CAT Insider Trading

Insider Ownership Percentage: 0.27%
Insider Buying (Last 12 Months): $227,652.00
Insider Selling (Last 12 Months): $13,276,228.07

Caterpillar Insider Trading History Chart

This chart shows the insider buying and selling history at Caterpillar by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Caterpillar Share Price & Price History

Current Price: $235.70
Price Change: Price Decrease of -1.22 (-0.51%)
As of 11/25/2022 01:00 AM ET

This chart shows the closing price history over time for CAT up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

Caterpillar Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
11/11/2022Suzette M. LongGeneral CounselSell1,884$237.28$447,035.528,665View SEC Filing Icon  
5/18/2022Joseph E. CreedInsiderSell2,757$214.13$590,356.41View SEC Filing Icon  
5/5/2022David MaclennanDirectorBuy600$219.82$131,892.002,480View SEC Filing Icon  
4/20/2022Joseph E CreedInsiderSell5,004$235.00$1,175,940.002,757View SEC Filing Icon  
4/20/2022Suzette M. LongGeneral CounselSell3,816$235.00$896,760.0010,549View SEC Filing Icon  
3/17/2022Suzette M. LongGeneral CounselSell40,356$220.00$8,878,320.00View SEC Filing Icon  
2/16/2022Gary Michael MarvelCAOSell674$203.11$136,896.14View SEC Filing Icon  
2/7/2022David MaclennanDirectorBuy480$199.50$95,760.00View SEC Filing Icon  
1/18/2022Joseph E CreedInsiderSell5,004$230.00$1,150,920.00View SEC Filing Icon  
11/1/2021Joseph E CreedInsiderSell5,038$204.09$1,028,205.42View SEC Filing Icon  
8/4/2021David MaclennanDirectorBuy500$206.20$103,100.00View SEC Filing Icon  
6/4/2021Joseph E. CreedInsiderSell7,699$245.12$1,887,178.88View SEC Filing Icon  
5/5/2021David MaclennanDirectorBuy420$237.86$99,901.20890View SEC Filing Icon  
3/8/2021Denise C. JohnsonInsiderSell80,695$219.82$17,738,374.9038,945View SEC Filing Icon  
3/8/2021Gary Michael MarvelCAOSell5,056$220.97$1,117,224.325,623View SEC Filing Icon  
3/8/2021Suzette M. LongGeneral CounselSell59,311$219.67$13,028,847.3733,320View SEC Filing Icon  
2/2/2021Gary Michael MarvelCAOSell4,018$190.76$766,473.68
12/4/2020Gary Michael MarvelCAOSell2,318$179.50$416,081.002,318View SEC Filing Icon  
12/2/2020Gary Michael MarvelCAOSell4,634$173.26$802,886.844,634View SEC Filing Icon  
11/9/2020Denise C. JohnsonInsiderSell8,894$175.00$1,556,450.0048,923View SEC Filing Icon  
11/5/2020Bob De LangeInsiderSell2,500$164.76$411,900.00
10/30/2020Suzette M. LongGeneral CounselSell3,687$155.00$571,485.0010,549View SEC Filing Icon  
10/30/2020William P. AinsworthInsiderSell12,000$154.78$1,857,360.0076,501View SEC Filing Icon  
10/29/2020Gary Michael MarvelCAOSell6,498$154.39$1,003,226.222,180View SEC Filing Icon  
9/8/2020Bob De LangeInsiderSell1,575$147.00$231,525.0030,798View SEC Filing Icon  
2/20/2020Gary Michael MarvelCAOSell589$137.83$81,181.87View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for Caterpillar (NYSE:CAT)

68.80% of Caterpillar stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at CAT by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Caterpillar Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/23/2022Gould Capital LLC14,259$2.34M2.0%+1.8%0.003%Search for SEC Filing on Google Icon
11/23/2022Toroso Investments LLC6,829$1.12M0.0%+3.5%0.001%Search for SEC Filing on Google Icon
11/23/2022Eagle Bay Advisors LLC974$0.16M0.1%+23.1%0.000%Search for SEC Filing on Google Icon
11/22/2022Continental Investors Services Inc.1,856$0.34M0.0%N/A0.000%Search for SEC Filing on Google Icon
11/22/2022CVA Family Office LLC2,615$0.43M0.1%+121.6%0.001%Search for SEC Filing on Google Icon
11/22/2022IHT Wealth Management LLC8,175$1.34M0.1%+70.5%0.002%Search for SEC Filing on Google Icon
11/22/2022Gibson Wealth Advisors LLC2,500$0.41M0.5%N/A0.000%Search for SEC Filing on Google Icon
11/22/2022Smith Chas P & Associates PA Cpas1,601$0.26M0.0%-8.3%0.000%Search for SEC Filing on Google Icon
11/22/2022B. Riley Wealth Advisors Inc.24,318$3.99M0.1%-3.8%0.005%Search for SEC Filing on Google Icon
11/22/2022Teachers Retirement System of The State of Kentucky49,754$8.16M0.1%N/A0.010%Search for SEC Filing on Google Icon
11/21/2022FourThought Financial LLC13,095$2.15M0.3%+211.3%0.003%Search for SEC Filing on Google Icon
11/21/2022Integrated Investment Consultants LLC1,348$0.22M0.1%-5.4%0.000%Search for SEC Filing on Google Icon
11/21/2022California State Teachers Retirement System897,686$147.29M0.2%-1.6%0.172%Search for SEC Filing on Google Icon
11/18/2022Horizon Wealth Management LLC3,555$0.58M0.4%-6.8%0.001%Search for SEC Filing on Google Icon
11/18/2022Ambassador Advisors LLC20,647$3.39M0.8%+8.0%0.004%Search for SEC Filing on Google Icon
11/18/2022SevenOneSeven Capital Management1,891$0.31M0.7%-6.3%0.000%Search for SEC Filing on Google Icon
11/18/2022Cladis Investment Advisory LLC4,483$0.74M0.9%+3.5%0.001%Search for SEC Filing on Google Icon
11/18/2022National Pension Service778,751$129.20M0.3%+1.2%0.150%Search for SEC Filing on Google Icon
11/17/2022Cape Cod Five Cents Savings Bank2,715$0.45M0.1%-3.6%0.001%Search for SEC Filing on Google Icon
11/17/2022M Holdings Securities Inc.5,499$0.90M0.1%+0.9%0.001%Search for SEC Filing on Google Icon
11/16/2022CoreFirst Bank & Trust5,259$0.86M0.7%+1.3%0.001%Search for SEC Filing on Google Icon
11/16/2022Advisors Capital Management LLC60,668$14.35M0.4%+11.5%0.012%Search for SEC Filing on Google Icon
11/16/2022Liberty One Investment Management LLC10,679$1.75M0.3%+19.2%0.002%Search for SEC Filing on Google Icon
11/16/2022Glenmede Trust Co. NA96,691$15.86M0.1%-3.6%0.019%Search for SEC Filing on Google Icon
11/16/2022Captrust Financial Advisors118,016$19.36M0.1%+37.2%0.023%Search for SEC Filing on Google Icon
11/16/2022Kentucky Retirement Systems Insurance Trust Fund18,919$3.10M0.3%+3.8%0.004%Search for SEC Filing on Google Icon
11/16/2022Kentucky Retirement Systems41,324$6.78M0.3%+4.4%0.008%Search for SEC Filing on Google Icon
11/16/2022Almanack Investment Partners LLC.496$81K0.0%-68.6%0.000%Search for SEC Filing on Google Icon
11/16/2022Alpha Paradigm Partners LLC2,816$0.46M0.2%+1,162.8%0.001%Search for SEC Filing on Google Icon
11/16/2022Ascent Group LLC960$0.21M0.0%N/A0.000%Search for SEC Filing on Google Icon
11/16/2022Baird Financial Group Inc.727,556$119.38M0.4%-13.3%0.140%Search for SEC Filing on Google Icon
11/16/2022CIBC Private Wealth Group LLC46,458$7.62M0.0%-1.4%0.009%Search for SEC Filing on Google Icon
11/16/2022Capstone Financial Advisors Inc.2,695$0.44M0.0%-13.0%0.001%Search for SEC Filing on Google Icon
11/16/2022Clearstead Advisors LLC2,664$0.44M0.0%+2.0%0.001%Search for SEC Filing on Google Icon
11/16/2022CreativeOne Wealth LLC3,587$0.59M0.0%-6.5%0.001%Search for SEC Filing on Google Icon
11/16/2022Drive Wealth Management LLC1,716$0.28M0.3%N/A0.000%Search for SEC Filing on Google Icon
11/16/2022Fayez Sarofim & Co35,479$5.82M0.0%+2.0%0.007%Search for SEC Filing on Google Icon
11/16/2022Gerber Kawasaki Wealth & Investment Management1,422$0.23M0.0%+11.4%0.000%Search for SEC Filing on Google Icon
11/16/2022Horizon Kinetics Asset Management LLC7,408$1.22M0.0%+7.9%0.001%Search for SEC Filing on Google Icon
11/16/2022Kingsview Wealth Management LLC12,533$2.06M0.1%+6.6%0.002%Search for SEC Filing on Google Icon
11/16/2022Mather Group LLC.2,845$0.47M0.0%+7.6%0.001%Search for SEC Filing on Google Icon
11/16/2022Meiji Yasuda Asset Management Co Ltd.37,558$6.16M0.4%+59.1%0.007%Search for SEC Filing on Google Icon
11/16/2022Meiji Yasuda Life Insurance Co10,403$1.71M0.0%-20.2%0.002%Search for SEC Filing on Google Icon
11/16/2022SeaCrest Wealth Management LLC8,314$1.36M0.2%-3.4%0.002%Search for SEC Filing on Google Icon
11/16/2022Truvestments Capital LLC9,130$1.50M0.9%-2.5%0.002%Search for SEC Filing on Google Icon
11/16/2022United Services Automobile Association84,054$13.79M0.4%-31.6%0.016%Search for SEC Filing on Google Icon
11/16/2022Wealthsource Partners LLC2,266$0.37M0.0%+4.5%0.000%Search for SEC Filing on Google Icon
11/16/2022Washington Trust Bank6,607$1.08M0.1%-13.1%0.001%Search for SEC Filing on Google Icon
11/16/2022Greenwood Gearhart Inc.49,973$8.20M1.3%+4.7%0.010%Search for SEC Filing on Google Icon
11/15/2022Tiemann Investment Advisors LLC2,900$0.48M0.3%-52.6%0.001%Search for SEC Filing on Google Icon
11/15/2022Summit Financial LLC2,304$0.38M0.0%+16.4%0.000%Search for SEC Filing on Google Icon
11/15/2022Nvwm LLC600$98K0.0%-90.9%0.000%Search for SEC Filing on Google Icon
11/15/2022Neuberger Berman Group LLC452,533$74.51M0.1%-30.5%0.087%Search for SEC Filing on Google Icon
11/15/2022Whalerock Point Partners LLC1,702$1.70B0.7%-83.6%0.000%Search for SEC Filing on Google Icon
11/15/2022WA Asset Management LLC3,758$0.62M0.0%+13.6%0.001%Search for SEC Filing on Google Icon
11/15/2022Cascade Investment Advisors Inc.8,030$1.74M1.5%-0.6%0.002%Search for SEC Filing on Google Icon
11/15/2022Regal Investment Advisors LLC3,443$0.57M0.1%-63.8%0.001%Search for SEC Filing on Google Icon
11/15/2022Alliancebernstein L.P.670,478$110.01M0.1%-17.7%0.129%Search for SEC Filing on Google Icon
11/15/2022State Street Corp40,070,278$6.57B0.4%+0.7%7.700%Search for SEC Filing on Google Icon
11/15/2022German American Bancorp Inc.28,927$4.75M0.8%+56.8%0.006%Search for SEC Filing on Google Icon
11/15/2022Boit C F David20,400$3.35M2.7%N/A0.004%Search for SEC Filing on Google Icon
11/15/2022Dana Investment Advisors Inc.4,058$0.67M0.0%-2.1%0.001%Search for SEC Filing on Google Icon
11/15/2022Resources Management Corp CT ADV9,225$1.51M0.3%-7.4%0.002%Search for SEC Filing on Google Icon
11/15/2022Traynor Capital Management Inc.10,520$1.73M0.3%-10.6%0.002%Search for SEC Filing on Google Icon
11/15/2022Delos Wealth Advisors LLC6,077$1M1.2%-35.3%0.001%Search for SEC Filing on Google Icon
11/15/2022Doyle Wealth Management1,665$0.27M0.0%+5.0%0.000%Search for SEC Filing on Google Icon
11/15/2022Public Employees Retirement System of Ohio317,923$52.17M0.2%-0.5%0.061%Search for SEC Filing on Google Icon
11/15/2022Orleans Capital Management Corp LA4,365$0.72M0.6%-4.8%0.001%Search for SEC Filing on Google Icon
11/15/2022Blue Edge Capital LLC13,876$2.28M0.6%+1.1%0.003%Search for SEC Filing on Google Icon
11/15/2022Public Employees Retirement Association of Colorado92,044$15.10M0.1%+4.0%0.018%Search for SEC Filing on Google Icon
11/15/2022Pittenger & Anderson Inc.40,735$6.68M0.4%+4.4%0.008%Search for SEC Filing on Google Icon
11/15/2022Northwest Bancshares Inc.1,300$0.21M0.0%-36.6%0.000%Search for SEC Filing on Google Icon
11/15/2022Colony Group LLC100,639$16.51M0.3%-0.9%0.019%Search for SEC Filing on Google Icon
11/15/2022Mercer Global Advisors Inc. ADV79,152$12.99M0.1%+16.6%0.015%Search for SEC Filing on Google Icon
11/15/2022Stokes Family Office LLC1,609$0.26M0.0%-14.7%0.000%Search for SEC Filing on Google Icon
11/15/2022Stonebridge Capital Advisors LLC2,699$0.44M0.1%-20.1%0.001%Search for SEC Filing on Google Icon
11/15/2022Surevest LLC200$33K0.0%-27.0%0.000%Search for SEC Filing on Google Icon
11/15/2022Thrivent Financial for Lutherans85,388$14.09M0.0%+0.3%0.016%Search for SEC Filing on Google Icon
11/15/2022Titleist Asset Management LTD.6,182$1.01M0.2%-9.2%0.001%Search for SEC Filing on Google Icon
11/15/2022Two Sigma Advisers LP581,900$95.48M0.3%+55.3%0.112%Search for SEC Filing on Google Icon
11/15/2022Two Sigma Investments LP472,516$77.53M0.3%+10.0%0.091%Search for SEC Filing on Google Icon
11/15/2022Trexquant Investment LP2,694$0.44M0.0%-53.1%0.001%Search for SEC Filing on Google Icon
11/15/2022UBS Asset Management Americas Inc.2,531,992$415.45M0.2%-2.3%0.487%Search for SEC Filing on Google Icon
11/15/2022Uniplan Investment Counsel Inc.27,328$4.48M0.3%N/A0.005%Search for SEC Filing on Google Icon
11/15/2022Utah Retirement Systems94,558$15.52M0.3%-0.6%0.018%Search for SEC Filing on Google Icon
11/15/2022Vanguard Group Inc.48,573,417$7.97B0.2%0.0%9.334%Search for SEC Filing on Google Icon
11/15/2022Vaughan David Investments LLC IL113,050$18.55M0.6%+3.6%0.022%Search for SEC Filing on Google Icon
11/15/2022Pathstone Family Office LLC27,087$4.46M0.1%+28.6%0.005%Search for SEC Filing on Google Icon
11/15/2022Premier Asset Management LLC1,375$0.23M0.2%N/A0.000%Search for SEC Filing on Google Icon
11/15/2022Price T Rowe Associates Inc. MD1,649,261$270.61M0.0%-0.2%0.317%Search for SEC Filing on Google Icon
11/15/2022Primecap Management Co. CA2,920,058$479.12M0.5%-2.0%0.561%Search for SEC Filing on Google Icon
11/15/2022Putnam Investments LLC21,471$3.52M0.0%+19.9%0.004%Search for SEC Filing on Google Icon
11/15/2022Pearl River Capital LLC26,343$4.32M0.8%+92.7%0.005%Search for SEC Filing on Google Icon
11/15/2022Permanens Capital L.P.17,620$2.89M0.7%-36.6%0.003%Search for SEC Filing on Google Icon
11/15/2022Principle Wealth Partners LLC24,493$4.02M0.4%+12.7%0.005%Search for SEC Filing on Google Icon
11/15/2022Quadrature Capital Ltd146,643$24.07M0.8%N/A0.028%Search for SEC Filing on Google Icon
11/15/2022Kinloch Capital LLC14,629$2.40M1.6%+2.9%0.003%Search for SEC Filing on Google Icon
11/15/2022Lake Street Advisors Group LLC15,578$2.56M0.2%-3.6%0.003%Search for SEC Filing on Google Icon
11/15/2022Logan Capital Management Inc.13,373$2.19M0.1%+1.6%0.003%Search for SEC Filing on Google Icon
11/15/2022Laidlaw Wealth Management LLC1,850$0.30M0.1%+10.5%0.000%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Caterpillar logo
Caterpillar Inc. manufactures and sells construction and mining equipment, diesel and natural gas engines, and industrial gas turbines. Its Construction Industries segment offers asphalt pavers, compactors, cold planers, feller bunchers, harvesters, motorgraders, pipelayers, road reclaimers, skidders, telehandlers, and utility vehicles; backhoe, knuckleboom, compact track, multi-terrain, skid steer, and track-type loaders; forestry and wheel excavators; and site prep and track-type tractors. The company's Resource Industries segment provides electric rope and hydraulic shovels, draglines, rotary drills, hard rock vehicles, track-type tractors, mining trucks, longwall miners, wheel loaders, off-highway and articulated trucks, wheel tractor scrapers, wheel dozers, landfill and soil compactors, machinery components, electronics and control systems, select work tools, and hard rock continuous mining systems. Its Energy & Transportation segment offers reciprocating engine powered generator sets; reciprocating engines and integrated systems for the power generation, marine, oil, and gas industries; turbines, centrifugal gas compressors, and related services; remanufactured reciprocating engines and components; and diesel-electric locomotives and components, and other rail-related products. The company's Financial Products segment provides operating and finance leases, installment sale contracts, working capital loans, and wholesale financing; and insurance and risk management products. Its All Other operating segment manufactures filters and fluids, undercarriage, ground engaging tools, fluid transfer products, precision seals, and rubber sealing and connecting components; parts distribution; integrated logistics solutions and distribution services; and digital investments services. The company was formerly known as Caterpillar Tractor Co. and changed its name to Caterpillar Inc. in 1986. The company was founded in 1925 and is headquartered in Deerfield, Illinois.
Read More on Caterpillar

Today's Range

Now: $235.70
Low: $235.19
High: $237.49

50 Day Range

MA: $200.05
Low: $162.44
High: $237.26

52 Week Range

Now: $235.70
Low: $160.60
High: $239.85

Volume

1,034,748 shs

Average Volume

3,321,086 shs

Market Capitalization

$122.66 billion

P/E Ratio

17.12

Dividend Yield

2.03%

Beta

1.13

Who are the company insiders with the largest holdings of Caterpillar?

Caterpillar's top insider investors include:
  1. Denise C Johnson (Insider)
  2. Suzette M Long (General Counsel)
  3. Gary Michael Marvel (CAO)
  4. Joseph E Creed (Insider)
  5. David Maclennan (Director)
  6. Joseph E Creed (Insider)
  7. Joseph E Creed (Major Shareholder)
Learn More about top insider investors at Caterpillar.

Who are the major institutional investors of Caterpillar?

Caterpillar's top institutional investors include:
  1. Vanguard Group Inc. — 9.33%
  2. State Street Corp — 7.70%
  3. BlackRock Inc. — 7.02%
  4. Fisher Asset Management LLC — 1.40%
  5. Bank of New York Mellon Corp — 1.05%
  6. Nuveen Asset Management LLC — 0.65%
Learn More about top institutional investors of Caterpillar stock.

Which major investors are selling Caterpillar stock?

Within the last quarter, CAT stock was sold by these institutional investors:
  1. Macquarie Group Ltd.
  2. TD Asset Management Inc.
  3. Citadel Advisors LLC
  4. Mackenzie Financial Corp
  5. Fisher Asset Management LLC
  6. Jane Street Group LLC
  7. Neuberger Berman Group LLC
  8. BlackRock Inc.
During the previous year, company insiders that have sold Caterpillar company stock include:
  1. Denise C Johnson (Insider)
  2. Suzette M Long (General Counsel)
  3. Gary Michael Marvel (CAO)
  4. Joseph E Creed (Insider)
Learn More investors selling Caterpillar stock.

Which major investors are buying Caterpillar stock?

During the previous quarter, CAT stock was acquired by institutional investors including:
  1. Altshuler Shaham Ltd
  2. Barclays PLC
  3. State Street Corp
  4. Assenagon Asset Management S.A.
  5. Brandywine Global Investment Management LLC
  6. Parallax Volatility Advisers L.P.
  7. Parallax Volatility Advisers L.P.
  8. Two Sigma Advisers LP