COF Insider Trading

Insider Ownership Percentage: 1.27%
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $14,085,849.96

Capital One Financial Insider Trading History Chart

This chart shows the insider buying and selling history at Capital One Financial by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Capital One Financial Share Price & Price History

Current Price: $93.47
Price Change: Price Decrease of -0.56 (-0.60%)
As of 12/7/2022 04:34 PM ET

This chart shows the closing price history over time for COF up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

Capital One Financial Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
11/2/2022Richard D. FairbankCEOSell12,538$106.12$1,330,532.563,757,022View SEC Filing Icon  
10/31/2022Richard D. FairbankCEOSell12,538$106.24$1,332,037.123,757,022View SEC Filing Icon  
10/28/2022Mark Daniel MouadebInsiderSell940$105.00$98,700.0011,303View SEC Filing Icon  
9/15/2022Mark Daniel MouadebInsiderSell600$100.94$60,564.0012,243View SEC Filing Icon  
8/29/2022Timothy P GoldenInsiderSell322$108.85$35,049.7011,392View SEC Filing Icon  
8/8/2022Richard D. FairbankCEOSell12,538$107.96$1,353,602.483,758,863View SEC Filing Icon  
8/5/2022Richard D. FairbankCEOSell12,538$105.75$1,325,893.503,758,863View SEC Filing Icon  
8/3/2022Richard D. FairbankCEOSell12,538$108.36$1,358,617.683,758,863View SEC Filing Icon  
8/1/2022Richard D. FairbankCEOSell12,538$107.19$1,343,948.223,758,863View SEC Filing Icon  
7/29/2022Kara WestInsiderSell2,778$109.67$304,663.268,344View SEC Filing Icon  
7/28/2022Richard D. FairbankCEOSell12,538$108.50$1,360,373.003,758,863View SEC Filing Icon  
7/25/2022Richard D. FairbankCEOSell12,538$108.79$1,364,009.023,758,863View SEC Filing Icon  
5/26/2022Sheldon HallInsiderSell14,504$125.00$1,813,000.0068,337View SEC Filing Icon  
5/13/2022Neal BlindeInsiderSell24$117.38$2,817.12142,644View SEC Filing Icon  
1/31/2022Ann F. HackettDirectorSell1$142.62$142.62View SEC Filing Icon  
1/27/2022Matthew W. CooperGeneral CounselSell6,767$146.82$993,530.94View SEC Filing Icon  
1/27/2022Richard D. FairbankCEOSell57$146.82$8,368.74View SEC Filing Icon  
9/27/2021Sanjiv YajnikInsiderSell451$170.00$76,670.00View SEC Filing Icon  
9/23/2021John G. Finneran, Jr.InsiderSell20,000$165.37$3,307,400.00View SEC Filing Icon  
8/26/2021Robert M. AlexanderInsiderSell12,267$174.23$2,137,279.41View SEC Filing Icon  
7/27/2021Michael C. SlocumInsiderSell53,817$161.80$8,707,590.6081,092View SEC Filing Icon  
7/27/2021Richard D. FairbankCEOSell218,989$161.81$35,434,610.09View SEC Filing Icon  
6/7/2021Jory A. BersonInsiderSell24,435$164.41$4,017,358.35View SEC Filing Icon  
5/4/2021Michael C. SlocumInsiderSell6,354$148.19$941,599.2663,042View SEC Filing Icon  
4/29/2021Kevin S. BorgmannCEOSell16,778$146.93$2,465,191.5456,856View SEC Filing Icon  
4/29/2021Kevin S. BorgmannCEOSell16,778$146.93$2,465,191.5456,856View SEC Filing Icon  
4/14/2021Frank G. Laprade, IIIInsiderSell31,903$135.02$4,307,543.0695,812View SEC Filing Icon  
3/8/2021John G. Finneran, Jr.InsiderSell45,527$129.34$5,888,462.1857,833View SEC Filing Icon  
3/4/2021Frank G. Laprade, IIIInsiderSell39,909$124.80$4,980,643.2088,676View SEC Filing Icon  
1/6/2021Robert M. AlexanderInsiderSell30,645$104.00$3,187,080.0081,745View SEC Filing Icon  
12/21/2020Frank G. Laprade, IIIInsiderSell32,603$95.00$3,097,285.0084,110View SEC Filing Icon  
12/9/2020Michael J. WassmerInsiderSell1,965$95.00$186,675.0091,247View SEC Filing Icon  
11/13/2020Richard D. FairbankCEOSell62,255$84.26$5,245,606.30
11/11/2020Richard D. FairbankCEOSell91,845$87.09$7,998,781.05
11/6/2020Richard D. FairbankCEOSell31,910$78.81$2,514,827.103,597,003View SEC Filing Icon  
11/4/2020Richard D. FairbankCEOSell32,490$75.80$2,462,742.003,590,797View SEC Filing Icon  
11/2/2020Richard D. FairbankCEOSell32,728$74.83$2,449,036.243,575,626View SEC Filing Icon  
10/29/2020Richard D. FairbankCEOSell33,275$72.14$2,400,458.503,560,941View SEC Filing Icon  
10/27/2020Richard D. FairbankCEOSell32,796$74.22$2,434,119.123,560,941View SEC Filing Icon  
10/5/2020Michael J. WassmerInsiderSell13,784$78.00$1,075,152.00View SEC Filing Icon  
8/14/2020Timothy P. GoldenInsiderSell5,724$69.11$395,585.64View SEC Filing Icon  
5/14/2020Timothy P. GoldenInsiderSell3,334$57.63$192,138.42View SEC Filing Icon  
3/19/2020Kleber SantosInsiderSell2,263$43.08$97,490.0422,304View SEC Filing Icon  
1/22/2020Sanjiv YajnikInsiderSell13,925$107.01$1,490,114.2597,148View SEC Filing Icon  
12/20/2019Bradford H WarnerDirectorSell8,113$104.36$846,672.6847,543View SEC Filing Icon  
12/16/2019Sanjiv YajnikInsiderSell57,616$105.00$6,049,680.00View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for Capital One Financial (NYSE:COF)

88.44% of Capital One Financial stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at COF by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Capital One Financial Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/23/2022Toroso Investments LLC15,771$1.45M0.1%+10.7%0.004%Search for SEC Filing on Google Icon
11/23/2022Eagle Bay Advisors LLC458$42K0.0%-43.3%0.000%Search for SEC Filing on Google Icon
11/22/2022CVA Family Office LLC797$73K0.0%-56.5%0.000%Search for SEC Filing on Google Icon
11/22/2022B. Riley Wealth Advisors Inc.8,733$0.81M0.0%+140.0%0.002%Search for SEC Filing on Google Icon
11/22/2022Teachers Retirement System of The State of Kentucky36,069$3.33M0.0%N/A0.009%Search for SEC Filing on Google Icon
11/22/2022Seaport Global Advisors LLC1,299$0.12M0.5%-16.5%0.000%Search for SEC Filing on Google Icon
11/21/2022FourThought Financial LLC1,707$0.16M0.0%-19.7%0.000%Search for SEC Filing on Google Icon
11/21/202217 Capital Partners LLC12,519$1.15M1.6%+9.7%0.003%Search for SEC Filing on Google Icon
11/21/2022California State Teachers Retirement System655,678$60.43M0.1%-5.4%0.172%Search for SEC Filing on Google Icon
11/18/2022Industrial Alliance Investment Management Inc.24,897$2.30M0.1%-9.0%0.007%Search for SEC Filing on Google Icon
11/18/2022National Pension Service697,313$65.32M0.1%+3.0%0.183%Search for SEC Filing on Google Icon
11/17/2022M&T Bank Corp150,197$13.85M0.1%-0.8%0.039%Search for SEC Filing on Google Icon
11/16/2022Clarkston Capital Partners LLC263,093$24.25M0.5%-1.1%0.069%Search for SEC Filing on Google Icon
11/16/2022Glenmede Trust Co. NA165,694$15.27M0.1%-5.6%0.043%Search for SEC Filing on Google Icon
11/16/2022Captrust Financial Advisors25,974$2.39M0.0%+2.0%0.007%Search for SEC Filing on Google Icon
11/16/2022Kentucky Retirement Systems Insurance Trust Fund13,755$1.27M0.1%+2.4%0.004%Search for SEC Filing on Google Icon
11/16/2022Kentucky Retirement Systems30,044$2.77M0.1%+3.0%0.008%Search for SEC Filing on Google Icon
11/16/2022Almanack Investment Partners LLC.740$69K0.0%-62.4%0.000%Search for SEC Filing on Google Icon
11/16/2022Ascent Group LLC3,026$0.32M0.0%-31.8%0.001%Search for SEC Filing on Google Icon
11/16/2022Baird Financial Group Inc.49,061$4.52M0.0%+92.6%0.013%Search for SEC Filing on Google Icon
11/16/2022CIBC Private Wealth Group LLC29,758$2.74M0.0%-0.7%0.008%Search for SEC Filing on Google Icon
11/16/2022Clearstead Advisors LLC2,146$0.20M0.0%+6.7%0.001%Search for SEC Filing on Google Icon
11/16/2022Kingsview Wealth Management LLC3,884$0.36M0.0%+8.5%0.001%Search for SEC Filing on Google Icon
11/16/2022Meiji Yasuda Asset Management Co Ltd.4,759$0.44M0.0%-14.4%0.001%Search for SEC Filing on Google Icon
11/16/2022MidWestOne Financial Group Inc.11,129$1.03M0.3%-1.1%0.003%Search for SEC Filing on Google Icon
11/16/2022Thornburg Investment Management Inc.484,858$44.69M0.8%+1.2%0.127%Search for SEC Filing on Google Icon
11/16/2022Wealthsource Partners LLC2,665$0.25M0.0%+33.5%0.001%Search for SEC Filing on Google Icon
11/16/2022BNP Paribas Arbitrage SNC200,031$18.44M0.0%+32.4%0.052%Search for SEC Filing on Google Icon
11/15/2022Neuberger Berman Group LLC17,394$1.61M0.0%-12.1%0.005%Search for SEC Filing on Google Icon
11/15/2022IMA Wealth Inc.10,334$0.95M0.3%-51.5%0.003%Search for SEC Filing on Google Icon
11/15/2022Alliancebernstein L.P.703,210$64.82M0.0%-15.2%0.184%Search for SEC Filing on Google Icon
11/15/2022State Street Corp17,678,652$1.63B0.1%-3.6%4.632%Search for SEC Filing on Google Icon
11/15/2022Verdence Capital Advisors LLC3,195$0.29M0.0%-6.0%0.001%Search for SEC Filing on Google Icon
11/15/2022Blume Capital Management Inc.58,204$5.37M2.0%+0.9%0.015%Search for SEC Filing on Google Icon
11/15/2022EPG Wealth Management LLC4,315$0.40M0.2%+37.3%0.001%Search for SEC Filing on Google Icon
11/15/2022Public Employees Retirement System of Ohio242,040$22.31M0.1%-7.5%0.063%Search for SEC Filing on Google Icon
11/15/2022Jacobs Levy Equity Management Inc.204,024$18.81M0.1%+14.4%0.053%Search for SEC Filing on Google Icon
11/15/2022Public Employees Retirement Association of Colorado68,447$6.31M0.0%+2.7%0.018%Search for SEC Filing on Google Icon
11/15/2022Colony Group LLC154,868$14.27M0.3%+4.6%0.041%Search for SEC Filing on Google Icon
11/15/2022Mercer Global Advisors Inc. ADV69,201$6.38M0.0%+23.7%0.018%Search for SEC Filing on Google Icon
11/15/2022Stokes Family Office LLC2,435$0.22M0.0%-8.7%0.001%Search for SEC Filing on Google Icon
11/15/2022Surevest LLC9,312$0.86M0.2%+21.9%0.002%Search for SEC Filing on Google Icon
11/15/2022Thrivent Financial for Lutherans510,489$47.05M0.1%+0.1%0.134%Search for SEC Filing on Google Icon
11/15/2022Two Sigma Advisers LP4,200$0.39M0.0%-64.7%0.001%Search for SEC Filing on Google Icon
11/15/2022Two Sigma Investments LP246,248$22.70M0.1%N/A0.065%Search for SEC Filing on Google Icon
11/15/2022Teza Capital Management LLC23,353$2.15M0.4%N/A0.006%Search for SEC Filing on Google Icon
11/15/2022Trust Asset Management LLC4,517$0.42M0.1%+3.7%0.001%Search for SEC Filing on Google Icon
11/15/2022UBS Asset Management Americas Inc.1,687,428$155.53M0.1%-13.9%0.442%Search for SEC Filing on Google Icon
11/15/2022Utah Retirement Systems68,182$6.29M0.1%-3.4%0.018%Search for SEC Filing on Google Icon
11/15/2022Vanguard Group Inc.31,246,682$2.88B0.1%-1.5%8.186%Search for SEC Filing on Google Icon
11/15/2022Pathstone Family Office LLC15,714$1.45M0.0%+54.4%0.004%Search for SEC Filing on Google Icon
11/15/2022Prelude Capital Management LLC6,959$0.64M0.0%N/A0.002%Search for SEC Filing on Google Icon
11/15/2022Premier Asset Management LLC3,515$0.32M0.3%N/A0.001%Search for SEC Filing on Google Icon
11/15/2022Price T Rowe Associates Inc. MD972,149$89.60M0.0%-38.7%0.255%Search for SEC Filing on Google Icon
11/15/2022Putnam Investments LLC1,629,078$150.15M0.3%+5.3%0.427%Search for SEC Filing on Google Icon
11/15/2022Patient Capital Management LLC28,700$2.65M1.3%-7.6%0.008%Search for SEC Filing on Google Icon
11/15/2022Petrus Trust Company LTA3,534$0.33M0.0%+62.8%0.001%Search for SEC Filing on Google Icon
11/15/2022Prana Capital Management LP403,132$37.16M2.5%+61.8%0.106%Search for SEC Filing on Google Icon
11/15/2022Quadrature Capital Ltd183,094$16.89M0.6%+323.2%0.048%Search for SEC Filing on Google Icon
11/15/2022Quantamental Technologies LLC3,087$0.29M0.1%N/A0.001%Search for SEC Filing on Google Icon
11/15/2022Quinn Opportunity Partners LLC7,408$0.68M0.1%+85.2%0.002%Search for SEC Filing on Google Icon
11/15/2022Leelyn Smith LLC662$61K0.0%N/A0.000%Search for SEC Filing on Google Icon
11/15/2022Lido Advisors LLC3,544$0.33M0.0%+3.7%0.001%Search for SEC Filing on Google Icon
11/15/2022Livforsakringsbolaget Skandia Omsesidigt28,257$2.60M0.3%-21.8%0.007%Search for SEC Filing on Google Icon
11/15/2022Edgar Lomax Co. VA349,045$32.17M2.2%-26.5%0.091%Search for SEC Filing on Google Icon
11/15/2022EJF Capital LLC15,752$1.45M0.2%-13.2%0.004%Search for SEC Filing on Google Icon
11/15/2022Evergreen Capital Management LLC2,554$0.24M0.0%-13.9%0.001%Search for SEC Filing on Google Icon
11/15/2022Echo Street Capital Management LLC2,857$0.26M0.0%-34.8%0.001%Search for SEC Filing on Google Icon
11/15/2022Edgestream Partners L.P.8,145$0.75M0.1%N/A0.002%Search for SEC Filing on Google Icon
11/15/2022Engineers Gate Manager LP7,919$0.73M0.0%-37.7%0.002%Search for SEC Filing on Google Icon
11/15/2022Ensign Peak Advisors Inc369,273$34.04M0.1%-5.6%0.097%Search for SEC Filing on Google Icon
11/15/2022Ethic Inc.27,276$2.51M0.2%+4.2%0.007%Search for SEC Filing on Google Icon
11/15/2022Federated Hermes Inc.794,897$73.27M0.2%-1.9%0.208%Search for SEC Filing on Google Icon
11/15/2022First Manhattan Co.532,901$49.12M0.2%-4.5%0.140%Search for SEC Filing on Google Icon
11/15/2022First Trust Advisors LP1,908,511$175.91M0.2%+7.1%0.500%Search for SEC Filing on Google Icon
11/15/2022Bank OZK11,848$1.09M0.6%+1.6%0.003%Search for SEC Filing on Google Icon
11/15/2022Bank of New York Mellon Corp3,258,244$300.31M0.1%-7.1%0.854%Search for SEC Filing on Google Icon
11/15/2022Belpointe Asset Management LLC1,427$0.13M0.0%+11.4%0.000%Search for SEC Filing on Google Icon
11/15/2022Bison Wealth LLC4,661$0.43M0.2%N/A0.001%Search for SEC Filing on Google Icon
11/15/2022BlackRock Inc.29,419,736$2.71B0.1%-1.1%7.708%Search for SEC Filing on Google Icon
11/15/2022Blueshift Asset Management LLC6,162$0.57M0.1%-71.4%0.002%Search for SEC Filing on Google Icon
11/15/2022Brandywine Global Investment Management LLC108,464$10M0.1%-12.3%0.028%Search for SEC Filing on Google Icon
11/15/2022Caisse DE Depot ET Placement DU Quebec174,516$16.09M0.0%-2.5%0.046%Search for SEC Filing on Google Icon
11/15/2022Cantor Fitzgerald L. P.22,345$2.06M0.0%-86.1%0.006%Search for SEC Filing on Google Icon
11/15/2022Carlson Capital L P277,931$25.62M1.9%+832.7%0.073%Search for SEC Filing on Google Icon
11/15/2022Cary Street Partners Investment Advisory LLC7,222$0.67M0.1%+18.2%0.002%Search for SEC Filing on Google Icon
11/15/2022CI Investments Inc.55,019$5.07M0.0%+112,183.7%0.014%Search for SEC Filing on Google Icon
11/15/2022Cigna Investments Inc. New4,766$0.44M0.1%-8.4%0.001%Search for SEC Filing on Google Icon
11/15/2022Commonwealth Equity Services LLC143,028$13.18M0.0%+5.2%0.037%Search for SEC Filing on Google Icon
11/14/2022United Capital Financial Advisers LLC109,457$10.09M0.1%-3.4%0.029%Search for SEC Filing on Google Icon
11/14/2022Wealthspire Advisors LLC3,820$0.35M0.0%+19.2%0.001%Search for SEC Filing on Google Icon
11/14/2022AlphaCrest Capital Management LLC2,527$0.23M0.0%-90.1%0.001%Search for SEC Filing on Google Icon
11/14/2022Macquarie Group Ltd.472,523$43.55M0.1%-14.2%0.124%Search for SEC Filing on Google Icon
11/14/2022Gabelli Funds LLC10,860$1M0.0%+20.9%0.003%Search for SEC Filing on Google Icon
11/14/2022Worth Venture Partners LLC6,664$0.61M0.4%N/A0.002%Search for SEC Filing on Google Icon
11/14/2022Royal Bank of Canada961,797$88.65M0.0%-2.5%0.252%Search for SEC Filing on Google Icon
11/14/2022Allstate Corp9,282$0.86M0.0%-46.6%0.002%Search for SEC Filing on Google Icon
11/14/2022Eaton Vance Management574,290$52.93M0.1%+84.2%0.150%Search for SEC Filing on Google Icon
11/14/2022683 Capital Management LLC180,000$16.59M1.3%+260.0%0.047%Search for SEC Filing on Google Icon
11/14/2022Guggenheim Capital LLC37,527$3.46M0.0%-2.0%0.010%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Capital One Financial logo
Capital One Financial Corporation operates as the financial services holding company for the Capital One Bank (USA), National Association; and Capital One, National Association, which provides various financial products and services in the United States, Canada, and the United Kingdom. It operates through three segments: Credit Card, Consumer Banking, and Commercial Banking. The company accepts checking accounts, money market deposits, negotiable order of withdrawals, savings deposits, and time deposits. Its loan products include credit card loans; auto and retail banking loans; and commercial and multifamily real estate, and commercial and industrial loans. The company also offers credit and debit card products; online direct banking services; and treasury management and depository services. It serves consumers, small businesses, and commercial clients through digital channels, branches, cafés, and other distribution channels located in New York, Louisiana, Texas, Maryland, Virginia, New Jersey, and California. Capital One Financial Corporation was founded in 1988 and is headquartered in McLean, Virginia.
Read More on Capital One Financial

Today's Range

Now: $93.47
Low: $92.82
High: $94.94

50 Day Range

MA: $100.07
Low: $91.39
High: $116.25

52 Week Range

Now: $93.47
Low: $90.27
High: $162.40

Volume

85,410 shs

Average Volume

2,548,323 shs

Market Capitalization

$35.68 billion

P/E Ratio

4.63

Dividend Yield

2.53%

Beta

1.41

Who are the company insiders with the largest holdings of Capital One Financial?

Capital One Financial's top insider shareholders include:
  1. Richard D Fairbank (CEO)
  2. Neal Blinde (Insider)
  3. Frank G LapradeIii (Insider)
  4. Michael J Wassmer (Insider)
  5. Robert M Alexander (Insider)
  6. Michael Slocum (Insider)
  7. Sheldon Hall (Insider)
  8. John G Finneran Jr (Insider)
  9. Kevin S Borgmann (CEO)
  10. Mark Daniel Mouadeb (Insider)
  11. Timothy P Golden (Insider)
  12. Kara West (Insider)
  13. Ann F Hackett (Director)
  14. Jory A Berson (Insider)
  15. Matthew W Cooper (General Counsel)
  16. Yajnik Sanjiv (Insider)
Learn More about top insider investors at Capital One Financial.

Who are the major institutional investors of Capital One Financial?

Capital One Financial's top institutional investors include:
  1. Vanguard Group Inc. — 8.19%
  2. BlackRock Inc. — 7.71%
  3. State Street Corp — 4.63%
  4. Davis Selected Advisers — 2.83%
  5. Fisher Asset Management LLC — 2.26%
  6. Pzena Investment Management LLC — 1.40%
Learn More about top institutional investors of Capital One Financial stock.

Which major investors are selling Capital One Financial stock?

In the previous quarter, COF stock was sold by these institutional investors:
  1. State Street Corp
  2. Price T Rowe Associates Inc. MD
  3. Vanguard Group Inc.
  4. Deer Park Road Corp
  5. Canada Pension Plan Investment Board
  6. BlackRock Inc.
  7. Boston Partners
  8. Intech Investment Management LLC
During the previous year, company insiders that have sold Capital One Financial company stock include:
  1. Richard D Fairbank (CEO)
  2. Neal Blinde (Insider)
  3. Frank G LapradeIii (Insider)
  4. Michael J Wassmer (Insider)
  5. Robert M Alexander (Insider)
  6. Michael Slocum (Insider)
  7. Sheldon Hall (Insider)
  8. John G Finneran Jr (Insider)
Learn More investors selling Capital One Financial stock.

Which major investors are buying Capital One Financial stock?

In the previous quarter, COF stock was bought by institutional investors including:
  1. Renaissance Technologies LLC
  2. Fisher Asset Management LLC
  3. Ceredex Value Advisors LLC
  4. Pzena Investment Management LLC
  5. Citadel Advisors LLC
  6. Great West Life Assurance Co. Can
  7. ARGA Investment Management LP
  8. Jane Street Group LLC