CAT Insider Trading

Insider Ownership Percentage: 0.33%
Insider Buying (Last 12 Months): $99,716.00
Insider Selling (Last 12 Months): $38,266,798.14

Caterpillar Insider Trading History Chart

This chart shows the insider buying and selling history at Caterpillar by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Caterpillar Share Price & Price History

Current Price: $273.00
Price Change: Price Decrease of -3.24 (-1.17%)
As of 09/29/2023 01:00 AM ET

This chart shows the closing price history over time for CAT up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

Caterpillar Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
8/29/2023Anthony D. FassinoInsiderSell2,923$279.00$815,517.0016,182View SEC Filing Icon  
8/9/2023Cheryl H. JohnsonInsiderSell18,294$286.33$5,238,121.0216,362View SEC Filing Icon  
8/3/2023Joseph E. CreedinsiderSell7,286$285.25$2,078,331.50View SEC Filing Icon  
8/1/2023Bob De LangeInsiderSell20,000$275.00$5,500,000.0053,671View SEC Filing Icon  
7/18/2023Cheryl H. JohnsonInsiderSell6,415$260.00$1,667,900.0016,362View SEC Filing Icon  
2/17/2023David MaclennanDirectorBuy400$249.29$99,716.003,709View SEC Filing Icon  
2/9/2023Suzette M. LongGeneral CounselSell8,000$251.04$2,008,320.008,776View SEC Filing Icon  
2/6/2023Daniel M. DickinsonDirectorSell6,070$251.22$1,524,905.405,038View SEC Filing Icon  
2/3/2023Cheryl H. JohnsonInsiderSell23,883$250.44$5,981,258.5213,857View SEC Filing Icon  
1/9/2023Bob De LangeInsiderSell11,000$250.00$2,750,000.0044,559View SEC Filing Icon  
1/6/2023Joseph E. CreedinsiderSell18,294$249.00$4,555,206.00View SEC Filing Icon  
12/27/2022Denise C. JohnsonInsiderSell23,737$240.14$5,700,203.188,605View SEC Filing Icon  
11/11/2022Suzette M. LongGeneral CounselSell1,884$237.28$447,035.528,665View SEC Filing Icon  
5/18/2022Joseph E. CreedInsiderSell2,757$214.13$590,356.41View SEC Filing Icon  
5/5/2022David MaclennanDirectorBuy600$219.82$131,892.002,480View SEC Filing Icon  
4/20/2022Joseph E CreedInsiderSell5,004$235.00$1,175,940.002,757View SEC Filing Icon  
4/20/2022Suzette M. LongGeneral CounselSell3,816$235.00$896,760.0010,549View SEC Filing Icon  
3/17/2022Suzette M. LongGeneral CounselSell40,356$220.00$8,878,320.00View SEC Filing Icon  
2/16/2022Gary Michael MarvelCAOSell674$203.11$136,896.14View SEC Filing Icon  
2/7/2022David MaclennanDirectorBuy480$199.50$95,760.00View SEC Filing Icon  
1/18/2022Joseph E CreedInsiderSell5,004$230.00$1,150,920.00View SEC Filing Icon  
11/1/2021Joseph E CreedInsiderSell5,038$204.09$1,028,205.42View SEC Filing Icon  
8/4/2021David MaclennanDirectorBuy500$206.20$103,100.00View SEC Filing Icon  
6/4/2021Joseph E. CreedInsiderSell7,699$245.12$1,887,178.88View SEC Filing Icon  
5/5/2021David MaclennanDirectorBuy420$237.86$99,901.20890View SEC Filing Icon  
3/8/2021Denise C. JohnsonInsiderSell80,695$219.82$17,738,374.9038,945View SEC Filing Icon  
3/8/2021Gary Michael MarvelCAOSell5,056$220.97$1,117,224.325,623View SEC Filing Icon  
3/8/2021Suzette M. LongGeneral CounselSell59,311$219.67$13,028,847.3733,320View SEC Filing Icon  
2/2/2021Gary Michael MarvelCAOSell4,018$190.76$766,473.68
12/4/2020Gary Michael MarvelCAOSell2,318$179.50$416,081.002,318View SEC Filing Icon  
12/2/2020Gary Michael MarvelCAOSell4,634$173.26$802,886.844,634View SEC Filing Icon  
11/9/2020Denise C. JohnsonInsiderSell8,894$175.00$1,556,450.0048,923View SEC Filing Icon  
11/5/2020Bob De LangeInsiderSell2,500$164.76$411,900.00
10/30/2020Suzette M. LongGeneral CounselSell3,687$155.00$571,485.0010,549View SEC Filing Icon  
10/30/2020William P. AinsworthInsiderSell12,000$154.78$1,857,360.0076,501View SEC Filing Icon  
10/29/2020Gary Michael MarvelCAOSell6,498$154.39$1,003,226.222,180View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for Caterpillar (NYSE:CAT)

69.20% of Caterpillar stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at CAT by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Caterpillar Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/26/2023Intrepid Capital Management Inc.796$0.20M0.1%N/A0.000%Search for SEC Filing on Google Icon
9/26/2023M Holdings Securities Inc.1,279$0.32M0.1%-71.1%0.000%Search for SEC Filing on Google Icon
9/21/2023Baystate Wealth Management LLC733$0.18M0.0%+261.1%0.000%Search for SEC Filing on Google Icon
9/19/2023Birmingham Capital Management Co. Inc. AL54,410$13.39M5.6%-3.4%0.011%Search for SEC Filing on Google Icon
9/13/2023CGC Financial Services LLC126$31K0.0%N/A0.000%Search for SEC Filing on Google Icon
9/12/2023Farther Finance Advisors LLC595$0.15M0.0%+6.6%0.000%Search for SEC Filing on Google Icon
9/12/2023Prosperity Financial Group Inc.1,446$0.36M0.3%+3.1%0.000%Search for SEC Filing on Google Icon
9/7/2023ST Germain D J Co. Inc.6,668$1.64M0.1%N/A0.001%Search for SEC Filing on Google Icon
9/5/2023Delos Wealth Advisors LLC376$93K0.1%-62.7%0.000%Search for SEC Filing on Google Icon
9/1/2023Portside Wealth Group LLC6,041$1.49M0.1%N/A0.001%Search for SEC Filing on Google Icon
8/30/2023Chapin Davis Inc.8,291$2.04M1.0%+1.3%0.002%Search for SEC Filing on Google Icon
8/30/2023Western Wealth Management LLC6,802$1.67M0.1%+7.8%0.001%Search for SEC Filing on Google Icon
8/28/2023DT Investment Partners LLC14,532$3.58M0.4%-0.8%0.003%Search for SEC Filing on Google Icon
8/28/2023Lavaca Capital LLC845$0.21M0.1%-24.6%0.000%Search for SEC Filing on Google Icon
8/23/2023Stonebridge Capital Advisors LLC2,098$0.52M0.1%-8.0%0.000%Search for SEC Filing on Google Icon
8/22/2023Virginia Retirement Systems ET AL82,912$20.40M0.2%N/A0.016%Search for SEC Filing on Google Icon
8/22/2023Comerica Bank338,461$832.78M0.8%N/A0.066%Search for SEC Filing on Google Icon
8/22/2023Asset Dedication LLC20,497$5M0.4%+6.6%0.004%Search for SEC Filing on Google Icon
8/21/2023BOKF NA29,484$7.26M0.1%-0.7%0.006%Search for SEC Filing on Google Icon
8/21/2023Blue Edge Capital LLC13,876$3.41M0.7%-0.7%0.003%Search for SEC Filing on Google Icon
8/21/2023VitalStone Financial LLC182$41K0.0%+1,037.5%0.000%Search for SEC Filing on Google Icon
8/21/2023VisionPoint Advisory Group LLC1,790$0.44M0.2%N/A0.000%Search for SEC Filing on Google Icon
8/21/2023California State Teachers Retirement System856,228$210.68M0.3%-2.9%0.168%Search for SEC Filing on Google Icon
8/21/2023Osaic Holdings Inc.335,882$82.74M0.1%+5.5%0.066%Search for SEC Filing on Google Icon
8/21/2023CCM Investment Advisers LLC68,422$16.84M2.3%+1.8%0.013%Search for SEC Filing on Google Icon
8/21/2023Teachers Retirement System of The State of Kentucky47,072$11.58M0.1%-5.4%0.009%Search for SEC Filing on Google Icon
8/18/2023Addison Capital Co1,963$0.48M0.3%+21.6%0.000%Search for SEC Filing on Google Icon
8/17/2023Orion Portfolio Solutions LLC21,917$5.39M0.1%+179.8%0.004%Search for SEC Filing on Google Icon
8/17/2023Coppell Advisory Solutions LLC248$60K0.0%N/A0.000%Search for SEC Filing on Google Icon
8/17/2023Imprint Wealth LLC6,242$1.54M0.1%+1.8%0.001%Search for SEC Filing on Google Icon
8/16/2023Quilter Plc45,461$11.19M0.0%-2.6%0.009%Search for SEC Filing on Google Icon
8/16/2023Armstrong Fleming & Moore Inc1,621$0.40M0.4%N/A0.000%Search for SEC Filing on Google Icon
8/16/2023Tandem Wealth Advisors LLC990$0.24M0.1%+8.0%0.000%Search for SEC Filing on Google Icon
8/16/2023Resources Management Corp CT ADV6,290$1.55M0.2%-93.1%0.001%Search for SEC Filing on Google Icon
8/16/2023CreativeOne Wealth LLC4,244$1.04M0.0%+19.5%0.001%Search for SEC Filing on Google Icon
8/16/2023PCA Investment Advisory Services Inc.870$0.21M0.1%N/A0.000%Search for SEC Filing on Google Icon
8/16/2023Verity Asset Management Inc.1,673$0.41M0.3%-51.6%0.000%Search for SEC Filing on Google Icon
8/16/2023Castleark Management LLC1,290$0.32M0.0%-50.2%0.000%Search for SEC Filing on Google Icon
8/16/2023GTS Securities LLC2,539$0.63M0.0%N/A0.000%Search for SEC Filing on Google Icon
8/16/2023National Pension Service864,114$211.05M0.3%+3.0%0.169%Search for SEC Filing on Google Icon
8/16/2023West Family Investments Inc.1,539$0.38M0.1%N/A0.000%Search for SEC Filing on Google Icon
8/15/2023Alliancebernstein L.P.643,374$158.30M0.1%+0.8%0.126%Search for SEC Filing on Google Icon
8/15/2023Tradewinds LLC.7,919$1.95M1.1%-1.5%0.002%Search for SEC Filing on Google Icon
8/15/2023Equitable Holdings Inc.10,209$2.51M0.0%+22.2%0.002%Search for SEC Filing on Google Icon
8/15/2023West Michigan Advisors LLC865$0.21M0.1%N/A0.000%Search for SEC Filing on Google Icon
8/15/2023Invesco LLC1,448$0.36M0.2%N/A0.000%Search for SEC Filing on Google Icon
8/15/2023Imprint Wealth LLC1,538,084$153.81M0.8%+24,982.9%0.302%Search for SEC Filing on Google Icon
8/15/2023Wells Fargo & Company MN1,801,142$443.17M0.1%+1.6%0.353%Search for SEC Filing on Google Icon
8/15/2023IMA Wealth Inc.145$36K0.0%N/A0.000%Search for SEC Filing on Google Icon
8/15/2023CM Wealth Advisors LLC1,086$0.28M0.1%-83.4%0.000%Search for SEC Filing on Google Icon
8/15/2023Public Employees Retirement System of Ohio287,226$70.67M0.3%-7.4%0.056%Search for SEC Filing on Google Icon
8/15/2023Girard Partners LTD.2,838$0.70M0.1%-4.1%0.001%Search for SEC Filing on Google Icon
8/15/2023State of Tennessee Treasury Department278,311$68.48M0.3%-12.5%0.055%Search for SEC Filing on Google Icon
8/15/2023Cape Cod Five Cents Savings Bank2,682$0.66M0.1%-3.2%0.001%Search for SEC Filing on Google Icon
8/15/2023Fairfield Bush & CO.11,402$2.81M0.8%+71.4%0.002%Search for SEC Filing on Google Icon
8/15/2023Cornerstone Planning Group LLC314$77K0.0%N/A0.000%Search for SEC Filing on Google Icon
8/15/2023Natixis Advisors L.P.249,260$61.33M0.2%+22.5%0.049%Search for SEC Filing on Google Icon
8/15/2023Retirement Group LLC18,967$4.67M1.9%-3.8%0.004%Search for SEC Filing on Google Icon
8/15/2023Moneta Group Investment Advisors LLC8,908$2.19M0.0%-3.4%0.002%Search for SEC Filing on Google Icon
8/15/2023Integrated Wealth Concepts LLC15,792$3.89M0.1%+34.1%0.003%Search for SEC Filing on Google Icon
8/15/2023Holderness Investments Co.10,060$2.48M0.9%+1.5%0.002%Search for SEC Filing on Google Icon
8/15/2023Raymond James Trust N.A.22,112$5.44M0.2%+0.8%0.004%Search for SEC Filing on Google Icon
8/15/2023First Citizens Bank & Trust Co.13,727$3.38M0.1%+4.6%0.003%Search for SEC Filing on Google Icon
8/15/2023Vestcor Inc28,594$7.04M0.3%-2.0%0.006%Search for SEC Filing on Google Icon
8/15/2023Benjamin Edwards Inc.3,167$0.78M0.2%+9.3%0.001%Search for SEC Filing on Google Icon
8/15/2023Benjamin F. Edwards & Company Inc.25,064$6.17M0.2%+0.4%0.005%Search for SEC Filing on Google Icon
8/15/2023Colony Group LLC90,776$22.34M0.3%-8.5%0.018%Search for SEC Filing on Google Icon
8/15/2023Parkside Financial Bank & Trust5,470$1.35M0.3%+12.3%0.001%Search for SEC Filing on Google Icon
8/15/2023First Capital Advisors Group LLC.121$30K0.0%N/A0.000%Search for SEC Filing on Google Icon
8/15/2023IHT Wealth Management LLC10,233$2.52M0.1%+19.6%0.002%Search for SEC Filing on Google Icon
8/15/2023Centaurus Financial Inc.2,556$0.63M0.1%-48.2%0.001%Search for SEC Filing on Google Icon
8/15/2023WMS Partners LLC4,103$1.01M0.1%-11.2%0.001%Search for SEC Filing on Google Icon
8/15/2023Wealth Dimensions Group Ltd.1,208$0.30M0.1%+8.3%0.000%Search for SEC Filing on Google Icon
8/15/2023XTX Topco Ltd2,304$0.57M0.1%N/A0.000%Search for SEC Filing on Google Icon
8/15/2023Y Intercept Hong Kong Ltd4,356$1.07M0.1%+62.4%0.001%Search for SEC Filing on Google Icon
8/15/2023Kiwi Wealth Investments Limited Partnership22,454$5.53M0.3%-35.7%0.004%Search for SEC Filing on Google Icon
8/15/2023Gamco Investors INC. ET AL1,447$0.36M0.0%+6.6%0.000%Search for SEC Filing on Google Icon
8/15/2023United Services Automobile Association25,929$6.38M0.2%-0.5%0.005%Search for SEC Filing on Google Icon
8/15/2023Wealthsource Partners LLC1,948$0.48M0.0%-2.6%0.000%Search for SEC Filing on Google Icon
8/15/2023Pin Oak Investment Advisors Inc.538$0.13M0.1%+131.9%0.000%Search for SEC Filing on Google Icon
8/15/2023MidWestOne Financial Group Inc.8,044$1.98M0.4%+5.1%0.002%Search for SEC Filing on Google Icon
8/15/2023Belpointe Asset Management LLC1,590$0.39M0.0%-76.2%0.000%Search for SEC Filing on Google Icon
8/15/2023HWG Holdings LP162$40K0.0%+636.4%0.000%Search for SEC Filing on Google Icon
8/15/2023Intact Investment Management Inc.9,400$2.31M0.1%-18.3%0.002%Search for SEC Filing on Google Icon
8/15/2023Zacks Investment Management480,430$118.21M1.6%-5.7%0.094%Search for SEC Filing on Google Icon
8/15/2023First National Bank of Omaha826$0.20M0.0%N/A0.000%Search for SEC Filing on Google Icon
8/15/2023Centric Wealth Management868$0.22M0.1%N/A0.000%Search for SEC Filing on Google Icon
8/15/2023Harbour Investments Inc.5,217$1.28M0.1%+14.2%0.001%Search for SEC Filing on Google Icon
8/15/2023Waverly Advisors LLC7,243$1.78M0.1%+54.8%0.001%Search for SEC Filing on Google Icon
8/15/2023Captrust Financial Advisors135,356$33.30M0.1%+1.8%0.027%Search for SEC Filing on Google Icon
8/15/2023Castleview Partners LLC589$0.15M0.1%-39.3%0.000%Search for SEC Filing on Google Icon
8/15/2023Tyler Stone Wealth Management1,001$0.25M0.1%N/A0.000%Search for SEC Filing on Google Icon
8/15/2023KB Financial Partners LLC133$33K0.0%-28.5%0.000%Search for SEC Filing on Google Icon
8/15/2023Caxton Associates LP3,595$0.89M0.1%N/A0.001%Search for SEC Filing on Google Icon
8/15/2023Garner Asset Management Corp2,196$0.54M0.3%-8.3%0.000%Search for SEC Filing on Google Icon
8/15/2023Lazard Asset Management LLC1,328,544$326.89M0.4%+1.8%0.260%Search for SEC Filing on Google Icon
8/15/2023Proficio Capital Partners LLC1,793$0.44M0.1%-4.5%0.000%Search for SEC Filing on Google Icon
8/15/2023Quadrature Capital Ltd85,930$21.15M0.5%+237.9%0.017%Search for SEC Filing on Google Icon
8/15/2023Quantitative Investment Management LLC11,557$2.84M0.3%N/A0.002%Search for SEC Filing on Google Icon
8/15/2023Quarry LP119$29K0.0%-42.0%0.000%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Caterpillar logo
Caterpillar, Inc. engages in the manufacture of construction and mining equipment, diesel and natural gas engines, industrial gas turbines, and diesel-electric locomotives. It operates through the following segments: Construction Industries, Resource Industries, Energy and Transportation, Financial Products, and All Other. The Construction Industries segment supports customers using machinery in infrastructure and building construction applications. The Resource Industries segment is responsible for supporting customers using machinery in mining and quarrying applications and it includes business strategy, product design, product management and development, manufacturing, marketing, and sales and product support. The Energy and Transportation segment supports customers in oil and gas, power generation, marine, rail, and industrial applications. The Financial Products segment offers a range of financing alternatives to customers and dealers for caterpillar machinery and engines, solar gas turbines, as well as other equipment and marine vessels. The All Other segment includes activities such as the business strategy, product management and development, and manufacturing of filters an
Read More on Caterpillar

Today's Range

Now: $273.00
Low: $271.36
High: $279.55

50 Day Range

MA: $276.59
Low: $258.32
High: $288.54

52 Week Range

Now: $273.00
Low: $163.89
High: $293.88

Volume

2,257,825 shs

Average Volume

1,962,255 shs

Market Capitalization

$139.26 billion

P/E Ratio

16.99

Dividend Yield

1.88%

Beta

1.13

Who are the company insiders with the largest holdings of Caterpillar?

Caterpillar's top insider investors include:
  1. Lange Bob De (Insider)
  2. Cheryl H Johnson (Insider)
  3. Anthony D Fassino (Insider)
  4. Suzette M Long (General Counsel)
  5. Denise C Johnson (Insider)
  6. Daniel M Dickinson (Director)
  7. David Maclennan (Director)
  8. Joseph E Creed (Insider)
  9. Gary Michael Marvel (CAO)
  10. Joseph E Creed (Insider)
Learn More about top insider investors at Caterpillar.