| 5/16/2025 | PenderFund Capital Management Ltd. | 18,800 | $0.17M | 0.0% | N/A | 0.186% |  |
| 5/14/2025 | GABELLI & Co INVESTMENT ADVISERS INC. | 60,800 | $0.56M | 0.1% | N/A | 0.600% |  |
| 5/14/2025 | Gabelli Funds LLC | 80,018 | $0.73M | 0.0% | N/A | 0.790% |  |
| 5/14/2025 | Stonepine Capital Management LLC | 788,647 | $7.23M | 6.9% | +34.0% | 7.788% |  |
| 5/14/2025 | Groupe la Francaise | 207,000 | $1.90M | 0.0% | N/A | 2.044% |  |
| 5/12/2025 | Virtu Financial LLC | 10,625 | $97K | 0.0% | N/A | 0.105% |  |
| 5/2/2025 | Easterly Investment Partners LLC | 156,666 | $1.44M | 0.1% | +235.7% | 1.547% |  |
| 5/1/2025 | Rice Hall James & Associates LLC | 46,453 | $0.43M | 0.0% | -37.6% | 0.459% |  |
| 4/22/2025 | Deltec Asset Management LLC | 22,500 | $0.21M | 0.0% | N/A | 0.223% |  |
| 4/17/2025 | FNY Investment Advisers LLC | 4,400 | $40K | 0.0% | N/A | 0.044% |  |
| 2/17/2025 | Stonepine Capital Management LLC | 588,657 | $3.93M | 3.2% | -89.7% | 5.851% |  |
| 2/17/2025 | Millennium Management LLC | 12,854 | $86K | 0.0% | -98.0% | 0.128% |  |
| 2/17/2025 | D. E. Shaw & Co. Inc. | 333,333 | $2.23M | 0.0% | -93.3% | 3.313% |  |
| 2/17/2025 | Bridgeway Capital Management LLC | 15,713 | $0.11M | 0.0% | -93.5% | 0.156% |  |
| 2/17/2025 | Bleichroeder LP | 269,675 | $1.80M | 0.5% | -93.3% | 2.681% |  |
| 2/17/2025 | Acorn Capital Advisors LLC | 422,813 | $2.82M | 1.5% | N/A | 4.203% |  |
| 2/14/2025 | MVM Partners LLC | 973,684 | $6.36M | 5.1% | -93.3% | 9.679% |  |
| 2/14/2025 | Jane Street Group LLC | 28,560 | $0.19M | 0.0% | -32.5% | 0.284% |  |
| 2/14/2025 | Nantahala Capital Management LLC | 986,031 | $6.59M | 0.3% | -93.1% | 9.802% |  |
| 2/14/2025 | Northern Trust Corp | 14,085 | $94K | 0.0% | -94.4% | 0.140% |  |
| 2/14/2025 | GMT Capital Corp | 74,047 | $0.50M | 0.0% | -93.3% | 0.736% |  |
| 2/13/2025 | Renaissance Technologies LLC | 12,748 | $85K | 0.0% | -94.4% | 0.127% |  |
| 2/13/2025 | Aster Capital Management DIFC Ltd | 3,898 | $26K | 0.0% | -93.3% | 0.039% |  |
| 2/12/2025 | Geode Capital Management LLC | 86,167 | $0.58M | 0.0% | -93.4% | 0.857% |  |
| 2/12/2025 | Easterly Investment Partners LLC | 46,667 | $0.31M | 0.0% | -98.0% | 0.464% |  |
| 2/11/2025 | Rosalind Advisors Inc. | 876,996 | $5.86M | 2.9% | -89.4% | 8.718% |  |
| 2/7/2025 | Prescott Group Capital Management L.L.C. | 60,139 | $0.40M | 0.1% | -95.2% | 0.598% |  |
| 2/4/2025 | Bank of New York Mellon Corp | 12,178 | $81K | 0.0% | -93.3% | 0.121% |  |
| 1/31/2025 | Rice Hall James & Associates LLC | 74,479 | $0.50M | 0.0% | -93.5% | 0.740% |  |
| 1/1/2025 | Barclays PLC | 49,658 | $33K | 0.0% | -30.3% | 0.033% |  |
| 11/16/2024 | Geode Capital Management LLC | 1,298,333 | $0.87M | 0.0% | +33.7% | 0.861% |  |
| 11/15/2024 | Jane Street Group LLC | 42,314 | $28K | 0.0% | -88.7% | 0.028% |  |
| 11/15/2024 | State Street Corp | 341,303 | $0.23M | 0.0% | +14.2% | 0.226% |  |
| 11/14/2024 | Stonepine Capital Management LLC | 5,688,590 | $3.81M | 2.4% | +142.1% | 3.773% |  |
| 11/13/2024 | Great Point Partners LLC | 12,861,136 | $8.62M | 2.5% | -6.3% | 8.530% |  |
| 11/13/2024 | FMR LLC | 16,541,849 | $11.08M | 0.0% | +3.2% | 10.971% |  |
| 11/12/2024 | Massachusetts Financial Services Co. MA | 3,075,638 | $2.06M | 0.0% | +5.3% | 2.040% |  |
| 11/5/2024 | GSA Capital Partners LLP | 91,084 | $61K | 0.0% | N/A | 0.060% |  |
| 11/1/2024 | Easterly Investment Partners LLC | 2,359,239 | $1.58M | 0.1% | +5.0% | 1.565% |  |
| 10/30/2024 | Rosalind Advisors Inc. | 8,287,503 | $5.55M | 3.5% | +9.8% | 5.496% |  |
| 10/28/2024 | Rice Hall James & Associates LLC | 1,140,626 | $0.76M | 0.0% | +15.4% | 0.756% |  |
| 10/28/2024 | Palumbo Wealth Management LLC | 78,378 | $53K | 0.0% | -42.2% | 0.052% |  |
| 8/21/2024 | Stonepine Capital Management LLC | 2,350,010 | $2.44M | 2.2% | N/A | 2.079% |  |
| 8/20/2024 | Nantahala Capital Management LLC | 13,418,740 | $14.43M | 0.8% | +442.3% | 8.900% |  |
| 8/14/2024 | Squarepoint Ops LLC | 171,610 | $0.18M | 0.0% | +173.7% | 0.152% |  |
| 8/14/2024 | Great Point Partners LLC | 13,727,097 | $14.28M | 2.7% | +56.2% | 12.144% |  |
| 8/12/2024 | XTX Topco Ltd | 84,504 | $88K | 0.0% | N/A | 0.075% |  |
| 8/9/2024 | Renaissance Technologies LLC | 233,100 | $0.24M | 0.0% | -17.3% | 0.206% |  |
| 8/9/2024 | Massachusetts Financial Services Co. MA | 2,920,309 | $3.04M | 0.0% | +2.9% | 2.583% |  |
| 7/26/2024 | Bank of New York Mellon Corp | 182,685 | $0.19M | 0.0% | -48.8% | 0.162% |  |
| 7/25/2024 | Easterly Investment Partners LLC | 2,246,224 | $2.34M | 0.2% | +10.2% | 1.987% |  |
| 7/18/2024 | Assenagon Asset Management S.A. | 76,185 | $79K | 0.0% | -12.5% | 0.067% |  |
| 7/12/2024 | Rosalind Advisors Inc. | 7,547,148 | $7.85M | 5.7% | +66.2% | 6.677% |  |
| 5/15/2024 | Oracle Investment Management Inc. | 325,000 | $0.47M | 0.3% | N/A | 0.288% |  |
| 5/10/2024 | Vanguard Group Inc. | 4,242,610 | $6.19M | 0.0% | +1.5% | 3.753% |  |
| 5/3/2024 | Easterly Investment Partners LLC | 2,038,039 | $2.98M | 0.2% | +34.0% | 1.803% |  |
| 4/29/2024 | HighMark Wealth Management LLC | 25,000 | $36K | 0.0% | N/A | 0.022% |  |
| 4/25/2024 | Rosalind Advisors Inc. | 4,541,489 | $6.63M | 6.2% | -7.0% | 4.032% |  |
| 4/24/2024 | Assenagon Asset Management S.A. | 87,096 | $0.13M | 0.0% | +139.1% | 0.077% |  |
| 4/23/2024 | Rice Hall James & Associates LLC | 993,268 | $1.45M | 0.1% | -1.2% | 0.882% |  |
| 3/18/2024 | Kingdon Capital Management L.L.C. | 3,899,237 | $5.03M | 0.6% | +5.4% | 3.461% |  |
| 2/12/2024 | MVM Partners LLC | 14,605,263 | $18.77M | 10.9% | N/A | 13.004% |  |
| 1/22/2024 | Palumbo Wealth Management LLC | 25,959 | $33K | 0.0% | N/A | 0.023% |  |
| 1/17/2024 | Assenagon Asset Management S.A. | 36,434 | $47K | 0.0% | N/A | 0.032% |  |
| 11/15/2023 | Kingdon Capital Management L.L.C. | 3,699,237 | $4.55M | 0.5% | +1.4% | 3.294% |  |
| 11/13/2023 | FMR LLC | 14,848,870 | $18.26M | 0.0% | +0.3% | 13.221% |  |
| 11/7/2023 | New York State Common Retirement Fund | 47,832 | $59K | 0.0% | -41.2% | 0.043% |  |
| 11/2/2023 | Rice Hall James & Associates LLC | 1,050,074 | $1.29M | 0.1% | +8.6% | 0.936% |  |
| 10/24/2023 | Bank of New York Mellon Corp | 390,987 | $0.48M | 0.0% | +71.6% | 0.348% |  |
| 8/14/2023 | Great Point Partners LLC | 8,839,939 | $10.87M | 2.1% | +12.0% | 7.886% |  |
| 8/11/2023 | Velan Capital Investment Management LP | 3,596,861 | $4.42M | 4.1% | +2.9% | 3.213% |  |
| 8/4/2023 | American International Group Inc. | 35,095 | $43K | 0.0% | N/A | 0.031% |  |
| 7/27/2023 | Virtu Financial LLC | 32,949 | $41K | 0.0% | N/A | 0.029% |  |
| 7/24/2023 | Rice Hall James & Associates LLC | 966,723 | $1.19M | 0.1% | +25.2% | 0.863% |  |
| 6/1/2023 | Prelude Capital Management LLC | 156,946 | $0.30M | 0.0% | +5.9% | 0.140% |  |
| 5/15/2023 | Kingdon Capital Management L.L.C. | 3,649,237 | $7.04M | 1.3% | +15.9% | 3.260% |  |
| 5/12/2023 | Element Capital Management LLC | 331,135 | $0.64M | 0.0% | N/A | 0.296% |  |
| 5/12/2023 | Rice Hall James & Associates LLC | 771,960 | $1.49M | 0.1% | -4.6% | 0.689% |  |
| 5/9/2023 | GMT Capital Corp | 23,288 | $45K | 0.0% | N/A | 0.021% |  |
| 5/9/2023 | Y Intercept Hong Kong Ltd | 19,040 | $37K | 0.0% | N/A | 0.017% |  |
| 5/1/2023 | Arete Wealth Advisors LLC | 10,000 | $19.30B | 0.0% | N/A | 0.009% |  |
| 2/15/2023 | Nantahala Capital Management LLC | 1,450,000 | $2.68M | 0.2% | N/A | 1.736% |  |
| 2/14/2023 | Kingdon Capital Management L.L.C. | 3,149,237 | $5.83M | 1.2% | +37.0% | 3.771% |  |
| 2/14/2023 | 683 Capital Management LLC | 102,528 | $0.19M | 0.0% | N/A | 0.123% |  |
| 2/13/2023 | MVM Partners LLC | 14,605,263 | $26.80M | 9.1% | N/A | 17.487% |  |
| 2/10/2023 | Prescott Group Capital Management L.L.C. | 130,000 | $0.24M | 0.1% | N/A | 0.156% |  |
| 2/10/2023 | Cheyne Capital Management UK LLP | 394,737 | $0.73M | 1.3% | N/A | 0.473% |  |
| 1/27/2023 | Rice Hall James & Associates LLC | 809,503 | $1.50M | 0.1% | -1.4% | 0.969% |  |
| 11/14/2022 | Hsbc Holdings PLC | 25,914 | $94K | 0.0% | -15.5% | 0.031% |  |
| 11/10/2022 | Stonepine Capital Management LLC | 2,000,000 | $7.32M | 3.3% | -23.6% | 2.402% |  |
| 11/9/2022 | Massachusetts Financial Services Co. MA | 1,899,299 | $6.95M | 0.0% | +7.1% | 2.281% |  |
| 11/9/2022 | Easterly Investment Partners LLC | 737,295 | $2.70M | 0.3% | +11.3% | 0.885% |  |
| 11/7/2022 | Arete Wealth Advisors LLC | 12,000 | $44K | 0.0% | N/A | 0.014% |  |
| 11/3/2022 | Barclays PLC | 54,153 | $0.20M | 0.0% | -14.1% | 0.065% |  |
| 11/1/2022 | Rice Hall James & Associates LLC | 820,807 | $3M | 0.2% | -7.5% | 0.986% |  |
| 8/24/2022 | Prelude Capital Management LLC | 150,000 | $0.55M | 0.0% | +20.0% | 0.180% |  |
| 8/15/2022 | Opaleye Management Inc. | 90,970 | $0.33M | 0.2% | N/A | 0.110% |  |
| 8/13/2022 | Massachusetts Financial Services Co. MA | 1,773,350 | $6.49M | 0.0% | -0.8% | 2.145% |  |
| 8/12/2022 | FMR LLC | 12,402,156 | $45.39M | 0.0% | +0.3% | 15.000% |  |
| 8/8/2022 | Walleye Capital LLC | 36,226 | $0.13M | 0.0% | N/A | 0.044% |  |