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GAIN Insider Trading

Insider Ownership Percentage: 2.40%
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $0.00

Gladstone Investment Insider Trading History Chart

This chart shows the insider buying and selling history at Gladstone Investment by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Gladstone Investment Share Price & Price History

Current Price: $13.97
Price Change: ▲ Price Increase of +0.03 (0.22%)
As of 12/4/2025 05:00 PM ET

This chart shows the closing price history over time for GAIN up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

Gladstone Investment Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
11/6/2023Rachael Z EastonCFOBuy650$14.67$9,535.501,400View SEC Filing Icon  
8/7/2023David A. R. DullumPresidentBuy5,000$13.39$66,950.00149,916View SEC Filing Icon  
3/16/2023Rachael Z EastonCFOBuy375$13.12$4,920.00750View SEC Filing Icon  
3/14/2023David A. R. DullumPresidentBuy3,000$12.84$38,520.00144,916View SEC Filing Icon  
2/6/2023Walter H WilkinsonDirectorBuy3,661$13.96$51,107.5626,154View SEC Filing Icon  
12/16/2022David A. R. DullumPresidentBuy3,000$13.06$39,180.00141,916View SEC Filing Icon  
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SEC Filings (Institutional Ownership Changes) for Gladstone Investment (NASDAQ:GAIN)

11.85% of Gladstone Investment stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at GAIN by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Gladstone Investment Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/17/2025CANADA LIFE ASSURANCE Co48,371$0.67M0.0%+29.9%0.122%Search for SEC Filing on Google Icon
11/17/2025Verition Fund Management LLC11,054$0.15M0.0%N/A0.028%Search for SEC Filing on Google Icon
11/17/2025Prosperity Financial Group Inc.19,400$0.27M0.1%-21.5%0.049%Search for SEC Filing on Google Icon
11/17/2025Millennium Management LLC44,546$0.62M0.0%-73.7%0.112%Search for SEC Filing on Google Icon
11/17/2025Bank of America Corp DE8,946$0.12M0.0%+272.1%0.023%Search for SEC Filing on Google Icon
11/14/2025Raymond James Financial Inc.43,953$0.61M0.0%+7.6%0.111%Search for SEC Filing on Google Icon
11/13/2025UBS Group AG484,848$6.70M0.0%+89.6%1.223%Search for SEC Filing on Google Icon
11/13/2025Magnetar Financial LLC30,090$0.42M0.0%N/A0.076%Search for SEC Filing on Google Icon
11/13/2025Van ECK Associates Corp854,730$11.81M0.0%+2.2%2.156%Search for SEC Filing on Google Icon
11/13/2025Legal & General Group Plc222,547$3.08M0.0%-8.3%0.561%Search for SEC Filing on Google Icon
11/13/2025Ameriflex Group Inc.42,338$0.59M0.2%N/A0.107%Search for SEC Filing on Google Icon
11/13/2025Blair William & Co. IL164,914$2.28M0.0%-2.7%0.416%Search for SEC Filing on Google Icon
11/12/2025Melia Wealth LLC1,197,594$16.55M7.2%+5.7%3.021%Search for SEC Filing on Google Icon
11/7/2025Cassaday & Co Wealth Management LLC128,000$1.77M0.0%+13.8%0.335%Search for SEC Filing on Google Icon
11/7/2025JPMorgan Chase & Co.7,249$100K0.0%+36.7%0.019%Search for SEC Filing on Google Icon
11/6/2025Advisors Asset Management Inc.113,832$1.57M0.0%-0.9%0.298%Search for SEC Filing on Google Icon
11/5/2025Prime Capital Investment Advisors LLC10,730$0.15M0.0%N/A0.028%Search for SEC Filing on Google Icon
11/5/2025Envestnet Asset Management Inc.15,391$0.21M0.0%-8.4%0.040%Search for SEC Filing on Google Icon
11/4/2025Atlantic Union Bankshares Corp99,789$1.38M0.0%+16.6%0.261%Search for SEC Filing on Google Icon
11/4/2025State of Wyoming26,003$0.36M0.0%+116.1%0.068%Search for SEC Filing on Google Icon
11/3/2025Foundations Investment Advisors LLC12,452$0.17M0.0%-19.2%0.033%Search for SEC Filing on Google Icon
11/3/2025Mirae Asset Global Investments Co. Ltd.14,000$0.19M0.0%N/A0.037%Search for SEC Filing on Google Icon
10/15/2025Albert D Mason Inc.51,013$0.71M0.5%+6.2%0.133%Search for SEC Filing on Google Icon
9/4/2025Osaic Holdings Inc.24,828$0.35M0.0%-6.0%0.065%Search for SEC Filing on Google Icon
8/19/2025State of Wyoming12,033$0.17M0.0%+204.3%0.031%Search for SEC Filing on Google Icon
8/15/2025CANADA LIFE ASSURANCE Co37,238$0.53M0.0%+6.1%0.097%Search for SEC Filing on Google Icon
8/15/2025Bank of America Corp DE2,404$34K0.0%-75.3%0.006%Search for SEC Filing on Google Icon
8/14/2025Jane Street Group LLC14,193$0.20M0.0%-37.1%0.039%Search for SEC Filing on Google Icon
8/14/2025Raymond James Financial Inc.40,857$0.58M0.0%+2.0%0.111%Search for SEC Filing on Google Icon
8/13/2025Marshall Wace LLP29,972$0.43M0.0%N/A0.081%Search for SEC Filing on Google Icon
8/13/2025Invesco Ltd.51,478$0.74M0.0%N/A0.140%Search for SEC Filing on Google Icon
8/13/2025Quantbot Technologies LP7,392$0.11M0.0%N/A0.020%Search for SEC Filing on Google Icon
8/13/2025Legacy Capital Wealth Partners LLC102,257$1.46M0.3%-3.6%0.278%Search for SEC Filing on Google Icon
8/13/2025Virtus Investment Advisers LLC53,768$0.77M0.3%-38.0%0.146%Search for SEC Filing on Google Icon
8/13/2025Garner Asset Management Corp36,805$0.53M0.2%-2.4%0.100%Search for SEC Filing on Google Icon
8/12/2025JPMorgan Chase & Co.5,304$76K0.0%+960.8%0.014%Search for SEC Filing on Google Icon
8/11/2025United Advisor Group LLC78,434$1.12M0.2%+2.7%0.213%Search for SEC Filing on Google Icon
8/8/2025Foundations Investment Advisors LLC15,410$0.22M0.0%N/A0.042%Search for SEC Filing on Google Icon
8/7/2025Allworth Financial LP5,030$72K0.0%+38,592.3%0.014%Search for SEC Filing on Google Icon
8/6/2025Outfitter Financial LLC202,295$2.89M2.5%+0.6%0.549%Search for SEC Filing on Google Icon
8/6/2025Atlantic Union Bankshares Corp85,613$1.22M0.0%-3.4%0.232%Search for SEC Filing on Google Icon
8/6/2025First Horizon Advisors Inc.2,259$32K0.0%N/A0.006%Search for SEC Filing on Google Icon
7/30/2025Prosperity Financial Group Inc.24,700$0.35M0.1%-22.2%0.067%Search for SEC Filing on Google Icon
7/29/2025Albert D Mason Inc.48,056$0.69M0.5%-6.2%0.130%Search for SEC Filing on Google Icon
7/28/2025Melia Wealth LLC1,133,030$16.17M7.7%+4.1%3.076%Search for SEC Filing on Google Icon
7/24/2025Blair William & Co. IL169,571$2.42M0.0%+0.7%0.460%Search for SEC Filing on Google Icon
7/22/2025DAVENPORT & Co LLC135,262$1.93M0.0%-12.5%0.367%Search for SEC Filing on Google Icon
7/22/2025Realta Investment Advisors42,227$0.60M0.2%+322.3%0.115%Search for SEC Filing on Google Icon
7/18/2025Union Bancaire Privee UBP SA19,806$0.28M0.0%+5.1%0.054%Search for SEC Filing on Google Icon
7/11/2025Kingstone Capital Partners Texas LLC1,759,421$23.81M0.0%N/A4.776%Search for SEC Filing on Google Icon
5/21/2025Geneos Wealth Management Inc.8,460$0.11M0.0%N/A0.023%Search for SEC Filing on Google Icon
5/20/2025Focus Partners Wealth19,527$0.26M0.0%N/A0.053%Search for SEC Filing on Google Icon
5/19/2025Jane Street Group LLC22,580$0.30M0.0%N/A0.061%Search for SEC Filing on Google Icon
5/16/2025NewEdge Advisors LLC19,626$0.26M0.0%+6.2%0.053%Search for SEC Filing on Google Icon
5/16/2025Advisors Asset Management Inc.115,458$1.54M0.0%-1.1%0.313%Search for SEC Filing on Google Icon
5/15/2025Ameriflex Group Inc.46,205$0.62M0.3%-10.7%0.125%Search for SEC Filing on Google Icon
5/15/2025Royal Bank of Canada75,638$1.01M0.0%+6.8%0.205%Search for SEC Filing on Google Icon
5/15/2025State of Wyoming3,954$53K0.0%-50.3%0.011%Search for SEC Filing on Google Icon
5/14/2025Northwestern Mutual Wealth Management Co.3,000$40K0.0%+37,400.0%0.008%Search for SEC Filing on Google Icon
5/9/2025Blair William & Co. IL168,436$2.25M0.0%+4.1%0.457%Search for SEC Filing on Google Icon
5/7/2025Melia Wealth LLC1,088,798$14.55M7.5%+4.2%2.956%Search for SEC Filing on Google Icon
5/7/2025LPL Financial LLC186,656$2.49M0.0%-1.8%0.507%Search for SEC Filing on Google Icon
5/6/2025Cetera Investment Advisers30,236$0.40M0.0%-12.6%0.082%Search for SEC Filing on Google Icon
5/6/2025Garner Asset Management Corp37,701$0.50M0.2%-5.9%0.102%Search for SEC Filing on Google Icon
5/5/2025Atlantic Union Bankshares Corp88,613$1.18M0.1%-2.0%0.241%Search for SEC Filing on Google Icon
5/5/2025Cassaday & Co Wealth Management LLC112,500$1.50M0.0%+4.2%0.305%Search for SEC Filing on Google Icon
5/5/2025Outfitter Financial LLC201,145$2.69M2.4%-0.7%0.546%Search for SEC Filing on Google Icon
5/2/2025Hardy Reed LLC10,167$0.14M0.0%N/A0.028%Search for SEC Filing on Google Icon
5/2/2025Legacy Capital Wealth Partners LLC106,088$1.42M0.3%+11.8%0.288%Search for SEC Filing on Google Icon
5/1/2025Realta Investment Advisors10,000$0.13M0.1%N/A0.027%Search for SEC Filing on Google Icon
4/28/2025DAVENPORT & Co LLC154,539$2.07M0.0%-6.2%0.420%Search for SEC Filing on Google Icon
4/18/2025Cornerstone Wealth Management LLC11,828$0.16M0.0%+15.6%0.032%Search for SEC Filing on Google Icon
4/16/2025Albert D Mason Inc.51,241$0.69M0.5%+2.7%0.139%Search for SEC Filing on Google Icon
4/14/2025Farther Finance Advisors LLC5,282$71K0.0%N/A0.014%Search for SEC Filing on Google Icon
2/24/2025Ameriflex Group Inc.51,752$0.70M0.3%N/A0.140%Search for SEC Filing on Google Icon
2/24/2025United Advisor Group LLC76,389$1.01M0.2%+9.0%0.207%Search for SEC Filing on Google Icon
2/17/2025Two Sigma Advisers LP46,842$0.62M0.0%-67.0%0.128%Search for SEC Filing on Google Icon
2/17/2025Two Sigma Investments LP61,427$0.81M0.0%-59.1%0.167%Search for SEC Filing on Google Icon
2/17/2025State of Wyoming7,959$0.11M0.0%N/A0.022%Search for SEC Filing on Google Icon
2/17/2025Millennium Management LLC31,017$0.41M0.0%N/A0.085%Search for SEC Filing on Google Icon
2/17/2025D. E. Shaw & Co. Inc.17,634$0.23M0.0%N/A0.048%Search for SEC Filing on Google Icon
2/17/2025Cetera Investment Advisers34,612$0.46M0.0%-6.8%0.094%Search for SEC Filing on Google Icon
2/17/2025Baird Financial Group Inc.91,436$1.21M0.0%-1.5%0.249%Search for SEC Filing on Google Icon
2/14/2025Northern Trust Corp27,200$0.36M0.0%+22.2%0.074%Search for SEC Filing on Google Icon
2/14/2025Aquatic Capital Management LLC13,028$0.17M0.0%N/A0.036%Search for SEC Filing on Google Icon
2/14/2025Virtus ETF Advisers LLC67,802$0.90M0.4%+19.6%0.185%Search for SEC Filing on Google Icon
2/13/2025CANADA LIFE ASSURANCE Co29,726$0.39M0.0%-10.5%0.081%Search for SEC Filing on Google Icon
2/13/2025NewEdge Advisors LLC18,476$0.25M0.0%+801.3%0.050%Search for SEC Filing on Google Icon
2/13/2025Garner Asset Management Corp40,046$0.53M0.2%-3.1%0.109%Search for SEC Filing on Google Icon
2/13/2025Melia Wealth LLC1,044,421$13.84M7.2%+3.6%2.847%Search for SEC Filing on Google Icon
2/13/2025Raymond James Financial Inc.49,095$0.65M0.0%N/A0.134%Search for SEC Filing on Google Icon
2/13/2025Legal & General Group Plc242,879$3.22M0.0%-9.5%0.662%Search for SEC Filing on Google Icon
2/13/2025Invesco Ltd.105,146$1.39M0.0%N/A0.287%Search for SEC Filing on Google Icon
2/13/2025Envestnet Asset Management Inc.20,321$0.27M0.0%-10.4%0.055%Search for SEC Filing on Google Icon
2/13/2025Wells Fargo & Company MN9,190$0.12M0.0%-9.8%0.025%Search for SEC Filing on Google Icon
2/12/2025Blair William & Co. IL161,745$2.14M0.0%+2.9%0.441%Search for SEC Filing on Google Icon
2/11/2025LPL Financial LLC190,065$2.52M0.0%+17.8%0.518%Search for SEC Filing on Google Icon
2/11/2025Virtu Financial LLC23,771$0.32M0.0%N/A0.065%Search for SEC Filing on Google Icon
2/10/2025Commonwealth Equity Services LLC34,065$0.45M0.0%+4.2%0.093%Search for SEC Filing on Google Icon
2/7/2025PFG Advisors100,904$1.34M0.1%-1.0%0.275%Search for SEC Filing on Google Icon
Data available starting January 2016

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Gladstone Investment logo
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund seeks to invest in companies with revenue between $20 million and $100 million. The fund invests in companies with EBITDA from $3 million to $20 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
Read More on Gladstone Investment

Today's Range

Now: $13.97
Low: $13.87
High: $14.02

50 Day Range

MA: $13.84
Low: $13.20
High: $14.10

52 Week Range

Now: $13.97
Low: $11.42
High: $15.34

Volume

128,125 shs

Average Volume

113,581 shs

Market Capitalization

$553.91 million

P/E Ratio

5.59

Dividend Yield

6.89%

Beta

0.83

Who are the major institutional investors of Gladstone Investment?

Gladstone Investment's top institutional investors include:
  1. Melia Wealth LLC — 3.02%
  2. Van ECK Associates Corp — 2.16%
  3. UBS Group AG — 1.22%
  4. Legal & General Group Plc — 0.56%
  5. Blair William & Co. IL — 0.42%
  6. Cassaday & Co Wealth Management LLC — 0.33%
Learn More about top institutional investors of Gladstone Investment stock.

Which institutional investors are selling Gladstone Investment stock?

During the previous quarter, GAIN stock was sold by these institutional investors:
  1. Millennium Management LLC
  2. Legal & General Group Plc
  3. Susquehanna International Group LLP
  4. Prosperity Financial Group Inc.
  5. Blair William & Co. IL
  6. Foundations Investment Advisors LLC
  7. Envestnet Asset Management Inc.
  8. Advisors Asset Management Inc.

Which institutional investors are buying Gladstone Investment stock?

In the last quarter, GAIN stock was purchased by institutional investors including:
  1. UBS Group AG
  2. Melia Wealth LLC
  3. Ameriflex Group Inc.
  4. Magnetar Financial LLC
  5. Van ECK Associates Corp
  6. Cassaday & Co Wealth Management LLC
  7. Atlantic Union Bankshares Corp
  8. Mirae Asset Global Investments Co. Ltd.