GAIN Insider Trading

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Insider Trading History
Frequently Asked Questions
About

Insider Ownership Percentage: 2.65%

Insider Buying (Last 12 Months): $76,485.50

Insider Selling (Last 12 Months): $0.00

Gladstone Investment Insider Trading History Chart

Gladstone Investment Share Price & Price History

^$14.13

▼ -0.01 (-0.07%)

As of 04/25/2024 01:00 AM ET

Days: 30 | 90 | 365

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Gladstone Investment Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction
11/6/2023	Rachael Z Easton	CFO	Buy	650	$14.67	$9,535.50	1,400
8/7/2023	David A. R. Dullum	President	Buy	5,000	$13.39	$66,950.00	149,916
3/16/2023	Rachael Z Easton	CFO	Buy	375	$13.12	$4,920.00	750
3/14/2023	David A. R. Dullum	President	Buy	3,000	$12.84	$38,520.00	144,916
2/6/2023	Walter H Wilkinson	Director	Buy	3,661	$13.96	$51,107.56	26,154
12/16/2022	David A. R. Dullum	President	Buy	3,000	$13.06	$39,180.00	141,916
8/19/2022	Jennifer A Smith	Insider	Buy	100	$15.61	$1,561.00	100
6/14/2022	David A. R. Dullum	President	Buy	4,000	$12.75	$51,000.00	138,916
5/20/2022	Rachael Z Easton	CFO	Buy	175	$14.52	$2,541.00	375
2/24/2022	David A. R. Dullum	President	Buy	5,500	$14.56	$80,080.00
12/3/2021	David A. R. Dullum	President	Buy	3,000	$16.54	$49,620.00

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SEC Filings (Institutional Ownership Changes) for Gladstone Investment (NASDAQ:GAIN)

11.85% of Gladstone Investment stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

Gladstone Investment Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
4/16/2024	Atlantic Union Bankshares Corp	90,058	$1.28M	0.1%	-2.4%	0.245%
4/15/2024	Sound Income Strategies LLC	27,763	$0.40M	0.0%	-10.8%	0.076%
4/10/2024	Melia Wealth LLC	945,539	$13.46M	7.6%	N/A	2.577%
3/1/2024	Creekmur Asset Management LLC	7,403	$0.11M	0.0%	N/A	0.021%
2/20/2024	Quarry LP	5,970	$84K	0.0%	N/A	0.017%
2/16/2024	United Advisor Group LLC	35,427	$0.50M	0.6%	N/A	0.099%
2/14/2024	Garner Asset Management Corp	37,882	$0.51M	0.2%	-9.1%	0.106%
2/9/2024	Trexquant Investment LP	10,675	$0.15M	0.0%	N/A	0.030%
2/7/2024	Jump Financial LLC	20,800	$0.29M	0.0%	N/A	0.061%
2/7/2024	Johnson Investment Counsel Inc.	22,582	$0.32M	0.0%	+3.6%	0.067%
2/7/2024	Northwest Financial Advisors	4,000	$57K	0.0%	N/A	0.012%
2/7/2024	Outfitter Financial LLC	213,795	$3.03M	2.6%	-0.5%	0.631%
2/6/2024	Private Advisor Group LLC	25,674	$0.36M	0.0%	+58.8%	0.076%
2/5/2024	Van ECK Associates Corp	618,560	$8.75M	0.0%	+10.5%	1.825%
2/5/2024	Legacy Capital Wealth Partners LLC	102,491	$1.45M	0.4%	+5.2%	0.302%
2/1/2024	Signaturefd LLC	2,772	$39K	0.0%	+612.6%	0.008%
1/24/2024	International Assets Investment Management LLC	144,189	$2.04M	0.0%	N/A	0.425%
1/23/2024	DAVENPORT & Co LLC	207,842	$2.94M	0.0%	-3.5%	0.613%
1/19/2024	PFG Advisors	103,804	$1.47M	0.1%	-17.1%	0.306%
1/19/2024	Atlantic Union Bankshares Corp	92,258	$1.31M	0.1%	-0.9%	0.272%
1/18/2024	Strategic Financial Concepts LLC	15,439	$0.22M	0.1%	N/A	0.046%
1/16/2024	Raymond James Financial Services Advisors Inc.	17,453	$0.25M	0.0%	N/A	0.051%
1/16/2024	Raymond James & Associates	49,600	$0.70M	0.0%	+80.8%	0.146%
1/10/2024	Sound Income Strategies LLC	31,123	$0.44M	0.0%	N/A	0.092%
11/16/2023	Belpointe Asset Management LLC	40,507	$0.52M	0.1%	+5.5%	0.119%
11/15/2023	Advisors Asset Management Inc.	214,241	$2.73M	0.1%	-0.6%	0.632%
11/13/2023	WINTON GROUP Ltd	28,990	$0.37M	0.0%	N/A	0.086%
11/9/2023	Blair William & Co. IL	153,429	$1.96M	0.0%	-2.4%	0.453%
11/8/2023	Van ECK Associates Corp	559,626	$7.13M	0.0%	+7.5%	1.651%
11/8/2023	Janney Montgomery Scott LLC	24,794	$0.32M	0.0%	-48.2%	0.073%
11/7/2023	Prosperity Financial Group Inc.	37,050	$0.47M	0.4%	-4.1%	0.109%
11/7/2023	Virtus ETF Advisers LLC	37,631	$0.48M	0.3%	+120.3%	0.111%
11/3/2023	Private Advisor Group LLC	16,170	$0.21M	0.0%	+19.5%	0.048%
10/24/2023	Raymond James & Associates	27,427	$0.35M	0.0%	-4.1%	0.081%
10/23/2023	Commonwealth Equity Services LLC	38,393	$0.49M	0.0%	-9.7%	0.113%
10/20/2023	Atlantic Union Bankshares Corp	93,058	$1.19M	0.1%	-9.5%	0.275%
10/20/2023	Outfitter Financial LLC	214,795	$2.74M	2.6%	-1.3%	0.634%
10/17/2023	DAVENPORT & Co LLC	215,441	$2.75M	0.0%	-5.1%	0.636%
10/16/2023	Legacy Capital Wealth Partners LLC	97,444	$1.24M	0.3%	N/A	0.287%
10/13/2023	PFG Advisors	125,154	$1.59M	0.1%	-1.8%	0.369%
9/12/2023	Prosperity Financial Group Inc.	38,650	$0.50M	0.4%	-6.4%	0.114%
8/11/2023	Natixis	15,192	$0.20M	0.0%	-8.3%	0.045%
8/10/2023	Private Advisor Group LLC	13,535	$0.18M	0.0%	+28.7%	0.040%
8/8/2023	Geneos Wealth Management Inc.	2,577	$34K	0.0%	-83.3%	0.008%
8/3/2023	Atria Wealth Solutions Inc.	22,375	$0.29M	0.0%	+17.5%	0.067%
8/3/2023	Van ECK Associates Corp	520,705	$6.79M	0.0%	+7.5%	1.550%
8/3/2023	Mackenzie Financial Corp	40,127	$0.53M	0.0%	-23.0%	0.119%
7/31/2023	LPL Financial LLC	191,223	$2.49M	0.0%	+2.4%	0.569%
7/26/2023	Janney Montgomery Scott LLC	47,850	$0.62M	0.0%	+2.9%	0.142%
7/20/2023	PFG Advisors	127,384	$1.66M	0.1%	-1.3%	0.379%
7/11/2023	Atlantic Union Bankshares Corp	102,808	$1.34M	0.1%	-8.5%	0.306%
5/16/2023	Garner Asset Management Corp	42,244	$0.56M	0.3%	+2.4%	0.126%
5/12/2023	Blair William & Co. IL	158,854	$2.11M	0.0%	+0.8%	0.475%
5/10/2023	Legacy Capital Wealth Partners LLC	87,882	$1.16M	0.3%	+7.3%	0.263%
5/8/2023	Atlantic Union Bankshares Corp	112,325	$1.49M	0.2%	-3.6%	0.336%
5/5/2023	Truist Financial Corp	20,000	$0.27M	0.0%	-3.8%	0.060%
5/3/2023	Van ECK Associates Corp	484,374	$6.42M	0.0%	+7.7%	1.448%
5/1/2023	Sheaff Brock Investment Advisors LLC	13,500	$0.18M	0.0%	+19.5%	0.040%
4/28/2023	Outfitter Financial LLC	219,095	$2.90M	2.6%	-1.1%	0.655%
4/28/2023	Janney Montgomery Scott LLC	46,522	$0.62M	0.0%	+8.3%	0.139%
4/27/2023	DAVENPORT & Co LLC	227,601	$3.02M	0.0%	-3.1%	0.680%
4/24/2023	Mackenzie Financial Corp	52,135	$0.69M	0.0%	+40.4%	0.156%
4/21/2023	PFG Advisors	129,064	$1.71M	0.1%	-2.0%	0.386%
4/19/2023	International Assets Investment Management LLC	74,790	$0.99M	0.1%	-10.8%	0.224%
4/14/2023	Raymond James & Associates	28,366	$0.38M	0.0%	-8.6%	0.085%
2/13/2023	Advisors Asset Management Inc.	291,236	$3.76M	0.1%	-3.5%	0.870%
2/10/2023	Advisor Group Holdings Inc.	193,928	$2.50M	0.0%	+2.6%	0.580%
2/10/2023	Blair William & Co. IL	157,580	$2.03M	0.0%	+1.2%	0.471%
2/9/2023	Legacy Capital Wealth Partners LLC	81,920	$1.06M	0.5%	+16.6%	0.245%
2/8/2023	Belpointe Asset Management LLC	39,028	$0.50M	0.0%	+4.2%	0.117%
2/8/2023	Van ECK Associates Corp	449,926	$5.81M	0.0%	+2.9%	1.345%
2/7/2023	Commonwealth Equity Services LLC	43,397	$0.56M	0.0%	+5.6%	0.130%
2/7/2023	LPL Financial LLC	184,437	$2.38M	0.0%	+17.4%	0.551%
2/2/2023	Concorde Asset Management LLC	92,119	$1.19M	1.1%	+87.3%	0.277%
2/1/2023	Janney Montgomery Scott LLC	42,946	$0.55M	0.0%	-1.8%	0.129%
1/31/2023	Kestra Advisory Services LLC	11,533	$0.15M	0.0%	-8.0%	0.035%
1/31/2023	Geneos Wealth Management Inc.	15,400	$0.20M	0.0%	N/A	0.046%
1/30/2023	PFG Advisors	131,744	$1.70M	0.2%	-3.5%	0.396%
1/30/2023	International Assets Investment Management LLC	83,835	$1.08M	0.1%	+12.1%	0.252%
1/20/2023	DAVENPORT & Co LLC	234,971	$3.03M	0.0%	-2.7%	0.707%
11/16/2022	Claraphi Advisory Network LLC	18,551	$0.22M	0.1%	-7.2%	0.056%
11/15/2022	Belpointe Asset Management LLC	37,466	$0.45M	0.0%	+6.0%	0.113%
11/14/2022	Virtus ETF Advisers LLC	20,081	$0.24M	0.1%	-18.6%	0.060%
11/14/2022	Lazard Asset Management LLC	2,987	$36K	0.0%	+60.1%	0.009%
11/14/2022	Legacy Capital Wealth Partners LLC	70,232	$0.85M	0.5%	+2.3%	0.211%
11/8/2022	Advisors Asset Management Inc.	301,860	$3.65M	0.1%	+6.0%	0.908%
11/8/2022	Signaturefd LLC	2,452	$30K	0.0%	-36.8%	0.007%
11/7/2022	Jump Financial LLC	11,000	$0.13M	0.0%	N/A	0.033%
11/1/2022	Kestra Advisory Services LLC	12,533	$0.15M	0.0%	+8.7%	0.038%
11/1/2022	Great West Life Assurance Co. Can	39,175	$0.47M	0.0%	+10.9%	0.118%
10/31/2022	Concorde Asset Management LLC	49,195	$0.60M	0.7%	N/A	0.148%
10/27/2022	Van ECK Associates Corp	437,067	$5.29M	0.0%	-8.1%	1.316%
10/27/2022	TTP Investments Inc.	17,866	$0.22M	0.3%	N/A	0.000%
10/25/2022	Janney Montgomery Scott LLC	43,717	$0.53M	0.0%	+7.8%	0.132%
10/25/2022	Raymond James & Associates	29,832	$0.36M	0.0%	-15.0%	0.000%
10/14/2022	PFG Advisors	136,544	$1.65M	0.2%	-2.1%	0.000%
10/11/2022	DAVENPORT & Co LLC	241,558	$2.92M	0.0%	-3.3%	0.000%
10/7/2022	Mackenzie Financial Corp	43,301	$0.52M	0.0%	-15.0%	0.130%
8/12/2022	Natixis	16,562	$0.23M	0.0%	N/A	0.050%
8/12/2022	Virtus ETF Advisers LLC	24,665	$0.35M	0.1%	-8.5%	0.074%

Data available starting January 2016

Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund seeks to invest in companies with revenue between $20 million and $100 million. The fund invests in companies with EBITDA from $3 million to $20 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.

Today's Range

Now: $14.13

$14.07

$14.23

50 Day Range

MA: $14.02

$13.63

$14.64

52 Week Range

Now: $14.13

$12.14

$14.96

Volume

75,259 shs

Average Volume

168,744 shs

Market Capitalization

$518.43 million

P/E Ratio

7.10

Dividend Yield

6.75%

Beta

1.36

Who are the company insiders with the largest holdings of Gladstone Investment?: Gladstone Investment's top insider investors include:
David A R Dullum (President)
Walter H Wilkinson (Director)
Rachael Z Easton (CFO)
Jennifer A Smith (Insider)
Learn More about top insider investors at Gladstone Investment.
Who are the major institutional investors of Gladstone Investment?: Gladstone Investment's top institutional shareholders include:
Melia Wealth LLC — 2.58%
Atlantic Union Bankshares Corp — 0.25%
Sound Income Strategies LLC — 0.08%
Learn More about top institutional investors of Gladstone Investment stock.
Which major investors are selling Gladstone Investment stock?: During the previous quarter, GAIN stock was sold by these institutional investors:
Sound Income Strategies LLC
Atlantic Union Bankshares Corp
Which major investors are buying Gladstone Investment stock?: Within the last quarter, GAIN stock was purchased by institutional investors including:
Melia Wealth LLC
Within the previous year, these company insiders have bought Gladstone Investment stock:
David A R Dullum (President)
Walter H Wilkinson (Director)
Rachael Z Easton (CFO)
Jennifer A Smith (Insider)
Learn More investors buying Gladstone Investment stock.