BLK Insider Trading

Insider Ownership Percentage: 1.92%
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $258,834,146.86

BlackRock Insider Trading History Chart

This chart shows the insider buying and selling history at BlackRock by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

BlackRock Share Price & Price History

Current Price: $1,053.10
Price Change: Price Decrease of -8.576 (-0.81%)
As of 05/4/2026 03:59 PM ET

This chart shows the closing price history over time for BLK up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

BlackRock Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
4/28/2026Laurence D. FinkCEOSell33,900$1,050.55$35,613,645.00230,516View SEC Filing Icon  
4/27/2026Robert KapitoPresidentSell8,739$1,056.60$9,233,627.40210,186View SEC Filing Icon  
2/24/2026J. Richard KushelDirectorSell2,000$1,083.05$2,166,100.0061,980View SEC Filing Icon  
2/24/2026J. Richard KushelDirectorSell385$1,084.91$417,690.353,335View SEC Filing Icon  
2/23/2026Stephen CohenDirectorSell225$1,069.56$240,651.005,661View SEC Filing Icon  
2/11/2026Robert L GoldsteinCOOSell5,293$1,084.22$5,738,776.4646,185View SEC Filing Icon  
2/11/2026Stephen CohenDirectorSell2,179$1,073.87$2,339,962.736,543View SEC Filing Icon  
2/10/2026Robert L GoldsteinCOOSell54,190$1,087.29$58,920,245.1051,478View SEC Filing Icon  
1/21/2026J. Richard KushelDirectorSell20,000$1,125.00$22,500,000.0061,894View SEC Filing Icon  
1/16/2026Martin SmallCFOSell27,047$1,171.14$31,675,823.5810,557View SEC Filing Icon  
12/1/2025Martin SmallCFOSell1,258$1,043.38$1,312,572.046,209View SEC Filing Icon  
10/20/2025Rachel LordDirectorSell12,000$1,165.04$13,980,480.007,205View SEC Filing Icon  
7/30/2025J. Richard KushelDirectorSell17,142$1,120.50$19,207,611.0061,369View SEC Filing Icon  
7/25/2025Laurence D. FinkCEOSell12,054$1,125.43$13,565,933.22251,697View SEC Filing Icon  
7/25/2025Rachel LordDirectorSell18,036$1,125.60$20,301,321.6019,205View SEC Filing Icon  
7/24/2025Fabrizio FredaDirectorSell4,434$1,122.81$4,978,539.543,506View SEC Filing Icon  
7/24/2025Laurence D. FinkCEOSell14,828$1,122.28$16,641,167.84263,751View SEC Filing Icon  
4/24/2025J. Richard KushelDirectorSell10,000$912.50$9,125,000.0066,034View SEC Filing Icon  
4/21/2025J. Richard KushelDirectorSell2,000$852.01$1,704,020.0066,034View SEC Filing Icon  
2/28/2025J. Richard KushelDirectorSell430$949.37$408,229.103,720View SEC Filing Icon  
1/30/2025J. Richard KushelDirectorSell10,000$1,072.64$10,726,400.0068,433View SEC Filing Icon  
1/21/2025J. Richard KushelDirectorSell10,000$1,010.00$10,100,000.0068,433View SEC Filing Icon  
12/6/2024Mark WiedmanDirectorSell36,190$1,045.90$37,851,121.006,480View SEC Filing Icon  
12/5/2024Robert L GoldsteinCOOSell54,000$1,046.03$56,485,620.0041,916View SEC Filing Icon  
8/30/2024Mark WiedmanDirectorSell12,000$900.00$10,800,000.006,480View SEC Filing Icon  
8/15/2024Mark WiedmanDirectorSell12,000$875.03$10,500,360.006,480View SEC Filing Icon  
8/12/2024Mark WiedmanDirectorSell11,061$852.95$9,434,479.956,480View SEC Filing Icon  
8/6/2024Laurence D. FinkCEOSell29,450$843.25$24,833,712.50353,718View SEC Filing Icon  
8/2/2024Pamela DaleyDirectorSell1,531$842.08$1,289,224.485,732View SEC Filing Icon  
7/16/2024Mark WiedmanDirectorSell27,000$834.42$22,529,340.006,480View SEC Filing Icon  
5/20/2024Laurence D. FinkCEOSell30,978$807.29$25,008,229.62383,168View SEC Filing Icon  
5/10/2024Mark WiedmanDirectorSell9,000$795.00$7,155,000.006,480View SEC Filing Icon  
2/28/2024Laurence D. FinkCEOSell30,978$809.92$25,089,701.76414,146View SEC Filing Icon  
2/23/2024Rachel LordDirectorSell36,059$818.06$29,498,425.5417,004View SEC Filing Icon  
2/12/2024Stephen CohenDirectorSell950$805.55$765,272.504,437View SEC Filing Icon  
2/7/2024Christopher J. MeadeGeneral CounselSell3,100$793.86$2,460,966.008,628View SEC Filing Icon  
2/5/2024J. Richard KushelDirectorSell520$784.69$408,038.804,150View SEC Filing Icon  
2/5/2024Marc D ComercheroInsiderSell450$785.11$353,299.505,975View SEC Filing Icon  
2/2/2024Martin SmallCFOSell7,036$786.36$5,532,828.965,259View SEC Filing Icon  
2/1/2024J. Richard KushelDirectorSell3,418$781.11$2,669,833.9870,378View SEC Filing Icon  
1/22/2024Christopher J. MeadeGeneral CounselSell18,000$282.54$5,085,660.6011,914View SEC Filing Icon  
11/6/2023Laurence D. FinkCEOSell15,385$652.03$10,031,481.55435,260View SEC Filing Icon  
7/26/2023Laurence D. FinkCEOSell20,200$742.04$14,989,208.00464,125View SEC Filing Icon  
7/18/2023Mark WiedmanDirectorSell2,079$733.82$1,525,611.786,160View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for BlackRock (NYSE:BLK)

80.69% of BlackRock stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at BLK by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

BlackRock Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/4/2026ABC Arbitrage SA271$0.26M0.0%-5.2%0.000%Search for SEC Filing on Google Icon
5/4/2026Calamos Wealth Management LLC268$0.26M0.0%-33.7%0.000%Search for SEC Filing on Google Icon
5/4/2026Calamos Advisors LLC30,357$29.20M0.1%+1.2%0.020%Search for SEC Filing on Google Icon
5/4/2026AMG National Trust Bank1,131$1.09M0.0%-15.5%0.001%Search for SEC Filing on Google Icon
5/4/2026Retirement Planning Group LLC351$0.34M0.0%-4.6%0.000%Search for SEC Filing on Google Icon
5/4/2026Mattern Capital Management LLC10,387$9.99M1.2%-0.2%0.007%Search for SEC Filing on Google Icon
5/4/2026Bryn Mawr Trust Advisors LLC11,152$10.73M0.5%-3.3%0.007%Search for SEC Filing on Google Icon
5/4/2026Archer Investment Corp42$40K0.0%N/A0.000%Search for SEC Filing on Google Icon
5/4/2026WJ Financial Advisors LLC732$0.70M0.6%-2.4%0.000%Search for SEC Filing on Google Icon
5/4/2026HBW Advisory Services LLC369$0.35M0.0%+19.8%0.000%Search for SEC Filing on Google Icon
5/4/2026State of Michigan Retirement System39,171$37.67M0.2%-0.3%0.025%Search for SEC Filing on Google Icon
5/4/2026NWF Advisory Services Inc.475$0.46M0.1%-3.1%0.000%Search for SEC Filing on Google Icon
5/4/2026Principal Financial Group Inc.353,663$340.12M0.2%-1.2%0.227%Search for SEC Filing on Google Icon
5/4/2026Chicago Partners Investment Group LLC1,296$1.38M0.0%+53.9%0.001%Search for SEC Filing on Google Icon
5/4/2026IFC Advisors LLC919$0.88M0.1%-1.8%0.001%Search for SEC Filing on Google Icon
5/4/2026Parr Mcknight Wealth Management Group LLC6,797$6.54M0.9%+1.4%0.004%Search for SEC Filing on Google Icon
5/4/2026Uptick Partners LLC302$0.29M0.1%-7.4%0.000%Search for SEC Filing on Google Icon
5/4/2026J. Safra Sarasin Holding AG30,729$29.55M0.5%-5.5%0.020%Search for SEC Filing on Google Icon
5/4/2026Tradewinds LLC.5,397$5.73M2.1%-5.4%0.003%Search for SEC Filing on Google Icon
5/4/2026Procyon Advisors LLC321$0.31M0.0%-3.6%0.000%Search for SEC Filing on Google Icon
5/2/2026LGT Fund Management Co Ltd.18,871$18.15M0.8%+0.4%0.012%Search for SEC Filing on Google Icon
5/2/2026International Assets Investment Management LLC1,018$0.98M0.0%-5.7%0.001%Search for SEC Filing on Google Icon
5/2/2026Trifecta Capital Advisors LLC5,815$5.59M0.9%+1.2%0.004%Search for SEC Filing on Google Icon
5/2/2026Anchor Investment Management LLC720$0.69M0.1%-3.7%0.000%Search for SEC Filing on Google Icon
5/2/2026Associated Banc Corp29,052$27.94M0.7%+0.6%0.019%Search for SEC Filing on Google Icon
5/2/2026United Bank266$0.26M0.1%-15.8%0.000%Search for SEC Filing on Google Icon
5/2/2026Diversify Wealth Management LLC1,699$1.77M0.0%+254.0%0.001%Search for SEC Filing on Google Icon
5/2/2026Pittenger & Anderson Inc.28,898$27.79M1.1%+0.6%0.019%Search for SEC Filing on Google Icon
5/2/2026Carnegie Investment Counsel43,230$39.83M0.8%+5.9%0.028%Search for SEC Filing on Google Icon
5/2/2026UNIVEST FINANCIAL Corp17,605$16.93M1.0%+1.8%0.011%Search for SEC Filing on Google Icon
5/1/2026180 Wealth Advisors LLC3,445$3.31M0.4%-0.7%0.002%Search for SEC Filing on Google Icon
5/1/2026Welch & Forbes LLC1,721$1.66M0.0%-1.1%0.001%Search for SEC Filing on Google Icon
5/1/2026Lincoln Capital LLC2,309$2.22M0.4%-2.0%0.001%Search for SEC Filing on Google Icon
5/1/2026Commonwealth of Pennsylvania Public School Empls Retrmt SYS33,611$32.32M0.2%+0.1%0.022%Search for SEC Filing on Google Icon
5/1/2026Ferguson Wellman Capital Management Inc.33,826$32.53M0.4%+1.2%0.022%Search for SEC Filing on Google Icon
5/1/2026Riverview Trust Co585$0.56M0.7%-2.0%0.000%Search for SEC Filing on Google Icon
5/1/2026Citizens Financial Group Inc. RI3,650$3.51M0.0%-14.4%0.002%Search for SEC Filing on Google Icon
5/1/2026Midwest Trust Co3,182$3.06M0.0%-9.2%0.002%Search for SEC Filing on Google Icon
5/1/2026Fifth Third Bancorp116,149$111.70M0.2%+65.0%0.075%Search for SEC Filing on Google Icon
5/1/2026Rossmore Private Capital6,226$5.99M0.5%-0.2%0.004%Search for SEC Filing on Google Icon
5/1/2026American Trust2,552$2.45M0.2%-7.5%0.002%Search for SEC Filing on Google Icon
5/1/2026Van Cleef Asset Management Inc3,317$3.19M0.3%-1.3%0.002%Search for SEC Filing on Google Icon
5/1/2026Farrow Financial Inc.2,200$2.12M1.2%-4.3%0.001%Search for SEC Filing on Google Icon
5/1/2026Simplicity Wealth LLC808$0.78M0.0%+10.4%0.001%Search for SEC Filing on Google Icon
5/1/2026Candriam S.C.A.14,880$14.31M0.1%-60.2%0.010%Search for SEC Filing on Google Icon
5/1/2026Osprey Private Wealth LLC9,882$9.50M2.8%+8.2%0.006%Search for SEC Filing on Google Icon
5/1/2026Conning Inc.38,102$36.64M1.2%+22.1%0.024%Search for SEC Filing on Google Icon
5/1/2026Sequoia Financial Advisors LLC47,403$45.59M0.3%+8.3%0.030%Search for SEC Filing on Google Icon
5/1/2026Relyea Zuckerberg Hanson LLC705$0.68M0.1%-46.9%0.000%Search for SEC Filing on Google Icon
5/1/2026Manning & Napier Advisors LLC107,392$103.28M1.5%-6.7%0.069%Search for SEC Filing on Google Icon
5/1/2026DMC Group LLC1,255$1.21M0.8%-26.5%0.001%Search for SEC Filing on Google Icon
4/30/2026Equitable Trust Co.2,859$2.75M0.1%-0.6%0.002%Search for SEC Filing on Google Icon
4/30/2026Texas Bank & Trust Co921$0.89M0.3%-26.3%0.001%Search for SEC Filing on Google Icon
4/30/2026Griffin Asset Management Inc.1,430$1.38M0.2%-2.5%0.001%Search for SEC Filing on Google Icon
4/30/2026Beacon Financial Group4,921$4.73M0.5%-4.6%0.003%Search for SEC Filing on Google Icon
4/30/2026First Horizon Corp2,576$2.48M0.1%-3.0%0.002%Search for SEC Filing on Google Icon
4/30/2026Mosaic Family Wealth Partners LLC404$0.39M0.0%N/A0.000%Search for SEC Filing on Google Icon
4/30/2026Stronghold Wealth Management L.L.C.359$0.35M0.5%+2.9%0.000%Search for SEC Filing on Google Icon
4/30/2026Kestra Advisory Services LLC20,986$20.18M0.1%-8.0%0.013%Search for SEC Filing on Google Icon
4/30/2026Money Concepts Capital Corp1,192$1.15M0.1%+5.5%0.001%Search for SEC Filing on Google Icon
4/30/2026Fidelity D & D Bancorp Inc.278$0.27M0.1%-4.1%0.000%Search for SEC Filing on Google Icon
4/30/2026Granite Investment Partners LLC7,463$7.18M0.4%-0.7%0.005%Search for SEC Filing on Google Icon
4/30/2026Sumitomo Mitsui Trust Group Inc.330,315$317.67M0.2%-4.7%0.212%Search for SEC Filing on Google Icon
4/30/2026Resona Asset Management Co. Ltd.46,558$44.53M0.2%+2.3%0.030%Search for SEC Filing on Google Icon
4/30/2026Griffith & Werner Inc.721$0.69M0.3%-2.6%0.000%Search for SEC Filing on Google Icon
4/30/2026Munich Reinsurance Co Stock Corp in Munich304$0.29M0.0%-97.4%0.000%Search for SEC Filing on Google Icon
4/30/2026Personal CFO Solutions LLC825$0.79M0.1%-13.1%0.001%Search for SEC Filing on Google Icon
4/30/2026CFS Investment Advisory Services LLC308$0.32M0.0%+15.8%0.000%Search for SEC Filing on Google Icon
4/30/2026First Interstate Bank505$0.49M0.0%-9.7%0.000%Search for SEC Filing on Google Icon
4/30/2026Oregon Public Employees Retirement Fund16,540$15.91M0.2%+0.3%0.011%Search for SEC Filing on Google Icon
4/30/2026Staley Capital Advisers Inc.412$0.40M0.0%N/A0.000%Search for SEC Filing on Google Icon
4/30/2026Nichols & Pratt Advisers LLP MA280$0.27M0.0%-38.5%0.000%Search for SEC Filing on Google Icon
4/30/2026Sageworth Trust Co358$0.34M0.0%-36.6%0.000%Search for SEC Filing on Google Icon
4/30/2026Farmers & Merchants Trust Co of Chambersburg PA1,227$1.18M0.3%-6.3%0.001%Search for SEC Filing on Google Icon
4/30/2026Quantum Portfolio Management LLC212$0.20M0.0%N/A0.000%Search for SEC Filing on Google Icon
4/29/2026Lmcg Investments LLC568$0.55M0.0%-14.5%0.000%Search for SEC Filing on Google Icon
4/29/2026Penobscot Investment Management Company Inc.4,902$4.72M0.4%+2.7%0.003%Search for SEC Filing on Google Icon
4/29/2026Richmond Investment Services LLC238$0.23M0.0%+14.4%0.000%Search for SEC Filing on Google Icon
4/29/2026Virginia Wealth Management Group Inc.5,092$4.90M2.6%+1.7%0.003%Search for SEC Filing on Google Icon
4/29/2026Axxcess Wealth Management LLC3,918$3.77M0.1%-2.5%0.003%Search for SEC Filing on Google Icon
4/29/2026Marino Stram & Associates LLC3,691$3.55M0.6%+0.5%0.002%Search for SEC Filing on Google Icon
4/29/2026Montag A & Associates Inc.2,280$2.19M0.1%+118.4%0.001%Search for SEC Filing on Google Icon
4/29/2026Nicholas Hoffman & Company LLC.1,226$1.18M0.0%+3.3%0.001%Search for SEC Filing on Google Icon
4/29/2026Renasant Bank373$0.36M0.3%+37.6%0.000%Search for SEC Filing on Google Icon
4/29/2026Navalign LLC1,875$1.80M0.5%+5.2%0.001%Search for SEC Filing on Google Icon
4/29/2026Jackson Thornton Wealth Management LLC219$0.22M0.0%N/A0.000%Search for SEC Filing on Google Icon
4/29/2026Addison Capital Co3,808$3.66M0.7%-0.5%0.002%Search for SEC Filing on Google Icon
4/29/2026Hartline Investment Corp297$0.29M0.0%-88.4%0.000%Search for SEC Filing on Google Icon
4/29/2026Pioneer Trust Bank N A OR9,727$9.36M2.3%+2.3%0.006%Search for SEC Filing on Google Icon
4/29/2026Resonant Capital Advisors LLC936$0.90M0.0%+8.3%0.001%Search for SEC Filing on Google Icon
4/29/2026Centerpoint Advisory Group944$0.91M0.7%-17.5%0.001%Search for SEC Filing on Google Icon
4/29/2026Clare Market Investments LLC255$0.25M0.1%N/A0.000%Search for SEC Filing on Google Icon
4/29/2026Montz Harcus Wealth Management LLC226$0.22M0.1%N/A0.000%Search for SEC Filing on Google Icon
4/29/2026Swedbank AB88,716$85.32M0.1%-0.4%0.057%Search for SEC Filing on Google Icon
4/29/2026Integrated Advisors Network LLC3,978$3.83M0.2%-15.9%0.003%Search for SEC Filing on Google Icon
4/29/2026Sage Rhino Capital LLC1,266$1.22M0.2%+2.7%0.001%Search for SEC Filing on Google Icon
4/29/2026Baxter Bros Inc.3,294$3.17M0.4%+8.4%0.002%Search for SEC Filing on Google Icon
4/29/2026Dumont & Blake Investment Advisors LLC3,490$3.36M0.8%-2.1%0.002%Search for SEC Filing on Google Icon
4/29/2026Beacon Bank & Trust4,015$3.86M0.8%-4.6%0.003%Search for SEC Filing on Google Icon
4/28/2026Busey Bank2,221$2.14M0.1%-1.6%0.001%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
BlackRock logo
BlackRock, Inc. is a publicly owned investment manager. The firm primarily provides its services to institutional, intermediary, and individual investors including corporate, public, union, and industry pension plans, insurance companies, third-party mutual funds, endowments, public institutions, governments, foundations, charities, sovereign wealth funds, corporations, official institutions, and banks. It also provides global risk management and advisory services. The firm manages separate client-focused equity, fixed income, and balanced portfolios. It also launches and manages open-end and closed-end mutual funds, offshore funds, unit trusts, and alternative investment vehicles including structured funds. The firm launches equity, fixed income, balanced, and real estate mutual funds. It also launches equity, fixed income, balanced, currency, commodity, and multi-asset exchange traded funds. The firm also launches and manages hedge funds. It invests in the public equity, fixed income, real estate, currency, commodity, and alternative markets across the globe. The firm primarily invests in growth and value stocks of small-cap, mid-cap, SMID-cap, large-cap, and multi-cap companies. It also invests in dividend-paying equity securities. The firm invests in investment grade municipal securities, government securities including securities issued or guaranteed by a government or a government agency or instrumentality, corporate bonds, and asset-backed and mortgage-backed securities. It employs fundamental and quantitative analysis with a focus on bottom-up and top-down approach to make its investments. The firm employs liquidity, asset allocation, balanced, real estate, and alternative strategies to make its investments. In real estate sector, it seeks to invest in Poland and Germany. The firm benchmarks the performance of its portfolios against various S&P, Russell, Barclays, MSCI, Citigroup, and Merrill Lynch indices. BlackRock, Inc. was founded in 1988 and is based in New York City with additional offices in Boston, Massachusetts; London, United Kingdom; Gurgaon, India; Hong Kong; Greenwich, Connecticut; Princeton, New Jersey; Edinburgh, United Kingdom; Sydney, Australia; Taipei, Taiwan; Singapore; Sao Paulo, Brazil; Philadelphia, Pennsylvania; Washington, District of Columbia; Toronto, Canada; Wilmington, Delaware; and San Francisco, California.
Read More on BlackRock

Today's Range

Now: $1,053.10
Low: $1,049.89
High: $1,068.50

50 Day Range

MA: $1,007.89
Low: $922.14
High: $1,095.68

52 Week Range

Now: $1,053.10
Low: $906.57
High: $1,219.94

Volume

424,528 shs

Average Volume

701,374 shs

Market Capitalization

$163.80 billion

P/E Ratio

26.43

Dividend Yield

2.16%

Beta

1.44

Who are the company insiders with the largest holdings of BlackRock?

BlackRock's top insider investors include:
  1. Laurence Fink (CEO)
  2. Laurence Fink (Chairman)
  3. Susan Wagner (Director)
  4. James Grosfeld (Director)
  5. Robert Kapito (President)
  6. J Richard Kushel (Director)
  7. Robert Goldstein (Director)
  8. Robert L Goldstein (COO)
  9. Robert W Fairbairn (Director)
  10. Robert L Goldstein (COO)
Learn More about top insider investors at BlackRock.

Who are the major institutional investors of BlackRock?

BlackRock's top institutional shareholders include:
  1. Sumitomo Mitsui Trust Group Inc. — 0.21%
  2. Pictet Asset Management Holding SA — 0.09%
  3. Assenagon Asset Management S.A. — 0.08%
  4. Fifth Third Bancorp — 0.07%
  5. New York State Teachers Retirement System — 0.07%
  6. Manning & Napier Advisors LLC — 0.07%
Learn More about top institutional investors of BlackRock stock.

Which institutional investors are selling BlackRock stock?

During the previous quarter, BLK stock was sold by these institutional investors:
  1. Montrusco Bolton Investments Inc.
  2. Assenagon Asset Management S.A.
  3. ABN AMRO Bank N.V.
  4. Pictet Asset Management Holding SA
  5. Candriam S.C.A.
  6. Sumitomo Mitsui Trust Group Inc.
  7. Munich Reinsurance Co Stock Corp in Munich
  8. Lansforsakringar Fondforvaltning AB publ
During the last year, company insiders that have sold BlackRock company stock include:
  1. Laurence Fink (CEO)
  2. Robert Kapito (President)
  3. J Richard Kushel (Director)
  4. Robert L Goldstein (COO)
  5. Rachel Lord (Director)
  6. Martin Small (CFO)
  7. Stephen Cohen (Director)
  8. Fabrizio Freda (Director)
Learn More investors selling BlackRock stock.

Which institutional investors are buying BlackRock stock?

During the previous quarter, BLK stock was acquired by institutional investors including:
  1. Fifth Third Bancorp
  2. Fjarde AP Fonden Fourth Swedish National Pension Fund
  3. OP Asset Management Ltd
  4. iA Global Asset Management Inc.
  5. Louisiana State Employees Retirement System
  6. Y Intercept Hong Kong Ltd
  7. Conning Inc.
  8. Janney Montgomery Scott LLC