HGLB Insider Trading

Insider Ownership Percentage: 24.52%
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $0.00

Highland Global Allocation Fund Insider Trading History Chart

This chart shows the insider buying and selling history at Highland Global Allocation Fund by year and by quarter.

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Highland Global Allocation Fund Share Price & Price History

Current Price: $9.73
Price Change: Price Decrease of -0.01 (-0.10%)
As of 12/4/2025 04:57 PM ET

This chart shows the closing price history over time for HGLB up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

Highland Global Allocation Fund Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
6/28/2024Ethan PowellDirectorBuy6,750$7.47$50,422.506,750View SEC Filing Icon  
12/5/2022Robert J FroehlichDirectorSell1,391$9.77$13,590.072,024View SEC Filing Icon  
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SEC Filings (Institutional Ownership Changes) for Highland Global Allocation Fund (NASDAQ:HGLB)

28.79% of Highland Global Allocation Fund stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at HGLB by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Highland Global Allocation Fund Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/17/2025NewEdge Advisors LLC182,745$1.66M0.0%+1,672.7%0.000%Search for SEC Filing on Google Icon
11/14/2025Raymond James Financial Inc.2,250,833$20.46M0.0%-9.6%0.000%Search for SEC Filing on Google Icon
11/13/2025Landscape Capital Management L.L.C.12,914$0.12M0.0%-86.1%0.000%Search for SEC Filing on Google Icon
11/13/2025UBS Group AG77,005$0.70M0.0%-5.4%0.000%Search for SEC Filing on Google Icon
11/13/2025Private Advisor Group LLC45,529$0.41M0.0%-61.0%0.000%Search for SEC Filing on Google Icon
11/6/2025Wedbush Securities Inc.27,526$0.25M0.0%N/A0.000%Search for SEC Filing on Google Icon
10/31/2025NWF Advisory Services Inc.291,581$2.65M0.3%+24.1%0.000%Search for SEC Filing on Google Icon
10/30/2025BankPlus Wealth Management LLC16,000$0.15M0.1%N/A0.000%Search for SEC Filing on Google Icon
10/24/2025Bay Colony Advisory Group Inc d b a Bay Colony Advisors19,944$0.18M0.0%-8.2%0.000%Search for SEC Filing on Google Icon
10/23/2025Benjamin Edwards Inc.10,180$93K0.0%N/A0.000%Search for SEC Filing on Google Icon
10/23/2025HB Wealth Management LLC24,011$0.22M0.0%N/A0.000%Search for SEC Filing on Google Icon
10/22/2025Blue Bell Private Wealth Management LLC17,062$0.16M0.0%+6.9%0.000%Search for SEC Filing on Google Icon
10/17/2025Sovereign Financial Group Inc.117,925$1.07M0.2%+0.9%0.000%Search for SEC Filing on Google Icon
9/9/2025NWF Advisory Services Inc.234,981$2.05M0.2%+25.2%0.000%Search for SEC Filing on Google Icon
9/4/2025Osaic Holdings Inc.309,856$2.70M0.0%+30.1%0.000%Search for SEC Filing on Google Icon
8/19/2025Newbridge Financial Services Group Inc.5,104$44K0.0%N/A0.000%Search for SEC Filing on Google Icon
8/14/2025Jane Street Group LLC12,715$0.11M0.0%N/A0.000%Search for SEC Filing on Google Icon
8/14/2025Raymond James Financial Inc.2,490,134$21.67M0.0%+1.4%0.000%Search for SEC Filing on Google Icon
8/14/2025Quantedge Capital Pte Ltd149,487$1.30M1.2%-4.3%0.000%Search for SEC Filing on Google Icon
8/14/2025NewEdge Advisors LLC10,309$90K0.0%N/A0.000%Search for SEC Filing on Google Icon
8/8/2025Cetera Investment Advisers22,010$0.19M0.0%-44.0%0.000%Search for SEC Filing on Google Icon
8/4/2025Bay Colony Advisory Group Inc d b a Bay Colony Advisors21,727$0.19M0.0%-27.5%0.000%Search for SEC Filing on Google Icon
7/29/2025International Assets Investment Management LLC11,500$94K0.0%N/A0.000%Search for SEC Filing on Google Icon
7/25/2025Sovereign Financial Group Inc.116,923$1.02M0.2%-2.6%0.000%Search for SEC Filing on Google Icon
7/24/2025Total Wealth Planning & Management Inc.35,689$0.31M0.2%-16.2%0.000%Search for SEC Filing on Google Icon
5/16/2025AQR Arbitrage LLC23,214$0.19M0.0%-77.8%0.000%Search for SEC Filing on Google Icon
5/15/2025Landscape Capital Management L.L.C.147,537$1.23M0.1%+8.1%0.000%Search for SEC Filing on Google Icon
5/13/2025Raymond James Financial Inc.2,456,384$20.46M0.0%-6.9%0.000%Search for SEC Filing on Google Icon
5/13/2025HighTower Advisors LLC12,774$0.11M0.0%-8.8%0.000%Search for SEC Filing on Google Icon
5/9/2025Shaker Financial Services LLC72,983$0.61M0.2%-89.1%0.000%Search for SEC Filing on Google Icon
5/9/2025PNC Financial Services Group Inc.45,000$0.38M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/7/2025LPL Financial LLC728,835$6.07M0.0%+102.8%0.000%Search for SEC Filing on Google Icon
5/6/2025Cetera Investment Advisers39,300$0.33M0.0%+22.5%0.000%Search for SEC Filing on Google Icon
5/6/2025Wedbush Securities Inc.11,220$93K0.0%N/A0.000%Search for SEC Filing on Google Icon
5/5/2025Blue Bell Private Wealth Management LLC15,655$0.13M0.0%+16.8%0.000%Search for SEC Filing on Google Icon
5/5/2025Private Advisor Group LLC115,752$0.96M0.0%+1.3%0.000%Search for SEC Filing on Google Icon
4/24/2025Total Wealth Planning & Management Inc.42,593$0.36M0.3%+194.9%0.000%Search for SEC Filing on Google Icon
4/23/2025Oppenheimer & Co. Inc.44,643$0.37M0.0%+4.8%0.000%Search for SEC Filing on Google Icon
4/22/2025Cambridge Investment Research Advisors Inc.67,177$0.56M0.0%-3.3%0.000%Search for SEC Filing on Google Icon
4/21/2025Bay Colony Advisory Group Inc d b a Bay Colony Advisors29,985$0.25M0.0%+82.3%0.000%Search for SEC Filing on Google Icon
4/14/2025Capital Investment Advisors LLC42,221$0.35M0.0%-12.3%0.000%Search for SEC Filing on Google Icon
4/11/2025Sovereign Financial Group Inc.120,026$1M0.2%+4.8%0.000%Search for SEC Filing on Google Icon
2/28/2025Total Wealth Planning & Management Inc.14,443$98K0.1%N/A0.000%Search for SEC Filing on Google Icon
2/17/2025Quantedge Capital Pte Ltd174,487$1.19M0.4%-13.6%0.000%Search for SEC Filing on Google Icon
2/17/2025Cetera Investment Advisers32,070$0.22M0.0%-17.2%0.000%Search for SEC Filing on Google Icon
2/17/2025Bank of America Corp DE4,686$32K0.0%N/A0.000%Search for SEC Filing on Google Icon
2/14/2025AQR Arbitrage LLC104,800$0.71M0.0%-29.1%0.000%Search for SEC Filing on Google Icon
2/14/2025Shaker Financial Services LLC667,027$4.54M1.7%+1.4%0.000%Search for SEC Filing on Google Icon
2/13/2025XTX Topco Ltd12,571$86K0.0%N/A0.000%Search for SEC Filing on Google Icon
2/13/2025Raymond James Financial Inc.2,637,580$17.96M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/12/2025Landscape Capital Management L.L.C.136,510$0.93M0.1%-13.7%0.000%Search for SEC Filing on Google Icon
2/12/2025Arete Wealth Advisors LLC26,954$0.18M0.0%+11.7%0.000%Search for SEC Filing on Google Icon
2/12/2025Arlington Capital Management Inc.23,499$0.16M0.1%N/A0.000%Search for SEC Filing on Google Icon
2/11/2025LPL Financial LLC359,377$2.45M0.0%+5.3%0.000%Search for SEC Filing on Google Icon
2/7/2025HighTower Advisors LLC14,013$95K0.0%-23.5%0.000%Search for SEC Filing on Google Icon
2/7/2025Blue Bell Private Wealth Management LLC13,400$91K0.0%N/A0.000%Search for SEC Filing on Google Icon
2/6/2025Raymond James Financial Inc.2,637,580$17.96M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/5/2025Oppenheimer & Co. Inc.42,600$0.29M0.0%+3.6%0.000%Search for SEC Filing on Google Icon
2/4/2025IFP Advisors Inc11,506$78K0.0%N/A0.000%Search for SEC Filing on Google Icon
1/24/2025Matisse Capital393,000$2.68M1.4%+8.5%0.000%Search for SEC Filing on Google Icon
1/14/2025Sovereign Financial Group Inc.114,510$0.78M0.2%-10.1%0.000%Search for SEC Filing on Google Icon
1/13/2025Capital Investment Advisors LLC48,150$0.33M0.0%-11.6%0.000%Search for SEC Filing on Google Icon
11/18/2024Arete Wealth Advisors LLC24,124$0.19M0.0%+65.1%0.000%Search for SEC Filing on Google Icon
11/15/2024HighTower Advisors LLC18,315$0.14M0.0%+12.4%0.000%Search for SEC Filing on Google Icon
11/9/2024Landscape Capital Management L.L.C.158,102$1.24M0.1%-18.2%0.000%Search for SEC Filing on Google Icon
11/6/2024Oppenheimer & Co. Inc.41,100$0.32M0.0%+12.3%0.000%Search for SEC Filing on Google Icon
10/31/2024Shaker Financial Services LLC657,548$5.17M1.9%+7.0%0.000%Search for SEC Filing on Google Icon
10/24/2024Bay Colony Advisory Group Inc d b a Bay Colony Advisors16,047$0.13M0.0%+10.0%0.000%Search for SEC Filing on Google Icon
10/22/2024International Assets Investment Management LLC17,363$1.36M0.0%+1,209.4%0.000%Search for SEC Filing on Google Icon
10/22/2024Private Advisor Group LLC114,250$0.90M0.0%+1.3%0.000%Search for SEC Filing on Google Icon
10/18/2024Raymond James & Associates2,775,627$21.82M0.0%+15.7%0.000%Search for SEC Filing on Google Icon
10/8/2024Sovereign Financial Group Inc.127,373$1M0.2%-9.4%0.000%Search for SEC Filing on Google Icon
10/7/2024Eagle Rock Investment Company LLC10,000$79K0.0%-60.0%0.000%Search for SEC Filing on Google Icon
8/8/2024BOKF NA86,673$0.65M0.0%+4.7%0.000%Search for SEC Filing on Google Icon
8/3/2024Shaker Financial Services LLC614,264$4.63M1.9%+34.7%0.000%Search for SEC Filing on Google Icon
7/30/2024Matisse Capital362,300$2.73M1.3%+6.6%0.000%Search for SEC Filing on Google Icon
7/19/2024Raymond James & Associates2,399,477$18.07M0.0%+32.3%0.000%Search for SEC Filing on Google Icon
7/12/2024Capital Investment Advisors LLC53,650$0.40M0.0%-6.1%0.000%Search for SEC Filing on Google Icon
5/15/2024BOKF NA82,753$0.63M0.0%+3.8%0.000%Search for SEC Filing on Google Icon
5/7/2024Oppenheimer & Co. Inc.30,400$0.23M0.0%-33.8%0.000%Search for SEC Filing on Google Icon
5/1/2024Matisse Capital340,000$2.60M1.3%+17.6%0.000%Search for SEC Filing on Google Icon
4/30/2024Hartline Investment Corp15,201$0.12M0.0%N/A0.000%Search for SEC Filing on Google Icon
4/22/2024Raymond James & Associates1,814,006$13.90M0.0%+66.8%0.000%Search for SEC Filing on Google Icon
4/19/2024Advisor Resource Council17,653$0.14M0.1%-92.9%0.000%Search for SEC Filing on Google Icon
4/15/2024Sovereign Financial Group Inc.164,770$1.26M0.3%+6.2%0.000%Search for SEC Filing on Google Icon
4/15/2024Eagle Rock Investment Company LLC30,000$0.23M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/13/2024Quantedge Capital Pte Ltd191,283$1.50M0.7%+14.7%0.000%Search for SEC Filing on Google Icon
2/8/2024Matisse Capital289,000$2.27M1.2%+70.0%0.000%Search for SEC Filing on Google Icon
2/7/2024Shaker Financial Services LLC424,917$3.34M1.4%+5.5%0.000%Search for SEC Filing on Google Icon
2/7/2024Principal Securities Inc.34,187$0.27M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/6/2024Sovereign Financial Group Inc.155,112$1.22M0.4%+11.4%0.000%Search for SEC Filing on Google Icon
2/6/2024Private Advisor Group LLC112,663$0.89M0.0%+6.6%0.000%Search for SEC Filing on Google Icon
1/29/2024Baystate Wealth Management LLC6,162$48K0.0%N/A0.000%Search for SEC Filing on Google Icon
1/24/2024International Assets Investment Management LLC10,422$82K0.0%N/A0.000%Search for SEC Filing on Google Icon
1/16/2024Raymond James & Associates1,087,359$8.55M0.0%+134.6%0.000%Search for SEC Filing on Google Icon
1/12/2024Advisor Resource Council250,359$1.97M0.2%N/A0.000%Search for SEC Filing on Google Icon
1/5/2024Capital Investment Advisors LLC55,150$0.43M0.0%+4.7%0.000%Search for SEC Filing on Google Icon
11/14/2023AQR Arbitrage LLC179,275$1.43M0.1%+399.5%0.000%Search for SEC Filing on Google Icon
11/13/2023Quantedge Capital Pte Ltd166,783$1.33M0.7%+4.7%0.000%Search for SEC Filing on Google Icon
11/8/2023Landscape Capital Management L.L.C.69,253$0.55M0.1%+79.8%0.000%Search for SEC Filing on Google Icon
Data available starting January 2016

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Highland Global Allocation Fund logo
Highland Global Allocation Fund is a closed-end fund designed to provide low correlation to U.S. equity market. Thr fund applies global thematic investment style, pursuing investments that management team views as undervalued, built around high-conviction themes.
Read More on Highland Global Allocation Fund

Today's Range

Now: $9.73
Low: $9.60
High: $9.85

50 Day Range

MA: $9.82
Low: $8.84
High: $10.48

52 Week Range

Now: $9.73
Low: $6.62
High: $10.64

Volume

65,216 shs

Average Volume

81,847 shs

Market Capitalization

N/A

P/E Ratio

N/A

Dividend Yield

16.72%

Beta

N/A

Who are the company insiders with the largest holdings of Highland Global Allocation Fund?

Highland Global Allocation Fund's top insider investors include:
  1. Ethan Powell (Director)
Learn More about top insider investors at Highland Global Allocation Fund.

Who are the major institutional investors of Highland Global Allocation Fund?

Highland Global Allocation Fund's top institutional shareholders include:
  1. Raymond James Financial Inc. — 0.00%
  2. NWF Advisory Services Inc. — 0.00%
  3. NewEdge Advisors LLC — 0.00%
  4. Sovereign Financial Group Inc. — 0.00%
  5. UBS Group AG — 0.00%
  6. Private Advisor Group LLC — 0.00%
Learn More about top institutional investors of Highland Global Allocation Fund stock.

Which major investors are selling Highland Global Allocation Fund stock?

During the previous quarter, HGLB stock was sold by these institutional investors:
  1. Raymond James Financial Inc.
  2. Landscape Capital Management L.L.C.
  3. Private Advisor Group LLC
  4. UBS Group AG
  5. Bay Colony Advisory Group Inc d b a Bay Colony Advisors

Which major investors are buying Highland Global Allocation Fund stock?

In the previous quarter, HGLB stock was bought by institutional investors including:
  1. NewEdge Advisors LLC
  2. NWF Advisory Services Inc.
  3. Wedbush Securities Inc.
  4. HB Wealth Management LLC
  5. BankPlus Wealth Management LLC
  6. Benjamin Edwards Inc.
  7. Blue Bell Private Wealth Management LLC
  8. Sovereign Financial Group Inc.