PCF Insider Trading

Insider Trading Chart
Insider Trading History
Frequently Asked Questions
About

Insider Ownership Percentage: 15.38%

Insider Buying (Last 12 Months): $257,978.22

Insider Selling (Last 12 Months): $0.00

High Income Securities Fund Insider Trading History Chart

High Income Securities Fund Share Price & Price History

^$6.55

▼ -0.02 (-0.30%)

As of 12/8/2023 01:00 AM ET

Days: 30 | 90 | 365

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High Income Securities Fund Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction
5/4/2023	Moritz A Sell	Director	Buy	1,000	$6.17	$6,170.00	17,988
4/21/2023	Phillip Goldstein	Director	Buy	10,000	$6.37	$63,700.00	244,373
4/17/2023	Moritz A Sell	Director	Buy	1,000	$6.55	$6,550.00	16,875
4/13/2023	Moritz A Sell	Director	Buy	2,000	$6.59	$13,180.00	15,375
4/10/2023	Phillip Goldstein	Director	Buy	10,000	$6.39	$63,900.00	234,373
4/6/2023	Phillip Goldstein	Director	Buy	9,510	$6.41	$60,959.10	224,373
3/17/2023	Phillip Goldstein	Director	Buy	4,000	$6.28	$25,120.00	214,863
3/13/2023	Phillip Goldstein	Director	Buy	790	$6.36	$5,024.40	210,863
12/27/2022	Moritz A Sell	Director	Buy	2,064	$6.48	$13,374.72	13,217
9/26/2022	Moritz A Sell	Director	Buy	1,000	$6.66	$6,660.00	11,095
1/24/2022	Moritz A Sell	Director	Buy	1,347	$7.85	$10,573.95
1/21/2022	Gerald Hellerman	Director	Buy	700	$8.28	$5,796.00
9/17/2021	Gerald Hellerman	Director	Sell	9,000	$10.00	$90,000.00
9/15/2021	Andrew Dakos	Director	Sell	20,000	$9.96	$199,200.00
9/13/2021	Andrew Dakos	Director	Sell	10,000	$9.94	$99,400.00
8/11/2021	Phillip Goldstein	Director	Sell	27,718	$9.89	$274,131.02
8/9/2021	Phillip Goldstein	Director	Sell	18,847	$9.90	$186,585.30
8/5/2021	Phillip Goldstein	Director	Sell	14,563	$9.87	$143,736.81
8/3/2021	Phillip Goldstein	Director	Sell	12,468	$9.87	$123,059.16
1/20/2021	Andrew Dakos	Director	Sell	1,900	$8.72	$16,568.00	22,100
12/23/2020	Phillip Goldstein	Director	Sell	6,710	$8.54	$57,303.40	6,993
12/17/2020	Andrew Dakos	Director	Sell	1,299	$8.96	$11,639.04	25,299
12/15/2020	Phillip Goldstein	Director	Sell	10,000	$8.68	$86,800.00	34,481

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SEC Filings (Institutional Ownership Changes) for High Income Securities Fund (NYSE:PCF)

16.75% of High Income Securities Fund stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

High Income Securities Fund Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
11/13/2023	LPL Financial LLC	115,468	$0.72M	0.0%	+35.0%	0.659%
11/13/2023	Invesco Ltd.	200,128	$1.24M	0.0%	-20.1%	1.142%
11/9/2023	UBS Group AG	9,292	$58K	0.0%	+100.3%	0.053%
10/26/2023	Detalus Advisors LLC	12,342	$76K	0.0%	-13.0%	0.070%
10/24/2023	Raymond James Financial Services Advisors Inc.	72,657	$0.45M	0.0%	-30.4%	0.414%
10/19/2023	McGlone Suttner Wealth Management Inc.	23,944	$0.15M	0.0%	-17.6%	0.137%
8/23/2023	CTC Alternative Strategies Ltd.	17,000	$0.11M	0.1%	N/A	0.097%
8/21/2023	Osaic Holdings Inc.	168,725	$1.09M	0.0%	+15.2%	0.962%
8/18/2023	SFI Advisors LLC	11,021	$71K	0.1%	N/A	0.063%
8/14/2023	CSS LLC IL	23,452	$0.15M	0.0%	+14.7%	0.134%
8/11/2023	Baird Financial Group Inc.	85,580	$0.56M	0.0%	-52.7%	0.488%
8/10/2023	Osaic Holdings Inc.	168,725	$1.09M	0.0%	+15.2%	0.962%
8/10/2023	Cetera Investment Advisers	863,933	$5.60M	0.0%	-3.6%	4.928%
8/8/2023	Blue Bell Private Wealth Management LLC	4,700	$30K	0.0%	N/A	0.027%
7/31/2023	LPL Financial LLC	85,518	$0.55M	0.0%	-50.7%	0.488%
7/25/2023	Raymond James Financial Services Advisors Inc.	104,364	$0.68M	0.0%	+32.0%	0.595%
7/25/2023	Raymond James & Associates	100,093	$0.65M	0.0%	+2.5%	0.571%
7/14/2023	Gilman Hill Asset Management LLC	32,500	$0.21M	0.0%	+8.3%	0.185%
5/15/2023	Cetera Investment Advisers	896,638	$5.83M	0.1%	+0.3%	5.115%
5/12/2023	Bank of America Corp DE	193,060	$1.26M	0.0%	+9.9%	1.101%
5/12/2023	NewEdge Advisors LLC	122,300	$0.76M	0.0%	-2.0%	0.698%
5/12/2023	SeaCrest Wealth Management LLC	39,458	$0.26M	0.0%	-4.5%	0.225%
5/10/2023	LPL Financial LLC	173,313	$1.13M	0.0%	+14.7%	0.989%
5/8/2023	Shaker Financial Services LLC	20,400	$0.13M	0.1%	N/A	0.116%
5/8/2023	Wolverine Asset Management LLC	46,658	$0.30M	0.0%	+101.7%	0.266%
5/1/2023	Virtu Financial LLC	24,560	$0.16M	0.0%	N/A	0.140%
4/21/2023	Kovack Advisors Inc.	15,661	$0.10M	0.0%	N/A	0.089%
4/20/2023	McGlone Suttner Wealth Management Inc.	29,055	$0.19M	0.0%	-29.5%	0.166%
4/20/2023	Gilman Hill Asset Management LLC	30,000	$0.20M	0.0%	+71.4%	0.171%
4/14/2023	Raymond James Financial Services Advisors Inc.	79,083	$0.51M	0.0%	+6.2%	0.451%
2/16/2023	Silverlake Wealth Management LLC	28,560	$0.19M	0.1%	N/A	0.163%
2/15/2023	Morgan Stanley	96,423	$0.63M	0.0%	+76.0%	0.550%
2/14/2023	Cetera Investment Advisers	893,638	$5.81M	0.1%	-1.9%	5.098%
2/13/2023	Baird Financial Group Inc.	190,331	$1.24M	0.0%	+2.4%	1.086%
2/13/2023	Wells Fargo & Company MN	57,172	$0.37M	0.0%	-51.7%	0.326%
2/10/2023	Bank of America Corp DE	175,700	$1.14M	0.0%	+582.9%	1.002%
2/10/2023	Advisor Group Holdings Inc.	147,219	$0.96M	0.0%	+30.1%	0.840%
2/10/2023	Yakira Capital Management Inc.	117,237	$0.76M	0.2%	-2.2%	0.669%
2/9/2023	McGlone Suttner Wealth Management Inc.	41,237	$0.27M	0.1%	N/A	0.235%
2/8/2023	Raymond James Financial Services Advisors Inc.	74,476	$0.48M	0.0%	-13.0%	0.425%
2/8/2023	L.M. Kohn & Company	21,765	$0.14M	0.1%	+52.1%	0.124%
2/8/2023	Raymond James & Associates	97,231	$0.63M	0.0%	+58.0%	0.555%
2/7/2023	LPL Financial LLC	151,063	$0.98M	0.0%	+18.3%	0.862%
2/2/2023	Raymond James Trust N.A.	10,003	$65K	0.0%	N/A	0.057%
2/1/2023	Wolverine Asset Management LLC	23,128	$0.15M	0.0%	N/A	0.132%
1/31/2023	Melfa Wealth Management LLC	30,082	$0.20M	0.2%	N/A	0.172%
1/20/2023	Gilman Hill Asset Management LLC	17,500	$0.11M	0.0%	N/A	0.100%
11/16/2022	Baird Financial Group Inc.	185,796	$1.28M	0.0%	+33.9%	1.958%
11/16/2022	SeaCrest Wealth Management LLC	40,727	$0.28M	0.0%	+8.6%	0.429%
11/15/2022	Bulldog Investors LLP	284,687	$1.96M	0.6%	-13.2%	3.000%
11/14/2022	Cubist Systematic Strategies LLC	11,570	$80K	0.0%	N/A	0.122%
11/14/2022	Guggenheim Capital LLC	31,851	$0.22M	0.0%	+8.0%	0.336%
11/14/2022	Thomas J. Herzfeld Advisors Inc.	436,726	$3.01M	1.3%	-49.5%	4.602%
11/10/2022	Envestnet Asset Management Inc.	100,724	$0.69M	0.0%	-48.0%	1.061%
10/25/2022	Raymond James & Associates	61,557	$0.42M	0.0%	-6.8%	0.649%
10/25/2022	Raymond James Financial Services Advisors Inc.	85,628	$0.59M	0.0%	+77.7%	0.902%
8/15/2022	Bulldog Investors LLP	327,846	$2.39M	0.7%	-4.2%	3.455%
8/12/2022	LPL Financial LLC	116,308	$0.85M	0.0%	+10.8%	1.226%
8/11/2022	Cetera Investment Advisers	965,528	$7.03M	0.1%	-4.5%	10.174%
8/11/2022	Cetera Advisor Networks LLC	18,745	$0.14M	0.0%	-7.5%	0.198%
8/11/2022	CoreCap Advisors LLC	3,425	$25K	0.0%	N/A	0.036%
8/10/2022	Thomas J. Herzfeld Advisors Inc.	864,245	$6.29M	2.6%	+2.3%	9.107%
8/8/2022	Baird Financial Group Inc.	138,805	$1.01M	0.0%	+4.6%	1.463%
8/5/2022	CTC Capital Management LLC	17,000	$0.12M	0.1%	N/A	0.179%
8/3/2022	Envestnet Asset Management Inc.	193,671	$1.41M	0.0%	-8.1%	2.041%
7/27/2022	Detalus Advisors LLC	13,892	$0.10M	0.1%	+16.8%	0.146%
7/19/2022	Commonwealth Equity Services LLC	11,345	$82K	0.0%	-20.0%	0.120%
6/7/2022	Bank of America Corp DE	20,969	$0.17M	0.0%	-18.6%	0.221%
5/25/2022	L.M. Kohn & Company	14,311	$0.11M	0.0%	N/A	0.151%
5/17/2022	Virtu Financial LLC	17,858	$0.14M	0.0%	N/A	0.188%
5/17/2022	Guggenheim Capital LLC	11,602	$92K	0.0%	N/A	0.122%
5/16/2022	Rivernorth Capital Management LLC	571,438	$4.53M	0.2%	+29.1%	6.021%
5/13/2022	NewEdge Advisors LLC	124,300	$0.98M	0.0%	+3.8%	1.310%
5/13/2022	Baird Financial Group Inc.	132,758	$1.05M	0.0%	+13.9%	1.399%
5/13/2022	Cetera Investment Advisers	1,011,083	$8.01M	0.1%	-3.7%	10.654%
5/12/2022	Sit Investment Associates Inc.	545,862	$4.32M	0.1%	-45.0%	5.752%
5/12/2022	Yakira Capital Management Inc.	222,820	$1.77M	0.3%	-10.5%	2.348%
5/11/2022	Raymond James Financial Services Advisors Inc.	27,911	$0.22M	0.0%	N/A	0.294%
5/11/2022	Raymond James & Associates	65,889	$0.52M	0.0%	+12.8%	0.694%
5/9/2022	Doliver Advisors LP	26,894	$0.21M	0.1%	-41.0%	0.283%
5/4/2022	Advisor Group Holdings Inc.	51,097	$0.41M	0.0%	+112.0%	0.538%
5/4/2022	Wolverine Asset Management LLC	18,474	$0.15M	0.0%	+169.2%	0.195%
5/4/2022	Commonwealth Equity Services LLC	14,176	$0.11M	0.0%	+17.9%	0.149%
5/4/2022	Envestnet Asset Management Inc.	210,716	$1.67M	0.0%	+14.2%	2.220%
2/15/2022	CTC Capital Management LLC	17,000	$0.15M	0.4%	N/A	0.179%
2/15/2022	Cetera Investment Advisers	1,049,833	$9.08M	0.1%	N/A	11.063%
2/14/2022	CSS LLC IL	35,160	$0.30M	0.0%	N/A	0.370%
2/14/2022	Clough Capital Partners L P	31,510	$0.27M	0.0%	N/A	0.332%
2/14/2022	Bulldog Investors LLP	481,112	$4.16M	1.1%	N/A	5.070%
2/9/2022	Wolverine Asset Management LLC	6,862	$59K	0.0%	N/A	0.072%
2/9/2022	Yakira Capital Management Inc.	248,861	$2.15M	0.3%	N/A	2.622%
2/9/2022	Baird Financial Group Inc.	116,509	$1.01M	0.0%	+3.0%	1.228%
2/8/2022	Raymond James & Associates	58,400	$0.51M	0.0%	N/A	0.615%
2/7/2022	Doliver Advisors LP	45,556	$0.39M	0.1%	+88.0%	0.480%
2/4/2022	Envestnet Asset Management Inc.	184,538	$1.60M	0.0%	N/A	1.945%
2/3/2022	Advisor Group Holdings Inc.	24,097	$0.21M	0.0%	+61.7%	0.254%
1/31/2022	Commonwealth Equity Services LLC	12,019	$0.10M	0.0%	N/A	0.127%
1/18/2022	Detalus Advisors LLC	11,892	$0.10M	0.0%	N/A	0.125%
11/16/2021	Cetera Advisor Networks LLC	20,220	$0.18M	0.0%	+67.1%	0.213%
11/16/2021	SeaCrest Wealth Management LLC	50,688	$0.44M	0.1%	+34.7%	0.534%

Data available starting January 2016

High Income Securities Fund is a closed-ended balanced income mutual fund launched and managed by Putnam Investment Management, LLC. The fund is co-managed by Putnam Investments Limited. It invests in the fixed income markets of the United States. The fund seeks to invest in stocks of companies operating across diversified sectors. It invests in both convertible bonds and convertible preferred stocks. The fund benchmarks the performance of its portfolio against a composite index comprising of 50% JPMorgan Developed High Yield Index and 50% BofA Merrill Lynch AllConvertibles Speculative Quality Index. The fund was formerly known as Putnam High Income Securities Fund High Income Securities Fund was formed on July 9, 1987 and is domiciled in the United States.

Today's Range

Now: $6.55

$6.51

$6.62

50 Day Range

MA: $6.12

$5.72

$6.56

52 Week Range

Now: $6.55

$5.71

$7.16

Volume

56,781 shs

Average Volume

40,645 shs

Market Capitalization

$114.82 million

P/E Ratio

N/A

Dividend Yield

11.22%

Beta

0.82

Who are the company insiders with the largest holdings of High Income Securities Fund?: High Income Securities Fund's top insider investors include:
Phillip Goldstein (Director)
Moritz A Sell (Director)
Gerald Hellerman (Director)
Learn More about top insider investors at High Income Securities Fund.
Who are the major institutional investors of High Income Securities Fund?: High Income Securities Fund's top institutional shareholders include:
Invesco Ltd. — 1.14%
LPL Financial LLC — 0.66%
Raymond James Financial Services Advisors Inc. — 0.41%
McGlone Suttner Wealth Management Inc. — 0.14%
Detalus Advisors LLC — 0.07%
UBS Group AG — 0.05%
Learn More about top institutional investors of High Income Securities Fund stock.
Which major investors are selling High Income Securities Fund stock?: During the last quarter, PCF stock was sold by these institutional investors:
Invesco Ltd.
Raymond James Financial Services Advisors Inc.
McGlone Suttner Wealth Management Inc.
Detalus Advisors LLC
Which major investors are buying High Income Securities Fund stock?: During the previous quarter, PCF stock was acquired by institutional investors including:
LPL Financial LLC
UBS Group AG
During the last year, these company insiders have bought High Income Securities Fund stock:
Phillip Goldstein (Director)
Moritz A Sell (Director)
Gerald Hellerman (Director)
Learn More investors buying High Income Securities Fund stock.