FCT Insider Trading

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
5/6/2024	TFG Advisers LLC	195,031	$2.02M	0.8%	+3.2%	0.000%
4/29/2024	Commonwealth Equity Services LLC	260,297	$2.69M	0.0%	+43.4%	0.000%
4/22/2024	Strategic Financial Concepts LLC	22,200	$0.23M	0.1%	N/A	0.000%
4/22/2024	GraniteShares Advisors LLC	171,140	$1.77M	0.9%	+14.6%	0.000%
4/18/2024	SeaCrest Wealth Management LLC	13,805	$0.14M	0.0%	+29.3%	0.000%
4/15/2024	Kingswood Wealth Advisors LLC	15,778	$0.16M	0.0%	-26.9%	0.000%
4/11/2024	RFG Advisory LLC	12,576	$0.13M	0.0%	N/A	0.000%
4/5/2024	CWM LLC	21,210	$0.22M	0.0%	+15.0%	0.000%
3/27/2024	Nomura Holdings Inc.	16,645	$0.17M	0.0%	N/A	0.000%
3/15/2024	B. Riley Wealth Advisors Inc.	27,955	$0.28M	0.0%	-28.6%	0.000%
2/14/2024	Jones Road Capital Management L.P.	370,054	$3.73M	1.0%	+57.5%	0.000%
2/13/2024	Jones Financial Companies Lllp	2,700	$27K	0.0%	N/A	0.000%
2/13/2024	1607 Capital Partners LLC	677,415	$6.84M	0.5%	+7.3%	0.000%
2/12/2024	Relative Value Partners Group LLC	560,545	$5.66M	0.3%	+33.5%	0.000%
2/9/2024	City of London Investment Management Co. Ltd.	370,522	$3.74M	0.3%	-10.9%	0.000%
2/9/2024	D.A. Davidson & CO.	220,839	$2.23M	0.0%	-6.3%	0.000%
2/8/2024	Matisse Capital	35,989	$0.36M	0.2%	-48.4%	0.000%
2/7/2024	Edgemoor Investment Advisors Inc.	746,834	$7.54M	0.8%	-4.1%	0.000%
2/7/2024	Shaker Financial Services LLC	26,675	$0.27M	0.1%	+8.1%	0.000%
2/1/2024	CWM LLC	18,439	$0.19M	0.0%	N/A	0.000%
1/30/2024	GraniteShares Advisors LLC	149,356	$1.51M	1.4%	N/A	0.000%
1/25/2024	International Assets Investment Management LLC	94,231	$9.34M	0.0%	N/A	0.000%
1/24/2024	International Assets Investment Management LLC	94,231	$9.34M	0.0%	N/A	0.000%
1/19/2024	Realta Investment Advisors	14,414	$0.15M	0.0%	+21.2%	0.000%
1/19/2024	Wagner Wealth Management LLC	292,322	$2.95M	1.0%	-4.8%	0.000%
1/18/2024	SeaCrest Wealth Management LLC	10,675	$0.10M	0.0%	N/A	0.000%
1/16/2024	Kingswood Wealth Advisors LLC	21,591	$0.22M	0.0%	N/A	0.000%
1/16/2024	Raymond James & Associates	12,401	$0.13M	0.0%	+21.3%	0.000%
12/1/2023	B. Riley Wealth Advisors Inc.	39,157	$0.39M	0.0%	+12.0%	0.000%
11/15/2023	Stonebridge Capital Advisors LLC	3,180	$32K	0.0%	N/A	0.000%
11/15/2023	Advisors Asset Management Inc.	303,075	$3.03M	0.1%	+8.5%	0.000%
11/14/2023	AQR Arbitrage LLC	126,563	$1.27M	0.1%	-13.9%	0.000%
11/14/2023	Clough Capital Partners L P	16,586	$0.17M	0.0%	-74.9%	0.000%
11/13/2023	LPL Financial LLC	1,371,779	$13.72M	0.0%	+12.0%	0.000%
11/9/2023	City of London Investment Management Co. Ltd.	415,950	$4.16M	0.4%	-16.3%	0.000%
11/9/2023	UBS Group AG	220,635	$2.21M	0.0%	+2.0%	0.000%
11/8/2023	Westchester Capital Management LLC	43,269	$0.43M	0.0%	+83.4%	0.000%
11/8/2023	D.A. Davidson & CO.	235,759	$2.36M	0.0%	-13.5%	0.000%
11/7/2023	Virtus ETF Advisers LLC	68,101	$0.68M	0.4%	+84.4%	0.000%
11/4/2023	NBC Securities Inc.	2,842	$28K	0.0%	N/A	0.000%
11/2/2023	Cullen Frost Bankers Inc.	10,000	$100K	0.0%	+42.9%	0.000%
11/2/2023	Shaker Financial Services LLC	24,676	$0.25M	0.1%	-76.9%	0.000%
10/24/2023	Raymond James & Associates	10,226	$0.10M	0.0%	-14.7%	0.000%
10/23/2023	Commonwealth Equity Services LLC	167,800	$1.68M	0.0%	+112.9%	0.000%
10/19/2023	TFG Advisers LLC	188,548	$1.89M	0.9%	+0.9%	0.000%
10/18/2023	Wagner Wealth Management LLC	306,961	$3.07M	1.1%	+66.8%	0.000%
10/13/2023	Matisse Capital	69,740	$0.70M	0.5%	-49.1%	0.000%
8/18/2023	SFI Advisors LLC	12,633	$0.13M	0.1%	+9.5%	0.000%
8/15/2023	Prevail Innovative Wealth Advisors LLC	28,630	$0.28M	0.2%	N/A	0.000%
8/11/2023	Landscape Capital Management L.L.C.	13,355	$0.13M	0.0%	-80.3%	0.000%
8/11/2023	Guggenheim Capital LLC	467,270	$4.63M	0.0%	-9.0%	0.000%
8/11/2023	D.A. Davidson & CO.	272,709	$2.70M	0.0%	-0.5%	0.000%
8/10/2023	Cetera Investment Advisers	33,736	$0.33M	0.0%	+34.8%	0.000%
8/9/2023	Edgemoor Investment Advisors Inc.	792,435	$7.85M	0.9%	-1.6%	0.000%
8/9/2023	Coastal Investment Advisors Inc.	11,895	$0.12M	0.0%	-8.6%	0.000%
8/7/2023	Shaker Financial Services LLC	106,695	$1.06M	0.5%	-24.6%	0.000%
8/4/2023	Cullen Frost Bankers Inc.	7,000	$69K	0.0%	N/A	0.000%
8/3/2023	Shufro Rose & Co. LLC	51,600	$0.51M	0.0%	-2.8%	0.000%
8/3/2023	Oppenheimer & Co. Inc.	15,854	$0.16M	0.0%	N/A	0.000%
7/31/2023	LPL Financial LLC	1,224,814	$12.13M	0.0%	+17.9%	0.000%
7/28/2023	Wagner Wealth Management LLC	183,992	$1.82M	0.7%	-4.9%	0.000%
7/27/2023	B. Riley Wealth Advisors Inc.	34,961	$0.35M	0.0%	+10.5%	0.000%
7/25/2023	Raymond James & Associates	11,991	$0.12M	0.0%	-15.6%	0.000%
7/6/2023	Glassy Mountain Advisors Inc.	16,312	$0.16M	0.1%	N/A	0.000%
6/28/2023	Relative Value Partners Group LLC	340,985	$3.39M	0.2%	+21.3%	0.000%
5/25/2023	AEGON USA Investment Management LLC	30,017	$0.30M	0.1%	+11.1%	0.000%
5/17/2023	Wagner Wealth Management LLC	193,376	$1.92M	0.9%	+56.8%	0.000%
5/15/2023	Relative Value Partners Group LLC	340,985	$3.39M	0.2%	+21.3%	0.000%
5/12/2023	Jones Road Capital Management L.P.	165,000	$1.64M	1.2%	N/A	0.000%
5/11/2023	Elequin Securities LLC	13,351	$0.13M	0.1%	-65.5%	0.000%
5/11/2023	Guggenheim Capital LLC	513,543	$5.11M	0.0%	-14.0%	0.000%
5/10/2023	Landscape Capital Management L.L.C.	67,864	$0.68M	0.1%	+79.6%	0.000%
5/10/2023	LPL Financial LLC	1,038,834	$10.34M	0.0%	+6.2%	0.000%
5/9/2023	Edgemoor Investment Advisors Inc.	805,165	$8.01M	1.0%	-0.6%	0.000%
5/8/2023	Shaker Financial Services LLC	141,517	$1.41M	0.6%	+285.9%	0.000%
5/8/2023	Wolverine Asset Management LLC	141,581	$1.41M	0.0%	+5.2%	0.000%
5/8/2023	Pekin Hardy Strauss Inc.	11,753	$0.12M	0.0%	N/A	0.000%
5/4/2023	OTA Financial Group L.P.	20,208	$0.20M	0.2%	N/A	0.000%
5/2/2023	TFG Advisers LLC	187,723	$1.87M	0.9%	-1.4%	0.000%
4/27/2023	Matisse Capital	136,900	$1.36M	0.9%	+84.3%	0.000%
4/25/2023	AEGON USA Investment Management LLC	30,017	$0.30M	0.2%	+11.1%	0.000%
4/25/2023	Geneos Wealth Management Inc.	8,429	$84K	0.0%	-32.7%	0.000%
4/19/2023	International Assets Investment Management LLC	10,613	$0.11M	0.0%	-46.8%	0.000%
4/18/2023	IFP Advisors Inc	7,516	$0.11M	0.0%	-42.0%	0.000%
4/17/2023	Gradient Investments LLC	3,918	$39K	0.0%	-99.1%	0.000%
4/14/2023	Raymond James Financial Services Advisors Inc.	10,929	$0.11M	0.0%	-24.4%	0.000%
4/14/2023	Raymond James & Associates	14,214	$0.14M	0.0%	-76.5%	0.000%
4/13/2023	Financial Management Professionals Inc.	2,500	$25K	0.0%	N/A	0.000%
4/12/2023	Whitener Capital Management Inc.	15,200	$0.15M	0.1%	+14.0%	0.000%
3/15/2023	B. Riley Wealth Advisors Inc.	32,153	$0.31M	0.0%	-29.6%	0.000%
3/1/2023	Whitener Capital Management Inc.	13,330	$0.13M	0.1%	N/A	0.000%
2/13/2023	Apriem Advisors	26,500	$0.25M	0.0%	+8.2%	0.000%
2/10/2023	StoneX Group Inc.	60,962	$0.58M	0.4%	N/A	0.000%
2/10/2023	Sit Investment Associates Inc.	63,287	$0.60M	0.0%	N/A	0.000%
2/9/2023	Landscape Capital Management L.L.C.	37,787	$0.36M	0.1%	-17.8%	0.000%
2/9/2023	Elequin Securities LLC	38,674	$0.37M	0.1%	N/A	0.000%
2/8/2023	UBS Group AG	241,618	$2.30M	0.0%	-11.6%	0.000%
2/7/2023	Edgemoor Investment Advisors Inc.	809,899	$7.72M	1.0%	-4.6%	0.000%
2/7/2023	Commonwealth Equity Services LLC	15,721	$0.15M	0.0%	-50.9%	0.000%
2/7/2023	LPL Financial LLC	977,877	$9.32M	0.0%	-0.8%	0.000%

Data available starting January 2016

First Trust Senior Floating Rate Income Fund II is a closed-ended fixed income mutual fund launched and managed by First Trust Advisors L.P. The fund invests in the fixed income markets of the United States. It seeks to invest in a portfolio of senior secured floating rate corporate loans. The fund benchmarks the performance of its portfolio against the S&P/LSTA Leveraged Loan Index. It was formerly known as First Trust/Four Corners Senior Floating Rate Income Fund II. First Trust Senior Floating Rate Income Fund II was formed on May 25, 2004 and is domiciled in the United States.

Today's Range

Now: $10.32

$10.25

$10.33

50 Day Range

MA: $10.23

$10.07

$10.37

52 Week Range

Now: $10.32

$9.45

$10.42

Volume

110,367 shs

Average Volume

107,165 shs

Market Capitalization

N/A

P/E Ratio

N/A

Dividend Yield

0.06%

Beta

N/A

Who are the major institutional investors of First Trust Senior Floating Rate Income Fund II?: First Trust Senior Floating Rate Income Fund II's top institutional investors include:
Commonwealth Equity Services LLC — 0.00%
TFG Advisers LLC — 0.00%
GraniteShares Advisors LLC — 0.00%
Strategic Financial Concepts LLC — 0.00%
CWM LLC — 0.00%
Kingswood Wealth Advisors LLC — 0.00%
Learn More about top institutional investors of First Trust Senior Floating Rate Income Fund II stock.
Which institutional investors are selling First Trust Senior Floating Rate Income Fund II stock?: During the previous quarter, FCT stock was sold by these institutional investors:
Kingswood Wealth Advisors LLC
Which institutional investors are buying First Trust Senior Floating Rate Income Fund II stock?: During the last quarter, FCT stock was bought by institutional investors including:
Commonwealth Equity Services LLC
Strategic Financial Concepts LLC
GraniteShares Advisors LLC
RFG Advisory LLC
TFG Advisers LLC
SeaCrest Wealth Management LLC
CWM LLC

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FCT Insider Trading

First Trust Senior Floating Rate Income Fund II Insider Trading History Chart

First Trust Senior Floating Rate Income Fund II Share Price & Price History

First Trust Senior Floating Rate Income Fund II Insider Trading History

SEC Filings (Institutional Ownership Changes) for First Trust Senior Floating Rate Income Fund II (NYSE:FCT)

Institutional Buying and Selling by Quarter

First Trust Senior Floating Rate Income Fund II Institutional Trading History