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CAT Insider Trading (Caterpillar)

Insider Ownership Percentage: 0.18%
Insider Buying (Last 12 Months): $203,001.20
Insider Selling (Last 12 Months): $41,157,488.21

Caterpillar Insider Trading History Chart

This chart shows the insider buying and selling history at Caterpillar by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Caterpillar Share Price & Price History

Current Price: $199.75
Price Change: Price Decrease of -3.85 (-1.89%)
As of 09/17/2021 01:00 AM ET

This chart shows the closing price history over time for CAT up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365
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Caterpillar Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
8/4/2021David MaclennanDirectorBuy500$206.20$103,100.00View SEC Filing Icon  
6/4/2021Joseph E. CreedInsiderSell7,699$245.12$1,887,178.88View SEC Filing Icon  
5/5/2021David MaclennanDirectorBuy420$237.86$99,901.20890View SEC Filing Icon  
3/8/2021Denise C. JohnsonInsiderSell80,695$219.82$17,738,374.9038,945View SEC Filing Icon  
3/8/2021Gary Michael MarvelCAOSell5,056$220.97$1,117,224.325,623View SEC Filing Icon  
3/8/2021Suzette M. LongGeneral CounselSell59,311$219.67$13,028,847.3733,320View SEC Filing Icon  
2/2/2021Gary Michael MarvelCAOSell4,018$190.76$766,473.68
12/4/2020Gary Michael MarvelCAOSell2,318$179.50$416,081.002,318View SEC Filing Icon  
12/2/2020Gary Michael MarvelCAOSell4,634$173.26$802,886.844,634View SEC Filing Icon  
11/9/2020Denise C. JohnsonInsiderSell8,894$175.00$1,556,450.0048,923View SEC Filing Icon  
11/5/2020Lange Bob DeInsiderSell2,500$164.76$411,900.00
10/30/2020Suzette M. LongGeneral CounselSell3,687$155.00$571,485.0010,549View SEC Filing Icon  
10/30/2020William P AinsworthInsiderSell12,000$154.78$1,857,360.0076,501View SEC Filing Icon  
10/29/2020Gary Michael MarvelCAOSell6,498$154.39$1,003,226.222,180View SEC Filing Icon  
9/8/2020Lange Bob DeInsiderSell1,575$147.00$231,525.0030,798View SEC Filing Icon  
2/20/2020Gary Michael MarvelCAOSell589$137.83$81,181.87View SEC Filing Icon  
11/5/2019Denise C. JohnsonInsiderSell4,172$146.67$611,907.24View SEC Filing Icon  
11/1/2019Denise C. JohnsonInsiderSell68,993$146.37$10,098,505.41
10/29/2019Gary Michael MarvelCAOSell2,180$139.38$303,848.402,180View SEC Filing Icon  
10/28/2019Denise C. JohnsonInsiderSell14,777$140.00$2,068,780.0026,464View SEC Filing Icon  
9/30/2019Suzette M. LongGeneral CounselSell5,019$126.34$634,100.4612,569View SEC Filing Icon  
10/26/2018Lange Bob DeInsiderBuy1,080$115.58$124,826.4011,310View SEC Filing Icon  
10/2/2018Denise C. JohnsonInsiderSell35,051$154.18$5,404,163.1822,826View SEC Filing Icon  
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SEC Filings (Institutional Ownership Changes) for Caterpillar (NYSE:CAT)

67.82% of Caterpillar stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at CAT by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Caterpillar Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/10/2021Sunflower Bank N.A.6,032$1.31M0.2%N/A0.001%Search for SEC Filing on Google Icon
9/10/2021HBK Investments L P6,141$1.34M0.0%+28.7%0.001%Search for SEC Filing on Google Icon
9/7/2021Newbridge Financial Services Group Inc.712$0.16M0.1%+25.4%0.000%Search for SEC Filing on Google Icon
9/3/2021Parametric Portfolio Associates LLC1,783,887$388.23M0.2%+2.1%0.326%Search for SEC Filing on Google Icon
9/1/2021GoalVest Advisory LLC3,497$0.76M0.5%+143.7%0.001%Search for SEC Filing on Google Icon
9/1/2021Colony Family Offices LLC2,525$0.55M0.3%+5.2%0.000%Search for SEC Filing on Google Icon
9/1/2021Sawtooth Solutions LLC2,494$0.54M0.1%+19.0%0.000%Search for SEC Filing on Google Icon
8/30/2021OLD Second National Bank of Aurora2,525$0.55M0.2%-19.2%0.000%Search for SEC Filing on Google Icon
8/30/2021B. Metzler seel. Sohn & Co. Holding AG36,777$8M0.1%+13.0%0.007%Search for SEC Filing on Google Icon
8/26/2021Comerica Bank109,956$22.48M0.1%-3.0%0.020%Search for SEC Filing on Google Icon
8/25/2021Marshall Wace LLP90,296$19.65M0.1%+115.6%0.016%Search for SEC Filing on Google Icon
8/25/2021Marshall Wace North America L.P.75,521$16.44M0.1%+19.5%0.014%Search for SEC Filing on Google Icon
8/25/2021Accurate Wealth Management LLC2,149$0.47M0.4%N/A0.000%Search for SEC Filing on Google Icon
8/24/2021EP Wealth Advisors LLC4,492$0.98M0.0%+9.1%0.001%Search for SEC Filing on Google Icon
8/24/2021Mariner LLC37,335$8.13M0.1%+11.9%0.007%Search for SEC Filing on Google Icon
8/24/2021Veracity Capital LLC6,731$1.47M0.3%-5.4%0.001%Search for SEC Filing on Google Icon
8/20/2021Ibex Wealth Advisors5,550$1.21M0.2%N/A0.001%Search for SEC Filing on Google Icon
8/20/2021Stonebridge Capital Advisors LLC3,147$0.69M0.1%+7.7%0.001%Search for SEC Filing on Google Icon
8/19/2021Thrivent Financial for Lutherans26,146$5.69M0.0%-74.0%0.005%Search for SEC Filing on Google Icon
8/19/2021Boston Common Asset Management LLC1,812$0.39M0.0%+8.1%0.000%Search for SEC Filing on Google Icon
8/19/2021Advisory Resource Group1,823$0.40M0.2%N/A0.000%Search for SEC Filing on Google Icon
8/19/2021Bradley Foster & Sargent Inc. CT102,775$22.37M0.5%+1.0%0.019%Search for SEC Filing on Google Icon
8/19/2021Advisor Resource Council2,734$0.60M0.1%N/A0.000%Search for SEC Filing on Google Icon
8/18/2021Front Barnett Associates LLC91,345$19.88M2.0%+0.7%0.017%Search for SEC Filing on Google Icon
8/18/2021Colony Group LLC79,999$17.41M0.3%-3.6%0.015%Search for SEC Filing on Google Icon
8/18/2021Derby & Company Inc.1,997$0.44M0.1%-9.1%0.000%Search for SEC Filing on Google Icon
8/18/2021Meyer Handelman Co.137,416$29.91M1.2%-2.9%0.025%Search for SEC Filing on Google Icon
8/17/2021Retirement Group LLC19,471$4.24M2.0%-12.2%0.004%Search for SEC Filing on Google Icon
8/17/2021Waycross Partners LLC12,209$2.66M1.4%-6.3%0.002%Search for SEC Filing on Google Icon
8/17/2021HM Payson & Co.5,631$1.23M0.0%+12.4%0.001%Search for SEC Filing on Google Icon
8/17/2021West Branch Capital LLC595$0.13M0.1%-57.3%0.000%Search for SEC Filing on Google Icon
8/17/2021Northern Oak Wealth Management Inc.1,409$0.31M0.0%-15.1%0.000%Search for SEC Filing on Google Icon
8/17/2021Waddell & Associates LLC1,707$0.37M0.1%N/A0.000%Search for SEC Filing on Google Icon
8/17/2021Wells Fargo & Company MN2,590,390$563.75M0.1%+1.9%0.473%Search for SEC Filing on Google Icon
8/17/2021Worldquant Millennium Advisors LLC24,453$5.32M0.1%-43.4%0.004%Search for SEC Filing on Google Icon
8/17/2021Zacks Investment Management382,023$83.14M1.3%+4.9%0.070%Search for SEC Filing on Google Icon
8/17/2021Eubel Brady & Suttman Asset Management Inc.678$0.16M0.0%-50.0%0.000%Search for SEC Filing on Google Icon
8/17/2021Salem Investment Counselors Inc.31,229$6.80M0.4%-3.4%0.006%Search for SEC Filing on Google Icon
8/17/2021KB Financial Partners LLC894$0.20M0.1%-40.8%0.000%Search for SEC Filing on Google Icon
8/17/2021Beacon Pointe Advisors LLC17,761$3.87M0.1%+326.8%0.003%Search for SEC Filing on Google Icon
8/17/2021National Pension Service731,323$159.16M0.3%+1.4%0.134%Search for SEC Filing on Google Icon
8/17/2021Castleark Management LLC1,940$0.42M0.0%-67.4%0.000%Search for SEC Filing on Google Icon
8/17/2021Warren Averett Asset Management LLC3,796$0.83M0.1%+16.1%0.001%Search for SEC Filing on Google Icon
8/17/2021Continuum Advisory LLC1,497$0.33M0.1%+11.3%0.000%Search for SEC Filing on Google Icon
8/17/2021Kiwi Wealth Investments Limited Partnership28,625$6.23M0.3%-48.9%0.005%Search for SEC Filing on Google Icon
8/17/2021Kingsview Wealth Management LLC9,788$2.12M0.1%+55.1%0.002%Search for SEC Filing on Google Icon
8/17/2021Robertson Stephens Wealth Management LLC3,511$0.76M0.1%+28.1%0.001%Search for SEC Filing on Google Icon
8/17/2021Brookfield Asset Management Inc.6,164$1.34M0.0%-7.7%0.001%Search for SEC Filing on Google Icon
8/17/2021Invesco Ltd.3,813,452$829.92M0.2%-0.8%0.697%Search for SEC Filing on Google Icon
8/17/2021Laffer Tengler Investments1,351$0.29M0.1%-23.5%0.000%Search for SEC Filing on Google Icon
8/17/2021Lion Street Advisors LLC200$44K1.6%N/A0.000%Search for SEC Filing on Google Icon
8/17/2021Mairs & Power Inc.6,972$1.52M0.0%-31.2%0.001%Search for SEC Filing on Google Icon
8/17/2021Massmutual Trust Co. FSB ADV13,116$2.85M0.1%+10.2%0.002%Search for SEC Filing on Google Icon
8/17/2021Maverick Capital Ltd.9,730$2.12M0.0%N/A0.002%Search for SEC Filing on Google Icon
8/17/2021Metropolitan Life Insurance Co NY89,223$19.42M0.3%+159,226.8%0.016%Search for SEC Filing on Google Icon
8/17/2021Man Group plc336,587$73.25M0.3%+3,258.5%0.061%Search for SEC Filing on Google Icon
8/17/2021Manchester Capital Management LLC3,980$0.87M0.1%+35.6%0.001%Search for SEC Filing on Google Icon
8/17/2021Meiji Yasuda Life Insurance Co9,174$2M0.0%+54.3%0.002%Search for SEC Filing on Google Icon
8/17/2021MetLife Investment Management LLC127,002$27.64M0.1%-9.9%0.023%Search for SEC Filing on Google Icon
8/17/2021Nations Financial Group Inc. IA ADV4,328$0.94M0.2%-2.0%0.001%Search for SEC Filing on Google Icon
8/17/2021Price T Rowe Associates Inc. MD8,761,682$1.91B0.2%-39.5%1.600%Search for SEC Filing on Google Icon
8/17/2021Prudential Financial Inc.478,341$104.10M0.1%-5.4%0.087%Search for SEC Filing on Google Icon
8/17/2021Paloma Partners Management Co91,180$19.84M0.4%+1,357.9%0.017%Search for SEC Filing on Google Icon
8/17/2021Palumbo Wealth Management LLC5,956$1.30M0.9%+3.5%0.001%Search for SEC Filing on Google Icon
8/17/2021Bel Air Investment Advisors LLC1,431$0.31M0.0%-48.2%0.000%Search for SEC Filing on Google Icon
8/17/2021Boothbay Fund Management LLC923$0.20M0.0%N/A0.000%Search for SEC Filing on Google Icon
8/17/2021Bridgeway Capital Management LLC83,350$18.14M0.3%+24.9%0.015%Search for SEC Filing on Google Icon
8/17/2021Bragg Financial Advisors Inc6,283$1.37M0.1%-1.7%0.001%Search for SEC Filing on Google Icon
8/17/2021Cahill Financial Advisors Inc.6,287$1.37M0.3%-1.7%0.001%Search for SEC Filing on Google Icon
8/17/2021Canada Pension Plan Investment Board513,209$111.69M0.1%+58.6%0.094%Search for SEC Filing on Google Icon
8/17/2021Capital International Ltd. CA28,738$6.25M0.3%-27.8%0.005%Search for SEC Filing on Google Icon
8/17/2021Capital International Sarl3,024$0.66M0.1%-20.3%0.001%Search for SEC Filing on Google Icon
8/16/2021AQR Capital Management LLC317,052$68.17M0.1%+23.6%0.058%Search for SEC Filing on Google Icon
8/16/2021Ameritas Investment Company LLC10,444$4.01M0.2%+42.1%0.002%Search for SEC Filing on Google Icon
8/16/2021Zurich Insurance Group Ltd FI345,574$75.21M0.9%-34.7%0.063%Search for SEC Filing on Google Icon
8/16/2021Amalgamated Bank132,610$28.86M0.2%+347.3%0.024%Search for SEC Filing on Google Icon
8/16/2021M&G Investment Management Ltd.227,746$49.65M0.1%+954.1%0.042%Search for SEC Filing on Google Icon
8/16/2021FinTrust Capital Advisors LLC3,853$0.84M0.2%-4.5%0.001%Search for SEC Filing on Google Icon
8/16/2021UBS Asset Management Americas Inc.3,100,389$674.74M0.3%+15.3%0.566%Search for SEC Filing on Google Icon
8/16/2021Point72 Asset Management L.P.94,618$20.59M0.1%+8.6%0.017%Search for SEC Filing on Google Icon
8/16/2021Engine NO. 1 LLC1,743$0.38M0.1%N/A0.000%Search for SEC Filing on Google Icon
8/16/2021Cubist Systematic Strategies LLC64,072$13.94M0.2%+675.3%0.012%Search for SEC Filing on Google Icon
8/16/2021Glenmede Trust Co. NA99,206$21.59M0.1%-2.0%0.018%Search for SEC Filing on Google Icon
8/16/2021United Services Automobile Association148,264$32.27M0.6%+4.2%0.027%Search for SEC Filing on Google Icon
8/16/2021Dark Forest Capital Management LP660$0.14M0.1%N/A0.000%Search for SEC Filing on Google Icon
8/16/2021Corient Capital Partners LLC7,123$1.55M0.1%+12.3%0.001%Search for SEC Filing on Google Icon
8/16/2021Claraphi Advisory Network LLC9,800$2.13M0.6%-30.7%0.002%Search for SEC Filing on Google Icon
8/16/2021Haverford Trust Co.12,714$2.77M0.0%+0.4%0.002%Search for SEC Filing on Google Icon
8/16/2021California State Teachers Retirement System983,540$214.05M0.3%-1.1%0.180%Search for SEC Filing on Google Icon
8/16/2021Occudo Quantitative Strategies LP2,585$0.56M0.1%N/A0.000%Search for SEC Filing on Google Icon
8/16/2021Caxton Associates LP962$0.21M0.0%N/A0.000%Search for SEC Filing on Google Icon
8/16/2021Capital International Inc. CA50,626$11.02M0.1%-20.8%0.009%Search for SEC Filing on Google Icon
8/16/2021Alyeska Investment Group L.P.132,470$28.83M0.3%-4.9%0.024%Search for SEC Filing on Google Icon
8/16/2021Cedar Brook Financial Partners LLC1,130$0.25M0.1%+29.7%0.000%Search for SEC Filing on Google Icon
8/16/2021First Trust Advisors LP332,599$72.38M0.1%+0.4%0.061%Search for SEC Filing on Google Icon
8/16/2021Walled Lake Planning & Wealth Management LLC15,443$3.36M2.2%-0.4%0.003%Search for SEC Filing on Google Icon
8/16/2021Public Employees Retirement System of Ohio351,669$76.53M0.3%+0.5%0.064%Search for SEC Filing on Google Icon
8/16/2021Capital International Investors8,730,705$1.90B0.4%+3.3%1.595%Search for SEC Filing on Google Icon
8/16/2021Arosa Capital Management LP20,000$4.35M0.9%N/A0.004%Search for SEC Filing on Google Icon
8/16/2021Assetmark Inc.829$0.18M0.0%+6.1%0.000%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Caterpillar logo
Caterpillar, Inc. engages in the manufacture of construction and mining equipment, diesel and natural gas engines, industrial gas turbines, and diesel-electric locomotives. It operates through the following segments: Construction Industries, Resource Industries, Energy and Transportation, Financial Products, and All Other. The Construction Industries segment supports customers using machinery in infrastructure and building construction applications. The Resource Industries segment is responsible for supporting customers using machinery in mining and quarrying applications and it includes business strategy, product design, product management and development, manufacturing, marketing and sales and product support. The Energy and Transportation segment supports customers in oil and gas, power generation, marine, rail, and industrial applications. The Financial Products segment offers a range of financing alternatives to customers and dealers for caterpillar machinery and engines, solar gas turbines, as well as other equipment and marine vessels. The All Other segment include activities such as the business strategy, product management and development, and manufacturing of filters and
Read More on Caterpillar

Today's Range

Now: $199.75
Low: $199.45
High: $203.27

50 Day Range

MA: $209.82
Low: $199.75
High: $221.66

52 Week Range

Now: $199.75
Low: $142.73
High: $246.69

Volume

6,338,815 shs

Average Volume

3,393,631 shs

Market Capitalization

$109.36 billion

P/E Ratio

25.06

Dividend Yield

2.18%

Beta

0.9

Who are the company insiders with the largest holdings of Caterpillar?

Caterpillar's top insider investors include:
  1. William P Ainsworth (Insider)
  2. Denise C Johnson (Insider)
  3. Suzette M Long (General Counsel)
  4. Lange Bob De (Insider)
  5. Gary Michael Marvel (CAO)
  6. David Maclennan (Director)
  7. Denise C Johnson (Insider)
  8. Joseph E Creed (Insider)
  9. Joseph E Creed (Major Shareholder)

Who are the major institutional investors of Caterpillar?

Caterpillar's top institutional investors include:
  1. Vanguard Group Inc. — 8.66%
  2. State Street Corp — 7.50%
  3. BlackRock Inc. — 6.74%
  4. Price T Rowe Associates Inc. MD — 1.60%
  5. Capital International Investors — 1.59%
  6. Geode Capital Management LLC — 1.56%

Which major investors are selling Caterpillar stock?

Within the last quarter, CAT stock was sold by these institutional investors:
  1. Price T Rowe Associates Inc. MD
  2. Macquarie Group Ltd.
  3. FMR LLC
  4. Laurion Capital Management LP
  5. Parallax Volatility Advisers L.P.
  6. Alliancebernstein L.P.
  7. Prudential PLC
  8. Nan Shan Life Insurance Co. Ltd.
During the previous year, company insiders that have sold Caterpillar company stock include:
  1. William P Ainsworth (Insider)
  2. Denise C Johnson (Insider)
  3. Suzette M Long (General Counsel)
  4. Lange Bob De (Insider)
  5. Gary Michael Marvel (CAO)
  6. David Maclennan (Director)
  7. Denise C Johnson (Insider)

Which major investors are buying Caterpillar stock?

During the previous quarter, CAT stock was acquired by institutional investors including:
  1. Amundi
  2. BlackRock Inc.
  3. Susquehanna International Group LLP
  4. Vanguard Group Inc.
  5. Renaissance Technologies LLC
  6. Jefferies Group LLC
  7. Morgan Stanley
  8. Natixis
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