisers LLC36,950$0.53M0.2%+16.0%0.111%Search for SEC Filing on Google Icon
8/10/2021Van ECK Associates Corp531,099$7.65M0.0%-14.4%1.599%Search for SEC Filing on Google Icon
8/9/2021Belpointe Asset Management LLC32,578$0.47M0.0%+14.3%0.098%Search for SEC Filing on Google Icon
8/2/2021Advisor Group Holdings Inc.218,192$3.14M0.0%-1.8%0.657%Search for SEC Filing on Google Icon
7/31/2021Advisors Asset Management Inc.235,954$3.40M0.1%+6.9%0.710%Search for SEC Filing on Google Icon
7/31/2021Wedbush Securities Inc.41,263$0.60M0.0%-11.6%0.124%Search for SEC Filing on Google Icon
7/28/2021DAVENPORT & Co LLC286,801$4.13M0.0%-0.3%0.864%Search for SEC Filing on Google Icon
7/27/2021Outfitter Financial LLC258,867$3.73M2.9%-3.7%0.779%Search for SEC Filing on Google Icon
7/14/2021Albert D Mason Inc.85,908$1.24M0.8%-1.4%0.259%Search for SEC Filing on Google Icon
5/18/2021D. E. Shaw & Co. Inc.51,671$0.63M0.0%+6.0%0.156%Search for SEC Filing on Google Icon
5/18/2021Morgan Stanley148,446$1.82M0.0%+38.2%0.447%Search for SEC Filing on Google Icon
5/17/2021Schonfeld Strategic Advisors LLC14,800$0.18M0.0%N/A0.045%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Gladstone Investment logo
Gladstone Investment Corporation specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business services/ distribution sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund seeks to invest in companies with sales between $20 million and $100 million. The fund invests in companies with EBITDA from $3 million to $20 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
Read More on Gladstone Investment

Today's Range

Now: $15.09
Low: $14.60
High: $15.24

50 Day Range

MA: $15.80
Low: $14.46
High: $16.73

52 Week Range

Now: $15.09
Low: $13.31
High: $17.15

Volume

110,026 shs

Average Volume

108,276 shs

Market Capitalization

$501.14 million

P/E Ratio

4.90

Dividend Yield

6.18%

Beta

1.48

Who are the company insiders with the largest holdings of Gladstone Investment?

Gladstone Investment's top insider investors include:
  1. David A R Dullum (President)
Learn More about top insider investors at Gladstone Investment.

Who are the major institutional investors of Gladstone Investment?

Gladstone Investment's top institutional shareholders include:
  1. Van ECK Associates Corp — 2.47%
  2. DAVENPORT & Co LLC — 0.83%
  3. Outfitter Financial LLC — 0.69%
  4. BlackRock Inc. — 0.61%
  5. Advisor Group Holdings Inc. — 0.58%
  6. Blair William & Co. IL — 0.47%
Learn More about top institutional investors of Gladstone Investment stock.

Which major investors are selling Gladstone Investment stock?

During the previous quarter, GAIN stock was sold by these institutional investors:
  1. BlackRock Inc.
  2. Outfitter Financial LLC
  3. Greenspring Advisors LLC
  4. Albert D Mason Inc.
  5. Mackenzie Financial Corp
  6. CWM LLC
  7. Simplex Trading LLC
  8. Advisor Group Holdings Inc.

Which major investors are buying Gladstone Investment stock?

Within the last quarter, GAIN stock was purchased by institutional investors including:
  1. Van ECK Associates Corp
  2. Raymond James Financial Services Advisors Inc.
  3. Cambridge Investment Research Advisors Inc.
  4. Hardy Reed LLC
  5. Concorde Asset Management LLC
  6. DAVENPORT & Co LLC
  7. Blair William & Co. IL
  8. UBS Group AG
The Safest Option in Trades!
From Tradewins   |   Ad
If you’re new to trading, then you’ve probably heard the wrong thing about options—that they’re risky, unpredictable, or difficult.

And it couldn’t be more wrong! With the Hughes Optioneering Strategy, you’ll soon learn that the safest option for new accounts is options themselves!
Click here now!