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SSSS Insider Trading (SuRo Capital)

Insider Ownership Percentage: 1.16%
Insider Buying (Last 12 Months): $3,092,208.88
Insider Selling (Last 12 Months): $6,044,861.78

SuRo Capital Insider Trading History Chart

SuRo Capital Share Price & Price History

$15.52
▲ +0.28 (1.84%)
As of 04/9/2021 01:00 AM ET
Days: 30 | 90 | 365
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SuRo Capital Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
4/7/2021Robert S BirchMajor ShareholderSell122,651$14.78$1,812,781.782,515,496  
4/5/2021Robert S BirchMajor ShareholderSell111,000$14.23$1,579,530.002,515,496  
3/31/2021Robert S BirchMajor ShareholderSell147,000$13.15$1,933,050.002,726,496  
3/26/2021Robert S BirchMajor ShareholderSell11,000$14.01$154,110.002,884,496  
3/24/2021Robert S BirchMajor ShareholderSell39,400$14.35$565,390.002,884,496  
12/2/2020Mark D KleinCEOBuy1,575$11.41$17,970.75288,250  
11/18/2020Mark D KleinCEOBuy17,109$10.57$180,842.13
11/16/2020Mark D KleinCEOBuy75,000$9.81$735,750.00244,905  
11/10/2020Mark D KleinCEOBuy4,750$8.96$42,560.00167,705  
6/29/2020Robert S BirchMajor ShareholderBuy6,669$9.00$60,021.002,866,176  
6/25/2020Robert S BirchMajor ShareholderBuy16,000$8.80$140,800.002,841,176  
6/23/2020Robert S BirchMajor ShareholderBuy69,000$8.52$587,880.002,765,176  
6/3/2020Robert S BirchMajor ShareholderBuy85,000$6.51$553,350.002,696,176  
6/1/2020Robert S BirchMajor ShareholderBuy60,000$6.28$376,800.00
5/27/2020Robert S BirchMajor ShareholderBuy25,000$6.39$159,750.002,516,176  
5/19/2020Robert S BirchMajor ShareholderBuy5,000$6.21$31,050.002,491,176  
5/15/2020Robert S BirchMajor ShareholderBuy25,000$6.14$153,500.002,486,176  
5/13/2020Mark D. KleinCEOBuy8,500$6.11$51,935.00  
4/8/2020Robert S BirchMajor ShareholderBuy50,000$6.04$302,000.002,411,176  
4/3/2020Robert S BirchMajor ShareholderBuy50,000$5.55$277,500.002,361,176  
3/27/2020Robert S BirchMajor ShareholderBuy30,000$5.54$166,200.002,311,176  
3/23/2020Robert S BirchMajor ShareholderBuy85,000$4.31$366,350.002,196,176  
3/20/2020Robert S BirchMajor ShareholderBuy50,000$4.37$218,500.002,196,176  
3/16/2020Robert S BirchMajor ShareholderBuy25,000$4.82$120,500.002,121,176  
3/13/2020Robert S BirchMajor ShareholderBuy50,000$5.32$266,000.002,121,176  
3/11/2020Robert S BirchMajor ShareholderBuy76,081$6.12$465,615.722,056,176  
3/6/2020Robert S BirchMajor ShareholderBuy90,000$5.67$510,300.00
2/28/2020Robert S BirchMajor ShareholderBuy20,000$5.81$116,200.001,856,176  
2/26/2020Robert S BirchMajor ShareholderBuy75,000$5.89$441,750.00
1/29/2020Robert S BirchMajor ShareholderBuy25,000$6.94$173,500.001,545,000  
1/27/2020Robert S BirchMajor ShareholderBuy25,000$6.82$170,500.001,545,000  
1/21/2020Robert S BirchMajor ShareholderBuy10,000$6.77$67,700.001,545,000  
1/16/2020Robert S BirchMajor ShareholderBuy20,000$6.81$136,200.001,545,000  
1/13/2020Robert S BirchMajor ShareholderBuy25,000$6.90$172,500.001,545,000  
1/8/2020Mark D KleinCEOBuy5,085$6.65$33,815.25139,092  
1/8/2020Robert S BirchMajor ShareholderBuy25,000$6.79$169,750.001,545,000  
1/2/2020Robert S BirchMajor ShareholderBuy25,000$6.60$165,000.001,545,000  
6/17/2019Mark D KleinCEOBuy5,000$6.68$33,400.00
6/11/2019Mark D KleinCEOBuy30,000$6.44$193,200.00120,000  
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SEC Filings (Institutional Ownership Changes) for SuRo Capital (NASDAQ:SSSS)

16.28% of SuRo Capital stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

SuRo Capital Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in Company
2/16/2021M.D. Sass Investors Services Inc.194,631$2.55M0.5%+124.7%0.977%
2/16/2021Ionic Capital Management LLC43,200$0.57M0.1%N/A0.217%
2/16/2021Needham Investment Management LLC391,259$5.12M0.9%N/A1.965%
2/12/2021Kennedy Capital Management Inc.81,426$1.07M0.0%N/A0.409%
2/11/2021B. Riley Wealth Management Inc.14,405$0.19M0.0%-4.8%0.072%
2/11/2021Oppenheimer & Co. Inc.377,722$4.95M0.1%-1.0%1.897%
2/9/2021Wells Fargo & Company MN29,191$0.38M0.0%-27.9%0.147%
2/8/2021Lokken Investment Group LLC11,861$0.16M0.1%N/A0.060%
2/5/2021Gamco Investors INC. ET AL21,800$0.29M0.0%N/A0.109%
2/5/2021BlackRock Inc.116,351$1.52M0.0%+2.4%0.584%
1/29/2021Creative Planning21,957$0.29M0.0%+4.6%0.110%
1/25/2021Janney Montgomery Scott LLC56,000$0.73M0.0%-1.8%0.281%
1/22/2021International Assets Investment Management LLC3,500$46K0.0%N/A0.018%
11/17/2020Paloma Partners Management Co21,033$0.23M0.0%N/A0.106%
11/17/2020Garde Capital Inc.15,000$0.16M0.0%N/A0.075%
11/16/2020ExodusPoint Capital Management LP16,358$0.18M0.0%N/A0.082%
11/13/2020One68 Global Capital LLC30,000$0.33M0.9%N/A0.151%
11/13/2020Morgan Stanley261,370$2.83M0.0%+176.8%1.312%
11/12/2020Thomas J. Herzfeld Advisors Inc.24,000$0.20M0.1%+50.0%0.121%
11/12/2020Arrowstreet Capital Limited Partnership101,614$1.10M0.0%-2.3%0.510%
11/12/2020Kestra Advisory Services LLC14,003$0.15M0.0%N/A0.070%
11/9/2020LPL Financial LLC29,905$0.32M0.0%+42.5%0.178%
11/6/2020BlackRock Inc.113,659$1.23M0.0%N/A0.678%
11/5/2020California Public Employees Retirement System28,400$0.31M0.0%-30.7%0.170%
11/5/2020Wells Fargo & Company MN40,492$0.44M0.0%+23.3%0.242%
11/4/2020Raymond James Financial Services Advisors Inc.12,925$0.14M0.0%-52.2%0.077%
9/15/2020Two Sigma Advisers LP36,526$0.31M0.0%N/A0.218%
8/31/2020Bridgeway Capital Management Inc.119,600$1.01M0.0%+12.2%0.714%
8/17/2020B. Riley Wealth Management Inc.15,449$0.13M0.0%-31.0%0.092%
8/17/2020Gladstone Institutional Advisory LLC20,325$0.17M0.0%N/A0.121%
8/17/2020Intrinsic Edge Capital Management LLC204,982$1.74M0.2%-38.0%1.223%
8/17/2020Jane Street Group LLC10,905$92K0.0%N/A0.065%
8/14/2020Advisor Group Holdings Inc.94,514$0.80M0.0%-1.2%0.564%
8/12/2020Bank of New York Mellon Corp10,090$85K0.0%-25.1%0.051%
8/12/2020Yakira Capital Management Inc.60,322$0.51M0.2%-11.7%0.305%
7/31/2020UBS Group AG51,978$0.44M0.0%-35.5%0.263%
7/17/2020Raymond James Financial Services Advisors Inc.27,032$0.23M0.0%-14.3%0.137%
6/19/2020State of New Jersey Common Pension Fund D154,000$0.90M0.0%-77.3%0.779%
5/18/2020Advisor Group Holdings Inc.95,692$0.54M0.0%N/A0.484%
5/15/2020Tower Research Capital LLC TRC6,024$35K0.0%N/A0.030%
5/15/2020Morgan Stanley79,853$0.47M0.0%-4.6%0.404%
5/15/2020Needham Investment Management LLC401,759$2.35M0.7%-50.0%2.033%
5/14/2020Wells Fargo & Company MN28,142$0.17M0.0%+7.6%0.142%
5/14/2020Yakira Capital Management Inc.68,322$0.40M0.1%N/A0.346%
5/13/2020Thomas J. Herzfeld Advisors Inc.16,000$94K0.1%N/A0.081%
5/8/2020Oppenheimer & Co. Inc.414,722$2.43M0.1%+21.6%2.099%
5/6/2020Bank of New York Mellon Corp13,476$79K0.0%-13.0%0.068%
5/6/2020M.D. Sass Investors Services Inc.46,631$0.27M0.1%+28.0%0.236%
5/1/2020UBS Group AG80,557$0.47M0.0%-75.7%0.408%
4/21/2020Raymond James Financial Services Advisors Inc.31,530$0.19M0.0%-54.7%0.160%
2/17/2020Ladenburg Thalmann Financial Services Inc.87,874$0.58M0.0%-5.1%0.445%
2/14/2020Bank of New York Mellon Corp15,490$0.10M0.0%N/A0.078%
2/14/2020UBS Group AG331,218$2.17M0.0%-15.9%1.676%
2/14/2020Bulldog Investors LLC95,375$0.63M0.3%N/A0.483%
2/13/2020Oxford Asset Management LLP16,711$0.11M0.0%N/A0.085%
2/12/2020Trexquant Investment LP17,602$0.12M0.0%+28.1%0.089%
2/12/2020Advisor Group Inc.6,229$41K0.0%-27.1%0.032%
2/12/2020Raymond James Financial Services Advisors Inc.69,554$0.46M0.0%-4.4%0.352%
2/10/2020Cetera Advisor Networks LLC15,950$100K0.0%-14.0%0.081%
2/4/2020Virtu Financial LLC10,479$69K0.0%N/A0.053%
2/1/2020M.D. Sass Investors Services Inc.36,431$0.24M0.1%-78.1%0.184%
1/31/2020State of New Jersey Common Pension Fund D677,700$4.44M0.0%-59.7%3.430%
1/27/2020California Public Employees Retirement System48,300$0.32M0.0%-5.8%0.244%
1/15/2020Resource America Inc.64,010$0.42M0.4%-78.1%0.324%
11/27/2019Millennium Management LLC193,750$1.21M0.0%N/A0.981%
11/6/2019Cetera Advisor Networks LLC18,550$0.12M0.0%N/A0.094%
10/31/2019Oppenheimer & Co. Inc.341,022$2.13M0.1%N/A1.726%
10/31/2019California Public Employees Retirement System51,300$0.32M0.0%N/A0.260%
10/29/2019Janney Montgomery Scott LLC56,000$0.35M0.0%N/A0.283%
10/29/2019Resource America Inc.292,793$1.83M1.4%N/A1.482%
10/25/2019Beach Point Capital Management LP153,000$0.96M0.4%N/A0.774%
10/23/2019State of New Jersey Common Pension Fund D1,680,000$10.48M0.0%N/A8.502%
10/18/2019New Jersey Better Educational Savings Trust14,000$87K0.1%N/A0.071%
10/18/2019NJ State Employees Deferred Compensation Plan44,000$0.28M0.1%N/A0.223%
10/18/2019Supplemental Annuity Collective Trust of NJ100,000$0.62M0.3%N/A0.506%
10/17/2019Wedbush Securities Inc.12,801$80K0.0%N/A0.065%
Data available starting January 2016

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SuRo Capital logo
Sutter Rock Capital Corp. is specializing in growth capital, B round and beyond, emerging growth, and pre-IPO investments in late stage venture-backed private companies. It makes direct (primary rounds) investments in companies and also makes secondary direct investments. The fund operates as a Business development Company. The fund may also invest in select publicly-traded equity securities of companies that otherwise meet its investment criteria. It seeks to invest in the technology subsectors of social/mobile marketplaces, sustainability, cloud computing and big data, social media, mobile computing and applications, software as a service, Internet commerce, green technology and education technology. The fund invests in the form of non-controlling equity and equity-related investments, including common stock, warrants, preferred stock and similar forms of senior equity, which may or may not be convertible into a portfolio company's common equity, and convertible debt securities with a significant equity component. It will invest in companies based in United States. It generally invests in companies with a market value of over $100 million. Typically, the firm exits its position within 18 months of going public, or 12 months after any relevant lock-up has expired.
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Today's Range

Now: $15.52
$15.35
$16.15

50 Day Range

MA: $13.64
$12.33
$15.24

52 Week Range

Now: $15.52
$5.75
$16.15

Volume

833,599 shs

Average Volume

426,630 shs

Market Capitalization

$313.74 million

P/E Ratio

24.25

Dividend Yield

19.69%

Beta

2.23

Who are the company insiders with the largest holdings of SuRo Capital?

SuRo Capital's top insider shareholders include:
  1. Robert S Birch (Major Shareholder)
  2. Mark D Klein (CEO)
  3. Mark D Klein (CEO)
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