InsiderTrades.com logo

JOF Insider Trading

Insider Ownership Percentage: 1.00%
Insider Buying (Last 12 Months): $71,743.58
Insider Selling (Last 12 Months): $0.00

Japan Smaller Capitalization Fund Insider Trading History Chart

This chart shows the insider buying and selling history at Japan Smaller Capitalization Fund by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Japan Smaller Capitalization Fund Share Price & Price History

Current Price: $10.60
Price Change: ▲ Price Increase of +0.025 (0.24%)
As of 12/4/2025 04:58 PM ET

This chart shows the closing price history over time for JOF up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

Japan Smaller Capitalization Fund Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
9/17/2025David B ChemidlinDirectorBuy2,000$10.90$21,800.002,432View SEC Filing Icon  
1/13/2025Arthur Blake LabyDirectorBuy3,306$7.56$24,993.363,306View SEC Filing Icon  
12/11/2024Paige OuimetDirectorBuy3,111$8.02$24,950.223,111View SEC Filing Icon  
6/20/2023Rodney A BuckDirectorBuy9,000$7.42$66,780.0015,210View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for Japan Smaller Capitalization Fund (NYSE:JOF)

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at JOF by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Japan Smaller Capitalization Fund Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/21/2025CIBC Bancorp USA Inc.20,367$0.22M0.0%N/A0.058%Search for SEC Filing on Google Icon
11/17/2025Susquehanna International Group LLP10,107$0.11M0.0%-55.7%0.029%Search for SEC Filing on Google Icon
11/17/2025City of London Investment Management Co. Ltd.3,520,068$37.10M2.7%-17.9%9.995%Search for SEC Filing on Google Icon
11/17/2025Bulldog Investors LLP217,948$2.30M0.5%+184.4%0.619%Search for SEC Filing on Google Icon
11/17/2025Bank of America Corp DE792,100$8.35M0.0%-0.4%2.249%Search for SEC Filing on Google Icon
11/17/2025Almitas Capital LLC481,642$5.08M1.2%-5.9%1.368%Search for SEC Filing on Google Icon
11/17/20251607 Capital Partners LLC4,151,303$43.76M3.3%-2.3%11.787%Search for SEC Filing on Google Icon
11/14/2025Lazard Asset Management LLC2,313,023$24.38M0.0%-0.3%6.567%Search for SEC Filing on Google Icon
11/14/2025Raymond James Financial Inc.101,127$1.07M0.0%+4.0%0.287%Search for SEC Filing on Google Icon
11/13/2025Barometer Capital Management Inc.42,500$0.44M0.1%-18.4%0.121%Search for SEC Filing on Google Icon
11/10/2025Pekin Hardy Strauss Inc.197,467$2.08M0.2%+116.0%0.561%Search for SEC Filing on Google Icon
11/6/2025Mraz Amerine & Associates Inc.155,051$1.63M0.3%+6.7%0.440%Search for SEC Filing on Google Icon
11/6/2025Cibc World Market Inc.58,700$0.62M0.0%+47.9%0.167%Search for SEC Filing on Google Icon
11/5/2025Beam Wealth Advisors Inc.32,500$0.34M0.1%-3.0%0.092%Search for SEC Filing on Google Icon
10/30/2025Hara Capital LLC128,412$1.35M0.8%-37.0%0.365%Search for SEC Filing on Google Icon
10/29/2025Triasima Portfolio Management inc.15,800$0.17M0.0%+32.8%0.045%Search for SEC Filing on Google Icon
10/22/2025Barry Investment Advisors LLC146,710$1.54M0.4%-2.2%0.417%Search for SEC Filing on Google Icon
10/22/2025Blue Bell Private Wealth Management LLC73,306$0.77M0.1%+26.5%0.208%Search for SEC Filing on Google Icon
10/20/2025Allspring Global Investments Holdings LLC5,487,892$57.84M0.1%+9.0%15.582%Search for SEC Filing on Google Icon
10/15/2025Seed Wealth Management Inc.10,400$0.11M0.1%-16.1%0.030%Search for SEC Filing on Google Icon
10/9/2025Dynamic Advisor Solutions LLC34,920$0.37M0.0%-51.5%0.099%Search for SEC Filing on Google Icon
8/15/2025Raffles Associates LP138,849$1.34M1.4%-43.4%0.394%Search for SEC Filing on Google Icon
8/15/2025Lazard Asset Management LLC2,320,298$22.37M0.0%+0.8%6.588%Search for SEC Filing on Google Icon
8/15/2025Hara Capital LLC203,961$1.97M1.2%-37.8%0.579%Search for SEC Filing on Google Icon
8/15/2025Bank of America Corp DE795,018$7.66M0.0%+37,758.0%2.257%Search for SEC Filing on Google Icon
8/14/2025Karpus Management Inc.827,658$7.98M0.3%-16.8%2.350%Search for SEC Filing on Google Icon
8/14/2025Quantedge Capital Pte Ltd36,122$0.35M0.3%-55.2%0.103%Search for SEC Filing on Google Icon
8/13/2025Baird Financial Group Inc.65,663$0.63M0.0%-16.9%0.186%Search for SEC Filing on Google Icon
8/8/2025City of London Investment Management Co. Ltd.4,284,932$41.31M3.8%-4.5%12.166%Search for SEC Filing on Google Icon
8/8/2025PNC Financial Services Group Inc.6,055$58K0.0%-62.5%0.017%Search for SEC Filing on Google Icon
8/6/2025Pekin Hardy Strauss Inc.91,399$0.88M0.1%+418.8%0.260%Search for SEC Filing on Google Icon
8/5/2025Shaker Financial Services LLC97,575$0.94M0.3%+45.9%0.277%Search for SEC Filing on Google Icon
7/30/2025Mills Wealth Advisors LLC24,851$0.24M0.1%+9.1%0.071%Search for SEC Filing on Google Icon
7/25/2025Allspring Global Investments Holdings LLC5,033,892$48.53M0.1%-0.7%14.293%Search for SEC Filing on Google Icon
7/23/2025Mraz Amerine & Associates Inc.145,281$1.40M0.2%+39.0%0.412%Search for SEC Filing on Google Icon
7/17/2025Barry Investment Advisors LLC150,052$1.45M0.4%-0.7%0.426%Search for SEC Filing on Google Icon
7/11/2025SeaCrest Wealth Management LLC69,349$0.67M0.1%-4.6%0.197%Search for SEC Filing on Google Icon
5/16/2025Almitas Capital LLC511,819$4.29M1.4%+2.9%1.453%Search for SEC Filing on Google Icon
5/16/20251607 Capital Partners LLC4,568,762$38.33M3.1%-6.5%12.971%Search for SEC Filing on Google Icon
5/15/2025Baird Financial Group Inc.79,058$0.66M0.0%-1.7%0.224%Search for SEC Filing on Google Icon
5/15/2025Landscape Capital Management L.L.C.74,755$0.63M0.1%-30.7%0.212%Search for SEC Filing on Google Icon
5/13/2025Kovitz Investment Group Partners LLC163,742$1.37M0.0%-1.2%0.465%Search for SEC Filing on Google Icon
5/13/2025HighTower Advisors LLC15,170$0.13M0.0%-13.1%0.043%Search for SEC Filing on Google Icon
5/12/2025Virtu Financial LLC11,262$94K0.0%N/A0.032%Search for SEC Filing on Google Icon
5/9/2025City of London Investment Management Co. Ltd.4,486,762$37.64M4.0%-1.2%12.738%Search for SEC Filing on Google Icon
5/5/2025Blue Bell Private Wealth Management LLC41,150$0.35M0.1%+4.3%0.117%Search for SEC Filing on Google Icon
5/1/2025CWM LLC4,506$38K0.0%+275.5%0.013%Search for SEC Filing on Google Icon
5/1/2025Barry Investment Advisors LLC151,136$1.27M0.3%-19.9%0.429%Search for SEC Filing on Google Icon
4/30/2025Hara Capital LLC328,047$2.75M1.9%-12.9%0.931%Search for SEC Filing on Google Icon
4/30/2025Mraz Amerine & Associates Inc.104,491$0.88M0.2%+2.6%0.297%Search for SEC Filing on Google Icon
4/30/2025Pekin Hardy Strauss Inc.17,619$0.15M0.0%+9.3%0.050%Search for SEC Filing on Google Icon
4/24/2025Allspring Global Investments Holdings LLC5,069,602$42.53M0.1%-3.2%14.392%Search for SEC Filing on Google Icon
3/14/2025Hara Capital LLC376,463$2.89M1.8%-0.4%1.069%Search for SEC Filing on Google Icon
2/17/2025Saba Capital Management L.P.1,034,195$7.93M0.2%+222.0%2.936%Search for SEC Filing on Google Icon
2/17/2025Quantedge Capital Pte Ltd88,350$0.68M0.2%+137.5%0.251%Search for SEC Filing on Google Icon
2/17/2025Lazard Asset Management LLC2,222,950$17.05M0.0%-1.1%6.312%Search for SEC Filing on Google Icon
2/17/2025Ionic Capital Management LLC56,681$0.44M0.0%N/A0.161%Search for SEC Filing on Google Icon
2/17/2025Baird Financial Group Inc.80,421$0.62M0.0%-7.2%0.228%Search for SEC Filing on Google Icon
2/17/2025Bank of America Corp DE5,138$39K0.0%+144.7%0.015%Search for SEC Filing on Google Icon
2/14/2025Raffles Associates LP248,168$1.90M2.1%+10.8%0.705%Search for SEC Filing on Google Icon
2/14/2025Boothbay Fund Management LLC51,595$0.40M0.0%+88.3%0.146%Search for SEC Filing on Google Icon
2/14/2025Kovitz Investment Group Partners LLC165,792$1.27M0.0%-0.8%0.471%Search for SEC Filing on Google Icon
2/14/2025Shaker Financial Services LLC66,876$0.51M0.2%-11.6%0.190%Search for SEC Filing on Google Icon
2/13/20251607 Capital Partners LLC4,886,335$37.48M3.0%-5.3%13.874%Search for SEC Filing on Google Icon
2/13/2025Raymond James Financial Inc.94,439$0.72M0.0%N/A0.268%Search for SEC Filing on Google Icon
2/12/2025Landscape Capital Management L.L.C.107,849$0.83M0.1%-22.9%0.306%Search for SEC Filing on Google Icon
2/12/2025RPO LLC100,852$0.77M0.7%+32.1%0.286%Search for SEC Filing on Google Icon
2/12/2025DKM Wealth Management Inc.34,001$0.26M0.2%N/A0.097%Search for SEC Filing on Google Icon
2/12/2025Nomura Asset Management Co. Ltd.58,257$0.45M0.0%+4.0%0.165%Search for SEC Filing on Google Icon
2/7/2025HighTower Advisors LLC17,465$0.13M0.0%-22.3%0.050%Search for SEC Filing on Google Icon
2/7/2025Independent Advisor Alliance39,150$0.30M0.0%N/A0.111%Search for SEC Filing on Google Icon
2/7/2025Beam Wealth Advisors Inc.34,000$0.26M0.1%-11.5%0.097%Search for SEC Filing on Google Icon
2/7/2025Blue Bell Private Wealth Management LLC39,450$0.30M0.1%+340.2%0.112%Search for SEC Filing on Google Icon
2/6/2025Raymond James Financial Inc.94,439$0.72M0.0%N/A0.268%Search for SEC Filing on Google Icon
2/6/2025Bard Associates Inc.49,809$0.38M0.1%-27.0%0.141%Search for SEC Filing on Google Icon
2/4/2025Union Bancaire Privee UBP SA4,200$32K0.0%N/A0.012%Search for SEC Filing on Google Icon
1/31/2025Hara Capital LLC387,063$2.97M1.9%+2.4%1.099%Search for SEC Filing on Google Icon
1/31/2025Mraz Amerine & Associates Inc.101,821$0.78M0.1%+225.3%0.289%Search for SEC Filing on Google Icon
1/29/2025Allspring Global Investments Holdings LLC5,238,656$40.18M0.1%-8.3%14.874%Search for SEC Filing on Google Icon
1/28/2025Triasima Portfolio Management inc.11,900$91K0.0%-51.6%0.034%Search for SEC Filing on Google Icon
1/24/2025Matisse Capital362,000$2.78M1.4%+37.2%1.028%Search for SEC Filing on Google Icon
1/23/2025Barry Investment Advisors LLC188,705$1.45M0.5%-3.1%0.536%Search for SEC Filing on Google Icon
1/22/2025Union Bancaire Privee UBP SA4,200$32K0.0%N/A0.012%Search for SEC Filing on Google Icon
11/20/2024Virtu Financial LLC12,588$0.10M0.0%N/A0.036%Search for SEC Filing on Google Icon
11/15/2024Kovitz Investment Group Partners LLC167,173$1.35M0.0%N/A0.475%Search for SEC Filing on Google Icon
11/15/2024HighTower Advisors LLC22,471$0.18M0.0%+7.7%0.064%Search for SEC Filing on Google Icon
11/14/2024Raffles Associates LP224,025$1.85M1.9%+16.1%0.636%Search for SEC Filing on Google Icon
11/12/2024Pekin Hardy Strauss Inc.16,119$0.13M0.0%+23.6%0.046%Search for SEC Filing on Google Icon
11/9/2024Landscape Capital Management L.L.C.139,930$1.16M0.1%+60.1%0.397%Search for SEC Filing on Google Icon
11/8/2024RPO LLC76,345$0.63M0.5%+393.6%0.217%Search for SEC Filing on Google Icon
11/4/2024Wolverine Asset Management LLC78,228$0.65M0.0%-10.7%0.222%Search for SEC Filing on Google Icon
11/4/2024Beam Wealth Advisors Inc.38,400$0.32M0.1%-5.0%0.109%Search for SEC Filing on Google Icon
10/31/2024Hara Capital LLC378,164$3.13M1.9%+12.8%1.074%Search for SEC Filing on Google Icon
10/25/2024Barry Investment Advisors LLC194,668$1.61M0.5%-1.1%0.553%Search for SEC Filing on Google Icon
10/23/2024Mraz Amerine & Associates Inc.31,300$0.26M0.0%N/A0.089%Search for SEC Filing on Google Icon
10/22/2024International Assets Investment Management LLC38,042$0.32M0.0%+727.0%0.108%Search for SEC Filing on Google Icon
10/19/2024Allspring Global Investments Holdings LLC5,714,329$47.26M0.1%-0.3%16.225%Search for SEC Filing on Google Icon
10/16/2024SeaCrest Wealth Management LLC72,985$0.60M0.1%-8.6%0.207%Search for SEC Filing on Google Icon
10/8/2024Dynamic Advisor Solutions LLC74,189$0.61M0.0%-2.7%0.211%Search for SEC Filing on Google Icon
8/16/2024Almitas Capital LLC360,847$2.74M1.1%+26.2%0.000%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Japan Smaller Capitalization Fund logo
Japan Smaller Capitalization Fund, Inc. is a closed-ended equity mutual fund launched by Nomura Asset Management U.S.A. Inc. It is managed by Nomura Asset Management Co., Ltd. The fund invests in the public equity markets of Japan. It invests in stocks traded on the Tokyo, Osaka and Nagoya Stock Exchanges, JASDAQ, Mothers, Hercules, Centrex, and other indices. The fund seeks to invest in stocks of companies operating across diversified sectors. It primarily invests in stocks of small cap companies. The fund benchmarks the performance of its portfolio against the The Russell/Nomura Small Cap Index. It was formerly known as Japan OTC Equity Fund, Inc. Japan Smaller Capitalization Fund, Inc. was formed on March 22, 1990 and is domiciled in the United States.
Read More on Japan Smaller Capitalization Fund

Today's Range

Now: $10.60
Low: $10.53
High: $10.68

50 Day Range

MA: $10.43
Low: $9.98
High: $10.78

52 Week Range

Now: $10.60
Low: $7.43
High: $11.00

Volume

125,678 shs

Average Volume

52,669 shs

Market Capitalization

$373.16 million

P/E Ratio

N/A

Dividend Yield

7.15%

Beta

0.47

Who are the company insiders with the largest holdings of Japan Smaller Capitalization Fund?

Japan Smaller Capitalization Fund's top insider investors include:
  1. Arthur Blake Laby (Director)
  2. Paige Ouimet (Director)
  3. David B Chemidlin (Director)
Learn More about top insider investors at Japan Smaller Capitalization Fund.

Who are the major institutional investors of Japan Smaller Capitalization Fund?

Japan Smaller Capitalization Fund's top institutional shareholders include:
  1. Allspring Global Investments Holdings LLC — 15.58%
  2. 1607 Capital Partners LLC — 11.79%
  3. City of London Investment Management Co. Ltd. — 9.99%
  4. Lazard Asset Management LLC — 6.57%
  5. Bank of America Corp DE — 2.25%
  6. Almitas Capital LLC — 1.37%
Learn More about top institutional investors of Japan Smaller Capitalization Fund stock.

Which institutional investors are selling Japan Smaller Capitalization Fund stock?

In the last quarter, JOF stock was sold by these institutional investors:
  1. City of London Investment Management Co. Ltd.
  2. 1607 Capital Partners LLC
  3. Hara Capital LLC
  4. Dynamic Advisor Solutions LLC
  5. Almitas Capital LLC
  6. Susquehanna International Group LLP
  7. Barometer Capital Management Inc.
  8. Lazard Asset Management LLC

Which institutional investors are buying Japan Smaller Capitalization Fund stock?

In the last quarter, JOF stock was bought by institutional investors including:
  1. Allspring Global Investments Holdings LLC
  2. Bulldog Investors LLP
  3. Pekin Hardy Strauss Inc.
  4. CIBC Bancorp USA Inc.
  5. Cibc World Market Inc.
  6. Blue Bell Private Wealth Management LLC
  7. Mraz Amerine & Associates Inc.
  8. Triasima Portfolio Management inc.
Within the previous year, these company insiders have bought Japan Smaller Capitalization Fund stock:
  1. Arthur Blake Laby (Director)
  2. Paige Ouimet (Director)
  3. David B Chemidlin (Director)
Learn More investors buying Japan Smaller Capitalization Fund stock.