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NMFC Insider Trading (New Mountain Finance)

Insider Ownership Percentage: 10.20%
Insider Buying (Last 12 Months): $238,620.00
Insider Selling (Last 12 Months): $0.00

New Mountain Finance Insider Trading History Chart

This chart shows the insider buying and selling history at New Mountain Finance by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

New Mountain Finance Share Price & Price History

Current Price: $13.96
Price Change: Price Increase of +0.05 (0.36%)
As of 10/27/2021 01:00 AM ET

This chart shows the closing price history over time for NMFC up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
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New Mountain Finance Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
9/16/2021Rome G. Arnold, IIIDirectorBuy15,000$13.15$197,250.0037,423View SEC Filing Icon  
3/8/2021Alice HandyDirectorBuy1,000$12.67$12,670.002,000View SEC Filing Icon  
12/15/2020David OgensDirectorBuy2,500$11.48$28,700.00View SEC Filing Icon  
9/4/2020Adam WeinsteinCAOBuy47,150$9.91$467,256.50
8/20/2020Robert HamweeCEOBuy30,000$9.93$297,900.00View SEC Filing Icon  
6/16/2020John KlineCOOBuy15,000$9.58$143,700.00View SEC Filing Icon  
5/26/2020Steven B KlinskyDirectorBuy272,861$9.58$2,614,008.387,240,751View SEC Filing Icon  
5/14/2020Steven B KlinskyDirectorBuy200,000$7.94$1,588,000.007,040,751View SEC Filing Icon  
5/13/2020Adam WeinsteinCAOBuy20,000$7.60$152,000.00View SEC Filing Icon  
5/11/2020Adam WeinsteinCAOBuy15,000$7.80$117,000.00View SEC Filing Icon  
5/11/2020Steven B KlinskyDirectorBuy100,000$8.11$811,000.006,840,751View SEC Filing Icon  
3/12/2020Adam WeinsteinCAOBuy35,000$9.96$348,600.00193,707View SEC Filing Icon  
3/12/2020Karrie J JerryInsiderBuy350$9.79$3,426.506,344View SEC Filing Icon  
3/9/2020Adam WeinsteinCAOBuy25,000$11.45$286,250.00View SEC Filing Icon  
3/2/2020Alice HandyDirectorBuy1,000$12.98$12,980.001,000View SEC Filing Icon  
3/2/2020James StoneInsiderBuy3,200$13.02$41,664.00View SEC Filing Icon  
12/2/2019Rome G. Arnold, IIIDirectorBuy6,000$13.70$82,200.00
11/14/2019Karrie J. JerryInsiderBuy400$13.35$5,340.00View SEC Filing Icon  
10/23/2019Adam WeinsteinCAOBuy15,000$13.25$198,750.00View SEC Filing Icon  
10/23/2019John KlineCOOBuy10,000$13.25$132,500.00View SEC Filing Icon  
10/23/2019Robert HamweeCEOBuy20,000$13.25$265,000.00View SEC Filing Icon  
10/23/2019Steven B KlinskyDirectorBuy355,000$13.25$4,703,750.006,740,751View SEC Filing Icon  
10/16/2019Robert HamweeMajor ShareholderBuy22,098$34.28$757,519.44
9/9/2019John KlineCOOBuy7,500$13.52$101,400.00View SEC Filing Icon  
8/14/2019Karrie J JerryInsiderBuy500$13.30$6,650.00View SEC Filing Icon  
8/13/2019David OgensDirectorBuy1,850$13.48$24,938.00View SEC Filing Icon  
8/12/2019Adam WeinsteinCAOBuy9,350$13.34$124,729.00View SEC Filing Icon  
8/12/2019Karrie J. JerryInsiderBuy500$13.25$6,625.00View SEC Filing Icon  
8/12/2019Shiraz KajeeCFOBuy2,500$13.38$33,450.007,500View SEC Filing Icon  
3/8/2019James StoneInsiderBuy1,600$13.41$21,456.0099,859View SEC Filing Icon  
12/17/2018John KlineInsiderBuy17,000$12.69$215,730.00102,304View SEC Filing Icon  
12/17/2018Steven B KlinskyDirectorBuy181,805$12.52$2,276,198.6056,009View SEC Filing Icon  
12/13/2018Karrie J JerryInsiderBuy1,000$12.90$12,900.003,546View SEC Filing Icon  
12/13/2018Robert HamweeCEOBuy15,000$12.88$193,200.00347,591View SEC Filing Icon  
12/10/2018Adam WeinsteinCAOBuy16,700$13.22$220,774.00114,721View SEC Filing Icon  
11/13/2018David OgensDirectorBuy1,799$13.53$24,340.4759,259View SEC Filing Icon  
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Insider Trading at New Mountain Finance?
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SEC Filings (Institutional Ownership Changes) for New Mountain Finance (NASDAQ:NMFC)

32.38% of New Mountain Finance stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at NMFC by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

New Mountain Finance Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/27/2021Moloney Securities Asset Management LLC26,093$0.35M0.1%+19.3%0.027%Search for SEC Filing on Google Icon
10/25/2021Rockland Trust Co.29,812$0.40M0.0%+3.2%0.031%Search for SEC Filing on Google Icon
10/25/2021Sumitomo Mitsui Trust Holdings Inc.473,700$6.31M0.0%-8.3%0.489%Search for SEC Filing on Google Icon
10/22/2021Spire Wealth Management54,834$0.73M0.0%+4.5%0.057%Search for SEC Filing on Google Icon
10/20/2021Tranquility Partners LLC52,519$0.70M0.4%+57.7%0.054%Search for SEC Filing on Google Icon
10/14/2021Private Advisor Group LLC36,308$0.48M0.0%+79.7%0.037%Search for SEC Filing on Google Icon
10/8/2021Wedbush Securities Inc.107,177$1.43M0.1%+3.5%0.111%Search for SEC Filing on Google Icon
10/4/2021Confluence Investment Management LLC465,236$6.19M0.1%+0.3%0.480%Search for SEC Filing on Google Icon
9/3/2021Parametric Portfolio Associates LLC40,171$0.53M0.0%+4.9%0.041%Search for SEC Filing on Google Icon
8/26/2021Comerica Bank10,370$0.13M0.0%-7.3%0.011%Search for SEC Filing on Google Icon
8/17/2021Wells Fargo & Company MN3,544,089$46.68M0.0%-1.2%3.657%Search for SEC Filing on Google Icon
8/17/2021Bramshill Investments LLC130,576$1.72M0.1%+11.4%0.135%Search for SEC Filing on Google Icon
8/17/2021Invesco Ltd.1,371,343$18.06M0.0%+14.4%1.415%Search for SEC Filing on Google Icon
8/16/2021Bank of America Corp DE251,808$3.32M0.0%+8.2%0.260%Search for SEC Filing on Google Icon
8/16/2021Cubist Systematic Strategies LLC46,346$0.61M0.0%+17.5%0.048%Search for SEC Filing on Google Icon
8/16/2021First Trust Advisors LP377,564$4.97M0.0%N/A0.390%Search for SEC Filing on Google Icon
8/16/2021Tudor Investment Corp Et Al80,134$1.06M0.0%-6.2%0.083%Search for SEC Filing on Google Icon
8/16/2021Schonfeld Strategic Advisors LLC11,700$0.15M0.0%N/A0.012%Search for SEC Filing on Google Icon
8/16/2021Kennedy Capital Management Inc.21,739$0.29M0.0%+13.0%0.022%Search for SEC Filing on Google Icon
8/16/2021Pinz Capital Management LP8,700$0.12M0.0%N/A0.009%Search for SEC Filing on Google Icon
8/16/2021Cliffwater LLC1,179,353$15.53M4.1%-34.7%1.217%Search for SEC Filing on Google Icon
8/16/2021Goldman Sachs Group Inc.29,209$0.39M0.0%+103.5%0.030%Search for SEC Filing on Google Icon
8/13/2021Northern Trust Corp20,379$0.27M0.0%-41.0%0.021%Search for SEC Filing on Google Icon
8/13/2021Muzinich & Co. Inc.528,147$6.96M3.7%-4.1%0.545%Search for SEC Filing on Google Icon
8/13/2021Ares Management LLC349,336$4.60M0.2%-27.4%0.360%Search for SEC Filing on Google Icon
8/13/2021Epoch Investment Partners Inc.50,786$0.67M0.0%+80.7%0.052%Search for SEC Filing on Google Icon
8/13/2021Neuberger Berman Group LLC585,295$7.71M0.0%+6.1%0.604%Search for SEC Filing on Google Icon
8/13/2021California Public Employees Retirement System44,500$0.59M0.0%-75.6%0.046%Search for SEC Filing on Google Icon
8/13/2021LPL Financial LLC112,775$1.49M0.0%+29.8%0.116%Search for SEC Filing on Google Icon
8/13/2021Perennial Advisors LLC13,630$0.18M0.1%-10.0%0.014%Search for SEC Filing on Google Icon
8/12/2021Private Advisor Group LLC20,201$0.27M0.0%+11.6%0.021%Search for SEC Filing on Google Icon
8/12/2021Shelton Capital Management11,900$0.16M0.0%-17.9%0.012%Search for SEC Filing on Google Icon
8/12/2021Legal & General Group Plc617,896$8.14M0.0%-8.5%0.638%Search for SEC Filing on Google Icon
8/12/2021JPMorgan Chase & Co.1,233,905$16.25M0.0%-10.6%1.273%Search for SEC Filing on Google Icon
8/11/2021Commonwealth Equity Services LLC169,680$2.23M0.0%+0.6%0.175%Search for SEC Filing on Google Icon
8/11/2021Roosevelt Investment Group LLC25,489$0.34M0.0%-10.5%0.026%Search for SEC Filing on Google Icon
8/11/2021Mackenzie Financial Corp82,724$1.09M0.0%+105.7%0.085%Search for SEC Filing on Google Icon
8/11/2021BlackRock Inc.528,649$6.96M0.0%+10.7%0.546%Search for SEC Filing on Google Icon
8/10/2021Virtus ETF Advisers LLC52,779$0.70M0.3%+30.3%0.054%Search for SEC Filing on Google Icon
8/10/2021National Asset Management Inc.10,929$0.14M0.0%-7.3%0.011%Search for SEC Filing on Google Icon
8/10/2021Cambridge Investment Research Advisors Inc.50,701$0.67M0.0%+278.1%0.052%Search for SEC Filing on Google Icon
8/10/2021Van ECK Associates Corp1,409,333$18.56M0.0%+8.2%1.454%Search for SEC Filing on Google Icon
8/10/2021Citigroup Inc.10,602$0.14M0.0%+3,555.9%0.011%Search for SEC Filing on Google Icon
8/9/2021Edge Capital Group LLC30,000$0.40M0.0%N/A0.031%Search for SEC Filing on Google Icon
8/5/2021Analyst IMS Investment Management Services Ltd.108,868$1.43M0.2%N/A0.112%Search for SEC Filing on Google Icon
8/5/2021GSA Capital Partners LLP18,052$0.24M0.0%N/A0.019%Search for SEC Filing on Google Icon
8/4/2021Creative Planning34,483$0.45M0.0%-12.8%0.036%Search for SEC Filing on Google Icon
8/4/2021Envestnet Asset Management Inc.113,652$1.50M0.0%+18.1%0.117%Search for SEC Filing on Google Icon
8/4/2021LSV Asset Management2,082,298$27.42M0.0%-4.4%2.150%Search for SEC Filing on Google Icon
8/3/2021Mckinley Capital Management LLC Delaware155,907$2.05M0.1%-2.4%0.161%Search for SEC Filing on Google Icon
8/3/2021Oppenheimer & Co. Inc.27,765$0.37M0.0%+4.8%0.029%Search for SEC Filing on Google Icon
8/2/2021Sumitomo Mitsui Trust Holdings Inc.516,605$6.80M0.0%-4.2%0.534%Search for SEC Filing on Google Icon
7/31/2021Round Table Services LLC2,573,513$33.89M7.5%-1.0%2.658%Search for SEC Filing on Google Icon
7/31/2021Advisors Asset Management Inc.261,124$3.44M0.1%+5.6%0.270%Search for SEC Filing on Google Icon
7/31/2021Wedbush Securities Inc.103,596$1.36M0.1%-1.4%0.107%Search for SEC Filing on Google Icon
7/29/2021Oak Family Advisors LLC62,522$0.82M0.3%N/A0.065%Search for SEC Filing on Google Icon
7/23/2021Tranquility Partners LLC33,294$0.44M0.2%+95.2%0.034%Search for SEC Filing on Google Icon
7/1/2021Confluence Investment Management LLC463,614$6.11M0.1%+0.4%0.479%Search for SEC Filing on Google Icon
6/5/2021Advisory Services Network LLC19,537$0.24M0.0%+12.2%0.020%Search for SEC Filing on Google Icon
5/18/2021Paloma Partners Management Co18,201$0.23M0.0%N/A0.019%Search for SEC Filing on Google Icon
5/18/2021D. E. Shaw & Co. Inc.11,695$0.15M0.0%N/A0.012%Search for SEC Filing on Google Icon
5/18/2021Morgan Stanley1,631,474$20.23M0.0%+2.6%1.685%Search for SEC Filing on Google Icon
5/18/2021Tudor Investment Corp Et Al85,435$1.06M0.0%+3.2%0.088%Search for SEC Filing on Google Icon
5/18/2021Cubist Systematic Strategies LLC39,439$0.49M0.0%+211.5%0.041%Search for SEC Filing on Google Icon
5/17/2021Great West Life Assurance Co. Can26,526$0.33M0.0%-15.6%0.027%Search for SEC Filing on Google Icon
5/17/2021Ares Management LLC481,259$5.97M0.2%N/A0.497%Search for SEC Filing on Google Icon
5/17/2021CWA Asset Management Group LLC13,742$0.17M0.0%+12.1%0.014%Search for SEC Filing on Google Icon
5/17/2021Virtus ETF Advisers LLC40,512$0.50M0.2%+7.5%0.042%Search for SEC Filing on Google Icon
5/17/2021Royal Bank of Canada195,199$2.42M0.0%-18.1%0.202%Search for SEC Filing on Google Icon
5/17/2021Ameriprise Financial Inc.82,044$1.02M0.0%+271.4%0.085%Search for SEC Filing on Google Icon
5/17/2021Hennion & Walsh Asset Management Inc.159,627$1.98M0.1%N/A0.165%Search for SEC Filing on Google Icon
5/17/2021HRT Financial LP109,369$1.36M0.0%+320.6%0.113%Search for SEC Filing on Google Icon
5/17/2021Bramshill Investments LLC117,245$1.45M0.1%+16.1%0.121%Search for SEC Filing on Google Icon
5/17/2021Goldman Sachs Group Inc.14,351$0.18M0.0%-8.5%0.015%Search for SEC Filing on Google Icon
5/14/2021Kennedy Capital Management Inc.19,243$0.24M0.0%-31.5%0.020%Search for SEC Filing on Google Icon
5/14/2021Arrowstreet Capital Limited Partnership739,946$9.18M0.0%-38.2%0.764%Search for SEC Filing on Google Icon
5/14/2021Dynamic Technology Lab Private Ltd29,296$0.36M0.0%-31.7%0.030%Search for SEC Filing on Google Icon
5/14/2021Cliffwater LLC1,805,195$22.38M5.3%+7.6%1.864%Search for SEC Filing on Google Icon
5/13/2021Guggenheim Capital LLC211,823$2.63M0.0%-18.7%0.219%Search for SEC Filing on Google Icon
5/13/2021Wolverine Asset Management LLC8,674$0.11M0.0%+110.8%0.009%Search for SEC Filing on Google Icon
5/13/2021Trexquant Investment LP14,183$0.18M0.0%N/A0.015%Search for SEC Filing on Google Icon
5/13/2021Neuberger Berman Group LLC551,900$6.84M0.0%-18.3%0.570%Search for SEC Filing on Google Icon
5/13/2021Cornercap Investment Counsel Inc.32,595$0.40M0.0%+7.8%0.034%Search for SEC Filing on Google Icon
5/13/2021Van ECK Associates Corp1,302,723$16.15M0.0%+17.4%1.345%Search for SEC Filing on Google Icon
5/13/2021Mirae Asset Global Investments Co. Ltd.25,727$0.32M0.0%+11.1%0.027%Search for SEC Filing on Google Icon
5/13/2021Spring Creek Investment Management LLC63,538$0.79M1.3%-95.4%0.066%Search for SEC Filing on Google Icon
5/12/2021Pin Oak Investment Advisors Inc.249,860$3.10M2.6%-1.4%0.258%Search for SEC Filing on Google Icon
5/12/2021Geode Capital Management LLC57,266$0.71M0.0%-20.4%0.059%Search for SEC Filing on Google Icon
5/12/2021JPMorgan Chase & Co.1,379,469$17.11M0.0%-17.5%1.425%Search for SEC Filing on Google Icon
5/12/2021UBS Group AG255,188$3.17M0.0%+14.1%0.264%Search for SEC Filing on Google Icon
5/12/2021Advisory Research Inc.94,078$1.17M0.1%-13.2%0.097%Search for SEC Filing on Google Icon
5/11/2021Mercer Global Advisors Inc. ADV13,189$0.16M0.0%+12.8%0.014%Search for SEC Filing on Google Icon
5/11/2021Chilton Investment Co. LLC342,837$4.25M0.1%-23.3%0.354%Search for SEC Filing on Google Icon
5/11/2021Boston Private Wealth LLC36,349$0.45M0.0%+79.0%0.038%Search for SEC Filing on Google Icon
5/10/2021Condor Capital Management76,561$0.95M0.1%+33.4%0.079%Search for SEC Filing on Google Icon
5/7/2021Advisors Asset Management Inc.247,246$3.07M0.0%+22.7%0.255%Search for SEC Filing on Google Icon
5/7/2021BlackRock Inc.477,378$5.92M0.0%-0.2%0.493%Search for SEC Filing on Google Icon
5/7/2021Cambridge Investment Research Advisors Inc.13,409$0.17M0.0%N/A0.014%Search for SEC Filing on Google Icon
5/6/2021Round Table Services LLC2,598,847$32.23M7.8%+3.4%2.684%Search for SEC Filing on Google Icon
5/6/2021Sigma Planning Corp109,431$1.36M0.0%-11.3%0.113%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
New Mountain Finance logo
New Mountain Finance Corporation is a business development company that specializes in investments in middle market companies and debt securities. The company invests in various industries that includes software, education, business services, distribution and logistics, federal services, healthcare services and products, healthcare facilities, and more. New Mountain Finance Corporation was founded in 2008 and is headquartered in New Mountain Finance Corporation.
Read More on New Mountain Finance

Today's Range

Now: $13.96
Low: $13.85
High: $13.99

50 Day Range

MA: $13.39
Low: $12.83
High: $13.66

52 Week Range

Now: $13.96
Low: $8.94
High: $14.10

Volume

137,059 shs

Average Volume

378,762 shs

Market Capitalization

$1.35 billion

P/E Ratio

5.17

Dividend Yield

8.63%

Beta

1.36

Who are the company insiders with the largest holdings of New Mountain Finance?

New Mountain Finance's top insider investors include:
  1. Steven B Klinsky (Director)
  2. Adam Weinstein (CAO)
  3. Rome G Arnold III (Director)
  4. Karrie J Jerry (Insider)
  5. Alice Handy (Director)
  6. David Ogens (Director)
  7. James Stone (Insider)
  8. John Kline (COO)
  9. Karrie J Jerry (Insider)
  10. Robert Hamwee (CEO)

Who are the major institutional investors of New Mountain Finance?

New Mountain Finance's top institutional investors include:
  1. Sumitomo Mitsui Trust Holdings Inc. — 0.49%
  2. Confluence Investment Management LLC — 0.48%
  3. Wedbush Securities Inc. — 0.11%
  4. Spire Wealth Management — 0.06%
  5. Tranquility Partners LLC — 0.05%
  6. Private Advisor Group LLC — 0.04%

Which institutional investors are selling New Mountain Finance stock?

Within the last quarter, NMFC stock was sold by these institutional investors:
  1. Sumitomo Mitsui Trust Holdings Inc.

Which institutional investors are buying New Mountain Finance stock?

Within the previous quarter, NMFC stock was acquired by institutional investors including:
  1. Tranquility Partners LLC
  2. Private Advisor Group LLC
  3. Moloney Securities Asset Management LLC
  4. Wedbush Securities Inc.
  5. Spire Wealth Management
  6. Confluence Investment Management LLC
  7. Rockland Trust Co.
During the previous year, these company insiders have bought New Mountain Finance stock:
  1. Steven B Klinsky (Director)
  2. Adam Weinstein (CAO)
  3. Rome G Arnold III (Director)
  4. Karrie J Jerry (Insider)
  5. Alice Handy (Director)
  6. David Ogens (Director)
  7. James Stone (Insider)
  8. John Kline (COO)
  9. Karrie J Jerry (Insider)
  10. Robert Hamwee (CEO)
O'Leary's Bullish on DeFi
Looking to invest into DeFi? Kevin O'Leary's stock pick could be the way to go.
Read more.