PFX Insider Trading

Insider Ownership Percentage: 16.80%
Insider Buying (Last 12 Months): $2,599,088.06
Insider Selling (Last 12 Months): $0.00

PhenixFIN Insider Trading History Chart

This chart shows the insider buying and selling history at PhenixFIN by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

PhenixFIN Share Price & Price History

Current Price: $34.63
Price Change: Price Decrease of -0.37 (-1.06%)
As of 09/27/2022 01:00 AM ET

This chart shows the closing price history over time for PFX up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
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PhenixFIN Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
9/9/2022David A. LorberCEOBuy4,787$37.25$178,315.7581,619View SEC Filing Icon  
9/7/2022David A. LorberCEOBuy4,575$37.05$169,503.7576,832View SEC Filing Icon  
8/29/2022David A. LorberCEOBuy51$37.42$1,908.4272,141View SEC Filing Icon  
8/26/2022David A. LorberCEOBuy4,152$37.99$157,734.4872,090View SEC Filing Icon  
8/15/2022David A. LorberCEOBuy210$37.73$7,923.3063,854View SEC Filing Icon  
8/11/2022David A. LorberCEOBuy1,300$35.90$46,670.0063,254View SEC Filing Icon  
5/13/2022David A. LorberCEOBuy2,217$38.64$85,664.8861,954View SEC Filing Icon  
5/11/2022David A. LorberCEOBuy12,379$38.88$481,295.5259,533View SEC Filing Icon  
3/16/2022David A. LorberChairmanBuy3,154$39.24$123,762.96View SEC Filing Icon  
3/1/2022Karin Hirtler-GarveyDirectorBuy150$41.24$6,186.00View SEC Filing Icon  
2/24/2022Lowell W. RobinsonDirectorBuy350$40.08$14,028.00View SEC Filing Icon  
2/16/2022Ellida McMillanCFOBuy400$40.55$16,220.00View SEC Filing Icon  
2/14/2022Lowell W. RobinsonDirectorBuy500$39.75$19,875.00View SEC Filing Icon  
12/8/2021David A. LorberChairmanBuy30,000$43.00$1,290,000.00View SEC Filing Icon  
8/31/2021David A. LorberChairmanBuy2,100$41.74$87,654.00View SEC Filing Icon  
8/27/2021David A. LorberChairmanBuy400$41.49$16,596.0011,900View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for PhenixFIN (NYSE:PFX)

38.39% of PhenixFIN stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at PFX by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

PhenixFIN Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/18/2022Adalta Capital Management LLC91,280$3.32M2.2%+19.4%4.149%Search for SEC Filing on Google Icon
8/10/2022Thomas J. Herzfeld Advisors Inc.3,700$0.14M0.1%-33.2%0.168%Search for SEC Filing on Google Icon
7/6/2022Confluence Investment Management LLC14,551$0.53M0.0%-39.4%0.661%Search for SEC Filing on Google Icon
6/15/2022Adalta Capital Management LLC76,435$3.12M1.6%+76.0%3.468%Search for SEC Filing on Google Icon
5/4/2022Advisor Group Holdings Inc.4,441$0.18M0.0%-5.5%0.201%Search for SEC Filing on Google Icon
2/14/2022Greenwich Investment Management Inc.10,918$0.46M0.3%N/A0.434%Search for SEC Filing on Google Icon
2/3/2022Advisor Group Holdings Inc.4,701$0.20M0.0%-21.2%0.187%Search for SEC Filing on Google Icon
2/3/2022Northwestern Mutual Wealth Management Co.172,675$7.22M0.0%N/A6.860%Search for SEC Filing on Google Icon
1/4/2022Confluence Investment Management LLC24,000$1.01M0.0%+2.8%0.954%Search for SEC Filing on Google Icon
11/16/2021Adalta Capital Management LLC19,235$0.83M0.5%+92.4%0.764%Search for SEC Filing on Google Icon
11/10/2021O Shaughnessy Asset Management LLC2,852$0.12M0.0%+56.0%0.113%Search for SEC Filing on Google Icon
8/17/2021Adalta Capital Management LLC10,000$0.41M0.2%N/A0.376%Search for SEC Filing on Google Icon
8/17/202122NW LP117,885$4.81M1.3%N/A4.433%Search for SEC Filing on Google Icon
8/16/2021Moab Capital Partners LLC39,644$1.62M3.8%+57.7%1.491%Search for SEC Filing on Google Icon
8/16/2021First Trust Advisors LP23,335$0.95M0.0%N/A0.878%Search for SEC Filing on Google Icon
8/12/2021Legal & General Group Plc17,229$0.70M0.0%-9.4%0.637%Search for SEC Filing on Google Icon
8/11/2021Susquehanna International Group LLP5,719$0.23M0.0%-18.7%0.212%Search for SEC Filing on Google Icon
8/11/2021Banque Cantonale Vaudoise2,500$0.10M0.0%N/A0.092%Search for SEC Filing on Google Icon
8/9/2021O Shaughnessy Asset Management LLC1,828$74K0.0%N/A0.068%Search for SEC Filing on Google Icon
8/2/2021Advisor Group Holdings Inc.6,041$0.25M0.0%-8.7%0.223%Search for SEC Filing on Google Icon
8/2/2021Atlas Private Wealth Advisors970$40K0.0%-30.5%0.036%Search for SEC Filing on Google Icon
5/18/2021Millennium Management LLC13,440$0.44M0.0%N/A0.497%Search for SEC Filing on Google Icon
5/18/2021Moab Capital Partners LLC25,136$0.83M1.8%N/A0.930%Search for SEC Filing on Google Icon
5/18/2021Morgan Stanley55,224$1.82M0.0%N/A2.042%Search for SEC Filing on Google Icon
5/12/2021Beach Point Capital Management LP20,000$0.66M0.1%N/A0.735%Search for SEC Filing on Google Icon
5/12/2021Linscomb & Williams Inc.7,860$0.26M0.0%N/A0.289%Search for SEC Filing on Google Icon
5/12/2021UBS Group AG1,536$50K0.0%N/A0.056%Search for SEC Filing on Google Icon
5/11/2021American Financial Group Inc.64,327$2.12M0.4%N/A2.365%Search for SEC Filing on Google Icon
4/28/2021Atlas Private Wealth Advisors1,395$46K0.0%N/A0.051%Search for SEC Filing on Google Icon
4/23/2021Compagnie Lombard Odier SCmA2,500$82K0.0%N/A0.092%Search for SEC Filing on Google Icon
4/5/2021Confluence Investment Management LLC23,335$0.77M0.0%N/A0.858%Search for SEC Filing on Google Icon
7/31/2017Grace & White Inc. NY357,849$6.69M1.5%-1.2%0.000%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
PhenixFIN logo
PhenixFIN Corporation is a business development company. The firm seeks to invest in privately negotiated debt and equity securities of small and middle market companies. It primarily invests in the following sectors: business services; buildings and real estate; automobile; oil and gas; aerospace and defense; home and office furnishings, housewares, and durable consumer products; healthcare, education and childcare; personal, food, and miscellaneous services; retail stores, diversified or conglomerate manufacturing; telecommunications; mining, steel, iron, and non-precious metals; leisure, amusement, motion pictures, and entertainment; chemicals, plastics, and rubber; finance; personal and nondurable consumer products (manufacturing only); beverage, food, and tobacco; containers, packaging, and glass; structure finance securities; machinery (non-agriculture, non-construction, non-electric); diversified or conglomerate service; restaurant and franchise; electronics; and cargo transport. The fund seeks to invest in companies located in North America. The fund targets private debt transactions in companies with enterprise values or asset values between $25 million and $250 million. The fund seeks to invest in companies with debt investment values between $10 million and $50 million. It exits its investments between three years and seven years; it holds most of its investments to maturity or repayment, but may realize or sell some investments earlier. The fund may take a board seat on its investee companies and can also offer managerial assistance to certain portfolio companies. It structures its investments as first lien senior secured loans, second lien senior secured loans, senior secured notes, senior subordinated notes, subordinate notes, unitranche loans, and seeks warrants or other equity participation. The fund may co-invest in privately negotiated transactions under certain conditions. PhenixFIN Corporation was founded in 2010 and is headquartered in New York, New York.
Read More on PhenixFIN

Today's Range

Now: $34.63
Low: $34.60
High: $34.63

50 Day Range

MA: $36.61
Low: $33.69
High: $38.31

52 Week Range

Now: $34.63
Low: $32.61
High: $43.50

Volume

487 shs

Average Volume

6,292 shs

Market Capitalization

$76.19 million

P/E Ratio

N/A

Dividend Yield

N/A

Beta

1.34

Who are the company insiders with the largest holdings of PhenixFIN?

PhenixFIN's top insider shareholders include:
  1. David A Lorber (CEO)
  2. David A Lorber (Chairman)
  3. Ellida Mcmillan (CFO)
  4. Karin Hirtler-Garvey (Director)
  5. Lowell W Robinson (Director)
Learn More about top insider investors at PhenixFIN.

Who are the major institutional investors of PhenixFIN?

PhenixFIN's top institutional investors include:
  1. Adalta Capital Management LLC — 4.15%
  2. Confluence Investment Management LLC — 0.66%
  3. Thomas J. Herzfeld Advisors Inc. — 0.17%
Learn More about top institutional investors of PhenixFIN stock.

Which major investors are selling PhenixFIN stock?

In the previous quarter, PFX stock was sold by these institutional investors:
  1. Confluence Investment Management LLC
  2. Thomas J. Herzfeld Advisors Inc.

Which major investors are buying PhenixFIN stock?

In the previous quarter, PFX stock was acquired by institutional investors including:
  1. Adalta Capital Management LLC
In the previous year, these company insiders have bought PhenixFIN stock:
  1. David A Lorber (CEO)
  2. David A Lorber (Chairman)
  3. Ellida Mcmillan (CFO)
  4. Karin Hirtler-Garvey (Director)
  5. Lowell W Robinson (Director)
Learn More investors buying PhenixFIN stock.