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HTGC Insider Trading (Hercules Capital)

Insider Ownership Percentage: 1.40%
Insider Buying (Last 12 Months): $156,122.55
Insider Selling (Last 12 Months): $0.00

Hercules Capital Insider Trading History Chart

This chart shows the insider buying and selling history at Hercules Capital by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Hercules Capital Share Price & Price History

Current Price: $15.79
Price Change: Price Increase of +0.28 (1.81%)
As of 08/12/2022 01:00 AM ET

This chart shows the closing price history over time for HTGC up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365
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Hercules Capital Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
5/26/2022Christian FollmannCOOBuy420$14.24$5,980.8048,869View SEC Filing Icon  
5/12/2022Thomas J FallonDirectorBuy10,000$14.88$148,800.0061,604View SEC Filing Icon  
3/24/2022Wade LooDirectorBuy75$17.89$1,341.75View SEC Filing Icon  
5/3/2021Gayle A CrowellDirectorBuy377$17.50$6,597.5014,109View SEC Filing Icon  
3/18/2021Scott BluesteinCEOSell80,000$15.80$1,264,000.00923,086View SEC Filing Icon  
3/15/2021Thomas J FallonDirectorSell15,000$16.56$248,400.0049,937View SEC Filing Icon  
11/18/2020Carol L FosterDirectorBuy3,850$12.99$50,011.50
See Full Table
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SEC Filings (Institutional Ownership Changes) for Hercules Capital (NYSE:HTGC)

25.51% of Hercules Capital stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at HTGC by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Hercules Capital Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/13/2022NewEdge Advisors LLC11,670$0.16M0.0%-18.1%0.009%Search for SEC Filing on Google Icon
8/13/2022Quantbot Technologies LP47,619$0.64M0.1%+815.8%0.037%Search for SEC Filing on Google Icon
8/13/2022Wells Fargo & Company MN683,346$9.22M0.0%-0.9%0.537%Search for SEC Filing on Google Icon
8/13/2022Dodge & Cox20,000$0.27M0.0%N/A0.016%Search for SEC Filing on Google Icon
8/12/2022Natixis58,696$0.79M0.0%+135.3%0.046%Search for SEC Filing on Google Icon
8/12/2022Northern Trust Corp98,013$1.32M0.0%+20.5%0.077%Search for SEC Filing on Google Icon
8/12/2022Virtus ETF Advisers LLC42,018$0.57M0.2%+42.6%0.033%Search for SEC Filing on Google Icon
8/12/2022LPL Financial LLC475,496$6.41M0.0%+26.5%0.374%Search for SEC Filing on Google Icon
8/12/2022Fox Run Management L.L.C.23,031$0.31M0.2%N/A0.018%Search for SEC Filing on Google Icon
8/12/2022Polaris Capital Management LLC97,098$1.31M0.0%+14.9%0.076%Search for SEC Filing on Google Icon
8/12/2022Muzinich & Co. Inc.452,554$6.11M4.3%-6.5%0.356%Search for SEC Filing on Google Icon
8/12/2022Financial Advocates Investment Management14,093$0.19M0.0%N/A0.011%Search for SEC Filing on Google Icon
8/11/2022Cetera Investment Advisers34,347$0.46M0.0%N/A0.027%Search for SEC Filing on Google Icon
8/11/2022Cetera Advisor Networks LLC10,733$0.15M0.0%-25.8%0.008%Search for SEC Filing on Google Icon
8/11/2022Naples Global Advisors LLC62,833$0.85M0.1%+3.4%0.049%Search for SEC Filing on Google Icon
8/11/2022Deutsche Bank AG77,726$1.05M0.0%+3.2%0.061%Search for SEC Filing on Google Icon
8/11/2022Sigma Planning Corp150,981$2.04M0.1%-2.6%0.119%Search for SEC Filing on Google Icon
8/11/2022UBS Group AG572,429$7.72M0.0%+7.7%0.450%Search for SEC Filing on Google Icon
8/11/2022Tectonic Advisors LLC116,762$1.58M0.3%+38.6%0.092%Search for SEC Filing on Google Icon
8/11/2022JPMorgan Chase & Co.522,569$7.05M0.0%+2.3%0.411%Search for SEC Filing on Google Icon
8/10/2022Mackenzie Financial Corp62,519$0.84M0.0%-25.4%0.049%Search for SEC Filing on Google Icon
8/10/2022S&T Bank PA650,643$8.78M1.5%-0.7%0.511%Search for SEC Filing on Google Icon
8/9/2022SeaCrest Wealth Management LLC4,250$57K0.0%N/A0.003%Search for SEC Filing on Google Icon
8/9/20221620 Investment Advisors Inc.36,429$0.49M0.7%-31.0%0.029%Search for SEC Filing on Google Icon
8/8/2022Advisors Asset Management Inc.422,927$5.71M0.1%-1.7%0.332%Search for SEC Filing on Google Icon
8/8/2022Baird Financial Group Inc.70,324$0.95M0.0%+3.1%0.055%Search for SEC Filing on Google Icon
8/8/2022Y Intercept Hong Kong Ltd13,286$0.18M0.0%N/A0.010%Search for SEC Filing on Google Icon
8/8/2022Banque Pictet & Cie SA130,016$1.75M0.0%N/A0.102%Search for SEC Filing on Google Icon
8/5/2022Coastal Bridge Advisors LLC11,808$0.16M0.0%N/A0.009%Search for SEC Filing on Google Icon
8/5/2022MQS Management LLC17,256$0.23M0.2%N/A0.014%Search for SEC Filing on Google Icon
8/5/2022Mckinley Capital Management LLC Delaware425,992$5.75M0.8%+0.8%0.335%Search for SEC Filing on Google Icon
8/5/2022Abundance Wealth Counselors36,723$0.50M0.1%+8.2%0.029%Search for SEC Filing on Google Icon
8/5/2022Pictet North America Advisors SA130,016$1.75M0.2%N/A0.102%Search for SEC Filing on Google Icon
8/5/2022Sterling Investment Advisors Ltd.61,000$0.82M0.3%+10.3%0.048%Search for SEC Filing on Google Icon
8/4/2022Steward Partners Investment Advisory LLC40,349$0.54M0.0%-5.9%0.032%Search for SEC Filing on Google Icon
8/4/2022Vestmark Advisory Solutions Inc.16,514$0.22M0.0%+4.9%0.013%Search for SEC Filing on Google Icon
8/3/2022Envestnet Asset Management Inc.82,010$1.11M0.0%+55.6%0.064%Search for SEC Filing on Google Icon
8/3/2022Baker Avenue Asset Management LP86,375$1.17M0.1%+36.0%0.068%Search for SEC Filing on Google Icon
8/3/2022Van ECK Associates Corp1,780,910$24.02M0.1%-4.9%1.400%Search for SEC Filing on Google Icon
8/3/2022Stephens Inc. AR24,452$0.33M0.0%+3.7%0.019%Search for SEC Filing on Google Icon
8/3/2022Janney Montgomery Scott LLC204,205$2.75M0.0%+31.8%0.160%Search for SEC Filing on Google Icon
8/3/2022AE Wealth Management LLC70,948$0.96M0.0%-5.1%0.056%Search for SEC Filing on Google Icon
8/2/2022Financial Advisory Service Inc.156,399$2.11M0.2%+2.4%0.123%Search for SEC Filing on Google Icon
8/2/2022Mount Yale Investment Advisors LLC163,042$2.20M0.3%+1.3%0.128%Search for SEC Filing on Google Icon
8/2/2022Belpointe Asset Management LLC10,823$0.15M0.0%-15.3%0.009%Search for SEC Filing on Google Icon
8/2/2022Advisory Services Network LLC33,343$0.45M0.0%+3.7%0.026%Search for SEC Filing on Google Icon
8/2/2022RMR Wealth Builders13,077$0.18M0.0%N/A0.010%Search for SEC Filing on Google Icon
8/2/2022Centaurus Financial Inc.207,167$2.80M0.3%-65.8%0.163%Search for SEC Filing on Google Icon
8/1/2022Jag Capital Management LLC40,344$0.54M0.1%-20.1%0.033%Search for SEC Filing on Google Icon
8/1/2022Essex Financial Services Inc.28,305$0.38M0.0%+40.4%0.023%Search for SEC Filing on Google Icon
7/28/2022D.A. Davidson & CO.144,322$1.95M0.0%+19.5%0.117%Search for SEC Filing on Google Icon
7/26/2022Mirae Asset Global Investments Co. Ltd.29,759$0.40M0.0%-12.9%0.024%Search for SEC Filing on Google Icon
7/26/2022Sumitomo Mitsui Trust Holdings Inc.439,315$5.93M0.0%-6.7%0.355%Search for SEC Filing on Google Icon
7/25/2022Bristlecone Advisors LLC31,159$0.42M0.1%+25.3%0.025%Search for SEC Filing on Google Icon
7/25/2022Security National Bank162,547$2.19M0.6%-3.9%0.131%Search for SEC Filing on Google Icon
7/22/2022GraniteShares Advisors LLC47,882$0.65M0.5%+3.0%0.039%Search for SEC Filing on Google Icon
7/22/2022Stratos Wealth Partners LTD.19,920$0.27M0.0%-10.8%0.016%Search for SEC Filing on Google Icon
7/22/2022Geneos Wealth Management Inc.27,135$0.38M0.0%+4.6%0.022%Search for SEC Filing on Google Icon
7/22/2022Orion Capital Management LLC4,000$54K0.0%+33.3%0.003%Search for SEC Filing on Google Icon
7/21/2022Accredited Investors Inc.25,000$0.34M0.0%N/A0.020%Search for SEC Filing on Google Icon
7/19/2022Commonwealth Equity Services LLC211,486$2.85M0.0%+8.3%0.171%Search for SEC Filing on Google Icon
7/19/2022Hennion & Walsh Asset Management Inc.171,120$2.31M0.1%+9.7%0.138%Search for SEC Filing on Google Icon
7/19/2022North Star Investment Management Corp.41,942$0.57M0.1%+33.4%0.034%Search for SEC Filing on Google Icon
7/19/2022Good Life Advisors LLC18,837$0.25M0.0%N/A0.015%Search for SEC Filing on Google Icon
7/19/2022Leeward Investments LLC MA649,100$8.76M0.4%-18.5%0.524%Search for SEC Filing on Google Icon
7/18/2022Triad Investment Management64,381$0.87M1.3%-35.9%0.052%Search for SEC Filing on Google Icon
7/15/2022Gilman Hill Asset Management LLC641,091$8.65M1.9%+22.5%0.518%Search for SEC Filing on Google Icon
7/14/2022Arkadios Wealth Advisors25,880$0.35M0.1%-26.0%0.021%Search for SEC Filing on Google Icon
7/13/2022Private Advisor Group LLC72,790$0.98M0.0%-3.5%0.059%Search for SEC Filing on Google Icon
7/13/2022Cambridge Investment Research Advisors Inc.85,857$1.16M0.0%-19.3%0.069%Search for SEC Filing on Google Icon
7/11/2022Foresight Capital Management Advisors Inc.104,088$1.40M2.1%N/A0.084%Search for SEC Filing on Google Icon
7/11/2022Sound Income Strategies LLC2,117,766$28.57M3.8%+3.6%1.710%Search for SEC Filing on Google Icon
7/8/2022DnB Asset Management AS104,762$1.41M0.0%-9.1%0.085%Search for SEC Filing on Google Icon
7/6/2022Confluence Investment Management LLC404,170$5.45M0.1%-2.2%0.326%Search for SEC Filing on Google Icon
6/10/2022J.W. Cole Advisors Inc.32,035$55K0.0%N/A0.026%Search for SEC Filing on Google Icon
6/7/2022Bank of America Corp DE97,355$1.76M0.0%-0.7%0.079%Search for SEC Filing on Google Icon
6/2/2022Verition Fund Management LLC10,185$0.18M0.0%N/A0.008%Search for SEC Filing on Google Icon
6/2/2022Mirae Asset Global Investments Co. Ltd.34,150$0.62M0.0%-21.0%0.028%Search for SEC Filing on Google Icon
5/23/2022Advisory Services Network LLC32,168$0.58M0.0%+42.3%0.026%Search for SEC Filing on Google Icon
5/23/2022Neuberger Berman Group LLC163,381$2.95M0.0%-17.6%0.132%Search for SEC Filing on Google Icon
5/20/2022Greylin Investment Mangement Inc.44,916$0.81M0.1%-9.9%0.036%Search for SEC Filing on Google Icon
5/20/2022Toroso Investments LLC41,905$0.76M0.0%+41.2%0.034%Search for SEC Filing on Google Icon
5/19/2022Golden State Wealth Management LLC53,282$0.96M0.2%+9.2%0.043%Search for SEC Filing on Google Icon
5/17/2022Advisors Asset Management Inc.430,113$7.77M0.1%+8.3%0.347%Search for SEC Filing on Google Icon
5/17/2022Quantbot Technologies LP5,200$93K0.0%-76.4%0.004%Search for SEC Filing on Google Icon
5/17/2022Royal Bank of Canada283,599$5.13M0.0%-84.3%0.229%Search for SEC Filing on Google Icon
5/17/2022First Republic Investment Management Inc.59,787$1.08M0.0%+9.7%0.048%Search for SEC Filing on Google Icon
5/17/2022Guggenheim Capital LLC18,237$0.33M0.0%+6.9%0.015%Search for SEC Filing on Google Icon
5/17/2022Greenwich Investment Management Inc.29,645$0.54M0.3%-37.5%0.024%Search for SEC Filing on Google Icon
5/17/20221832 Asset Management L.P.587,673$10.47M0.0%-17.9%0.474%Search for SEC Filing on Google Icon
5/16/2022Goldman Sachs Group Inc.152,466$2.76M0.0%+7.7%0.123%Search for SEC Filing on Google Icon
5/16/2022S&T Bank PA655,222$11.84M1.8%+1.0%0.529%Search for SEC Filing on Google Icon
5/16/2022IHT Wealth Management LLC12,036$0.22M0.0%+19.1%0.010%Search for SEC Filing on Google Icon
5/16/2022Prelude Capital Management LLC24,633$0.45M0.0%+25.8%0.020%Search for SEC Filing on Google Icon
5/16/2022Atria Wealth Solutions Inc.260,437$4.71M0.1%N/A0.210%Search for SEC Filing on Google Icon
5/16/2022Bramshill Investments LLC110,294$1.99M0.3%-12.5%0.089%Search for SEC Filing on Google Icon
5/16/2022Invesco Ltd.44,094$0.80M0.0%-5.4%0.036%Search for SEC Filing on Google Icon
5/16/2022UBS Group AG531,333$9.60M0.0%-0.2%0.429%Search for SEC Filing on Google Icon
5/13/2022SVB Wealth LLC80,953$1.46M0.0%+8.2%0.065%Search for SEC Filing on Google Icon
5/13/2022Centaurus Financial Inc.605,257$10.94M0.9%-7.4%0.489%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Hercules Capital logo
Hercules Capital, Inc. is a business development company. The firm specializing in providing venture debt, debt, senior secured loans, and growth capital to privately held venture capital-backed companies at all stages of development from startups, to expansion stage including select publicly listed companies and select special opportunity lower middle market companies that require additional capital to fund acquisitions, recapitalizations and refinancing and established-stage companies. The firm provides growth capital financing solutions for capital extension; management buy-out and corporate spin-out financing solutions; company, asset specific, or intellectual property acquisition financing; convertible, subordinated and/or mezzanine loans; domestic and international corporate expansion; vendor financing; revenue acceleration by sales and marketing development, and manufacturing expansion. It provides asset-based financing with a focus on cash flow; accounts receivable facilities; equipment loans or leases; equipment acquisition; facilities build-out and/or expansion; working capital revolving lines of credit; inventory. The firm also provides bridge financing to IPO or mergers and acquisitions or technology acquisition; dividend recapitalizations and other sources of investor liquidity; cash flow financing to protect against share price volatility; competitor acquisition; pre-IPO financing for extra cash on the balance sheet; public company financing to continue asset growth and production capacity; short-term bridge financing; and strategic and intellectual property acquisition financings. It also focuses on customized financing solutions, emerging growth, mid venture, and late venture financing. The firm invests primarily in structured debt with warrants and, to a lesser extent, in senior debt and equity investments. The firm generally seeks to invest in companies that have been operating for at least six to 12 months prior to the date of their investment. It prefers to invest in technology, energy technology, sustainable and renewable technology, and life sciences. Within technology the firm focuses on advanced specialty materials and chemicals; communication and networking, consumer and business products; consumer products and services, digital media and consumer internet; electronics and computer hardware; enterprise software and services; gaming; healthcare services; information services; business services; media, content and information; mobile; resource management; security software; semiconductors; semiconductors and hardware; and software sector. Within energy technology, it invests in agriculture; clean technology; energy and renewable technology, fuels and power technology; geothermal; smart grid and energy efficiency and monitoring technologies; solar; and wind. Within life sciences, the firm invests in biopharmaceuticals; biotechnology tools; diagnostics; drug discovery, development and delivery; medical devices and equipment; surgical devices; therapeutics; pharma services; and specialty pharmaceuticals. It also invests in educational services. The firm invests primarily in United States based companies and considers investment in the West Coast, Mid-Atlantic regions, Southeast and Midwest; particularly in the areas of software, biotech and information services. The firm prefers to invest between $10 million to $250 million in equity per transactions. It invests generally between $1 million to $40 million in companies focused primarily on business services, communications, electronics, hardware, and healthcare services. The firm invests primarily in private companies but also have investments in public companies. For equity investments, the firm seeks to represent a controlling interest in its portfolio companies which may exceed 25% of the voting securities of such companies. The firm seeks to invest a limited portion of its assets in equipment-based loans to early-stage prospective portfolio companies. These loans are generally for amounts up to $3 million but may be up to $15 million for certain energy technology venture investments. The firm allows certain debt investments have the right to convert a portion of the debt investment into equity. It also co-invests with other private equity firms. The firm seeks to exit its investments through initial public offering, a private sale of equity interest to a third party, a merger or an acquisition of the company or a purchase of the equity position by the company or one of its stockholders. The firm has structured debt with warrants which typically have maturities of between two and seven years with an average of three years; senior debt with an investment horizon of less than three years; equipment loans with an investment horizon ranging from three to four years; and equity related securities with an investment horizon ranging from three to seven years. The firm prefers to invest through its balance sheet capital. The firm formerly known as Hercules Technology Growth Capital, Inc. Hercules Capital, Inc. was founded in December 2003 and is based in Palo Alto, California with additional offices in Connecticut; Boston, Massachusetts; San Diego, California; Westport, Connecticut; Elmhurst, Illinois; Santa Monica, California; McLean, Virginia; New York, New York; Radnor, Pennsylvania; and Washington, District of Columbia and London, United Kingdom.
Read More on Hercules Capital

Today's Range

Now: $15.79
Low: $15.51
High: $15.91

50 Day Range

MA: $14.27
Low: $12.82
High: $16.13

52 Week Range

Now: $15.79
Low: $12.61
High: $19.09

Volume

857,760 shs

Average Volume

1,088,331 shs

Market Capitalization

$2.01 billion

P/E Ratio

143.56

Dividend Yield

9.03%

Beta

1.36

Who are the company insiders with the largest holdings of Hercules Capital?

Hercules Capital's top insider shareholders include:
  1. Scott Bluestein (CEO)
  2. Thomas J Fallon (Director)
  3. Christian Follmann (COO)
  4. Gayle A Crowell (Director)
  5. Carol L Foster (Director)
  6. Wade Loo (Director)
Learn More about top insider investors at Hercules Capital.

Who are the major institutional investors of Hercules Capital?

Hercules Capital's top institutional shareholders include:
  1. Sound Income Strategies LLC — 1.71%
  2. Van ECK Associates Corp — 1.40%
  3. Wells Fargo & Company MN — 0.54%
  4. S&T Bank PA — 0.51%
  5. Leeward Investments LLC MA — 0.52%
  6. Gilman Hill Asset Management LLC — 0.52%
Learn More about top institutional investors of Hercules Capital stock.

Which major investors are selling Hercules Capital stock?

In the last quarter, HTGC stock was sold by these institutional investors:
  1. Centaurus Financial Inc.
  2. Leeward Investments LLC MA
  3. Van ECK Associates Corp
  4. Group One Trading L.P.
  5. Triad Investment Management
  6. Sumitomo Mitsui Trust Holdings Inc.
  7. Muzinich & Co. Inc.
  8. Mackenzie Financial Corp

Which major investors are buying Hercules Capital stock?

In the previous quarter, HTGC stock was bought by institutional investors including:
  1. Banque Pictet & Cie SA
  2. Pictet North America Advisors SA
  3. Gilman Hill Asset Management LLC
  4. Foresight Capital Management Advisors Inc.
  5. LPL Financial LLC
  6. Sound Income Strategies LLC
  7. Janney Montgomery Scott LLC
  8. Quantbot Technologies LP
In the previous year, these company insiders have bought Hercules Capital stock:
  1. Scott Bluestein (CEO)
  2. Thomas J Fallon (Director)
  3. Christian Follmann (COO)
  4. Gayle A Crowell (Director)
  5. Carol L Foster (Director)
Learn More investors buying Hercules Capital stock.
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