CAT Insider Trading

Insider Ownership Percentage: 0.33%
Insider Buying (Last 12 Months): $113,179.50
Insider Selling (Last 12 Months): $29,809,175.40

Caterpillar Insider Trading History Chart

This chart shows the insider buying and selling history at Caterpillar by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Caterpillar Share Price & Price History

Current Price: $366.38
Price Change: Price Increase of +1.73 (0.47%)
As of 03/28/2024 01:00 AM ET

This chart shows the closing price history over time for CAT up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

Caterpillar Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
2/28/2024Anthony D. FassinoInsiderSell4,575$329.80$1,508,835.0023,474View SEC Filing Icon  
2/23/2024David MaclennanDirectorBuy350$323.37$113,179.505,238View SEC Filing Icon  
2/7/2024Bob De LangeInsiderSell21,194$325.52$6,899,070.8861,092View SEC Filing Icon  
2/2/2024Andrew RJ BonfieldCFOSell10,000$310.10$3,101,000.0057,317View SEC Filing Icon  
1/25/2024Andrew RJ BonfieldCFOSell10,000$300.04$3,000,400.0067,317View SEC Filing Icon  
8/29/2023Anthony D. FassinoInsiderSell2,923$279.00$815,517.0016,182View SEC Filing Icon  
8/9/2023Cheryl H. JohnsonInsiderSell18,294$286.33$5,238,121.0216,362View SEC Filing Icon  
8/3/2023Joseph E. CreedinsiderSell7,286$285.25$2,078,331.50View SEC Filing Icon  
8/1/2023Bob De LangeInsiderSell20,000$275.00$5,500,000.0053,671View SEC Filing Icon  
7/18/2023Cheryl H. JohnsonInsiderSell6,415$260.00$1,667,900.0016,362View SEC Filing Icon  
2/17/2023David MaclennanDirectorBuy400$249.29$99,716.003,709View SEC Filing Icon  
2/9/2023Suzette M. LongGeneral CounselSell8,000$251.04$2,008,320.008,776View SEC Filing Icon  
2/6/2023Daniel M. DickinsonDirectorSell6,070$251.22$1,524,905.405,038View SEC Filing Icon  
2/3/2023Cheryl H. JohnsonInsiderSell23,883$250.44$5,981,258.5213,857View SEC Filing Icon  
1/9/2023Bob De LangeInsiderSell11,000$250.00$2,750,000.0044,559View SEC Filing Icon  
1/6/2023Joseph E. CreedinsiderSell18,294$249.00$4,555,206.00View SEC Filing Icon  
12/27/2022Denise C. JohnsonInsiderSell23,737$240.14$5,700,203.188,605View SEC Filing Icon  
11/11/2022Suzette M. LongGeneral CounselSell1,884$237.28$447,035.528,665View SEC Filing Icon  
5/18/2022Joseph E. CreedInsiderSell2,757$214.13$590,356.41View SEC Filing Icon  
5/5/2022David MaclennanDirectorBuy600$219.82$131,892.002,480View SEC Filing Icon  
4/20/2022Joseph E CreedInsiderSell5,004$235.00$1,175,940.002,757View SEC Filing Icon  
4/20/2022Suzette M. LongGeneral CounselSell3,816$235.00$896,760.0010,549View SEC Filing Icon  
3/17/2022Suzette M. LongGeneral CounselSell40,356$220.00$8,878,320.00View SEC Filing Icon  
2/16/2022Gary Michael MarvelCAOSell674$203.11$136,896.14View SEC Filing Icon  
2/7/2022David MaclennanDirectorBuy480$199.50$95,760.00View SEC Filing Icon  
1/18/2022Joseph E CreedInsiderSell5,004$230.00$1,150,920.00View SEC Filing Icon  
11/1/2021Joseph E CreedInsiderSell5,038$204.09$1,028,205.42View SEC Filing Icon  
8/4/2021David MaclennanDirectorBuy500$206.20$103,100.00View SEC Filing Icon  
6/4/2021Joseph E. CreedInsiderSell7,699$245.12$1,887,178.88View SEC Filing Icon  
5/5/2021David MaclennanDirectorBuy420$237.86$99,901.20890View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for Caterpillar (NYSE:CAT)

70.98% of Caterpillar stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at CAT by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Caterpillar Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
3/28/2024Newbridge Financial Services Group Inc.1,942$0.57M0.3%+35.9%0.000%Search for SEC Filing on Google Icon
3/26/2024HighPoint Advisor Group LLC35,886$10.61M0.8%N/A0.007%Search for SEC Filing on Google Icon
3/22/2024PNC Financial Services Group Inc.363,995$107.62M0.1%+1.1%0.073%Search for SEC Filing on Google Icon
3/19/2024Warren Street Wealth Advisors LLC1,535$0.45M0.3%+3.6%0.000%Search for SEC Filing on Google Icon
3/18/2024CoreFirst Bank & Trust1,422$0.42M0.3%-64.0%0.000%Search for SEC Filing on Google Icon
3/15/2024B. Riley Wealth Advisors Inc.38,678$11.44M0.3%-2.2%0.008%Search for SEC Filing on Google Icon
3/14/2024Ables Iannone Moore & Associates Inc.660$0.20M0.1%N/A0.000%Search for SEC Filing on Google Icon
3/14/2024Leo Wealth LLC3,646$1.08M0.1%N/A0.001%Search for SEC Filing on Google Icon
3/13/2024MONECO Advisors LLC2,798$0.83M0.2%-12.3%0.001%Search for SEC Filing on Google Icon
3/13/2024Sivia Capital Partners LLC896$0.27M0.1%N/A0.000%Search for SEC Filing on Google Icon
3/12/2024Spartan Planning & Wealth Management686$0.20M0.2%-12.1%0.000%Search for SEC Filing on Google Icon
3/11/2024Vanguard Group Inc.48,353,370$14.30B0.3%+0.3%9.682%Search for SEC Filing on Google Icon
3/8/2024Trust Co. of Vermont12,130$3.59M0.2%-14.2%0.002%Search for SEC Filing on Google Icon
3/8/2024ICA Group Wealth Management LLC3,134$0.93M0.2%+9.2%0.001%Search for SEC Filing on Google Icon
3/7/2024Objective Capital Management LLC1,459$0.43M0.3%+20.9%0.000%Search for SEC Filing on Google Icon
3/6/2024SageView Advisory Group LLC1,444$0.44M0.0%-57.4%0.000%Search for SEC Filing on Google Icon
3/5/2024Fisher Asset Management LLC8,139,040$2.41B1.2%+2.2%1.630%Search for SEC Filing on Google Icon
3/5/2024Stonebridge Capital Management Inc.12,722$3.76M1.8%-0.8%0.003%Search for SEC Filing on Google Icon
3/5/2024Greenwood Capital Associates LLC1,352$0.40M0.1%N/A0.000%Search for SEC Filing on Google Icon
3/5/2024Slagle Financial LLC17,010$5.03M0.6%+95.7%0.003%Search for SEC Filing on Google Icon
3/5/2024Wellington Management Group LLP82,154$24.29M0.0%-53.3%0.016%Search for SEC Filing on Google Icon
3/5/2024CCM Investment Advisers LLC66,893$19.78M2.4%+0.3%0.013%Search for SEC Filing on Google Icon
3/4/2024Congress Asset Management Co. MA57,695$17.06M0.1%-1.2%0.012%Search for SEC Filing on Google Icon
3/4/2024Richardson Financial Services Inc.92$27K0.0%N/A0.000%Search for SEC Filing on Google Icon
3/4/2024Northwest Bank & Trust Co557$0.17M0.1%N/A0.000%Search for SEC Filing on Google Icon
3/4/2024Vima LLC102$30K0.1%N/A0.000%Search for SEC Filing on Google Icon
3/1/2024Creekmur Asset Management LLC17,941$5.30M1.6%N/A0.004%Search for SEC Filing on Google Icon
3/1/2024Transcendent Capital Group LLC1,863$0.55M0.4%N/A0.000%Search for SEC Filing on Google Icon
3/1/2024Pineridge Advisors LLC123$36K0.0%N/A0.000%Search for SEC Filing on Google Icon
2/29/2024Scarborough Advisors LLC260$77K0.0%N/A0.000%Search for SEC Filing on Google Icon
2/28/2024American International Group Inc.152,749$45.16M0.2%+0.2%0.030%Search for SEC Filing on Google Icon
2/28/2024EP Wealth Advisors LLC8,878$2.63M0.0%+4.8%0.002%Search for SEC Filing on Google Icon
2/27/2024Lazari Capital Management Inc.1,403$0.42M0.2%-12.2%0.000%Search for SEC Filing on Google Icon
2/26/2024Syon Capital LLC5,488$1.62M0.1%+38.6%0.001%Search for SEC Filing on Google Icon
2/26/2024Centaurus Financial Inc.2,616$0.77M0.1%-25.3%0.001%Search for SEC Filing on Google Icon
2/26/2024Integrated Advisors Network LLC46,663$13.80M0.8%-24.3%0.009%Search for SEC Filing on Google Icon
2/26/2024Teachers Retirement System of The State of Kentucky44,292$13.10M0.1%-5.9%0.009%Search for SEC Filing on Google Icon
2/23/2024TKG Advisors LLC8,185$2.42M1.4%+111.2%0.002%Search for SEC Filing on Google Icon
2/23/2024Chicago Partners Investment Group LLC1,869$0.54M0.0%-10.7%0.000%Search for SEC Filing on Google Icon
2/23/2024Beacon Financial Group1,085$0.32M0.0%+3.9%0.000%Search for SEC Filing on Google Icon
2/22/2024Auxier Asset Management3,230$0.96M0.2%-3.0%0.001%Search for SEC Filing on Google Icon
2/21/2024WNY Asset Management LLC1,130$0.33M0.1%-4.7%0.000%Search for SEC Filing on Google Icon
2/21/2024Garde Capital Inc.5,116$1.51M0.1%+5.6%0.001%Search for SEC Filing on Google Icon
2/21/2024American Trust1,980$0.59M0.0%-7.9%0.000%Search for SEC Filing on Google Icon
2/21/2024V Square Quantitative Management LLC6,323$1.87M0.4%+56.4%0.001%Search for SEC Filing on Google Icon
2/20/2024Birmingham Capital Management Co. Inc. AL53,420$15.80M6.2%-3.1%0.010%Search for SEC Filing on Google Icon
2/20/2024Sunpointe LLC710$0.21M0.3%N/A0.000%Search for SEC Filing on Google Icon
2/20/2024Quarry LP108$32K0.0%-57.1%0.000%Search for SEC Filing on Google Icon
2/20/2024Taylor Financial Group Inc.1,805$0.53M0.4%N/A0.000%Search for SEC Filing on Google Icon
2/17/2024FIL Ltd1,234$0.37M0.0%N/A0.000%Search for SEC Filing on Google Icon
2/17/2024Madison Wealth Partners Inc928$0.27M0.1%+26.6%0.000%Search for SEC Filing on Google Icon
2/16/2024Wesbanco Bank Inc.11,761$3.48M0.2%-49.9%0.002%Search for SEC Filing on Google Icon
2/16/2024Burford Brothers Inc.1,582$0.47M0.3%N/A0.000%Search for SEC Filing on Google Icon
2/16/2024DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main61,703$18.23M0.0%-94.6%0.012%Search for SEC Filing on Google Icon
2/16/2024Hobbs Group Advisors LLC209$62K0.0%N/A0.000%Search for SEC Filing on Google Icon
2/16/2024SageView Advisory Group LLC1,444$0.44M0.0%-57.4%0.000%Search for SEC Filing on Google Icon
2/16/2024Secured Retirement Advisors LLC7,609$2.25M2.2%N/A0.001%Search for SEC Filing on Google Icon
2/16/2024Sanibel Captiva Trust Company Inc.46,544$13.76M0.5%N/A0.009%Search for SEC Filing on Google Icon
2/16/2024Childress Capital Advisors LLC1,094$0.32M0.1%-2.8%0.000%Search for SEC Filing on Google Icon
2/16/2024DRW Securities LLC2,169$0.64M0.0%+26.0%0.000%Search for SEC Filing on Google Icon
2/16/2024Oarsman Capital Inc.7,765$2.30M0.6%+3.1%0.002%Search for SEC Filing on Google Icon
2/16/2024Harbour Investments Inc.6,359$1.88M0.1%+8.0%0.001%Search for SEC Filing on Google Icon
2/16/2024Aspect Partners LLC85$25K0.0%N/A0.000%Search for SEC Filing on Google Icon
2/16/2024Studio Investment Management LLC16,153$4.78M1.2%+22.6%0.003%Search for SEC Filing on Google Icon
2/16/2024O Dell Group LLC315$93K0.0%N/A0.000%Search for SEC Filing on Google Icon
2/16/2024Public Employees Retirement System of Ohio263,682$77.96M0.3%-1.8%0.052%Search for SEC Filing on Google Icon
2/15/2024Gould Capital LLC11,021$3.26M2.4%+0.6%0.002%Search for SEC Filing on Google Icon
2/15/2024Mercer Global Advisors Inc. ADV89,285$26.40M0.1%+2.7%0.018%Search for SEC Filing on Google Icon
2/15/2024Mango Five Family Inc.3,465$1.02M0.4%N/A0.001%Search for SEC Filing on Google Icon
2/15/2024Employees Retirement System of Texas262,200$77.53M0.9%+40.8%0.052%Search for SEC Filing on Google Icon
2/15/2024Chartwell Investment Partners LLC18,000$5.32M0.2%-26.8%0.004%Search for SEC Filing on Google Icon
2/15/2024High Falls Advisors Inc4,484$1.33M0.4%+1.8%0.001%Search for SEC Filing on Google Icon
2/15/2024Venture Visionary Partners LLC27,365$8.09M0.4%+205.5%0.005%Search for SEC Filing on Google Icon
2/15/2024Morse Asset Management Inc2,849$0.84M0.2%-24.4%0.001%Search for SEC Filing on Google Icon
2/15/2024Townsquare Capital LLC18,532$5.48M0.1%-46.4%0.004%Search for SEC Filing on Google Icon
2/15/2024Coastal Bridge Advisors LLC743$0.22M0.1%N/A0.000%Search for SEC Filing on Google Icon
2/15/2024Cape Cod Five Cents Savings Bank2,549$0.75M0.1%-50.5%0.001%Search for SEC Filing on Google Icon
2/15/2024Virtue Capital Management LLC3,354$0.97M0.2%-22.4%0.001%Search for SEC Filing on Google Icon
2/15/2024Blue Edge Capital LLC13,011$3.85M0.7%-4.9%0.003%Search for SEC Filing on Google Icon
2/15/2024Main Street Group LTD573$0.17M0.1%N/A0.000%Search for SEC Filing on Google Icon
2/15/2024Baker Avenue Asset Management LP64,943$19.20M0.8%+4.0%0.013%Search for SEC Filing on Google Icon
2/15/2024Virtus ETF Advisers LLC2,362$0.70M0.4%-18.6%0.000%Search for SEC Filing on Google Icon
2/15/2024Horizon Kinetics Asset Management LLC6,959$2.06M0.0%-0.6%0.001%Search for SEC Filing on Google Icon
2/15/2024Moneta Group Investment Advisors LLC8,614$2.55M0.1%-3.6%0.002%Search for SEC Filing on Google Icon
2/15/2024Legal & General Group Plc3,822,478$1.13B0.3%+29.7%0.751%Search for SEC Filing on Google Icon
2/15/2024Perpetual Ltd2,134$0.63M0.0%-81.8%0.000%Search for SEC Filing on Google Icon
2/15/2024Fayez Sarofim & Co40,524$12.85M0.0%-4.8%0.008%Search for SEC Filing on Google Icon
2/15/2024Utah Retirement Systems88,505$26.17M0.3%-0.7%0.017%Search for SEC Filing on Google Icon
2/15/2024Vanguard Group Inc.48,353,314$14.30B0.3%+0.3%9.498%Search for SEC Filing on Google Icon
2/15/2024Voya Investment Management LLC776,975$229.73M0.3%+138.3%0.153%Search for SEC Filing on Google Icon
2/15/2024Vident Advisory LLC20,414$6.04M0.2%+7.6%0.004%Search for SEC Filing on Google Icon
2/15/2024Waters Parkerson & CO. LLC1,309$0.39M0.0%-6.4%0.000%Search for SEC Filing on Google Icon
2/15/2024Websterrogers Financial Advisors LLC730$0.22M0.1%N/A0.000%Search for SEC Filing on Google Icon
2/15/2024West Michigan Advisors LLC1,519$0.45M0.2%+78.7%0.000%Search for SEC Filing on Google Icon
2/15/2024Woodley Farra Manion Portfolio Management Inc.2,121$0.63M0.0%-1.8%0.000%Search for SEC Filing on Google Icon
2/15/2024Mission Creek Capital Partners Inc.10,335$3.06M0.8%-3.7%0.002%Search for SEC Filing on Google Icon
2/15/2024Modera Wealth Management LLC6,556$1.94M0.0%-6.7%0.001%Search for SEC Filing on Google Icon
2/15/2024Modern Wealth Management LLC6,089$1.80M0.2%N/A0.001%Search for SEC Filing on Google Icon
2/15/2024Nwam LLC4,225$1.25M0.1%+105.7%0.001%Search for SEC Filing on Google Icon
2/15/2024Nuveen Asset Management LLC2,722,274$804.90M0.3%-6.9%0.535%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Caterpillar logo
Caterpillar Inc. manufactures and sells construction and mining equipment, off-highway diesel and natural gas engines, industrial gas turbines, and diesel-electric locomotives in worldwide. Its Construction Industries segment offers asphalt pavers, compactors, road reclaimers, forestry machines, cold planers, material handlers, track-type tractors, excavators, telehandlers, motor graders, and pipelayers; compact track, wheel, track-type, backhoe, and skid steer loaders; and related parts and tools. The company's Resource Industries segment provides electric rope and hydraulic shovels, draglines, rotary drills, hard rock vehicles, tractors, mining trucks, wheel loaders, off-highway and articulated trucks, wheel tractor scrapers and dozers, fleet management products, landfill and soil compactors, machinery components, autonomous ready vehicles and solutions, work tools, and safety services and mining performance solutions, as well as related parts and services. Its Energy & Transportation segment offers reciprocating engine powered generator sets; reciprocating engines, drivetrain, and integrated systems and solutions; turbines, centrifugal gas compressors, and related services; and diesel-electric locomotives and components, and other rail-related products. The company's Financial Products segment provides operating and finance leases, installment sale contracts, revolving charge accounts, repair/rebuild financing services, working capital loans, and wholesale financing; and insurance and risk management products and services. Its All Other Operating segment offers filters and fluids, undercarriage, ground engaging tools, fluid transfer products, precision seals, and rubber sealing and connecting components; parts distribution; logistics solutions and distribution services; brand management and marketing strategy services; and digital investments services. Caterpillar Inc. was founded in 1925 and is headquartered in Irving, Texas.
Read More on Caterpillar

Today's Range

Now: $366.38
Low: $363.71
High: $367.22

50 Day Range

MA: $325.46
Low: $281.90
High: $364.65

52 Week Range

Now: $366.38
Low: $204.04
High: $367.22

Volume

2,028,222 shs

Average Volume

2,469,203 shs

Market Capitalization

$182.97 billion

P/E Ratio

18.19

Dividend Yield

1.46%

Beta

1.16

Who are the company insiders with the largest holdings of Caterpillar?

Caterpillar's top insider investors include:
  1. Andrew R J Bonfield (CFO)
  2. Lange Bob De (Insider)
  3. Anthony D Fassino (Insider)
  4. Cheryl H Johnson (Insider)
  5. Suzette M Long (General Counsel)
  6. Denise C Johnson (Insider)
  7. David Maclennan (Director)
  8. Daniel M Dickinson (Director)
  9. Joseph E Creed (Insider)
  10. Joseph E Creed (Insider)
Learn More about top insider investors at Caterpillar.

Who are the major institutional investors of Caterpillar?

Caterpillar's top institutional investors include:
  1. Vanguard Group Inc. — 9.68%
  2. Vanguard Group Inc. — 9.50%
  3. Capital World Investors — 5.70%
  4. Fisher Asset Management LLC — 1.60%
  5. Fisher Asset Management LLC — 1.63%
  6. Northern Trust Corp — 1.31%
Learn More about top institutional investors of Caterpillar stock.

Which major investors are selling Caterpillar stock?

Within the last quarter, CAT stock was sold by these institutional investors:
  1. Cresset Asset Management LLC
  2. Private Advisor Group LLC
  3. Capital International Investors
  4. Winslow Capital Management LLC
  5. DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main
  6. Price T Rowe Associates Inc. MD
  7. 1832 Asset Management L.P.
  8. Northern Trust Corp
During the previous year, company insiders that have sold Caterpillar company stock include:
  1. Andrew R J Bonfield (CFO)
  2. Lange Bob De (Insider)
  3. Anthony D Fassino (Insider)
  4. Cheryl H Johnson (Insider)
  5. Suzette M Long (General Counsel)
Learn More investors selling Caterpillar stock.

Which major investors are buying Caterpillar stock?

During the previous quarter, CAT stock was acquired by institutional investors including:
  1. Norges Bank
  2. International Assets Investment Management LLC
  3. Capital Wealth Planning LLC
  4. Legal & General Group Plc
  5. Charles Schwab Investment Management Inc.
  6. Bank Julius Baer & Co. Ltd Zurich
  7. Voya Investment Management LLC
  8. Wells Fargo & Company MN