CAT Insider Trading

Insider Ownership Percentage: 0.29%
Insider Buying (Last 12 Months): $315,733.50
Insider Selling (Last 12 Months): $25,484,979.78

Caterpillar Insider Trading History Chart

This chart shows the insider buying and selling history at Caterpillar by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Caterpillar Share Price & Price History

Current Price: $379.63
Price Change: Price Increase of +3.43 (0.91%)
As of 11/1/2024 01:00 AM ET

This chart shows the closing price history over time for CAT up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

Caterpillar Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
9/4/2024Gerald JohnsonDirectorBuy100$338.59$33,859.002,842View SEC Filing Icon  
8/30/2024Anthony D. FassinoInsiderSell3,185$351.36$1,119,081.6033,442View SEC Filing Icon  
8/22/2024Cheryl H. JohnsonInsiderSell2,975$342.48$1,018,878.0015,615View SEC Filing Icon  
7/16/2024Cheryl H. JohnsonInsiderSell1,508$350.00$527,800.0018,515View SEC Filing Icon  
5/30/2024Cheryl H. JohnsonInsiderSell1,508$340.00$512,720.0020,023View SEC Filing Icon  
5/13/2024Bob De LangeInsiderSell21,847$356.90$7,797,194.3071,115View SEC Filing Icon  
5/3/2024David MaclennanDirectorBuy500$337.39$168,695.005,738View SEC Filing Icon  
2/28/2024Anthony D. FassinoInsiderSell4,575$329.80$1,508,835.0023,474View SEC Filing Icon  
2/23/2024David MaclennanDirectorBuy350$323.37$113,179.505,238View SEC Filing Icon  
2/7/2024Bob De LangeInsiderSell21,194$325.52$6,899,070.8861,092View SEC Filing Icon  
2/2/2024Andrew RJ BonfieldCFOSell10,000$310.10$3,101,000.0057,317View SEC Filing Icon  
1/25/2024Andrew RJ BonfieldCFOSell10,000$300.04$3,000,400.0067,317View SEC Filing Icon  
8/29/2023Anthony D. FassinoInsiderSell2,923$279.00$815,517.0016,182View SEC Filing Icon  
8/9/2023Cheryl H. JohnsonInsiderSell18,294$286.33$5,238,121.0216,362View SEC Filing Icon  
8/3/2023Joseph E. CreedinsiderSell7,286$285.25$2,078,331.50View SEC Filing Icon  
8/1/2023Bob De LangeInsiderSell20,000$275.00$5,500,000.0053,671View SEC Filing Icon  
7/18/2023Cheryl H. JohnsonInsiderSell6,415$260.00$1,667,900.0016,362View SEC Filing Icon  
2/17/2023David MaclennanDirectorBuy400$249.29$99,716.003,709View SEC Filing Icon  
2/9/2023Suzette M. LongGeneral CounselSell8,000$251.04$2,008,320.008,776View SEC Filing Icon  
2/6/2023Daniel M. DickinsonDirectorSell6,070$251.22$1,524,905.405,038View SEC Filing Icon  
2/3/2023Cheryl H. JohnsonInsiderSell23,883$250.44$5,981,258.5213,857View SEC Filing Icon  
1/9/2023Bob De LangeInsiderSell11,000$250.00$2,750,000.0044,559View SEC Filing Icon  
1/6/2023Joseph E. CreedinsiderSell18,294$249.00$4,555,206.00View SEC Filing Icon  
12/27/2022Denise C. JohnsonInsiderSell23,737$240.14$5,700,203.188,605View SEC Filing Icon  
11/11/2022Suzette M. LongGeneral CounselSell1,884$237.28$447,035.528,665View SEC Filing Icon  
5/18/2022Joseph E. CreedInsiderSell2,757$214.13$590,356.41View SEC Filing Icon  
5/5/2022David MaclennanDirectorBuy600$219.82$131,892.002,480View SEC Filing Icon  
4/20/2022Joseph E CreedInsiderSell5,004$235.00$1,175,940.002,757View SEC Filing Icon  
4/20/2022Suzette M. LongGeneral CounselSell3,816$235.00$896,760.0010,549View SEC Filing Icon  
3/17/2022Suzette M. LongGeneral CounselSell40,356$220.00$8,878,320.00View SEC Filing Icon  
2/16/2022Gary Michael MarvelCAOSell674$203.11$136,896.14View SEC Filing Icon  
2/7/2022David MaclennanDirectorBuy480$199.50$95,760.00View SEC Filing Icon  
1/18/2022Joseph E CreedInsiderSell5,004$230.00$1,150,920.00View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for Caterpillar (NYSE:CAT)

70.98% of Caterpillar stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at CAT by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Caterpillar Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/2/2024Costello Asset Management INC3,041$1.19M0.8%-1.4%0.001%Search for SEC Filing on Google Icon
11/2/2024Transcendent Capital Group LLC1,324$0.52M0.3%+122.5%0.000%Search for SEC Filing on Google Icon
11/2/2024Houlihan Financial Resource Group Ltd.754$0.30M0.1%N/A0.000%Search for SEC Filing on Google Icon
11/2/2024Mesirow Financial Investment Management Inc.98,773$38.63M0.7%-0.3%0.020%Search for SEC Filing on Google Icon
11/2/2024XML Financial LLC3,994$1.56M0.1%-15.6%0.001%Search for SEC Filing on Google Icon
11/1/2024Proficio Capital Partners LLC1,604$0.63M0.1%-23.2%0.000%Search for SEC Filing on Google Icon
11/1/2024Atria Investments Inc33,853$13.24M0.2%-21.4%0.007%Search for SEC Filing on Google Icon
11/1/2024Essex Savings Bank6,244$2.44M0.6%+3.1%0.001%Search for SEC Filing on Google Icon
11/1/2024First Personal Financial Services329$0.13M0.0%-35.2%0.000%Search for SEC Filing on Google Icon
11/1/2024Field & Main Bank7,828$3.06M1.1%+0.6%0.002%Search for SEC Filing on Google Icon
11/1/2024Kerusso Capital Management LLC4,585$1.79M1.1%+6.4%0.001%Search for SEC Filing on Google Icon
11/1/2024Objective Capital Management LLC1,832$0.72M0.4%N/A0.000%Search for SEC Filing on Google Icon
11/1/2024Tompkins Financial Corp2,019$0.79M0.1%-11.0%0.000%Search for SEC Filing on Google Icon
11/1/2024Scott & Selber Inc.550$0.22M0.1%N/A0.000%Search for SEC Filing on Google Icon
11/1/2024Carmel Capital Partners LLC1,032$0.40M0.2%+6.5%0.000%Search for SEC Filing on Google Icon
11/1/2024Westchester Capital Management Inc.64,929$25.40M6.2%-2.8%0.013%Search for SEC Filing on Google Icon
11/1/2024Lindbrook Capital LLC4,404$1.72M0.2%-17.1%0.001%Search for SEC Filing on Google Icon
11/1/2024Bridges Investment Management Inc.5,881$2.30M0.0%+3.1%0.001%Search for SEC Filing on Google Icon
11/1/2024Wealth Quarterback LLC2,960$1.16M0.6%-7.2%0.001%Search for SEC Filing on Google Icon
11/1/2024Thomas Story & Son LLC1,350$0.53M0.2%-20.6%0.000%Search for SEC Filing on Google Icon
11/1/2024Assetmark Inc.16,773$6.56M0.0%+5.3%0.003%Search for SEC Filing on Google Icon
11/1/2024Verdence Capital Advisors LLC8,472$3.31M0.3%+11.5%0.002%Search for SEC Filing on Google Icon
11/1/2024Markel Group Inc.318,750$124.67M1.1%+2.3%0.066%Search for SEC Filing on Google Icon
11/1/2024Sequent Asset Management LLC3,498$1.37M0.7%-6.5%0.001%Search for SEC Filing on Google Icon
11/1/2024Carson Advisory Inc.2,535$0.99M0.6%+3.0%0.001%Search for SEC Filing on Google Icon
11/1/2024Washington Trust Advisors Inc.2,771$1.08M0.1%-3.5%0.001%Search for SEC Filing on Google Icon
11/1/2024Seascape Capital Management13,628$5.33M1.9%-2.7%0.003%Search for SEC Filing on Google Icon
11/1/2024CWA Asset Management Group LLC10,915$4.27M0.2%N/A0.002%Search for SEC Filing on Google Icon
11/1/2024Equitable Trust Co.15,271$5.97M0.4%+1.7%0.003%Search for SEC Filing on Google Icon
11/1/2024AEGON ASSET MANAGEMENT UK Plc97,282$38.04M0.5%+0.9%0.020%Search for SEC Filing on Google Icon
11/1/2024Leavell Investment Management Inc.14,178$5.55M0.3%+18.9%0.003%Search for SEC Filing on Google Icon
11/1/2024Hollencrest Capital Management1,203$0.47M0.0%-16.8%0.000%Search for SEC Filing on Google Icon
11/1/2024Burt Wealth Advisors544$0.21M0.1%N/A0.000%Search for SEC Filing on Google Icon
11/1/2024Capital Performance Advisors LLP91$36K0.0%N/A0.000%Search for SEC Filing on Google Icon
11/1/2024Physicians Financial Services Inc.17,984$7.03M2.2%-3.0%0.004%Search for SEC Filing on Google Icon
11/1/2024Philip James Wealth Mangement LLC1,231$0.48M0.1%N/A0.000%Search for SEC Filing on Google Icon
11/1/2024Heritage Wealth Management Inc.7,146$2.80M0.9%-1.2%0.001%Search for SEC Filing on Google Icon
11/1/2024Stiles Financial Services Inc2,736$1.07M0.4%+4.3%0.001%Search for SEC Filing on Google Icon
11/1/2024Stone Point Wealth LLC6,721$2.63M0.8%-1.4%0.001%Search for SEC Filing on Google Icon
11/1/2024Summit Global Investments1,843$0.72M0.0%+6.7%0.000%Search for SEC Filing on Google Icon
11/1/2024Bensler LLC2,030$0.79M0.1%-3.0%0.000%Search for SEC Filing on Google Icon
11/1/2024Smith Thornton Advisors LLC597$0.23M0.2%N/A0.000%Search for SEC Filing on Google Icon
11/1/2024First National Bank & Trust Co. of Newtown9,589$3.75M0.7%+0.7%0.002%Search for SEC Filing on Google Icon
11/1/2024Verity Asset Management Inc.2,560$0.99M0.4%-21.3%0.001%Search for SEC Filing on Google Icon
10/31/2024LS Investment Advisors LLC38,350$15M2.2%-0.6%0.008%Search for SEC Filing on Google Icon
10/31/2024Trinity Legacy Partners LLC17,439$6.87M1.6%-0.7%0.004%Search for SEC Filing on Google Icon
10/31/2024Dudley Capital Management LLC2,161$0.85M0.4%+10.6%0.000%Search for SEC Filing on Google Icon
10/31/2024ARK Investment Management LLC21,612$8.45M0.1%-11.7%0.004%Search for SEC Filing on Google Icon
10/31/2024Portside Wealth Group LLC3,811$1.49M0.3%-17.8%0.001%Search for SEC Filing on Google Icon
10/31/2024Consolidated Planning Corp34,667$13.56M2.0%-2.7%0.007%Search for SEC Filing on Google Icon
10/31/2024Western Pacific Wealth Management LP211$83K0.1%N/A0.000%Search for SEC Filing on Google Icon
10/31/2024Valley Brook Capital Group Inc.7,935$3.10M2.2%+4.1%0.002%Search for SEC Filing on Google Icon
10/31/2024Kornitzer Capital Management Inc. KS1,272$0.50M0.0%-3.8%0.000%Search for SEC Filing on Google Icon
10/31/2024Ascent Wealth Partners LLC16,324$6.39M0.9%-1.3%0.003%Search for SEC Filing on Google Icon
10/31/2024Washington Trust Bank2,349$0.92M0.1%+1.2%0.000%Search for SEC Filing on Google Icon
10/31/2024Jmac Enterprises LLC876$0.34M0.1%+3.5%0.000%Search for SEC Filing on Google Icon
10/31/2024Deseret Mutual Benefit Administrators1,881$0.74M0.4%-20.5%0.000%Search for SEC Filing on Google Icon
10/31/2024Principal Financial Group Inc.729,654$285.38M0.2%+0.7%0.150%Search for SEC Filing on Google Icon
10/31/2024Woodmont Investment Counsel LLC2,538$0.99M0.1%+1.2%0.001%Search for SEC Filing on Google Icon
10/31/2024BNC Wealth Management LLC10,024$3.92M1.4%+7.6%0.002%Search for SEC Filing on Google Icon
10/31/2024WoodTrust Financial Corp565$0.22M0.0%N/A0.000%Search for SEC Filing on Google Icon
10/31/2024Cozad Asset Management Inc.7,425$2.90M0.3%+4.3%0.002%Search for SEC Filing on Google Icon
10/31/2024Jackson Square Capital LLC16,581$6.49M1.6%+33.7%0.003%Search for SEC Filing on Google Icon
10/31/2024Malaga Cove Capital LLC14,826$5.80M2.3%-0.8%0.003%Search for SEC Filing on Google Icon
10/31/2024Walkner Condon Financial Advisors LLC976$0.38M0.1%+18.6%0.000%Search for SEC Filing on Google Icon
10/31/2024Baugh & Associates LLC600$0.24M0.1%N/A0.000%Search for SEC Filing on Google Icon
10/31/2024Advisors Management Group Inc. ADV5,592$2.19M0.5%-1.3%0.001%Search for SEC Filing on Google Icon
10/31/2024Graypoint LLC10,708$4.19M0.3%+1.1%0.002%Search for SEC Filing on Google Icon
10/31/2024Blake Schutter Theil Wealth Advisors LLC720$0.28M0.2%N/A0.000%Search for SEC Filing on Google Icon
10/31/2024Forte Capital LLC ADV1,744$0.68M0.1%+3.8%0.000%Search for SEC Filing on Google Icon
10/31/2024M&G PLC42,988$16.81M0.1%+0.8%0.009%Search for SEC Filing on Google Icon
10/31/2024D.B. Root & Company LLC944$0.37M0.1%+8.8%0.000%Search for SEC Filing on Google Icon
10/31/2024Concurrent Investment Advisors LLC21,826$8.54M0.3%+11.5%0.004%Search for SEC Filing on Google Icon
10/30/2024Umpqua Bank7,314$2.86M1.0%-2.8%0.001%Search for SEC Filing on Google Icon
10/30/2024Ballast Advisors LLC2,701$1.06M0.3%-3.9%0.001%Search for SEC Filing on Google Icon
10/30/2024Harvest Portfolios Group Inc.46,362$18.13M0.6%-12.6%0.009%Search for SEC Filing on Google Icon
10/30/2024Foster & Motley Inc.16,659$6.52M0.4%+0.9%0.003%Search for SEC Filing on Google Icon
10/30/2024Radnor Capital Management LLC8,362$3.27M0.5%N/A0.002%Search for SEC Filing on Google Icon
10/30/2024Callahan Advisors LLC55,346$21.65M2.1%0.0%0.011%Search for SEC Filing on Google Icon
10/30/2024Financial Security Advisor Inc.518$0.20M0.1%N/A0.000%Search for SEC Filing on Google Icon
10/30/2024Catalina Capital Group LLC2,691$1.05M0.4%+10.1%0.001%Search for SEC Filing on Google Icon
10/30/2024Avidian Wealth Enterprises LLC4,421$1.73M0.1%-4.0%0.001%Search for SEC Filing on Google Icon
10/30/2024Beacon Financial Advisory LLC1,937$0.76M0.3%-3.2%0.000%Search for SEC Filing on Google Icon
10/30/2024Marks Group Wealth Management Inc2,050$0.80M0.1%-8.2%0.000%Search for SEC Filing on Google Icon
10/30/2024Balentine LLC3,359$1.31M0.1%+389.7%0.001%Search for SEC Filing on Google Icon
10/30/2024Hixon Zuercher LLC23,180$9.07M3.6%-2.0%0.005%Search for SEC Filing on Google Icon
10/30/2024Focused Wealth Management Inc7,668$3M0.4%+0.6%0.002%Search for SEC Filing on Google Icon
10/30/2024Fiduciary Family Office LLC2,952$1.16M0.4%-10.8%0.001%Search for SEC Filing on Google Icon
10/30/2024MinichMacGregor Wealth Management LLC1,226$0.48M0.1%+2.3%0.000%Search for SEC Filing on Google Icon
10/30/2024Austin Private Wealth LLC1,305$0.51M0.0%-5.5%0.000%Search for SEC Filing on Google Icon
10/30/2024Crestwood Advisors Group LLC21,728$8.50M0.2%+1.0%0.004%Search for SEC Filing on Google Icon
10/30/2024NorthRock Partners LLC5,318$2.08M0.2%-9.1%0.001%Search for SEC Filing on Google Icon
10/30/2024Global Wealth Management Investment Advisory Inc.12,334$4.82M1.0%+3.2%0.003%Search for SEC Filing on Google Icon
10/30/2024Ameritas Advisory Services LLC16,462$6.44M0.3%-10.2%0.003%Search for SEC Filing on Google Icon
10/30/2024Heritage Investors Management Corp130,477$51.03M1.7%-4.1%0.027%Search for SEC Filing on Google Icon
10/30/2024Hanlon Investment Management Inc.1,262$0.49M0.1%+16.3%0.000%Search for SEC Filing on Google Icon
10/30/2024Pittenger & Anderson Inc.37,370$14.62M0.5%+0.5%0.008%Search for SEC Filing on Google Icon
10/30/2024Clarity Financial LLC597$0.23M0.0%N/A0.000%Search for SEC Filing on Google Icon
10/30/2024Amalgamated Bank104,213$40.76M0.3%+4.6%0.021%Search for SEC Filing on Google Icon
10/30/2024Sentry Investment Management LLC2,367$0.93M0.4%+6.6%0.000%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Caterpillar logo
Caterpillar Inc. manufactures and sells construction and mining equipment, off-highway diesel and natural gas engines, industrial gas turbines, and diesel-electric locomotives in worldwide. Its Construction Industries segment offers asphalt pavers, compactors, road reclaimers, forestry machines, cold planers, material handlers, track-type tractors, excavators, telehandlers, motor graders, and pipelayers; compact track, wheel, track-type, backhoe, and skid steer loaders; and related parts and tools. The company's Resource Industries segment provides electric rope and hydraulic shovels, draglines, rotary drills, hard rock vehicles, tractors, mining trucks, wheel loaders, off-highway and articulated trucks, wheel tractor scrapers and dozers, fleet management products, landfill and soil compactors, machinery components, autonomous ready vehicles and solutions, work tools, and safety services and mining performance solutions, as well as related parts and services. Its Energy & Transportation segment offers reciprocating engine powered generator sets; reciprocating engines, drivetrain, and integrated systems and solutions; turbines, centrifugal gas compressors, and related services; and diesel-electric locomotives and components, and other rail-related products. The company's Financial Products segment provides operating and finance leases, installment sale contracts, revolving charge accounts, repair/rebuild financing services, working capital loans, and wholesale financing; and insurance and risk management products and services. Its All Other Operating segment offers filters and fluids, undercarriage, ground engaging tools, fluid transfer products, precision seals, and rubber sealing and connecting components; parts distribution; logistics solutions and distribution services; brand management and marketing strategy services; and digital investments services. Caterpillar Inc. was founded in 1925 and is headquartered in Irving, Texas.
Read More on Caterpillar

Today's Range

Now: $379.63
Low: $376.94
High: $383.27

50 Day Range

MA: $372.40
Low: $329.32
High: $402.16

52 Week Range

Now: $379.63
Low: $232.88
High: $403.60

Volume

1,623,619 shs

Average Volume

2,624,214 shs

Market Capitalization

$184.08 billion

P/E Ratio

17.60

Dividend Yield

1.49%

Beta

1.1

Who are the company insiders with the largest holdings of Caterpillar?

Caterpillar's top insider investors include:
  1. Lange Bob De (Insider)
  2. Andrew R J Bonfield (CFO)
  3. Anthony D Fassino (Insider)
  4. Cheryl H Johnson (Insider)
  5. Suzette M Long (General Counsel)
  6. Denise C Johnson (Insider)
  7. David Maclennan (Director)
  8. Daniel M Dickinson (Director)
  9. Gerald Johnson (Director)
  10. Joseph E Creed (Insider)
Learn More about top insider investors at Caterpillar.

Who are the major institutional investors of Caterpillar?

Caterpillar's top institutional investors include:
  1. International Assets Investment Management LLC — 0.44%
  2. National Pension Service — 0.21%
  3. Principal Financial Group Inc. — 0.15%
  4. Raymond James & Associates — 0.12%
  5. New York State Common Retirement Fund — 0.12%
  6. US Bancorp DE — 0.11%
Learn More about top institutional investors of Caterpillar stock.

Which major investors are selling Caterpillar stock?

Within the last quarter, CAT stock was sold by these institutional investors:
  1. DekaBank Deutsche Girozentrale
  2. New York State Common Retirement Fund
  3. abrdn plc
  4. US Bancorp DE
  5. Robeco Institutional Asset Management B.V.
  6. Exchange Traded Concepts LLC
  7. New York State Teachers Retirement System
  8. Simplicity Wealth LLC
During the previous year, company insiders that have sold Caterpillar company stock include:
  1. Lange Bob De (Insider)
  2. Andrew R J Bonfield (CFO)
  3. Anthony D Fassino (Insider)
  4. Cheryl H Johnson (Insider)
Learn More investors selling Caterpillar stock.

Which major investors are buying Caterpillar stock?

During the previous quarter, CAT stock was acquired by institutional investors including:
  1. International Assets Investment Management LLC
  2. Assenagon Asset Management S.A.
  3. Commerzbank Aktiengesellschaft FI
  4. Pathway Financial Advisers LLC
  5. Pathway Financial Advisers LLC
  6. National Pension Service
  7. HM Payson & Co.
  8. Vest Financial LLC
During the previous year, these company insiders have bought Caterpillar stock:
  1. Lange Bob De (Insider)
  2. Andrew R J Bonfield (CFO)
Learn More investors buying Caterpillar stock.