Fed Decriminalization of Cannabis Could Spark New Pot Stock Boom
With Democrats now controlling both houses of Congress and the executive branch, cannabis decriminalization on the federal level could be months away. This could result in established Washington State weed companies being able to market across state lines -- setting off a bidding war for quality stocks at reasonable prices.
Get All the Details on #1Interstate Cannabis

CSWC Insider Trading (Capital Southwest)

Insider Ownership Percentage: 7.46%
Insider Buying (Last 12 Months): $52,305.00
Insider Selling (Last 12 Months): $0.00

Capital Southwest Insider Trading History Chart

Capital Southwest Share Price & Price History

$24.61
▼ -0.79 (-3.11%)
As of 06/18/2021 01:00 AM ET
Days: 30 | 90 | 365
Fed Decriminalization of Cannabis Could Spark New Pot Stock Boom
With Democrats now controlling both houses of Congress and the executive branch, cannabis decriminalization on the federal level could be months away. This could result in established Washington State weed companies being able to market across state lines -- setting off a bidding war for quality stocks at reasonable prices.
Get All the Details on #1Interstate Cannabis

Capital Southwest Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
3/19/2021Christine BattistDirectorBuy1,000$21.45$21,450.006,191View SEC Filing Icon  
2/11/2021David R BrooksDirectorBuy1,500$20.57$30,855.0030,000View SEC Filing Icon  
3/20/2020Bowen S DiehlCEOBuy20,000$9.46$189,200.0094,942View SEC Filing Icon  
3/20/2020Michael Scott SarnerCFOBuy21,500$9.31$200,165.00
3/17/2020Christine BattistDirectorBuy950$10.33$9,813.505,191View SEC Filing Icon  
3/2/2020Christine BattistDirectorBuy537$18.61$9,993.574,241View SEC Filing Icon  
2/28/2020Michael Scott SarnerCFOBuy4,150$18.23$75,654.50
2/24/2020Christine BattistDirectorBuy1,000$20.39$20,390.003,704View SEC Filing Icon  
8/30/2019David R BrooksDirectorBuy2,500$21.37$53,425.0024,500View SEC Filing Icon  
12/26/2018Jack D FurstDirectorBuy6,404$18.50$118,474.0020,000View SEC Filing Icon  
12/24/2018Jack D FurstDirectorBuy2,900$18.16$52,664.0020,000View SEC Filing Icon  
11/12/2018Christine BattistDirectorBuy1,000$19.53$19,530.00View SEC Filing Icon  
8/21/2018Christine BattistDirectorBuy794$19.01$15,093.94794View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for Capital Southwest (NASDAQ:CSWC)

30.17% of Capital Southwest stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

Capital Southwest Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
6/5/2021Advisory Services Network LLC26,049$0.58M0.0%+1.9%0.124%Search for SEC Filing on Google Icon
5/22/2021Tectonic Advisors LLC40,379$0.89M0.2%+13.9%0.203%Search for SEC Filing on Google Icon
5/18/2021Millennium Management LLC81,340$1.80M0.0%-29.7%0.409%Search for SEC Filing on Google Icon
5/18/2021D. E. Shaw & Co. Inc.17,063$0.38M0.0%-80.1%0.086%Search for SEC Filing on Google Icon
5/18/2021Punch & Associates Investment Management Inc.603,657$13.38M0.8%-31.8%3.038%Search for SEC Filing on Google Icon
5/18/2021Morgan Stanley62,607$1.39M0.0%+58.4%0.315%Search for SEC Filing on Google Icon
5/17/2021Schonfeld Strategic Advisors LLC10,600$0.24M0.0%N/A0.053%Search for SEC Filing on Google Icon
5/17/2021Great West Life Assurance Co. Can6,084$0.13M0.0%-19.5%0.031%Search for SEC Filing on Google Icon
5/17/2021Ares Management LLC63,104$1.40M0.1%-75.5%0.318%Search for SEC Filing on Google Icon
5/17/2021Virtus ETF Advisers LLC22,813$0.51M0.2%-16.1%0.115%Search for SEC Filing on Google Icon
5/17/2021Royal Bank of Canada57,592$1.28M0.0%+10.5%0.290%Search for SEC Filing on Google Icon
5/17/2021Quadrature Capital Ltd69,186$1.54M0.1%+14.1%0.348%Search for SEC Filing on Google Icon
5/17/2021Zuckerman Investment Group LLC818,630$18.14M3.0%-3.3%4.120%Search for SEC Filing on Google Icon
5/17/2021Ameriprise Financial Inc.61,036$1.35M0.0%N/A0.307%Search for SEC Filing on Google Icon
5/17/2021Hennion & Walsh Asset Management Inc.117,375$2.60M0.2%N/A0.591%Search for SEC Filing on Google Icon
5/17/2021HRT Financial LP22,883$0.51M0.0%N/A0.115%Search for SEC Filing on Google Icon
5/17/2021Moerus Capital Management LLC135,074$2.99M1.1%+15.0%0.680%Search for SEC Filing on Google Icon
5/14/2021Arrowstreet Capital Limited Partnership104,748$2.32M0.0%-33.1%0.527%Search for SEC Filing on Google Icon
5/14/2021First Manhattan Co.456,667$10.12M0.0%-3.4%2.299%Search for SEC Filing on Google Icon
5/13/2021Citigroup Inc.3,000$66K0.0%N/A0.015%Search for SEC Filing on Google Icon
5/13/2021Van ECK Associates Corp348,926$7.73M0.0%+25.3%1.756%Search for SEC Filing on Google Icon
5/12/2021UBS Group AG26,018$0.58M0.0%+57.1%0.131%Search for SEC Filing on Google Icon
5/12/2021Advisory Research Inc.29,970$0.66M0.0%-36.5%0.151%Search for SEC Filing on Google Icon
5/10/2021Kestra Advisory Services LLC11,218$0.25M0.0%N/A0.056%Search for SEC Filing on Google Icon
5/7/2021Advisors Asset Management Inc.147,944$3.28M0.1%+4.4%0.745%Search for SEC Filing on Google Icon
5/7/2021BlackRock Inc.115,340$2.56M0.0%+0.9%0.581%Search for SEC Filing on Google Icon
5/7/2021Cambridge Investment Research Advisors Inc.28,547$0.63M0.0%-3.8%0.144%Search for SEC Filing on Google Icon
5/7/2021The PNC Financial Services Group Inc.19,972$0.44M0.0%+647.5%0.101%Search for SEC Filing on Google Icon
5/6/2021Alliancebernstein L.P.14,948$0.33M0.0%N/A0.075%Search for SEC Filing on Google Icon
5/4/2021Envestnet Asset Management Inc.14,627$0.32M0.0%-16.9%0.074%Search for SEC Filing on Google Icon
5/4/2021Commonwealth Equity Services LLC13,834$0.31M0.0%-14.5%0.070%Search for SEC Filing on Google Icon
4/30/2021Centaurus Financial Inc.7,374$0.16M0.0%-6.6%0.037%Search for SEC Filing on Google Icon
4/29/2021Allworth Financial LP2,257$50K0.0%N/A0.011%Search for SEC Filing on Google Icon
4/28/2021WASHINGTON TRUST Co5,676$0.13M0.0%+169.3%0.029%Search for SEC Filing on Google Icon
4/28/2021Csenge Advisory Group19,660$0.47M0.0%+16.3%0.099%Search for SEC Filing on Google Icon
4/26/2021Monticello Wealth Management LLC18,272$0.41M0.0%N/A0.092%Search for SEC Filing on Google Icon
4/26/2021Nisa Investment Advisors LLC12,200$0.27M0.0%+388.0%0.061%Search for SEC Filing on Google Icon
4/19/2021Sanders Morris Harris LLC823,517$18.25M3.9%-4.9%4.145%Search for SEC Filing on Google Icon
4/19/2021Weather Gauge Advisory LLC9,455$0.21M0.2%-8.3%0.048%Search for SEC Filing on Google Icon
4/15/2021Mcdonald Partners LLC31,300$0.69M0.1%N/A0.158%Search for SEC Filing on Google Icon
4/14/2021Centric Wealth Management36,000$0.80M0.2%-41.8%0.181%Search for SEC Filing on Google Icon
4/14/2021Sound Income Strategies LLC388,752$8.62M1.5%+21,401.8%1.957%Search for SEC Filing on Google Icon
4/12/2021FNY Investment Advisers LLC3,799$84K0.0%+123.6%0.019%Search for SEC Filing on Google Icon
4/5/2021Confluence Investment Management LLC106,044$2.35M0.0%-20.0%0.534%Search for SEC Filing on Google Icon
3/5/2021Moerus Capital Management LLC117,472$2.09M0.8%-16.2%0.591%Search for SEC Filing on Google Icon
2/17/2021Zuckerman Investment Group LLC846,388$15.02M2.8%-1.8%4.260%Search for SEC Filing on Google Icon
2/16/2021Mariner LLC12,000$0.21M0.0%N/A0.060%Search for SEC Filing on Google Icon
2/16/2021Moerus Capital Management LLC117,472$2.49M1.0%-16.2%0.591%Search for SEC Filing on Google Icon
2/16/2021Punch & Associates Investment Management Inc.884,617$15.70M1.1%-20.6%4.452%Search for SEC Filing on Google Icon
2/16/2021Centric Wealth Management61,895$1.10M0.3%N/A0.312%Search for SEC Filing on Google Icon
2/13/2021Ares Management LLC257,710$4.57M0.2%+3.3%1.297%Search for SEC Filing on Google Icon
2/12/2021LPL Financial LLC34,823$0.62M0.0%+15.0%0.175%Search for SEC Filing on Google Icon
2/12/2021Advisory Research Inc.47,181$0.84M0.1%-26.7%0.237%Search for SEC Filing on Google Icon
2/12/2021Ariel Investments LLC96,598$1.72M0.0%-38.1%0.486%Search for SEC Filing on Google Icon
2/12/2021Virtus ETF Advisers LLC27,187$0.48M0.2%+83.7%0.137%Search for SEC Filing on Google Icon
2/9/2021Wells Fargo & Company MN5,789$0.10M0.0%+44.5%0.029%Search for SEC Filing on Google Icon
2/9/2021Advisory Services Network LLC25,574$0.45M0.0%N/A0.129%Search for SEC Filing on Google Icon
2/9/2021Van ECK Associates Corp278,376$4.94M0.0%+20.8%1.401%Search for SEC Filing on Google Icon
2/5/2021BlackRock Inc.114,275$2.03M0.0%+3.0%0.614%Search for SEC Filing on Google Icon
2/4/2021National Asset Management Inc.55,938$0.99M0.1%-7.3%0.300%Search for SEC Filing on Google Icon
2/4/2021Cambridge Investment Research Advisors Inc.29,662$0.53M0.0%+16.6%0.159%Search for SEC Filing on Google Icon
2/3/2021Winslow Evans & Crocker Inc.2,225$39K0.0%N/A0.012%Search for SEC Filing on Google Icon
1/26/2021Sanders Morris Harris LLC865,717$15.37M3.5%+2.9%4.649%Search for SEC Filing on Google Icon
1/26/2021Csenge Advisory Group16,903$0.30M0.0%+3.9%0.091%Search for SEC Filing on Google Icon
1/25/2021Grace & White Inc. NY134,800$2.39M0.5%-6.7%0.724%Search for SEC Filing on Google Icon
1/25/2021Nisa Investment Advisors LLC2,500$44K0.0%N/A0.013%Search for SEC Filing on Google Icon
1/25/2021Confluence Investment Management LLC132,596$2.35M0.0%+102.4%0.712%Search for SEC Filing on Google Icon
1/19/2021FNY Investment Advisers LLC1,699$30K0.0%N/A0.009%Search for SEC Filing on Google Icon
1/11/2021Weather Gauge Advisory LLC10,311$0.18M0.2%-15.2%0.055%Search for SEC Filing on Google Icon
12/4/2020Van ECK Associates Corp230,417$3.24M0.0%+11.2%1.237%Search for SEC Filing on Google Icon
11/18/2020Great West Life Assurance Co. Can7,165$0.10M0.0%+10.7%0.038%Search for SEC Filing on Google Icon
11/16/2020Punch & Associates Investment Management Inc.1,114,516$15.66M1.3%-7.4%5.985%Search for SEC Filing on Google Icon
11/16/2020Zuckerman Investment Group LLC862,020$12.11M2.7%-2.0%4.629%Search for SEC Filing on Google Icon
11/16/2020Advisors Asset Management Inc.144,356$2.03M0.0%-1.0%0.775%Search for SEC Filing on Google Icon
11/13/2020Morgan Stanley37,248$0.52M0.0%-8.9%0.200%Search for SEC Filing on Google Icon
11/13/2020Segall Bryant & Hamill LLC10,664$0.15M0.0%N/A0.057%Search for SEC Filing on Google Icon
11/13/2020Virtus ETF Advisers LLC14,799$0.21M0.1%-68.7%0.079%Search for SEC Filing on Google Icon
11/12/2020Advisory Research Inc.64,386$0.91M0.1%-9.8%0.346%Search for SEC Filing on Google Icon
11/12/2020Arrowstreet Capital Limited Partnership121,530$1.71M0.0%-5.1%0.653%Search for SEC Filing on Google Icon
11/12/2020Roosevelt Investment Group Inc.26,035$0.37M0.0%-4.4%0.140%Search for SEC Filing on Google Icon
11/10/2020US Bancorp DE13,700$0.19M0.0%-12.7%0.074%Search for SEC Filing on Google Icon
11/9/2020National Asset Management Inc.60,322$0.85M0.0%+9.9%0.324%Search for SEC Filing on Google Icon
11/9/2020LPL Financial LLC30,269$0.43M0.0%+90.5%0.163%Search for SEC Filing on Google Icon
11/6/2020BlackRock Inc.110,946$1.56M0.0%+10.1%0.596%Search for SEC Filing on Google Icon
11/6/2020Aigen Investment Management LP10,621$0.15M0.0%-34.7%0.057%Search for SEC Filing on Google Icon
11/5/2020California Public Employees Retirement System39,900$0.56M0.0%+3.6%0.214%Search for SEC Filing on Google Icon
11/4/2020Raymond James & Associates14,865$0.21M0.0%N/A0.080%Search for SEC Filing on Google Icon
10/22/2020Grace & White Inc. NY144,515$2.03M0.5%-1.9%0.777%Search for SEC Filing on Google Icon
10/20/2020Wedbush Securities Inc.21,692$0.31M0.0%+22.6%0.117%Search for SEC Filing on Google Icon
10/16/2020Sanders Morris Harris LLC841,068$11.82M3.2%-4.7%4.525%Search for SEC Filing on Google Icon
9/15/2020Two Sigma Advisers LP121,100$1.63M0.0%-2.8%0.651%Search for SEC Filing on Google Icon
8/17/2020Great West Life Assurance Co. Can6,474$87K0.0%+16.7%0.035%Search for SEC Filing on Google Icon
8/17/2020Private Advisor Group LLC6,630$89K0.0%N/A0.036%Search for SEC Filing on Google Icon
8/14/2020Advisor Group Holdings Inc.20,825$0.28M0.0%+144.1%0.112%Search for SEC Filing on Google Icon
8/13/2020Advisory Research Inc.71,380$0.96M0.1%+4.9%0.384%Search for SEC Filing on Google Icon
8/12/2020TCTC Holdings LLC2,136$29K0.0%N/A0.011%Search for SEC Filing on Google Icon
8/12/2020Advisors Asset Management Inc.145,774$1.97M0.0%+14.3%0.784%Search for SEC Filing on Google Icon
8/12/2020California Public Employees Retirement System38,500$0.52M0.0%+62.4%0.207%Search for SEC Filing on Google Icon
8/11/2020Aigen Investment Management LP16,265$0.22M0.0%N/A0.088%Search for SEC Filing on Google Icon
8/7/2020Virtu Financial LLC22,807$0.31M0.0%N/A0.123%Search for SEC Filing on Google Icon
Data available starting January 2016

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Capital Southwest logo
Capital Southwest Corporation is a business development company specializing in credit and private equity and venture capital investments in middle market companies, mezzanine, later stage, mature, late venture, emerging growth, buyouts, recapitalizations and growth capital investments. It does not invest in startups, publicly traded companies, real estate developments, project finance opportunities, oil and gas exploration businesses, troubled companies, turnarounds, and companies in which significant senior management is departing. In lower middle market, the firm typically invests in growth financing, bolt-on acquisitions, new platform acquisitions, refinancing, dividend recapitalizations, sponsor-led buyouts, and management buyouts situations. The investment structures are Unitranche debt, subordinated debt, senior debt, first and second lien debt, and preferred and common equity. The firm makes equity co-investments alongside debt investments, up to 20% of total check and only makes non-control investments. It prefers to invest in Industrial manufacturing and services, value-added distribution, healthcare products and services, business services, specialty chemicals, food and beverage, tech-enabled services and SaaS models. The firm seeks to invest in energy services and products, industrial technologies, and specialty chemicals and products. Within energy services and products, the firm seeks to invest in each segment of the industry, including upstream, midstream and downstream, excluding exploration and production with a focus on differentiated products and services, equipment and tool rental, consumable products, and drilling and completion chemicals. Within industrial technologies, it seeks to invest in automation and process controls, handling and packaging equipment, industrial filtration and fluid handling, measurement, monitoring and testing, professional tools, and sensors and instrumentation. Within and specialty chemicals and products, the firm seeks to invest in businesses that develop and manufacture highly differentiated chemicals and products including adhesives, coatings and sealants, catalysts and absorbents, cosmeceuticals, fine chemicals, flavors and fragrances, performance lubricants, polymers, plastics and composites, chemical dispensing and filtration equipment, professional and industrial trade consumables and tools, engineered solutions for HVAC, plumbing, and electrical installations, specified high performance materials for fire protection and oilfield applications. It may also invest in exceptional opportunities in building products. The firm seeks to invest in the United States. The firm seeks to make investments ranging from $5 to $25 million in securities. It seeks to make equity investments up to $5 million and debt investments between $5 million and $20 million and co-invest in transaction size upto $40 million. It prefers to invest in companies with revenues approaching above $10 million, profitable operations, historical growth rate of at least 15 percent per year. . Within the lower middle market, it seeks to invest in with less than $15 million in EBITDA and also opportunistically invests in the upper middle market, generally defined as companies with EBITDA in excess of $50 million. In addition to making direct investments, the firm allocates capital to syndicated first and second lien term loans in the upper middle market. Criteria for Upper Middle Market Syndicated 1st Lien is EBITDA Size more than $30 million, Closing Leverage greater than 4 times, investment hold size between $5 million and $7 million, investment yield greater than 6.5%. Criteria for Upper Middle Market Syndicated 2nd Lien is EBITDA Size more than $50 million, Closing Leverage greater than 6 times, investment hold size between $5 million and $7 million, investment yield greater than 9%. It prefers to take a majority and minority stake. The firm has the flexibility to hold investments for very long period in its portfolio companies. It may also invest through warrants. The firm prefers to take Board participation in its portfolio companies. Capital Southwest Corporation was founded on April 19, 1961 and is based in Dallas, Texas.
Read More on Capital Southwest

Today's Range

Now: $24.61
$24.41
$25.40

50 Day Range

MA: $25.09
$22.70
$27.87

52 Week Range

Now: $24.61
$12.32
$28.10

Volume

387,600 shs

Average Volume

167,978 shs

Market Capitalization

$517.40 million

P/E Ratio

9.25

Dividend Yield

6.99%

Beta

1.23

Who are the company insiders with the largest holdings of Capital Southwest?

Capital Southwest's top insider investors include:
  1. Bowen S Diehl (CEO)
  2. David R Brooks (Director)
  3. Christine Battist (Director)
  4. Michael Scott Sarner (CFO)

Who are the major institutional investors of Capital Southwest?

Capital Southwest's top institutional investors include:
  1. Sanders Morris Harris LLC — 4.14%
  2. Zuckerman Investment Group LLC — 4.12%
  3. Punch & Associates Investment Management Inc. — 3.04%
  4. First Manhattan Co. — 2.30%
  5. Sound Income Strategies LLC — 1.96%
  6. Van ECK Associates Corp — 1.76%

Which major investors are selling Capital Southwest stock?

During the previous quarter, CSWC stock was sold by these institutional investors:
  1. Punch & Associates Investment Management Inc.
  2. Ares Management LLC
  3. D. E. Shaw & Co. Inc.
  4. Arrowstreet Capital Limited Partnership
  5. Sanders Morris Harris LLC
  6. Millennium Management LLC
  7. Zuckerman Investment Group LLC
  8. Confluence Investment Management LLC

Which major investors are buying Capital Southwest stock?

In the previous quarter, CSWC stock was bought by institutional investors including:
  1. Sound Income Strategies LLC
  2. Hennion & Walsh Asset Management Inc.
  3. Van ECK Associates Corp
  4. Ameriprise Financial Inc.
  5. Mcdonald Partners LLC
  6. Morgan Stanley
  7. HRT Financial LP
  8. Monticello Wealth Management LLC
In the last year, these company insiders have bought Capital Southwest stock:
  1. Bowen S Diehl (CEO)
  2. David R Brooks (Director)
  3. Christine Battist (Director)
  4. Michael Scott Sarner (CFO)
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