HTGC Insider Trading

Insider Ownership Percentage: 2.50%
Insider Buying (Last 12 Months): $152,399.15
Insider Selling (Last 12 Months): $0.00

Hercules Capital Insider Trading History Chart

This chart shows the insider buying and selling history at Hercules Capital by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Hercules Capital Share Price & Price History

Current Price: $15.46
Price Change: Price Increase of +0.14 (0.91%)
As of 12/8/2023 09:57 PM ET

This chart shows the closing price history over time for HTGC up to the past year.

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Hercules Capital Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
5/24/2023Christian FollmannCOOBuy455$13.73$6,247.1572,634View SEC Filing Icon  
5/8/2023Gayle A CrowellDirectorBuy7,200$13.66$98,352.0038,845View SEC Filing Icon  
3/17/2023Wade LooDirectorBuy4,000$11.95$47,800.008,059View SEC Filing Icon  
11/21/2022Scott BluesteinCEOSell100,000$14.16$1,416,000.00946,621View SEC Filing Icon  
8/18/2022Wade LooDirectorBuy57$15.63$890.913,469View SEC Filing Icon  
5/26/2022Christian FollmannCOOBuy420$14.24$5,980.8048,869View SEC Filing Icon  
5/12/2022Thomas J FallonDirectorBuy10,000$14.88$148,800.0061,604View SEC Filing Icon  
3/24/2022Wade LooDirectorBuy75$17.89$1,341.75View SEC Filing Icon  
5/3/2021Gayle A CrowellDirectorBuy377$17.50$6,597.5014,109View SEC Filing Icon  
3/18/2021Scott BluesteinCEOSell80,000$15.80$1,264,000.00923,086View SEC Filing Icon  
3/15/2021Thomas J FallonDirectorSell15,000$16.56$248,400.0049,937View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for Hercules Capital (NYSE:HTGC)

25.73% of Hercules Capital stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at HTGC by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Hercules Capital Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
12/1/2023B. Riley Wealth Advisors Inc.15,154$0.25M0.0%-11.5%0.010%Search for SEC Filing on Google Icon
11/21/2023Comerica Bank8,465$0.14M0.0%N/A0.006%Search for SEC Filing on Google Icon
11/16/2023Greenwich Investment Management Inc.30,201$0.50M0.4%-8.6%0.020%Search for SEC Filing on Google Icon
11/16/2023Creative Planning14,275$0.23M0.0%-47.6%0.009%Search for SEC Filing on Google Icon
11/16/2023Orion Capital Management LLC4,000$66K0.0%N/A0.003%Search for SEC Filing on Google Icon
11/16/2023Advisors Capital Management LLC1,006,309$16.52M0.4%+2.4%0.666%Search for SEC Filing on Google Icon
11/16/2023Morgan Stanley1,085,698$17.83M0.0%+0.4%0.718%Search for SEC Filing on Google Icon
11/16/2023Essex Financial Services Inc.41,430$0.68M0.1%+19.6%0.027%Search for SEC Filing on Google Icon
11/15/2023Mercer Global Advisors Inc. ADV16,643$0.27M0.0%N/A0.011%Search for SEC Filing on Google Icon
11/15/2023Toroso Investments LLC56,694$0.93M0.0%+6.4%0.038%Search for SEC Filing on Google Icon
11/15/2023Baker Avenue Asset Management LP155,686$2.56M0.1%+9.6%0.103%Search for SEC Filing on Google Icon
11/15/2023Royal Bank of Canada531,099$8.72M0.0%+30.1%0.351%Search for SEC Filing on Google Icon
11/15/2023JPMorgan Chase & Co.590,027$9.69M0.0%-1.5%0.390%Search for SEC Filing on Google Icon
11/15/2023Legal & General Group Plc1,032,341$16.96M0.0%+1.7%0.683%Search for SEC Filing on Google Icon
11/15/2023Alps Advisors Inc.38,700$0.64M0.0%-8.9%0.026%Search for SEC Filing on Google Icon
11/15/2023Ameriprise Financial Inc.208,664$3.42M0.0%+4.9%0.138%Search for SEC Filing on Google Icon
11/15/2023Advisors Asset Management Inc.420,971$6.91M0.1%+3.5%0.279%Search for SEC Filing on Google Icon
11/14/2023Quadrature Capital Ltd18,362$0.30M0.0%N/A0.012%Search for SEC Filing on Google Icon
11/14/2023Schonfeld Strategic Advisors LLC33,100$0.54M0.0%-71.7%0.022%Search for SEC Filing on Google Icon
11/14/2023Tower Research Capital LLC TRC 3,306$54K0.0%+1,677.4%0.002%Search for SEC Filing on Google Icon
11/14/2023Trexquant Investment LP66,784$1.10M0.0%-18.5%0.044%Search for SEC Filing on Google Icon
11/14/2023Mckinley Capital Management LLC348,992$5.73M0.8%+60.8%0.231%Search for SEC Filing on Google Icon
11/13/2023Northern Trust Corp131,933$2.17M0.0%+4.2%0.087%Search for SEC Filing on Google Icon
11/13/2023Stifel Financial Corp382,728$6.28M0.0%-2.5%0.253%Search for SEC Filing on Google Icon
11/13/2023LPL Financial LLC527,090$8.66M0.0%+8.8%0.349%Search for SEC Filing on Google Icon
11/13/2023Dark Forest Capital Management LP76,685$1.26M0.1%+64.4%0.051%Search for SEC Filing on Google Icon
11/13/2023Muzinich & Co. Inc.371,378$6.10M4.2%-1.2%0.246%Search for SEC Filing on Google Icon
11/13/2023Invesco Ltd.96,819$1.59M0.0%-2.9%0.064%Search for SEC Filing on Google Icon
11/13/2023WINTON GROUP Ltd22,909$0.38M0.0%N/A0.015%Search for SEC Filing on Google Icon
11/13/2023Envestnet Asset Management Inc.80,855$1.33M0.0%+54.8%0.053%Search for SEC Filing on Google Icon
11/9/2023UBS Group AG276,873$4.55M0.0%+4.4%0.183%Search for SEC Filing on Google Icon
11/8/2023Annis Gardner Whiting Capital Advisors LLC6,705$0.11M0.1%N/A0.005%Search for SEC Filing on Google Icon
11/8/2023HighTower Advisors LLC54,801$0.90M0.0%+2.4%0.038%Search for SEC Filing on Google Icon
11/8/2023Pathstone Family Office LLC23,504$0.39M0.0%+33.2%0.016%Search for SEC Filing on Google Icon
11/8/2023Van ECK Associates Corp2,033,429$33.39M0.1%+6.1%1.406%Search for SEC Filing on Google Icon
11/8/2023D.A. Davidson & CO.203,521$3.34M0.0%+10.1%0.141%Search for SEC Filing on Google Icon
11/8/2023Janney Montgomery Scott LLC310,579$5.10M0.0%-2.3%0.215%Search for SEC Filing on Google Icon
11/8/2023Atria Wealth Solutions Inc.297,629$4.89M0.1%-2.6%0.206%Search for SEC Filing on Google Icon
11/8/2023J.P. Morgan Private Wealth Advisors LLC13,719$0.23M0.0%-33.5%0.009%Search for SEC Filing on Google Icon
11/7/2023Virtus ETF Advisers LLC34,754$0.57M0.3%+47.2%0.024%Search for SEC Filing on Google Icon
11/7/2023Quantbot Technologies LP52,004$0.85M0.1%+3.0%0.036%Search for SEC Filing on Google Icon
11/7/2023Barclays PLC38,220$0.63M0.0%N/A0.026%Search for SEC Filing on Google Icon
11/7/2023Fox Run Management L.L.C.21,054$0.35M0.1%N/A0.015%Search for SEC Filing on Google Icon
11/7/2023Jump Financial LLC115,012$1.89M0.1%-16.3%0.080%Search for SEC Filing on Google Icon
11/6/2023Sigma Planning Corp168,813$2.77M0.1%-1.6%0.117%Search for SEC Filing on Google Icon
11/6/2023Childress Capital Advisors LLC11,370$0.19M0.1%N/A0.008%Search for SEC Filing on Google Icon
11/6/2023PFG Investments LLC15,760$0.26M0.0%+7.4%0.011%Search for SEC Filing on Google Icon
11/6/2023Anfield Capital Management LLC12,316$0.20M0.1%N/A0.009%Search for SEC Filing on Google Icon
11/6/2023Nicholas Hoffman & Company LLC.10,228$0.17M0.0%N/A0.007%Search for SEC Filing on Google Icon
11/4/2023Nomura Asset Management Co. Ltd.3,786$62K0.0%+133.4%0.003%Search for SEC Filing on Google Icon
11/3/2023Colonial River Wealth Management LLC10,338$0.17M0.1%N/A0.007%Search for SEC Filing on Google Icon
11/3/2023Private Advisor Group LLC71,269$1.17M0.0%-24.4%0.049%Search for SEC Filing on Google Icon
11/2/2023Origin Asset Management LLP11,400$0.19M0.1%N/A0.008%Search for SEC Filing on Google Icon
11/2/2023Duality Advisers LP23,225$0.38M0.0%N/A0.016%Search for SEC Filing on Google Icon
11/2/2023Olympiad Research LP15,065$0.25M0.2%N/A0.010%Search for SEC Filing on Google Icon
10/31/2023AlphaMark Advisors LLC1,687$28K0.0%-31.4%0.001%Search for SEC Filing on Google Icon
10/31/2023Golden Green Inc.138,408$2.27M2.3%+0.9%0.096%Search for SEC Filing on Google Icon
10/30/2023Eagle Global Advisors LLC29,230$0.48M0.0%+22.7%0.020%Search for SEC Filing on Google Icon
10/30/2023Abundance Wealth Counselors42,335$0.70M0.2%N/A0.029%Search for SEC Filing on Google Icon
10/30/2023Polaris Capital Management LLC121,860$2M0.1%+2.9%0.084%Search for SEC Filing on Google Icon
10/30/2023Sumitomo Mitsui Trust Holdings Inc.358,841$5.89M0.0%-1.6%0.248%Search for SEC Filing on Google Icon
10/27/2023Hennion & Walsh Asset Management Inc.130,000$2.14M0.1%+13.1%0.090%Search for SEC Filing on Google Icon
10/26/2023Inspire Investing LLC21,645$0.36M0.0%-12.2%0.015%Search for SEC Filing on Google Icon
10/26/2023Inspire Advisors LLC18,146$0.30M0.1%-3.5%0.013%Search for SEC Filing on Google Icon
10/26/2023Graypoint LLC126,107$2.07M0.2%N/A0.087%Search for SEC Filing on Google Icon
10/26/2023Mirae Asset Global Investments Co. Ltd.28,722$0.47M0.0%+2.9%0.020%Search for SEC Filing on Google Icon
10/25/2023Mackenzie Financial Corp17,000$0.27M0.0%-67.9%0.012%Search for SEC Filing on Google Icon
10/25/2023Taylor Frigon Capital Management LLC112,930$1.85M1.0%+1.3%0.078%Search for SEC Filing on Google Icon
10/24/2023Channel Wealth LLC12,206$0.20M0.1%-6.2%0.008%Search for SEC Filing on Google Icon
10/24/2023Stratos Wealth Partners LTD.12,380$0.20M0.0%N/A0.009%Search for SEC Filing on Google Icon
10/24/2023Raymond James Financial Services Advisors Inc.46,808$0.77M0.0%+17.3%0.032%Search for SEC Filing on Google Icon
10/24/2023Raymond James & Associates890,165$14.62M0.0%-0.4%0.616%Search for SEC Filing on Google Icon
10/24/2023Tectonic Advisors LLC297,984$4.89M0.5%+2.1%0.206%Search for SEC Filing on Google Icon
10/24/2023Cambridge Investment Research Advisors Inc.107,094$1.76M0.0%+4.7%0.074%Search for SEC Filing on Google Icon
10/23/2023RMR Wealth Builders15,481$0.25M0.0%+5.2%0.011%Search for SEC Filing on Google Icon
10/23/2023FAS Wealth Partners Inc.222,146$3.65M0.4%+0.4%0.154%Search for SEC Filing on Google Icon
10/18/2023Capital Advisory Group Advisory Services LLC278,925$4.58M2.6%-8.0%0.193%Search for SEC Filing on Google Icon
10/17/2023CreativeOne Wealth LLC19,999$0.33M0.0%-27.0%0.014%Search for SEC Filing on Google Icon
10/16/2023Naples Global Advisors LLC62,829$1.03M0.1%+7.0%0.043%Search for SEC Filing on Google Icon
10/16/2023Palumbo Wealth Management LLC36,000$0.59M0.3%N/A0.025%Search for SEC Filing on Google Icon
10/16/2023Legacy Capital Wealth Partners LLC92,519$1.52M0.4%N/A0.064%Search for SEC Filing on Google Icon
10/13/2023Gilman Hill Asset Management LLC626,378$10.29M2.0%-1.8%0.433%Search for SEC Filing on Google Icon
10/13/2023Arkadios Wealth Advisors51,741$0.85M0.1%+3.4%0.036%Search for SEC Filing on Google Icon
10/12/2023IFP Advisors Inc17,696$0.29M0.0%-7.2%0.012%Search for SEC Filing on Google Icon
10/12/2023Sound Income Strategies LLC2,521,109$41.40M3.7%+1.7%1.744%Search for SEC Filing on Google Icon
10/11/2023Mount Yale Investment Advisors LLC160,943$2.64M0.3%-2.0%0.111%Search for SEC Filing on Google Icon
10/11/2023AE Wealth Management LLC38,581$0.63M0.0%+6.1%0.027%Search for SEC Filing on Google Icon
10/11/2023CWM LLC3,673$60K0.0%-20.8%0.003%Search for SEC Filing on Google Icon
10/11/2023Armstrong Advisory Group Inc.1,800$30K0.0%-41.9%0.001%Search for SEC Filing on Google Icon
10/10/2023Border to Coast Pensions Partnership Ltd374,837$6.20M0.2%-28.6%0.259%Search for SEC Filing on Google Icon
10/6/2023&PARTNERS11,200$0.18M0.1%-8.8%0.008%Search for SEC Filing on Google Icon
10/5/2023Mirador Capital Partners LP48,290$0.79M0.2%+3.5%0.033%Search for SEC Filing on Google Icon
10/4/2023Fulton Bank N.A.26,417$0.43M0.0%N/A0.018%Search for SEC Filing on Google Icon
8/28/2023Delphi Management Inc. MA88,818$1.32M1.4%N/A0.061%Search for SEC Filing on Google Icon
8/21/2023Osaic Holdings Inc.102,839$1.52M0.0%-13.0%0.071%Search for SEC Filing on Google Icon
8/16/2023CreativeOne Wealth LLC27,389$0.41M0.0%+92.4%0.019%Search for SEC Filing on Google Icon
8/15/2023Alliancebernstein L.P.214,317$3.17M0.0%-23.3%0.148%Search for SEC Filing on Google Icon
8/15/2023Equitable Holdings Inc.13,188$0.20M0.0%N/A0.009%Search for SEC Filing on Google Icon
8/15/2023Wells Fargo & Company MN493,210$7.30M0.0%-1.9%0.341%Search for SEC Filing on Google Icon
8/15/2023IHT Wealth Management LLC25,082$0.37M0.0%+14.8%0.017%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Hercules Capital logo
Hercules Capital, Inc. is a business development company. The firm specializing in providing venture debt, debt, senior secured loans, and growth capital to privately held venture capital-backed companies at all stages of development from startups, to expansion stage including select publicly listed companies and select special opportunity lower middle market companies that require additional capital to fund acquisitions, recapitalizations and refinancing and established-stage companies. The firm provides growth capital financing solutions for capital extension; management buy-out and corporate spin-out financing solutions; company, asset specific, or intellectual property acquisition financing; convertible, subordinated and/or mezzanine loans; domestic and international corporate expansion; vendor financing; revenue acceleration by sales and marketing development, and manufacturing expansion. It provides asset-based financing with a focus on cash flow; accounts receivable facilities; equipment loans or leases; equipment acquisition; facilities build-out and/or expansion; working capital revolving lines of credit; inventory. The firm also provides bridge financing to IPO or mergers and acquisitions or technology acquisition; dividend recapitalizations and other sources of investor liquidity; cash flow financing to protect against share price volatility; competitor acquisition; pre-IPO financing for extra cash on the balance sheet; public company financing to continue asset growth and production capacity; short-term bridge financing; and strategic and intellectual property acquisition financings. It also focuses on customized financing solutions, emerging growth, mid venture, and late venture financing. The firm invests primarily in structured debt with warrants and, to a lesser extent, in senior debt and equity investments. The firm generally seeks to invest in companies that have been operating for at least six to 12 months prior to the date of their investment. It prefers to invest in technology, energy technology, sustainable and renewable technology, and life sciences. Within technology the firm focuses on advanced specialty materials and chemicals; communication and networking, consumer and business products; consumer products and services, digital media and consumer internet; electronics and computer hardware; enterprise software and services; gaming; healthcare services; information services; business services; media, content and information; mobile; resource management; security software; semiconductors; semiconductors and hardware; and software sector. Within energy technology, it invests in agriculture; clean technology; energy and renewable technology, fuels and power technology; geothermal; smart grid and energy efficiency and monitoring technologies; solar; and wind. Within life sciences, the firm invests in biopharmaceuticals; biotechnology tools; diagnostics; drug discovery, development and delivery; medical devices and equipment; surgical devices; therapeutics; pharma services; and specialty pharmaceuticals. It also invests in educational services. The firm invests primarily in United States based companies and considers investment in the West Coast, Mid-Atlantic regions, Southeast and Midwest; particularly in the areas of software, biotech and information services. The firm prefers to invest between $10 million and $250 million in equity per transactions. It invests generally between $1 million and $40 million in companies focused primarily on business services, communications, electronics, hardware, and healthcare services. The firm invests primarily in private companies but also have investments in public companies. For equity investments, the firm seeks to represent a controlling interest in its portfolio companies which may exceed 25% of the voting securities of such companies. The firm seeks to invest a limited portion of its assets in equipment-based loans to early-stage prospective portfolio companies. These loans are generally for amounts up to $3 million but may be up to $15 million for certain energy technology venture investments. The firm allows certain debt investments have the right to convert a portion of the debt investment into equity. It also co-invests with other private equity firms. The firm seeks to exit its investments through initial public offering, a private sale of equity interest to a third party, a merger or an acquisition of the company or a purchase of the equity position by the company or one of its stockholders. The firm has structured debt with warrants which typically have maturities of between two and seven years with an average of three years; senior debt with an investment horizon of less than three years; equipment loans with an investment horizon ranging from three to four years; and equity related securities with an investment horizon ranging from three to seven years. The firm prefers to invest through its balance sheet capital. The firm formerly known as Hercules Technology Growth Capital, Inc. Hercules Capital, Inc. was founded in December 2003 and is based in Palo Alto, California with additional offices in North America and Europe.
Read More on Hercules Capital

Today's Range

Now: $15.46
Low: $15.24
High: $15.49

50 Day Range

MA: $15.71
Low: $15.09
High: $16.41

52 Week Range

Now: $15.46
Low: $10.94
High: $18.05

Volume

566,800 shs

Average Volume

1,246,935 shs

Market Capitalization

$2.34 billion

P/E Ratio

7.73

Dividend Yield

10.44%

Beta

1.36

Who are the company insiders with the largest holdings of Hercules Capital?

Hercules Capital's top insider shareholders include:
  1. Scott Bluestein (CEO)
  2. Christian Follmann (COO)
  3. Thomas J Fallon (Director)
  4. Gayle A Crowell (Director)
  5. Wade Loo (Director)
Learn More about top insider investors at Hercules Capital.

Who are the major institutional investors of Hercules Capital?

Hercules Capital's top institutional shareholders include:
  1. Sound Income Strategies LLC — 1.74%
  2. Van ECK Associates Corp — 1.41%
  3. Morgan Stanley — 0.72%
  4. Legal & General Group Plc — 0.68%
  5. Advisors Capital Management LLC — 0.67%
  6. Raymond James & Associates — 0.62%
Learn More about top institutional investors of Hercules Capital stock.

Which major investors are selling Hercules Capital stock?

In the last quarter, HTGC stock was sold by these institutional investors:
  1. Border to Coast Pensions Partnership Ltd
  2. Schonfeld Strategic Advisors LLC
  3. Mackenzie Financial Corp
  4. Capital Advisory Group Advisory Services LLC
  5. Private Advisor Group LLC
  6. Jump Financial LLC
  7. Trexquant Investment LP
  8. Creative Planning

Which major investors are buying Hercules Capital stock?

In the previous quarter, HTGC stock was bought by institutional investors including:
  1. Group One Trading L.P.
  2. Mckinley Capital Management LLC
  3. Graypoint LLC
  4. Royal Bank of Canada
  5. Van ECK Associates Corp
  6. Legacy Capital Wealth Partners LLC
  7. LPL Financial LLC
  8. Abundance Wealth Counselors
In the previous year, these company insiders have bought Hercules Capital stock:
  1. Scott Bluestein (CEO)
  2. Christian Follmann (COO)
  3. Thomas J Fallon (Director)
  4. Gayle A Crowell (Director)
Learn More investors buying Hercules Capital stock.