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JOF Insider Trading

Insider Ownership Percentage: 1.00%
Insider Buying (Last 12 Months): $32,060.00
Insider Selling (Last 12 Months): $0.00

Japan Smaller Capitalization Fund Insider Trading History Chart

This chart shows the insider buying and selling history at Japan Smaller Capitalization Fund by year and by quarter.

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Japan Smaller Capitalization Fund Share Price & Price History

Current Price: $11.36
Price Change: ▼ Price Decrease of -0.45 (-3.81%)
As of 03/5/2026 12:04 PM ET

This chart shows the closing price history over time for JOF up to the past year.

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Days: 30 | 90 | 365

Japan Smaller Capitalization Fund Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
12/22/2025Tina JonesDirectorBuy950$10.80$10,260.00950View SEC Filing Icon  
9/17/2025David B ChemidlinDirectorBuy2,000$10.90$21,800.002,432View SEC Filing Icon  
1/13/2025Arthur Blake LabyDirectorBuy3,306$7.56$24,993.363,306View SEC Filing Icon  
12/11/2024Paige OuimetDirectorBuy3,111$8.02$24,950.223,111View SEC Filing Icon  
6/20/2023Rodney A BuckDirectorBuy9,000$7.42$66,780.0015,210View SEC Filing Icon  
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SEC Filings (Institutional Ownership Changes) for Japan Smaller Capitalization Fund (NYSE:JOF)

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at JOF by year and by quarter.

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Japan Smaller Capitalization Fund Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
2/18/2026Saba Capital Management L.P.1,632,530$18.09M0.5%-28.3%4.635%Search for SEC Filing on Google Icon
2/18/2026Evolve Private Wealth LLC57,890$0.64M0.0%N/A0.164%Search for SEC Filing on Google Icon
2/18/20261607 Capital Partners LLC3,990,675$44.22M3.0%-3.9%11.331%Search for SEC Filing on Google Icon
2/17/2026Almitas Capital LLC435,985$4.83M1.1%-9.5%1.238%Search for SEC Filing on Google Icon
2/17/2026Lazard Asset Management LLC3,470,865$38.46M0.1%+50.1%9.855%Search for SEC Filing on Google Icon
2/17/2026Raffles Associates LP139,462$1.55M1.2%-5.3%0.396%Search for SEC Filing on Google Icon
2/16/2026Bard Associates Inc.39,292$0.44M0.1%-17.7%0.112%Search for SEC Filing on Google Icon
2/12/2026Colonial Trust Advisors9,399$0.10M0.0%N/A0.027%Search for SEC Filing on Google Icon
2/11/2026LPL Financial LLC57,879$0.64M0.0%N/A0.164%Search for SEC Filing on Google Icon
2/10/2026Cibc World Market Inc.80,398$0.89M0.0%+37.0%0.228%Search for SEC Filing on Google Icon
2/9/2026Barry Investment Advisors LLC115,120$1.28M0.3%-21.5%0.327%Search for SEC Filing on Google Icon
2/9/2026Blue Bell Private Wealth Management LLC85,070$0.94M0.1%+16.0%0.242%Search for SEC Filing on Google Icon
2/6/2026Mraz Amerine & Associates Inc.174,710$1.94M0.3%+12.7%0.496%Search for SEC Filing on Google Icon
2/6/2026Altium Capital Management LLC39,775$0.44M1.7%N/A0.113%Search for SEC Filing on Google Icon
2/4/2026Beam Wealth Advisors Inc.30,500$0.34M0.1%-6.2%0.087%Search for SEC Filing on Google Icon
2/3/2026International Assets Investment Management LLC3,900$43K0.0%N/A0.011%Search for SEC Filing on Google Icon
2/2/2026Triasima Portfolio Management inc.21,800$0.24M0.0%+38.0%0.062%Search for SEC Filing on Google Icon
1/30/2026Pekin Hardy Strauss Inc.205,920$2.28M0.2%+4.3%0.585%Search for SEC Filing on Google Icon
1/26/2026Shaker Financial Services LLC93,681$1.04M0.3%-4.0%0.266%Search for SEC Filing on Google Icon
1/26/2026Spectrum Asset Management Inc. NB CA 47,055$0.52M0.2%N/A0.134%Search for SEC Filing on Google Icon
1/15/2026Hara Capital LLC113,014$1.25M0.7%-12.0%0.321%Search for SEC Filing on Google Icon
1/15/2026Allspring Global Investments Holdings LLC5,495,862$60.89M0.1%+0.1%15.603%Search for SEC Filing on Google Icon
1/12/2026Sax Wealth Advisors LLC27,225$0.30M0.0%N/A0.077%Search for SEC Filing on Google Icon
1/5/2026Noble Wealth Management PBC47,378$0.53M0.3%-11.0%0.135%Search for SEC Filing on Google Icon
11/21/2025CIBC Bancorp USA Inc.20,367$0.22M0.0%N/A0.058%Search for SEC Filing on Google Icon
11/17/2025Susquehanna International Group LLP10,107$0.11M0.0%-55.7%0.029%Search for SEC Filing on Google Icon
11/17/2025City of London Investment Management Co. Ltd.3,520,068$37.10M2.7%-17.9%9.995%Search for SEC Filing on Google Icon
11/17/2025Bulldog Investors LLP217,948$2.30M0.5%+184.4%0.619%Search for SEC Filing on Google Icon
11/17/2025Bank of America Corp DE792,100$8.35M0.0%-0.4%2.249%Search for SEC Filing on Google Icon
11/17/2025Almitas Capital LLC481,642$5.08M1.2%-5.9%1.368%Search for SEC Filing on Google Icon
11/17/20251607 Capital Partners LLC4,151,303$43.76M3.3%-2.3%11.787%Search for SEC Filing on Google Icon
11/14/2025Lazard Asset Management LLC2,313,023$24.38M0.0%-0.3%6.567%Search for SEC Filing on Google Icon
11/14/2025Raymond James Financial Inc.101,127$1.07M0.0%+4.0%0.287%Search for SEC Filing on Google Icon
11/13/2025Barometer Capital Management Inc.42,500$0.44M0.1%-18.4%0.121%Search for SEC Filing on Google Icon
11/10/2025Pekin Hardy Strauss Inc.197,467$2.08M0.2%+116.0%0.561%Search for SEC Filing on Google Icon
11/6/2025Mraz Amerine & Associates Inc.155,051$1.63M0.3%+6.7%0.440%Search for SEC Filing on Google Icon
11/6/2025Cibc World Market Inc.58,700$0.62M0.0%+47.9%0.167%Search for SEC Filing on Google Icon
11/5/2025Beam Wealth Advisors Inc.32,500$0.34M0.1%-3.0%0.092%Search for SEC Filing on Google Icon
10/30/2025Hara Capital LLC128,412$1.35M0.8%-37.0%0.365%Search for SEC Filing on Google Icon
10/29/2025Triasima Portfolio Management inc.15,800$0.17M0.0%+32.8%0.045%Search for SEC Filing on Google Icon
10/22/2025Barry Investment Advisors LLC146,710$1.54M0.4%-2.2%0.417%Search for SEC Filing on Google Icon
10/22/2025Blue Bell Private Wealth Management LLC73,306$0.77M0.1%+26.5%0.208%Search for SEC Filing on Google Icon
10/20/2025Allspring Global Investments Holdings LLC5,487,892$57.84M0.1%+9.0%15.582%Search for SEC Filing on Google Icon
10/15/2025Seed Wealth Management Inc.10,400$0.11M0.1%-16.1%0.030%Search for SEC Filing on Google Icon
10/9/2025Dynamic Advisor Solutions LLC34,920$0.37M0.0%-51.5%0.099%Search for SEC Filing on Google Icon
8/15/2025Raffles Associates LP138,849$1.34M1.4%-43.4%0.394%Search for SEC Filing on Google Icon
8/15/2025Lazard Asset Management LLC2,320,298$22.37M0.0%+0.8%6.588%Search for SEC Filing on Google Icon
8/15/2025Hara Capital LLC203,961$1.97M1.2%-37.8%0.579%Search for SEC Filing on Google Icon
8/15/2025Bank of America Corp DE795,018$7.66M0.0%+37,758.0%2.257%Search for SEC Filing on Google Icon
8/14/2025Karpus Management Inc.827,658$7.98M0.3%-16.8%2.350%Search for SEC Filing on Google Icon
8/14/2025Quantedge Capital Pte Ltd36,122$0.35M0.3%-55.2%0.103%Search for SEC Filing on Google Icon
8/13/2025Baird Financial Group Inc.65,663$0.63M0.0%-16.9%0.186%Search for SEC Filing on Google Icon
8/8/2025City of London Investment Management Co. Ltd.4,284,932$41.31M3.8%-4.5%12.166%Search for SEC Filing on Google Icon
8/8/2025PNC Financial Services Group Inc.6,055$58K0.0%-62.5%0.017%Search for SEC Filing on Google Icon
8/6/2025Pekin Hardy Strauss Inc.91,399$0.88M0.1%+418.8%0.260%Search for SEC Filing on Google Icon
8/5/2025Shaker Financial Services LLC97,575$0.94M0.3%+45.9%0.277%Search for SEC Filing on Google Icon
7/30/2025Mills Wealth Advisors LLC24,851$0.24M0.1%+9.1%0.071%Search for SEC Filing on Google Icon
7/25/2025Allspring Global Investments Holdings LLC5,033,892$48.53M0.1%-0.7%14.293%Search for SEC Filing on Google Icon
7/23/2025Mraz Amerine & Associates Inc.145,281$1.40M0.2%+39.0%0.412%Search for SEC Filing on Google Icon
7/17/2025Barry Investment Advisors LLC150,052$1.45M0.4%-0.7%0.426%Search for SEC Filing on Google Icon
7/11/2025SeaCrest Wealth Management LLC69,349$0.67M0.1%-4.6%0.197%Search for SEC Filing on Google Icon
5/16/2025Almitas Capital LLC511,819$4.29M1.4%+2.9%1.453%Search for SEC Filing on Google Icon
5/16/20251607 Capital Partners LLC4,568,762$38.33M3.1%-6.5%12.971%Search for SEC Filing on Google Icon
5/15/2025Baird Financial Group Inc.79,058$0.66M0.0%-1.7%0.224%Search for SEC Filing on Google Icon
5/15/2025Landscape Capital Management L.L.C.74,755$0.63M0.1%-30.7%0.212%Search for SEC Filing on Google Icon
5/13/2025Kovitz Investment Group Partners LLC163,742$1.37M0.0%-1.2%0.465%Search for SEC Filing on Google Icon
5/13/2025HighTower Advisors LLC15,170$0.13M0.0%-13.1%0.043%Search for SEC Filing on Google Icon
5/12/2025Virtu Financial LLC11,262$94K0.0%N/A0.032%Search for SEC Filing on Google Icon
5/9/2025City of London Investment Management Co. Ltd.4,486,762$37.64M4.0%-1.2%12.738%Search for SEC Filing on Google Icon
5/5/2025Blue Bell Private Wealth Management LLC41,150$0.35M0.1%+4.3%0.117%Search for SEC Filing on Google Icon
5/1/2025CWM LLC4,506$38K0.0%+275.5%0.013%Search for SEC Filing on Google Icon
5/1/2025Barry Investment Advisors LLC151,136$1.27M0.3%-19.9%0.429%Search for SEC Filing on Google Icon
4/30/2025Hara Capital LLC328,047$2.75M1.9%-12.9%0.931%Search for SEC Filing on Google Icon
4/30/2025Mraz Amerine & Associates Inc.104,491$0.88M0.2%+2.6%0.297%Search for SEC Filing on Google Icon
4/30/2025Pekin Hardy Strauss Inc.17,619$0.15M0.0%+9.3%0.050%Search for SEC Filing on Google Icon
4/24/2025Allspring Global Investments Holdings LLC5,069,602$42.53M0.1%-3.2%14.392%Search for SEC Filing on Google Icon
3/14/2025Hara Capital LLC376,463$2.89M1.8%-0.4%1.069%Search for SEC Filing on Google Icon
2/17/2025Saba Capital Management L.P.1,034,195$7.93M0.2%+222.0%2.936%Search for SEC Filing on Google Icon
2/17/2025Quantedge Capital Pte Ltd88,350$0.68M0.2%+137.5%0.251%Search for SEC Filing on Google Icon
2/17/2025Lazard Asset Management LLC2,222,950$17.05M0.0%-1.1%6.312%Search for SEC Filing on Google Icon
2/17/2025Ionic Capital Management LLC56,681$0.44M0.0%N/A0.161%Search for SEC Filing on Google Icon
2/17/2025Baird Financial Group Inc.80,421$0.62M0.0%-7.2%0.228%Search for SEC Filing on Google Icon
2/17/2025Bank of America Corp DE5,138$39K0.0%+144.7%0.015%Search for SEC Filing on Google Icon
2/14/2025Raffles Associates LP248,168$1.90M2.1%+10.8%0.705%Search for SEC Filing on Google Icon
2/14/2025Boothbay Fund Management LLC51,595$0.40M0.0%+88.3%0.146%Search for SEC Filing on Google Icon
2/14/2025Kovitz Investment Group Partners LLC165,792$1.27M0.0%-0.8%0.471%Search for SEC Filing on Google Icon
2/14/2025Shaker Financial Services LLC66,876$0.51M0.2%-11.6%0.190%Search for SEC Filing on Google Icon
2/13/20251607 Capital Partners LLC4,886,335$37.48M3.0%-5.3%13.874%Search for SEC Filing on Google Icon
2/13/2025Raymond James Financial Inc.94,439$0.72M0.0%N/A0.268%Search for SEC Filing on Google Icon
2/12/2025Landscape Capital Management L.L.C.107,849$0.83M0.1%-22.9%0.306%Search for SEC Filing on Google Icon
2/12/2025RPO LLC100,852$0.77M0.7%+32.1%0.286%Search for SEC Filing on Google Icon
2/12/2025DKM Wealth Management Inc.34,001$0.26M0.2%N/A0.097%Search for SEC Filing on Google Icon
2/12/2025Nomura Asset Management Co. Ltd.58,257$0.45M0.0%+4.0%0.165%Search for SEC Filing on Google Icon
2/7/2025HighTower Advisors LLC17,465$0.13M0.0%-22.3%0.050%Search for SEC Filing on Google Icon
2/7/2025Independent Advisor Alliance39,150$0.30M0.0%N/A0.111%Search for SEC Filing on Google Icon
2/7/2025Beam Wealth Advisors Inc.34,000$0.26M0.1%-11.5%0.097%Search for SEC Filing on Google Icon
2/7/2025Blue Bell Private Wealth Management LLC39,450$0.30M0.1%+340.2%0.112%Search for SEC Filing on Google Icon
2/6/2025Raymond James Financial Inc.94,439$0.72M0.0%N/A0.268%Search for SEC Filing on Google Icon
2/6/2025Bard Associates Inc.49,809$0.38M0.1%-27.0%0.141%Search for SEC Filing on Google Icon
2/4/2025Union Bancaire Privee UBP SA4,200$32K0.0%N/A0.012%Search for SEC Filing on Google Icon
Data available starting January 2016

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Japan Smaller Capitalization Fund logo
Japan Smaller Capitalization Fund, Inc. is a closed-ended equity mutual fund launched by Nomura Asset Management U.S.A. Inc. It is managed by Nomura Asset Management Co., Ltd. The fund invests in the public equity markets of Japan. It invests in stocks traded on the Tokyo, Osaka and Nagoya Stock Exchanges, JASDAQ, Mothers, Hercules, Centrex, and other indices. The fund seeks to invest in stocks of companies operating across diversified sectors. It primarily invests in stocks of small cap companies. The fund benchmarks the performance of its portfolio against the The Russell/Nomura Small Cap Index. It was formerly known as Japan OTC Equity Fund, Inc. Japan Smaller Capitalization Fund, Inc. was formed on March 22, 1990 and is domiciled in the United States.
Read More on Japan Smaller Capitalization Fund

Today's Range

Now: $11.36
Low: $11.24
High: $11.70

50 Day Range

MA: $11.60
Low: $10.84
High: $12.74

52 Week Range

Now: $11.36
Low: $7.43
High: $12.76

Volume

44,002 shs

Average Volume

113,375 shs

Market Capitalization

$400.10 million

P/E Ratio

N/A

Dividend Yield

6.07%

Beta

0.45

Who are the company insiders with the largest holdings of Japan Smaller Capitalization Fund?

Japan Smaller Capitalization Fund's top insider investors include:
  1. Arthur Blake Laby (Director)
  2. Paige Ouimet (Director)
  3. David B Chemidlin (Director)
  4. Tina Jones (Director)
Learn More about top insider investors at Japan Smaller Capitalization Fund.

Who are the major institutional investors of Japan Smaller Capitalization Fund?

Japan Smaller Capitalization Fund's top institutional shareholders include:
  1. Allspring Global Investments Holdings LLC — 15.60%
  2. 1607 Capital Partners LLC — 11.33%
  3. Lazard Asset Management LLC — 9.85%
  4. Saba Capital Management L.P. — 4.64%
  5. Almitas Capital LLC — 1.24%
  6. Pekin Hardy Strauss Inc. — 0.58%
Learn More about top institutional investors of Japan Smaller Capitalization Fund stock.

Which institutional investors are selling Japan Smaller Capitalization Fund stock?

In the last quarter, JOF stock was sold by these institutional investors:
  1. Saba Capital Management L.P.
  2. 1607 Capital Partners LLC
  3. Almitas Capital LLC
  4. Barry Investment Advisors LLC
  5. Hara Capital LLC
  6. Bard Associates Inc.
  7. Raffles Associates LP
  8. Noble Wealth Management PBC

Which institutional investors are buying Japan Smaller Capitalization Fund stock?

In the last quarter, JOF stock was bought by institutional investors including:
  1. Lazard Asset Management LLC
  2. Evolve Private Wealth LLC
  3. LPL Financial LLC
  4. Spectrum Asset Management Inc. NB CA
  5. Altium Capital Management LLC
  6. Sax Wealth Advisors LLC
  7. Cibc World Market Inc.
  8. Mraz Amerine & Associates Inc.
Within the previous year, these company insiders have bought Japan Smaller Capitalization Fund stock:
  1. Arthur Blake Laby (Director)
  2. Paige Ouimet (Director)
  3. David B Chemidlin (Director)
  4. Tina Jones (Director)
Learn More investors buying Japan Smaller Capitalization Fund stock.