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BANX Insider Trading

Insider Ownership Percentage: 0.71%
Insider Buying (Last 12 Months): $26,933.13
Insider Selling (Last 12 Months): $84,810.00

ArrowMark Financial Insider Trading History Chart

This chart shows the insider buying and selling history at ArrowMark Financial by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

ArrowMark Financial Share Price & Price History

Current Price: $21.56
Price Change: ▲ Price Increase of +0.1 (0.47%)
As of 12/4/2025 04:59 PM ET

This chart shows the closing price history over time for BANX up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

ArrowMark Financial Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
4/9/2025Dana StaggsPresidentBuy149$18.37$2,737.135,750View SEC Filing Icon  
3/31/2025John Scott EmrichDirectorSell1,000$21.01$21,010.004,725View SEC Filing Icon  
3/14/2025Patrick Joseph FarrellCFOBuy1,150$21.04$24,196.007,209View SEC Filing Icon  
2/19/2025John Scott EmrichDirectorSell500$21.20$10,600.005,725View SEC Filing Icon  
1/24/2025John Scott EmrichDirectorSell2,500$21.28$53,200.006,225View SEC Filing Icon  
7/11/2024Patrick Joseph FarrellCFOBuy650$18.81$12,226.505,059View SEC Filing Icon  
10/6/2023John Scott EmrichDirectorBuy7,500$17.34$130,050.008,725View SEC Filing Icon  
5/5/2023Guy M. ArnoldDirectorBuy3,000$14.99$44,970.0010,000View SEC Filing Icon  
5/5/2023Patrick Joseph FarrellCFOBuy700$15.79$11,053.004,409View SEC Filing Icon  
5/4/2023Richard Allen GroveInsiderBuy1,000$14.58$14,580.001,500View SEC Filing Icon  
5/4/2023Sanjai BhonsleCEOBuy2,000$14.28$28,560.0010,200View SEC Filing Icon  
3/16/2023Patrick Joseph FarrellCFOBuy200$17.45$3,490.003,709View SEC Filing Icon  
3/13/2023Dana StaggsPresidentBuy1,000$17.43$17,430.003,501View SEC Filing Icon  
11/16/2022Dana StaggsPresidentBuy1,000$17.46$17,460.002,001View SEC Filing Icon  
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SEC Filings (Institutional Ownership Changes) for ArrowMark Financial (NASDAQ:BANX)

24.93% of ArrowMark Financial stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at BANX by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

ArrowMark Financial Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/17/2025Bard Associates Inc.27,155$0.60M0.2%-33.8%0.381%Search for SEC Filing on Google Icon
11/17/2025ArrowMark Colorado Holdings LLC137,327$3.01M0.1%-30.3%1.926%Search for SEC Filing on Google Icon
11/14/2025Raymond James Financial Inc.179,070$3.93M0.0%+0.8%2.513%Search for SEC Filing on Google Icon
11/13/2025Private Advisor Group LLC9,350$0.21M0.0%N/A0.131%Search for SEC Filing on Google Icon
11/6/2025Oppenheimer & Co. Inc.22,293$0.49M0.0%+39.3%0.313%Search for SEC Filing on Google Icon
11/3/2025Belpointe Asset Management LLC9,300$0.20M0.0%N/A0.130%Search for SEC Filing on Google Icon
10/20/2025Accurate Wealth Management LLC14,374$0.31M0.0%N/A0.202%Search for SEC Filing on Google Icon
10/14/2025Trust Co. of Vermont1,750$38K0.0%-24.7%0.025%Search for SEC Filing on Google Icon
9/4/2025Osaic Holdings Inc.22,721$0.48M0.0%+26.5%0.319%Search for SEC Filing on Google Icon
8/15/2025Bank of America Corp DE3,054$64K0.0%-32.9%0.043%Search for SEC Filing on Google Icon
8/14/2025Raymond James Financial Inc.177,656$3.72M0.0%-4.4%2.492%Search for SEC Filing on Google Icon
8/13/2025Marshall Wace LLP18,423$0.39M0.0%N/A0.258%Search for SEC Filing on Google Icon
8/13/2025Everstar Asset Management LLC40,422$0.85M0.5%+68.7%0.567%Search for SEC Filing on Google Icon
7/21/2025Catalina Capital Group LLC15,678$0.33M0.2%+51.9%0.220%Search for SEC Filing on Google Icon
7/17/2025Capital Investment Advisors LLC27,496$0.58M0.0%-3.5%0.386%Search for SEC Filing on Google Icon
5/13/2025Raymond James Financial Inc.185,749$3.91M0.0%-1.5%2.606%Search for SEC Filing on Google Icon
4/30/2025Round Rock Advisors LLC163,933$3.45M0.6%+283.9%2.302%Search for SEC Filing on Google Icon
4/23/2025Oppenheimer & Co. Inc.24,828$0.52M0.0%+3.8%0.349%Search for SEC Filing on Google Icon
4/22/2025Cambridge Investment Research Advisors Inc.10,478$0.22M0.0%-17.4%0.147%Search for SEC Filing on Google Icon
4/15/2025Noble Wealth Management PBC50,121$1.06M0.7%+202.0%0.704%Search for SEC Filing on Google Icon
4/14/2025Capital Investment Advisors LLC28,496$0.60M0.0%-7.3%0.400%Search for SEC Filing on Google Icon
2/18/2025Principal Street Partners LLC12,455$0.26M0.1%N/A0.173%Search for SEC Filing on Google Icon
2/17/2025Millennium Management LLC10,542$0.22M0.0%N/A0.147%Search for SEC Filing on Google Icon
2/14/2025Stifel Financial Corp167,707$3.52M0.0%+4.2%2.336%Search for SEC Filing on Google Icon
2/13/2025Raymond James Financial Inc.188,570$3.96M0.0%N/A2.626%Search for SEC Filing on Google Icon
2/12/2025Everstar Asset Management LLC23,198$0.49M0.3%+6.0%0.323%Search for SEC Filing on Google Icon
2/6/2025Raymond James Financial Inc.188,570$3.96M0.0%N/A2.628%Search for SEC Filing on Google Icon
2/5/2025Noble Wealth Management PBC16,599$0.35M0.2%N/A0.231%Search for SEC Filing on Google Icon
2/5/2025Oppenheimer & Co. Inc.23,929$0.50M0.0%+7.4%0.333%Search for SEC Filing on Google Icon
1/24/2025Round Rock Advisors LLC42,700$0.90M0.2%N/A0.595%Search for SEC Filing on Google Icon
1/22/2025Falcon Wealth Planning18,862$0.40M0.0%+15.3%0.263%Search for SEC Filing on Google Icon
1/15/2025Trust Co. of Vermont2,750$58K0.0%N/A0.038%Search for SEC Filing on Google Icon
1/13/2025Capital Investment Advisors LLC30,746$0.65M0.0%-14.0%0.428%Search for SEC Filing on Google Icon
11/15/2024Stifel Financial Corp161,024$3.33M0.0%-13.8%2.243%Search for SEC Filing on Google Icon
11/15/2024ArrowMark Colorado Holdings LLC196,145$4.09M0.1%-18.6%2.732%Search for SEC Filing on Google Icon
11/6/2024Bard Associates Inc.41,810$0.87M0.3%-1.9%0.583%Search for SEC Filing on Google Icon
11/6/2024Oppenheimer & Co. Inc.22,274$0.46M0.0%+15.0%0.310%Search for SEC Filing on Google Icon
10/30/2024Catalina Capital Group LLC10,310$0.21M0.1%N/A0.144%Search for SEC Filing on Google Icon
10/30/2024Falcon Wealth Planning16,362$0.34M0.0%+14.4%0.228%Search for SEC Filing on Google Icon
10/24/2024Pathway Financial Advisers LLC15,518$0.32M0.0%+1,969.1%0.216%Search for SEC Filing on Google Icon
10/18/2024Capital Investment Advisors LLC35,746$0.74M0.0%+4.4%0.498%Search for SEC Filing on Google Icon
7/16/2024Falcon Wealth Planning14,308$0.26M0.0%N/A0.199%Search for SEC Filing on Google Icon
7/12/2024Capital Investment Advisors LLC34,250$0.63M0.0%+3.0%0.477%Search for SEC Filing on Google Icon
5/7/2024Oppenheimer & Co. Inc.17,902$0.34M0.0%N/A0.252%Search for SEC Filing on Google Icon
5/6/2024Oxbow Advisors LLC11,220$0.21M0.0%-40.8%0.158%Search for SEC Filing on Google Icon
4/23/2024Raymond James Financial Services Advisors Inc.229,144$4.35M0.0%+3.2%3.223%Search for SEC Filing on Google Icon
3/22/2024PNC Financial Services Group Inc.26,000$0.47M0.0%-60.6%0.366%Search for SEC Filing on Google Icon
2/14/2024Greenwich Investment Management Inc.314,976$5.71M4.3%-2.0%4.430%Search for SEC Filing on Google Icon
2/9/2024PNC Financial Services Group Inc.26,000$0.47M0.0%-60.6%0.366%Search for SEC Filing on Google Icon
2/8/2024Oxbow Advisors LLC18,968$0.34M0.1%-6.2%0.267%Search for SEC Filing on Google Icon
2/8/2024Beacon Pointe Advisors LLC60,522$1.10M0.0%-4.2%0.851%Search for SEC Filing on Google Icon
1/16/2024Raymond James Financial Services Advisors Inc.222,034$4.03M0.0%+8.0%3.123%Search for SEC Filing on Google Icon
1/5/2024Capital Investment Advisors LLC32,250$0.59M0.0%+4.0%0.454%Search for SEC Filing on Google Icon
11/16/2023Greenwich Investment Management Inc.321,466$5.62M4.5%-1.9%4.521%Search for SEC Filing on Google Icon
11/13/2023Stifel Financial Corp219,140$3.83M0.0%-7.5%3.082%Search for SEC Filing on Google Icon
10/26/2023Punch & Associates Investment Management Inc.68,070$1.19M0.1%+26.2%0.957%Search for SEC Filing on Google Icon
10/24/2023Raymond James Financial Services Advisors Inc.205,626$3.60M0.0%+16.5%2.892%Search for SEC Filing on Google Icon
10/24/2023Cambridge Investment Research Advisors Inc.20,930$0.37M0.0%+13.4%0.294%Search for SEC Filing on Google Icon
10/16/2023Capital Investment Advisors LLC31,000$0.54M0.0%+25.3%0.436%Search for SEC Filing on Google Icon
8/14/2023ArrowMark Colorado Holdings LLC508,443$8.51M0.1%+0.5%7.151%Search for SEC Filing on Google Icon
8/10/2023Osaic Holdings Inc.262,863$4.38M0.0%+1.1%3.697%Search for SEC Filing on Google Icon
8/4/2023Oxbow Advisors LLC83,376$1.39M0.2%-31.7%1.173%Search for SEC Filing on Google Icon
8/3/2023CWM LLC1,500$25K0.0%N/A0.021%Search for SEC Filing on Google Icon
8/3/2023Oppenheimer & Co. Inc.11,809$0.20M0.0%N/A0.166%Search for SEC Filing on Google Icon
7/25/2023Raymond James Financial Services Advisors Inc.176,442$2.94M0.0%+9.3%2.482%Search for SEC Filing on Google Icon
7/11/2023Capital Investment Advisors LLC24,750$0.41M0.0%+30.3%0.348%Search for SEC Filing on Google Icon
5/11/2023Heron Bay Capital Management45,742$0.82M0.3%N/A0.644%Search for SEC Filing on Google Icon
5/11/2023Tucker Asset Management LLC3,735$67K0.0%N/A0.053%Search for SEC Filing on Google Icon
4/26/2023Oxbow Advisors LLC122,055$2.20M0.4%-3.8%1.719%Search for SEC Filing on Google Icon
4/14/2023Raymond James Financial Services Advisors Inc.161,463$2.91M0.0%+0.9%2.274%Search for SEC Filing on Google Icon
4/14/2023Raymond James & Associates21,238$0.38M0.0%-16.0%0.299%Search for SEC Filing on Google Icon
4/10/2023Capital Investment Advisors LLC19,000$0.34M0.0%+13.4%0.268%Search for SEC Filing on Google Icon
2/10/2023Advisor Group Holdings Inc.248,583$4.24M0.0%+4.1%3.501%Search for SEC Filing on Google Icon
2/8/2023Raymond James Financial Services Advisors Inc.160,037$2.73M0.0%+11.7%2.254%Search for SEC Filing on Google Icon
2/8/2023Cambridge Investment Research Advisors Inc.18,026$0.31M0.0%+13.9%0.254%Search for SEC Filing on Google Icon
2/1/2023Oxbow Advisors LLC126,908$2.16M0.4%+232.4%1.787%Search for SEC Filing on Google Icon
1/5/2023Capital Investment Advisors LLC16,750$0.29M0.0%+15.1%0.236%Search for SEC Filing on Google Icon
11/14/2022United Capital Financial Advisers LLC38,500$0.67M0.0%-20.6%0.542%Search for SEC Filing on Google Icon
11/9/2022Magnus Financial Group LLC10,110$0.18M0.0%N/A0.142%Search for SEC Filing on Google Icon
11/3/2022Oxbow Advisors LLC38,177$0.66M0.1%+13.9%0.538%Search for SEC Filing on Google Icon
10/25/2022Raymond James & Associates34,403$0.59M0.0%+23.0%0.485%Search for SEC Filing on Google Icon
10/25/2022Raymond James Financial Services Advisors Inc.143,317$2.47M0.0%+10.4%2.019%Search for SEC Filing on Google Icon
10/13/2022Newbridge Financial Services Group Inc.4,300$74K0.0%N/A0.061%Search for SEC Filing on Google Icon
10/5/2022Capital Investment Advisors LLC14,550$0.25M0.0%N/A0.205%Search for SEC Filing on Google Icon
8/11/2022Bard Associates Inc.41,315$0.79M0.3%+4.0%0.582%Search for SEC Filing on Google Icon
7/13/2022Cambridge Investment Research Advisors Inc.16,309$0.31M0.0%+8.8%0.230%Search for SEC Filing on Google Icon
5/20/2022Van Hulzen Asset Management LLC11,100$0.24M0.0%-15.3%0.156%Search for SEC Filing on Google Icon
5/17/2022Greenwich Investment Management Inc.273,007$5.87M3.5%-1.8%3.845%Search for SEC Filing on Google Icon
5/11/2022Bard Associates Inc.39,715$0.85M0.3%+9.7%0.604%Search for SEC Filing on Google Icon
5/11/2022Raymond James Financial Services Advisors Inc.106,389$2.29M0.0%+20.1%1.619%Search for SEC Filing on Google Icon
5/9/2022Oxbow Advisors LLC25,777$0.55M0.1%+16.0%0.392%Search for SEC Filing on Google Icon
5/6/2022Cadent Capital Advisors LLC20,123$0.43M0.2%-6.2%0.306%Search for SEC Filing on Google Icon
5/4/2022Advisor Group Holdings Inc.237,777$5.11M0.0%+4.0%3.619%Search for SEC Filing on Google Icon
4/28/2022Belpointe Asset Management LLC9,626$0.21M0.0%-17.2%0.146%Search for SEC Filing on Google Icon
2/14/2022Greenwich Investment Management Inc.278,129$6.11M4.2%N/A4.232%Search for SEC Filing on Google Icon
2/10/2022Acadian Asset Management LLC4,002$87K0.0%-45.8%0.061%Search for SEC Filing on Google Icon
2/9/2022UMB Bank N A MO2,700$59K0.0%N/A0.041%Search for SEC Filing on Google Icon
2/8/2022Raymond James Financial Services Advisors Inc.88,612$1.95M0.0%N/A1.348%Search for SEC Filing on Google Icon
2/4/2022Van Hulzen Asset Management LLC13,100$0.29M0.0%-20.6%0.199%Search for SEC Filing on Google Icon
2/3/2022Advisor Group Holdings Inc.228,706$5.03M0.0%+0.5%3.480%Search for SEC Filing on Google Icon
Data available starting January 2016

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ArrowMark Financial logo
ArrowMark Financial Corp. is a closed-end balanced mutual fund launched and managed by ArrowMark Asset Management, LLC. It invests in public equity and fixed income markets of global region. For its equity portion, the fund invests in stocks of companies operating across financials, banks sectors. It invests in growth and value stocks of companies across diversified market capitalization. For its fixed income portion, the fund invests in debt and subordinated debt, structured notes and securities, regulatory capital securities which are rated below investment grade. ArrowMark Financial Corp. was formed on February 7, 2013 and is domiciled in the United States.
Read More on ArrowMark Financial

Today's Range

Now: $21.56
Low: $21.46
High: $21.64

50 Day Range

MA: $21.54
Low: $21.01
High: $22.07

52 Week Range

Now: $21.56
Low: $17.99
High: $23.67

Volume

11,255 shs

Average Volume

15,680 shs

Market Capitalization

$153.72 million

P/E Ratio

46.87

Dividend Yield

8.39%

Beta

0.19

Who are the company insiders with the largest holdings of ArrowMark Financial?

ArrowMark Financial's top insider investors include:
  1. Patrick Joseph Farrell (CFO)
  2. John Scott Emrich (Director)
  3. Dana Staggs (President)
Learn More about top insider investors at ArrowMark Financial.

Who are the major institutional investors of ArrowMark Financial?

ArrowMark Financial's top institutional investors include:
  1. Raymond James Financial Inc. — 2.51%
  2. ArrowMark Colorado Holdings LLC — 1.93%
  3. Bard Associates Inc. — 0.38%
  4. Oppenheimer & Co. Inc. — 0.31%
  5. Accurate Wealth Management LLC — 0.20%
  6. Private Advisor Group LLC — 0.13%
Learn More about top institutional investors of ArrowMark Financial stock.

Which institutional investors are selling ArrowMark Financial stock?

Within the last quarter, BANX stock was sold by these institutional investors:
  1. ArrowMark Colorado Holdings LLC
  2. Bard Associates Inc.
  3. Trust Co. of Vermont

Which institutional investors are buying ArrowMark Financial stock?

Within the previous quarter, BANX stock was acquired by institutional investors including:
  1. Accurate Wealth Management LLC
  2. Private Advisor Group LLC
  3. Belpointe Asset Management LLC
  4. Oppenheimer & Co. Inc.
  5. Raymond James Financial Inc.
Within the last year, these company insiders have bought ArrowMark Financial stock:
  1. Patrick Joseph Farrell (CFO)
  2. John Scott Emrich (Director)
Learn More investors buying ArrowMark Financial stock.