CSWC Insider Trading

Insider Ownership Percentage: 4.20%
Insider Buying (Last 12 Months): $37,471.12
Insider Selling (Last 12 Months): $0.00

Capital Southwest Insider Trading History Chart

This chart shows the insider buying and selling history at Capital Southwest by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Capital Southwest Share Price & Price History

Current Price: $25.88
Price Change: Price Decrease of -0.13 (-0.50%)
As of 07/22/2024 01:00 AM ET

This chart shows the closing price history over time for CSWC up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

Capital Southwest Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
6/28/2024Ramona Lynn Rogers-WindsorDirectorBuy200$26.13$5,226.0012,798View SEC Filing Icon  
6/21/2024Christine BattistDirectorBuy197$24.96$4,917.128,617View SEC Filing Icon  
5/29/2024Christine BattistDirectorBuy192$25.25$4,848.008,420View SEC Filing Icon  
12/21/2023Ramona Lynn Rogers-WindsorDirectorBuy500$23.29$11,645.0011,664View SEC Filing Icon  
11/2/2023Ramona Lynn Rogers-WindsorDirectorBuy500$21.67$10,835.0011,164View SEC Filing Icon  
2/6/2023Ramona Lynn Rogers-WindsorDirectorBuy500$19.69$9,845.007,907View SEC Filing Icon  
11/3/2022Christine BattistDirectorBuy510$18.99$9,684.902,931View SEC Filing Icon  
6/22/2022Ramona Lynn Rogers-WindsorDirectorBuy850$18.57$15,784.504,130View SEC Filing Icon  
3/30/2022Ramona Lynn Rogers-WindsorDirectorBuy750$23.81$17,857.50View SEC Filing Icon  
2/17/2022Christine BattistDirectorBuy389$25.00$9,725.00View SEC Filing Icon  
12/20/2021Christine BattistDirectorBuy400$24.35$9,740.00View SEC Filing Icon  
11/9/2021Michael Scott SarnerCFOBuy3,355$26.83$90,014.65View SEC Filing Icon  
9/28/2021Christine BattistDirectorBuy700$25.40$17,780.00View SEC Filing Icon  
9/9/2021William R Thomas IIIDirectorBuy4,000$27.72$110,880.006,759View SEC Filing Icon  
8/31/2021Thomas Duane MorganDirectorBuy381$26.39$10,054.594,776View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for Capital Southwest (NASDAQ:CSWC)

23.42% of Capital Southwest stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at CSWC by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Capital Southwest Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/20/2024Hennion & Walsh Asset Management Inc.233,219$6.09M0.3%-2.6%0.509%Search for SEC Filing on Google Icon
7/19/2024Raymond James & Associates64,874$1.69M0.0%-22.5%0.141%Search for SEC Filing on Google Icon
7/19/2024Sumitomo Mitsui Trust Holdings Inc.98,762$2.58M0.0%+4.3%0.215%Search for SEC Filing on Google Icon
7/16/2024Cornerstone Wealth Management LLC37,755$0.99M0.1%+3.2%0.082%Search for SEC Filing on Google Icon
7/16/2024Walter & Keenan Wealth Management LLC IN ADV8,000$0.21M0.1%N/A0.017%Search for SEC Filing on Google Icon
7/12/2024Sound Income Strategies LLC555,387$14.49M0.9%+1.0%1.211%Search for SEC Filing on Google Icon
7/12/2024Sanders Morris Harris LLC641,469$16.74M2.7%-0.4%1.399%Search for SEC Filing on Google Icon
7/11/2024Lbmc Investment Advisors LLC18,250$0.48M0.0%N/A0.040%Search for SEC Filing on Google Icon
7/10/2024Redmont Wealth Advisors LLC71,184$1.86M2.9%-9.3%0.155%Search for SEC Filing on Google Icon
7/9/2024Harbor Capital Advisors Inc.157,134$4.10M0.3%+273.4%0.343%Search for SEC Filing on Google Icon
7/1/2024Confluence Investment Management LLC97,212$2.54M0.0%+1.5%0.212%Search for SEC Filing on Google Icon
5/24/2024Cetera Advisors LLC28,793$0.72M0.0%+127.7%0.064%Search for SEC Filing on Google Icon
5/16/2024B. Riley Wealth Advisors Inc.55,254$1.27M0.0%+1.7%0.129%Search for SEC Filing on Google Icon
5/14/2024Advisors Asset Management Inc.171,087$4.27M0.1%+4.8%0.398%Search for SEC Filing on Google Icon
5/14/2024EntryPoint Capital LLC1,112$28K0.0%N/A0.003%Search for SEC Filing on Google Icon
5/14/2024CANADA LIFE ASSURANCE Co27,606$0.69M0.0%-23.9%0.064%Search for SEC Filing on Google Icon
5/9/2024Dearborn Partners LLC16,483$0.41M0.0%N/A0.038%Search for SEC Filing on Google Icon
5/8/2024Cozad Asset Management Inc.62,370$1.56M0.2%N/A0.145%Search for SEC Filing on Google Icon
5/8/2024Avantax Advisory Services Inc.11,061$0.28M0.0%+16.8%0.026%Search for SEC Filing on Google Icon
5/8/2024Inspire Advisors LLC8,031$0.20M0.0%-6.2%0.019%Search for SEC Filing on Google Icon
5/7/2024Concurrent Investment Advisors LLC8,746$0.22M0.0%N/A0.020%Search for SEC Filing on Google Icon
5/7/2024Tectonic Advisors LLC256,698$6.41M0.5%+6.1%0.597%Search for SEC Filing on Google Icon
5/7/2024Oppenheimer & Co. Inc.39,899$1M0.0%-1.9%0.093%Search for SEC Filing on Google Icon
5/7/2024SG Americas Securities LLC14,079$0.35M0.0%N/A0.033%Search for SEC Filing on Google Icon
5/6/2024Quantbot Technologies LP17,090$0.43M0.0%-35.1%0.040%Search for SEC Filing on Google Icon
5/3/2024Larson Financial Group LLC2,017$50K0.0%+101.7%0.005%Search for SEC Filing on Google Icon
5/2/2024Mckinley Capital Management LLC120,451$3.01M0.4%-1.7%0.280%Search for SEC Filing on Google Icon
4/30/2024Van ECK Associates Corp847,225$21.15M0.0%+15.8%1.971%Search for SEC Filing on Google Icon
4/29/2024Commonwealth Equity Services LLC70,201$1.75M0.0%+55.2%0.163%Search for SEC Filing on Google Icon
4/29/2024Benjamin Edwards Inc.7,753$0.19M0.0%N/A0.018%Search for SEC Filing on Google Icon
4/29/2024Benjamin F. Edwards & Company Inc.67,965$1.70M0.0%N/A0.158%Search for SEC Filing on Google Icon
4/23/2024Raymond James Financial Services Advisors Inc.117,920$2.94M0.0%+2.5%0.274%Search for SEC Filing on Google Icon
4/22/2024PFG Investments LLC8,078$0.20M0.0%N/A0.019%Search for SEC Filing on Google Icon
4/19/2024Cornerstone Wealth Management LLC36,600$0.91M0.1%+9.5%0.085%Search for SEC Filing on Google Icon
4/19/2024Redmont Wealth Advisors LLC78,460$1.96M2.7%-1.8%0.183%Search for SEC Filing on Google Icon
4/19/2024Sumitomo Mitsui Trust Holdings Inc.94,701$2.36M0.0%+31.9%0.220%Search for SEC Filing on Google Icon
4/17/2024Hennion & Walsh Asset Management Inc.239,376$5.98M0.3%-3.2%0.557%Search for SEC Filing on Google Icon
4/16/2024First Dallas Securities Inc.53,448$1.33M0.6%+7.3%0.124%Search for SEC Filing on Google Icon
4/16/2024Hodges Capital Management Inc.72,376$1.81M0.1%+7.1%0.168%Search for SEC Filing on Google Icon
4/15/2024Sunbelt Securities Inc.24,389$0.61M0.1%+25.5%0.057%Search for SEC Filing on Google Icon
4/15/2024Sound Income Strategies LLC549,655$13.72M1.0%+3.3%1.279%Search for SEC Filing on Google Icon
4/11/2024Sanders Morris Harris LLC644,206$16.08M3.1%N/A1.499%Search for SEC Filing on Google Icon
4/10/2024Melia Wealth LLC372,073$9.29M5.2%-45.5%0.866%Search for SEC Filing on Google Icon
4/1/2024Confluence Investment Management LLC95,774$2.39M0.0%N/A0.223%Search for SEC Filing on Google Icon
3/25/2024Quadrature Capital Ltd57,646$1.37M0.0%+71.7%0.134%Search for SEC Filing on Google Icon
3/15/2024B. Riley Wealth Advisors Inc.54,331$1.29M0.0%-1.7%0.126%Search for SEC Filing on Google Icon
2/26/2024Virtu Financial LLC12,547$0.30M0.0%N/A0.029%Search for SEC Filing on Google Icon
2/14/2024Muzinich & Co. Inc.74,979$1.78M1.2%+130.2%0.174%Search for SEC Filing on Google Icon
2/14/2024Quadrature Capital Ltd57,646$1.37M0.0%+71.7%0.134%Search for SEC Filing on Google Icon
2/13/2024Tower Research Capital LLC TRC1,093$26K0.0%-42.0%0.003%Search for SEC Filing on Google Icon
2/12/2024Cape Investment Advisory Inc.1,328$31K0.0%N/A0.003%Search for SEC Filing on Google Icon
2/9/2024Corient Private Wealth LLC24,979$0.59M0.0%+7.2%0.058%Search for SEC Filing on Google Icon
2/8/2024Beacon Pointe Advisors LLC405,411$9.61M0.1%+855.5%0.943%Search for SEC Filing on Google Icon
2/8/2024Foundations Investment Advisors LLC54,558$1.33M0.0%N/A0.127%Search for SEC Filing on Google Icon
2/7/2024Avantax Advisory Services Inc.9,470$0.22M0.0%N/A0.022%Search for SEC Filing on Google Icon
2/7/2024USA Financial Formulas1,991$47K0.0%N/A0.005%Search for SEC Filing on Google Icon
2/7/2024Jump Financial LLC49,700$1.18M0.0%N/A0.116%Search for SEC Filing on Google Icon
2/6/2024Apollon Wealth Management LLC20,429$0.48M0.0%+5.9%0.048%Search for SEC Filing on Google Icon
2/6/2024Private Advisor Group LLC9,870$0.23M0.0%N/A0.023%Search for SEC Filing on Google Icon
2/5/2024Van ECK Associates Corp731,498$17.34M0.0%+10.6%1.702%Search for SEC Filing on Google Icon
2/5/2024Legacy Capital Wealth Partners LLC68,284$1.62M0.5%-7.7%0.159%Search for SEC Filing on Google Icon
2/5/2024Precision Wealth Strategies LLC8,615$0.20M0.2%N/A0.020%Search for SEC Filing on Google Icon
2/2/2024Atria Wealth Solutions Inc.13,670$0.32M0.0%-9.5%0.032%Search for SEC Filing on Google Icon
2/1/2024Signaturefd LLC2,563$61K0.0%+121.1%0.006%Search for SEC Filing on Google Icon
1/31/2024Redmont Wealth Advisors LLC79,925$1.89M2.8%+5.8%0.200%Search for SEC Filing on Google Icon
1/31/2024Mraz Amerine & Associates Inc.49,930$1.18M0.2%-1.6%0.125%Search for SEC Filing on Google Icon
1/30/2024Sumitomo Mitsui Trust Holdings Inc.71,786$1.70M0.0%+120.4%0.180%Search for SEC Filing on Google Icon
1/29/2024Morton Brown Family Wealth LLC1,439$34K0.0%N/A0.004%Search for SEC Filing on Google Icon
1/24/2024All Season Financial Advisors Inc.28,747$0.68M0.6%-2.2%0.072%Search for SEC Filing on Google Icon
1/24/2024Total Clarity Wealth Management Inc.94,060$2.23M0.9%N/A0.235%Search for SEC Filing on Google Icon
1/18/2024Global Retirement Partners LLC1,041$26K0.0%N/A0.003%Search for SEC Filing on Google Icon
1/18/2024Good Life Advisors LLC11,283$0.27M0.0%-9.1%0.028%Search for SEC Filing on Google Icon
1/17/2024Tectonic Advisors LLC241,935$5.73M0.5%+5.4%0.606%Search for SEC Filing on Google Icon
1/16/2024Raymond James Financial Services Advisors Inc.115,094$2.73M0.0%+11.0%0.288%Search for SEC Filing on Google Icon
1/16/2024Raymond James & Associates103,744$2.46M0.0%+15.2%0.260%Search for SEC Filing on Google Icon
1/12/2024Mutual Advisors LLC8,471$0.20M0.0%N/A0.021%Search for SEC Filing on Google Icon
1/11/2024Raymond James Trust N.A.17,324$0.41M0.0%+9.9%0.043%Search for SEC Filing on Google Icon
1/11/2024Melia Wealth LLC682,337$16.17M8.5%N/A1.708%Search for SEC Filing on Google Icon
1/10/2024Cornerstone Wealth Management LLC33,426$0.79M0.1%+5.5%0.084%Search for SEC Filing on Google Icon
1/10/2024Sound Income Strategies LLC532,307$12.62M1.1%+1.5%1.332%Search for SEC Filing on Google Icon
12/1/2023B. Riley Wealth Advisors Inc.55,254$1.27M0.0%-22.0%0.138%Search for SEC Filing on Google Icon
11/15/2023Advisors Asset Management Inc.195,122$4.47M0.1%+7.4%0.488%Search for SEC Filing on Google Icon
11/14/2023Quadrature Capital Ltd33,571$0.77M0.0%-58.2%0.084%Search for SEC Filing on Google Icon
11/14/2023Hodges Capital Management Inc.63,404$1.45M0.2%N/A0.159%Search for SEC Filing on Google Icon
11/14/2023Samalin Investment Counsel LLC10,848$0.25M0.1%N/A0.027%Search for SEC Filing on Google Icon
11/14/2023Mckinley Capital Management LLC122,462$2.80M0.4%-3.0%0.307%Search for SEC Filing on Google Icon
11/13/2023Connor Clark & Lunn Investment Management Ltd.44,171$1.01M0.0%+256.9%0.111%Search for SEC Filing on Google Icon
11/13/2023Muzinich & Co. Inc.32,567$0.75M0.5%+52.3%0.082%Search for SEC Filing on Google Icon
11/13/2023Invesco Ltd.439,385$10.06M0.0%-11.3%1.100%Search for SEC Filing on Google Icon
11/13/2023WINTON GROUP Ltd16,990$0.39M0.0%N/A0.043%Search for SEC Filing on Google Icon
11/13/2023Kestra Advisory Services LLC39,660$0.91M0.0%+12.3%0.099%Search for SEC Filing on Google Icon
11/8/2023HighTower Advisors LLC13,023$0.30M0.0%N/A0.033%Search for SEC Filing on Google Icon
11/8/2023Van ECK Associates Corp661,405$15.15M0.0%+11.7%1.656%Search for SEC Filing on Google Icon
11/8/2023Atria Wealth Solutions Inc.15,104$0.35M0.0%-11.7%0.038%Search for SEC Filing on Google Icon
11/8/2023SMH Capital Advisors Inc.17,023$0.39M0.9%+3.6%0.043%Search for SEC Filing on Google Icon
11/8/2023Oppenheimer & Co. Inc.31,588$0.72M0.0%+84.7%0.079%Search for SEC Filing on Google Icon
11/7/2023Virtus ETF Advisers LLC27,757$0.64M0.4%+51.7%0.069%Search for SEC Filing on Google Icon
11/7/2023Quantbot Technologies LP22,655$0.52M0.0%+38.5%0.057%Search for SEC Filing on Google Icon
11/7/2023Cornerstone Wealth Management LLC31,693$0.73M0.1%+9.1%0.079%Search for SEC Filing on Google Icon
10/31/2023Golden Green Inc.122,481$2.81M2.9%+1.1%0.307%Search for SEC Filing on Google Icon
Data available starting January 2016

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Capital Southwest logo
Capital Southwest Corporation is a business development company specializing in credit and private equity and venture capital investments in middle market companies, mezzanine, later stage, mature, late venture, emerging growth, buyouts, recapitalizations and growth capital investments. It does not invest in startups, publicly traded companies, real estate developments, project finance opportunities, oil and gas exploration businesses, troubled companies, turnarounds, and companies in which significant senior management is departing. In lower middle market, the firm typically invests in growth financing, bolt-on acquisitions, new platform acquisitions, refinancing, dividend recapitalizations, sponsor-led buyouts, and management buyouts situations. The investment structures are Unitranche debt, subordinated debt, senior debt, first and second lien debt, and preferred and common equity. The firm makes equity co-investments alongside debt investments, up to 20% of total check and only makes non-control investments. It prefers to invest in Industrial manufacturing and services, value-added distribution, healthcare products and services, business services, specialty chemicals, food and beverage, tech-enabled services and SaaS models. The firm seeks to invest in energy services and products, industrial technologies, and specialty chemicals and products. Within energy services and products, the firm seeks to invest in each segment of the industry, including upstream, midstream and downstream, excluding exploration and production with a focus on differentiated products and services, equipment and tool rental, consumable products, and drilling and completion chemicals. Within industrial technologies, it seeks to invest in automation and process controls, handling and packaging equipment, industrial filtration and fluid handling, measurement, monitoring and testing, professional tools, and sensors and instrumentation. Within and specialty chemicals and products, the firm seeks to invest in businesses that develop and manufacture highly differentiated chemicals and products including adhesives, coatings and sealants, catalysts and absorbents, cosmeceuticals, fine chemicals, flavors and fragrances, performance lubricants, polymers, plastics and composites, chemical dispensing and filtration equipment, professional and industrial trade consumables and tools, engineered solutions for HVAC, plumbing, and electrical installations, specified high performance materials for fire protection and oilfield applications. It may also invest in exceptional opportunities in building products. The firm seeks to invest in the United States. The firm seeks to make investments ranging from $5 to $25 million in securities. It seeks to make equity investments ranging from $5 million to $50 million and debt investments between $5 million and $20 million and co-invest in transaction size up to $40 million. It prefers to invest in companies with revenues approaching above $10 million, profitable operations, historical growth rate of at least 15 percent per year. It seeks to invest in the firm with minimum EBITDA is $3 million. In addition to making direct investments, the firm allocates capital to syndicated first and second lien term loans in the upper middle market. Criteria for Upper Middle Market Syndicated 1st Lien is EBITDA Size more than $30 million, Closing Leverage greater than 4 times, investment hold size between $5 million and $7 million, investment yield greater than 6.5%. Criteria for Upper Middle Market Syndicated 2nd Lien is EBITDA Size more than $50 million, Closing Leverage greater than 6 times, investment hold size between $5 million and $7 million, investment yield greater than 9%. It prefers to take a majority and minority stake. The firm has the flexibility to hold investments for very long period in its portfolio companies. It may also invest through warrants. The firm prefers to take Board participation in its portfolio companies. Capital Southwest Corporation was founded on April 19, 1961 and is based in Dallas, Texas.
Read More on Capital Southwest

Today's Range

Now: $25.88
Low: $25.76
High: $26.19

50 Day Range

MA: $26.10
Low: $24.97
High: $27.20

52 Week Range

Now: $25.88
Low: $20.72
High: $27.23

Volume

328,397 shs

Average Volume

334,774 shs

Market Capitalization

$1.19 billion

P/E Ratio

12.62

Dividend Yield

8.74%

Beta

1.24

Who are the company insiders with the largest holdings of Capital Southwest?

Capital Southwest's top insider investors include:
  1. Ramona Lynn Rogers-Windsor (Director)
  2. Christine Battist (Director)
Learn More about top insider investors at Capital Southwest.

Who are the major institutional investors of Capital Southwest?

Capital Southwest's top institutional investors include:
  1. Sanders Morris Harris LLC — 1.40%
  2. Sound Income Strategies LLC — 1.21%
  3. Hennion & Walsh Asset Management Inc. — 0.51%
  4. Harbor Capital Advisors Inc. — 0.34%
  5. Sumitomo Mitsui Trust Holdings Inc. — 0.22%
  6. Confluence Investment Management LLC — 0.21%
Learn More about top institutional investors of Capital Southwest stock.

Which major investors are selling Capital Southwest stock?

During the previous quarter, CSWC stock was sold by these institutional investors:
  1. Raymond James & Associates
  2. Redmont Wealth Advisors LLC
  3. Hennion & Walsh Asset Management Inc.
  4. Sanders Morris Harris LLC

Which major investors are buying Capital Southwest stock?

In the previous quarter, CSWC stock was bought by institutional investors including:
  1. Harbor Capital Advisors Inc.
  2. Lbmc Investment Advisors LLC
  3. Walter & Keenan Wealth Management LLC IN ADV
  4. Sound Income Strategies LLC
  5. Sumitomo Mitsui Trust Holdings Inc.
  6. Confluence Investment Management LLC
  7. Cornerstone Wealth Management LLC
In the last year, these company insiders have bought Capital Southwest stock:
  1. Ramona Lynn Rogers-Windsor (Director)
  2. Christine Battist (Director)
Learn More investors buying Capital Southwest stock.