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GUG Insider Trading

Insider Ownership Percentage: N/A
Insider Buying (Last 12 Months): $42,420.75
Insider Selling (Last 12 Months): $0.00

Guggenheim Active Allocation Fund Insider Trading History Chart

This chart shows the insider buying and selling history at Guggenheim Active Allocation Fund by year and by quarter.

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Guggenheim Active Allocation Fund Share Price & Price History

Current Price: $15.50
Price Change: ▲ Price Increase of +0.07 (0.45%)
As of 12/4/2025 04:58 PM ET

This chart shows the closing price history over time for GUG up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

Guggenheim Active Allocation Fund Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
5/5/2025Ronald NybergInsiderBuy1,305$15.15$19,770.752,105View SEC Filing Icon  
4/1/2025Ronald E Toupin JrInsiderBuy1,500$15.10$22,650.0013,617View SEC Filing Icon  
10/3/2024Randall C BarnesInsiderSell500$16.45$8,225.0065,322View SEC Filing Icon  
9/3/2024Angela Brock-KyleInsiderBuy909$15.94$14,489.463,356View SEC Filing Icon  
4/1/2024Ronald E Toupin JrInsiderBuy194$14.65$2,842.1011,046View SEC Filing Icon  
1/30/2024Randall C BarnesInsiderBuy385$14.50$5,582.5065,822View SEC Filing Icon  
12/29/2023Ronald E Toupin JrInsiderBuy200$14.66$2,932.0010,592View SEC Filing Icon  
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SEC Filings (Institutional Ownership Changes) for Guggenheim Active Allocation Fund (NYSE:GUG)

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at GUG by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Guggenheim Active Allocation Fund Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/17/2025Laird Norton Wetherby Wealth Management LLC11,232$0.18M0.0%-52.4%0.000%Search for SEC Filing on Google Icon
11/17/2025Bank of America Corp DE678,199$10.58M0.0%-26.3%0.000%Search for SEC Filing on Google Icon
11/14/2025Creative Planning13,900$0.22M0.0%N/A0.000%Search for SEC Filing on Google Icon
11/14/2025Raymond James Financial Inc.676,297$10.55M0.0%+4.0%0.000%Search for SEC Filing on Google Icon
11/13/2025Pathstone Holdings LLC897,526$14M0.1%+16.4%0.000%Search for SEC Filing on Google Icon
11/12/2025Kingsview Wealth Management LLC17,330$0.27M0.0%-9.1%0.000%Search for SEC Filing on Google Icon
11/12/2025MGB Wealth Management LLC15,908$0.25M0.1%+45.7%0.000%Search for SEC Filing on Google Icon
11/7/2025JPMorgan Chase & Co.2,199$34K0.0%-57.7%0.000%Search for SEC Filing on Google Icon
11/6/2025Wedbush Securities Inc.13,585$0.21M0.0%-10.3%0.000%Search for SEC Filing on Google Icon
11/6/2025Advisors Asset Management Inc.894,988$13.96M0.2%+12.0%0.000%Search for SEC Filing on Google Icon
11/6/2025Oppenheimer & Co. Inc.89,495$1.40M0.0%-1.6%0.000%Search for SEC Filing on Google Icon
11/5/2025J.W. Cole Advisors Inc.39,399$0.62M0.0%+2.6%0.000%Search for SEC Filing on Google Icon
11/5/2025Envestnet Asset Management Inc.28,483$0.44M0.0%-12.4%0.000%Search for SEC Filing on Google Icon
11/3/2025Corrado Advisors LLC172,335$2.69M1.4%+3.1%0.000%Search for SEC Filing on Google Icon
10/29/2025Aviance Capital Partners LLC30,452$0.48M0.1%+5.8%0.000%Search for SEC Filing on Google Icon
10/27/2025Concurrent Investment Advisors LLC36,307$0.57M0.0%+29.9%0.000%Search for SEC Filing on Google Icon
10/21/2025Golden State Equity Partners45,330$0.71M0.1%+14.1%0.000%Search for SEC Filing on Google Icon
10/15/2025World Investment Advisors30,156$0.47M0.0%N/A0.000%Search for SEC Filing on Google Icon
10/9/2025U.S. Capital Wealth Advisors LLC14,402$0.23M0.0%-46.3%0.000%Search for SEC Filing on Google Icon
8/27/2025Orion Porfolio Solutions LLC11,450$0.18M0.0%N/A0.000%Search for SEC Filing on Google Icon
8/18/2025Geneos Wealth Management Inc.3,000$47K0.0%+100.0%0.000%Search for SEC Filing on Google Icon
8/15/2025Orion Porfolio Solutions LLC11,450$0.18M0.0%N/A0.000%Search for SEC Filing on Google Icon
8/15/2025Bank of America Corp DE920,711$14.40M0.0%+49.7%0.000%Search for SEC Filing on Google Icon
8/14/2025MGB Wealth Management LLC10,921$0.17M0.1%-54.5%0.000%Search for SEC Filing on Google Icon
8/14/2025Raymond James Financial Inc.650,002$10.17M0.0%+9.7%0.000%Search for SEC Filing on Google Icon
8/13/2025Walleye Capital LLC16,220$0.25M0.0%-50.7%0.000%Search for SEC Filing on Google Icon
8/13/2025Baird Financial Group Inc.781,143$12.22M0.0%+2.0%0.000%Search for SEC Filing on Google Icon
8/13/2025Invesco Ltd.60,389$0.94M0.0%+27.1%0.000%Search for SEC Filing on Google Icon
8/12/2025J.W. Cole Advisors Inc.38,406$0.60M0.0%+42.8%0.000%Search for SEC Filing on Google Icon
8/12/2025Advisors Asset Management Inc.799,036$12.50M0.2%+12.7%0.000%Search for SEC Filing on Google Icon
8/12/2025Steward Partners Investment Advisory LLC75,835$1.19M0.0%+147.1%0.000%Search for SEC Filing on Google Icon
8/12/2025Journey Strategic Wealth LLC27,539$0.43M0.0%-6.8%0.000%Search for SEC Filing on Google Icon
8/12/2025JPMorgan Chase & Co.5,199$81K0.0%+845.3%0.000%Search for SEC Filing on Google Icon
8/8/2025Cetera Investment Advisers21,746$0.34M0.0%+11.9%0.000%Search for SEC Filing on Google Icon
8/5/2025Aviance Capital Partners LLC28,793$0.45M0.1%+17.8%0.000%Search for SEC Filing on Google Icon
8/1/2025Corrado Advisors LLC167,183$2.62M1.6%+3.1%0.000%Search for SEC Filing on Google Icon
8/1/2025Envestnet Asset Management Inc.32,501$0.51M0.0%+13.6%0.000%Search for SEC Filing on Google Icon
7/25/2025Concurrent Investment Advisors LLC27,942$0.44M0.0%+5.0%0.000%Search for SEC Filing on Google Icon
7/14/2025Golden State Equity Partners39,724$0.62M0.1%N/A0.000%Search for SEC Filing on Google Icon
5/16/2025Advisors Asset Management Inc.708,910$10.68M0.2%+19.1%0.000%Search for SEC Filing on Google Icon
5/15/2025Royal Bank of Canada517,900$7.81M0.0%+12.0%0.000%Search for SEC Filing on Google Icon
5/15/2025Baird Financial Group Inc.766,124$11.55M0.0%+4.1%0.000%Search for SEC Filing on Google Icon
5/14/2025Walleye Capital LLC32,932$0.50M0.0%-2.6%0.000%Search for SEC Filing on Google Icon
5/13/2025Elequin Capital LP4,408$66K0.0%N/A0.000%Search for SEC Filing on Google Icon
5/13/2025Raymond James Financial Inc.592,568$8.93M0.0%+16.9%0.000%Search for SEC Filing on Google Icon
5/13/2025Kovitz Investment Group Partners LLC195,786$2.95M0.0%+24.0%0.000%Search for SEC Filing on Google Icon
5/13/2025HighTower Advisors LLC24,098$0.36M0.0%-25.5%0.000%Search for SEC Filing on Google Icon
5/12/2025Invesco Ltd.47,517$0.72M0.0%+258.7%0.000%Search for SEC Filing on Google Icon
5/9/2025MGB Wealth Management LLC24,019$0.36M0.1%+100.0%0.000%Search for SEC Filing on Google Icon
5/6/2025Cetera Investment Advisers19,436$0.29M0.0%+9.6%0.000%Search for SEC Filing on Google Icon
5/6/2025Journey Strategic Wealth LLC29,539$0.45M0.0%-20.5%0.000%Search for SEC Filing on Google Icon
5/6/2025Wedbush Securities Inc.15,074$0.23M0.0%-33.5%0.000%Search for SEC Filing on Google Icon
5/1/2025Corrado Advisors LLC162,224$2.45M1.6%+0.9%0.000%Search for SEC Filing on Google Icon
4/29/2025Envestnet Asset Management Inc.28,601$0.43M0.0%+8.9%0.000%Search for SEC Filing on Google Icon
4/29/2025Aviance Capital Partners LLC24,434$0.37M0.1%+25.8%0.000%Search for SEC Filing on Google Icon
4/28/2025DAVENPORT & Co LLC24,006$0.36M0.0%-4.7%0.000%Search for SEC Filing on Google Icon
4/24/2025Tsfg LLC1,734$26K0.0%N/A0.000%Search for SEC Filing on Google Icon
4/23/2025Oppenheimer & Co. Inc.88,120$1.33M0.0%+5.2%0.000%Search for SEC Filing on Google Icon
4/22/2025PFG Investments LLC12,550$0.19M0.0%-33.4%0.000%Search for SEC Filing on Google Icon
4/21/2025Avior Wealth Management LLC11,670$0.18M0.0%+113.0%0.000%Search for SEC Filing on Google Icon
2/25/2025B. Riley Wealth Advisors Inc.16,563$0.25M0.0%-9.9%0.000%Search for SEC Filing on Google Icon
2/17/2025Cetera Investment Advisers17,733$0.26M0.0%+12.4%0.000%Search for SEC Filing on Google Icon
2/17/2025Baird Financial Group Inc.735,643$10.94M0.0%+5.9%0.000%Search for SEC Filing on Google Icon
2/17/2025Bank of America Corp DE576,436$8.57M0.0%-3.9%0.000%Search for SEC Filing on Google Icon
2/14/2025Kovitz Investment Group Partners LLC157,875$2.35M0.0%+127.4%0.000%Search for SEC Filing on Google Icon
2/13/2025Walleye Capital LLC33,815$0.50M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/13/2025Cohen & Steers Inc.786,149$11.69M0.0%-16.7%0.000%Search for SEC Filing on Google Icon
2/13/2025Rockefeller Capital Management L.P.23,366$0.35M0.0%-28.2%0.000%Search for SEC Filing on Google Icon
2/13/2025Raymond James Financial Inc.506,700$7.54M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/13/2025Invesco Ltd.13,247$0.20M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/13/2025Envestnet Asset Management Inc.26,271$0.39M0.0%+7.5%0.000%Search for SEC Filing on Google Icon
2/13/2025Wedbush Securities Inc.22,658$0.34M0.0%+52.5%0.000%Search for SEC Filing on Google Icon
2/13/2025Wells Fargo & Company MN251,604$3.74M0.0%-0.5%0.000%Search for SEC Filing on Google Icon
2/12/2025Landscape Capital Management L.L.C.11,839$0.18M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/11/2025LPL Financial LLC20,047$0.30M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/10/2025Advisors Asset Management Inc.595,115$8.85M0.2%+22.2%0.000%Search for SEC Filing on Google Icon
2/10/2025SouthState Corp8,425$0.13M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/7/2025HighTower Advisors LLC32,336$0.48M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/7/2025Independent Advisor Alliance16,103$0.24M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/7/2025Aviance Capital Partners LLC19,424$0.29M0.0%+9.4%0.000%Search for SEC Filing on Google Icon
2/6/2025Raymond James Financial Inc.506,700$7.54M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/6/2025Steward Partners Investment Advisory LLC9,664$0.14M0.0%+94.7%0.000%Search for SEC Filing on Google Icon
2/5/2025Oppenheimer & Co. Inc.83,775$1.25M0.0%+14.3%0.000%Search for SEC Filing on Google Icon
2/5/2025Corrado Advisors LLC160,829$2.39M1.6%-6.4%0.000%Search for SEC Filing on Google Icon
2/3/2025Concurrent Investment Advisors LLC26,550$0.40M0.0%+13.6%0.000%Search for SEC Filing on Google Icon
1/31/2025J.W. Cole Advisors Inc.43,607$0.65M0.0%+9.4%0.000%Search for SEC Filing on Google Icon
1/29/2025MGB Wealth Management LLC12,011$0.18M0.1%+6.6%0.000%Search for SEC Filing on Google Icon
1/24/2025Journey Strategic Wealth LLC37,142$0.55M0.0%-19.2%0.000%Search for SEC Filing on Google Icon
1/24/2025DAVENPORT & Co LLC25,200$0.38M0.0%-3.8%0.000%Search for SEC Filing on Google Icon
1/22/2025PFG Investments LLC18,850$0.28M0.0%-40.8%0.000%Search for SEC Filing on Google Icon
1/17/2025Avior Wealth Management LLC5,479$81K0.0%+53.6%0.000%Search for SEC Filing on Google Icon
12/26/2024JPMorgan Chase & Co.3,800$63K0.0%N/A0.000%Search for SEC Filing on Google Icon
12/13/2024B. Riley Wealth Advisors Inc.18,377$0.30M0.0%-83.4%0.000%Search for SEC Filing on Google Icon
11/15/2024Kovitz Investment Group Partners LLC69,419$1.13M0.0%N/A0.000%Search for SEC Filing on Google Icon
11/15/2024Stifel Financial Corp54,793$0.91M0.0%+16.8%0.000%Search for SEC Filing on Google Icon
11/14/2024Arete Wealth Advisors LLC15,220$0.25M0.0%-30.4%0.000%Search for SEC Filing on Google Icon
11/14/2024Rockefeller Capital Management L.P.32,559$0.54M0.0%N/A0.000%Search for SEC Filing on Google Icon
11/12/2024Penserra Capital Management LLC299,198$4.95M0.1%N/A0.000%Search for SEC Filing on Google Icon
11/12/2024Kingsview Wealth Management LLC19,860$0.33M0.0%+3.4%0.000%Search for SEC Filing on Google Icon
11/8/2024Advisors Asset Management Inc.487,071$8.06M0.1%+27.2%0.000%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Guggenheim Active Allocation Fund logo
Read More on Guggenheim Active Allocation Fund

Today's Range

Now: $15.50
Low: $15.35
High: $15.65

50 Day Range

MA: $15.59
Low: $15.02
High: $16.25

52 Week Range

Now: $15.50
Low: $13.90
High: $16.50

Volume

90,800 shs

Average Volume

82,483 shs

Market Capitalization

N/A

P/E Ratio

N/A

Dividend Yield

9.79%

Beta

N/A

Who are the company insiders with the largest holdings of Guggenheim Active Allocation Fund?

Guggenheim Active Allocation Fund's top insider investors include:
  1. Randall C Barnes (Insider)
  2. Ronald E Toupin Jr (Insider)
  3. Angela Brock-Kyle (Insider)
  4. Ronald Nyberg (Insider)
Learn More about top insider investors at Guggenheim Active Allocation Fund.

Who are the major institutional investors of Guggenheim Active Allocation Fund?

Guggenheim Active Allocation Fund's top institutional investors include:
  1. Pathstone Holdings LLC — 0.00%
  2. Advisors Asset Management Inc. — 0.00%
  3. Bank of America Corp DE — 0.00%
  4. Raymond James Financial Inc. — 0.00%
  5. Corrado Advisors LLC — 0.00%
  6. Oppenheimer & Co. Inc. — 0.00%
Learn More about top institutional investors of Guggenheim Active Allocation Fund stock.

Which institutional investors are selling Guggenheim Active Allocation Fund stock?

During the last quarter, GUG stock was sold by these institutional investors:
  1. Bank of America Corp DE
  2. U.S. Capital Wealth Advisors LLC
  3. Laird Norton Wetherby Wealth Management LLC
  4. Envestnet Asset Management Inc.
  5. JPMorgan Chase & Co.
  6. Kingsview Wealth Management LLC
  7. Wedbush Securities Inc.
  8. Oppenheimer & Co. Inc.

Which institutional investors are buying Guggenheim Active Allocation Fund stock?

During the last quarter, GUG stock was purchased by institutional investors including:
  1. Pathstone Holdings LLC
  2. Advisors Asset Management Inc.
  3. World Investment Advisors
  4. Raymond James Financial Inc.
  5. Creative Planning
  6. Concurrent Investment Advisors LLC
  7. Golden State Equity Partners
  8. Corrado Advisors LLC
In the previous year, these company insiders have bought Guggenheim Active Allocation Fund stock:
  1. Randall C Barnes (Insider)
  2. Ronald E Toupin Jr (Insider)
  3. Angela Brock-Kyle (Insider)
  4. Ronald Nyberg (Insider)
Learn More investors buying Guggenheim Active Allocation Fund stock.