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LPLA Insider Trading

Insider Ownership Percentage: 1.30%
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $6,856,425.53

LPL Financial Insider Trading History Chart

This chart shows the insider buying and selling history at LPL Financial by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

LPL Financial Share Price & Price History

Current Price: $293.27
Price Change: ▲ Price Increase of +7.928 (2.78%)
As of 03/20/2026 04:59 PM ET

This chart shows the closing price history over time for LPLA up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

LPL Financial Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
3/10/2026Marc Eliot CohenDirectorSell1,088$309.72$336,975.364,400View SEC Filing Icon  
3/9/2026Marc Eliot CohenDirectorSell2,212$308.75$682,955.005,488View SEC Filing Icon  
2/26/2026Matthew EnyediDirectorSell2,109$320.15$675,196.3514,121View SEC Filing Icon  
2/26/2026Matthew J. AudetteCFOSell1,581$320.50$506,710.5021,382View SEC Filing Icon  
12/5/2025Greg GatesDirectorSell750$370.97$278,227.5014,620View SEC Filing Icon  
12/5/2025Richard SteinmeierCEOSell5,058$370.99$1,876,467.429,326View SEC Filing Icon  
12/1/2025Aneri JambusariaDirectorSell80$352.48$28,198.405,502View SEC Filing Icon  
11/5/2025Greg GatesDirectorSell1,500$376.43$564,645.0015,370View SEC Filing Icon  
10/6/2025Greg GatesDirectorSell750$314.42$235,815.0016,870View SEC Filing Icon  
9/5/2025Greg GatesDirectorSell1,500$338.21$507,315.0017,620View SEC Filing Icon  
9/2/2025Aneri JambusariaDirectorSell80$361.25$28,900.005,582View SEC Filing Icon  
8/5/2025Greg GatesDirectorSell1,500$374.05$561,075.0019,120View SEC Filing Icon  
7/3/2025Greg GatesDirectorSell1,500$382.63$573,945.0020,620View SEC Filing Icon  
2/26/2025Marc Eliot CohenDirectorSell1,100$365.85$402,435.004,075View SEC Filing Icon  
2/26/2025Matthew J. AudetteCFOSell4,588$360.07$1,652,001.1616,538View SEC Filing Icon  
2/5/2025Matthew J. AudetteCFOSell28,777$365.14$10,507,633.7813,663View SEC Filing Icon  
12/5/2024Aneri JambusariaDirectorSell305$331.94$101,241.703,920View SEC Filing Icon  
6/14/2024Dan H. ArnoldCEOSell5,677$277.31$1,574,288.87142,608View SEC Filing Icon  
2/26/2024Dan H. ArnoldCEOSell34,807$266.54$9,277,457.78141,810View SEC Filing Icon  
2/26/2024Kabir SethiDirectorSell1,300$266.50$346,450.0010,245View SEC Filing Icon  
2/26/2024Matthew J. AudetteCFOSell5,574$266.52$1,485,582.4813,663View SEC Filing Icon  
2/23/2024Dan H. ArnoldCEOSell7,089$265.66$1,883,263.74133,169View SEC Filing Icon  
2/20/2024Dan H. ArnoldCEOSell10,000$256.35$2,563,500.00137,044View SEC Filing Icon  
2/20/2024Matthew EnyediDirectorSell1,381$256.94$354,834.148,634View SEC Filing Icon  
11/2/2023Aneri JambusariaDirectorSell1,930$222.37$429,174.101,802View SEC Filing Icon  
9/20/2023Dan H. ArnoldCEOSell353$250.03$88,260.59145,884View SEC Filing Icon  
9/13/2023Richard SteinmeierDirectorSell10,300$242.68$2,499,604.0016,914View SEC Filing Icon  
8/22/2023Matthew EnyediDirectorSell3,265$230.86$753,757.909,978View SEC Filing Icon  
5/4/2023William Francis Glavin, Jr.DirectorBuy557$180.23$100,388.112,775View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for LPL Financial (NASDAQ:LPLA)

95.66% of LPL Financial stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at LPLA by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

LPL Financial Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
3/20/2026Hsbc Holdings PLC58,411$20.88M0.0%-41.6%0.073%Search for SEC Filing on Google Icon
3/17/2026Rockefeller Capital Management L.P.5,207$1.86M0.0%+64.5%0.007%Search for SEC Filing on Google Icon
3/11/2026Meadowbrook Advisors Group LLC568$0.20M0.1%N/A0.001%Search for SEC Filing on Google Icon
3/9/2026Corient Private Wealth LLC32,951$11.77M0.0%+1.6%0.041%Search for SEC Filing on Google Icon
3/6/2026Hsbc Holdings PLC58,411$20.88M0.0%-41.6%0.073%Search for SEC Filing on Google Icon
3/4/2026Stenger Family Office LLC3,427$1.22M0.3%-57.8%0.004%Search for SEC Filing on Google Icon
3/2/2026Reflection Asset Management141$50K0.0%N/A0.000%Search for SEC Filing on Google Icon
3/2/2026Tobam15,505$5.54M1.4%+13.6%0.019%Search for SEC Filing on Google Icon
2/26/2026Anchor Investment Management LLC10,666$3.81M0.3%+3.9%0.013%Search for SEC Filing on Google Icon
2/24/2026DGS Capital Management LLC1,648$0.59M0.1%+4.2%0.002%Search for SEC Filing on Google Icon
2/19/2026WealthPoint Financial LLC7,190$2.57M2.2%N/A0.009%Search for SEC Filing on Google Icon
2/19/2026Invesco Ltd.514,687$183.83M0.0%-4.6%0.643%Search for SEC Filing on Google Icon
2/19/2026Axxcess Wealth Management LLC1,170$0.42M0.0%-12.9%0.001%Search for SEC Filing on Google Icon
2/19/2026Corient Private Wealth LLC30,876$10.83M0.0%-4.8%0.039%Search for SEC Filing on Google Icon
2/18/2026Mercer Global Advisors Inc. ADV4,527$1.62M0.0%+16.9%0.006%Search for SEC Filing on Google Icon
2/18/2026Raymond James Financial Inc.729,567$261.68M0.1%-11.5%0.912%Search for SEC Filing on Google Icon
2/18/2026Vident Advisory LLC3,066$1.10M0.0%+22.3%0.004%Search for SEC Filing on Google Icon
2/18/2026Beacon Pointe Advisors LLC2,603$0.93M0.0%+5.3%0.003%Search for SEC Filing on Google Icon
2/18/2026EP Wealth Advisors LLC813$0.29M0.0%N/A0.001%Search for SEC Filing on Google Icon
2/18/2026Mackenzie Financial Corp5,707$2.05M0.0%+8.4%0.007%Search for SEC Filing on Google Icon
2/18/2026Coastal Bridge Advisors LLC5,475$1.96M0.1%+0.6%0.007%Search for SEC Filing on Google Icon
2/18/2026NewEdge Advisors LLC3,762$1.34M0.0%+5.0%0.005%Search for SEC Filing on Google Icon
2/18/2026Empowered Funds LLC18,354$6.56M0.1%-52.3%0.023%Search for SEC Filing on Google Icon
2/18/2026LRZ Capital LLC40,795$14.57M6.6%N/A0.051%Search for SEC Filing on Google Icon
2/18/2026VestGen Advisors LLC2,662$0.95M0.0%-39.9%0.003%Search for SEC Filing on Google Icon
2/18/2026Virtus Investment Advisers LLC5,564$1.99M0.5%+17.0%0.007%Search for SEC Filing on Google Icon
2/18/2026Wellington Management Group LLP148,452$53.02M0.0%-7.3%0.185%Search for SEC Filing on Google Icon
2/18/2026Toronto Dominion Bank13,027$4.65M0.0%-1.2%0.016%Search for SEC Filing on Google Icon
2/18/2026Susquehanna Fundamental Investments LLC4,282$1.53M0.1%-91.6%0.005%Search for SEC Filing on Google Icon
2/18/2026Moore Capital Management LP67,008$23.93M0.3%N/A0.084%Search for SEC Filing on Google Icon
2/18/2026Man Group plc27,220$9.72M0.0%-83.1%0.034%Search for SEC Filing on Google Icon
2/18/2026Hunting Hill Global Capital LLC1,100$0.39M0.3%-52.2%0.001%Search for SEC Filing on Google Icon
2/18/2026IHT Wealth Management LLC3,470$1.24M0.0%-9.7%0.004%Search for SEC Filing on Google Icon
2/18/2026Investment Management Corp of Ontario6,113$2.18M0.0%+62.3%0.008%Search for SEC Filing on Google Icon
2/18/2026Janus Henderson Group PLC3,377,553$1.21B0.5%+9.0%4.220%Search for SEC Filing on Google Icon
2/18/2026Eminence Capital LP441,845$157.81M2.5%-24.8%0.552%Search for SEC Filing on Google Icon
2/18/2026Evolve Private Wealth LLC833$0.30M0.0%N/A0.001%Search for SEC Filing on Google Icon
2/18/2026Azora Capital LP448,189$160.08M10.1%+26.8%0.560%Search for SEC Filing on Google Icon
2/18/2026Bamco Inc. NY175,245$62.59M0.2%-15.7%0.219%Search for SEC Filing on Google Icon
2/18/2026Boothbay Fund Management LLC10,969$3.92M0.1%+532.2%0.014%Search for SEC Filing on Google Icon
2/17/2026Caisse de depot et placement du Quebec363,462$129.82M0.2%+16.9%0.454%Search for SEC Filing on Google Icon
2/17/2026Schonfeld Strategic Advisors LLC14,983$5.35M0.0%N/A0.019%Search for SEC Filing on Google Icon
2/17/2026Third Point LLC510,000$182.16M2.5%-14.2%0.637%Search for SEC Filing on Google Icon
2/17/2026Integrated Advisors Network LLC610$0.22M0.0%N/A0.001%Search for SEC Filing on Google Icon
2/17/2026AQR Capital Management LLC23,448$8.38M0.0%-16.7%0.029%Search for SEC Filing on Google Icon
2/17/2026GAM Holding AG937$0.34M0.0%N/A0.001%Search for SEC Filing on Google Icon
2/17/2026EFG International AG21,362$7.63M0.1%N/A0.027%Search for SEC Filing on Google Icon
2/17/2026Cetera Investment Advisers18,759$6.70M0.0%-1.3%0.023%Search for SEC Filing on Google Icon
2/17/2026Jain Global LLC131,527$46.98M0.2%+7,256.1%0.164%Search for SEC Filing on Google Icon
2/17/2026Equitable Holdings Inc.708$0.25M0.0%N/A0.001%Search for SEC Filing on Google Icon
2/17/2026Laird Norton Wetherby Trust Company LLC1,866$0.67M0.0%N/A0.002%Search for SEC Filing on Google Icon
2/17/2026TCW Group Inc.14,768$5.28M0.0%N/A0.018%Search for SEC Filing on Google Icon
2/17/2026Amundi170,754$60.99M0.0%+34.9%0.213%Search for SEC Filing on Google Icon
2/17/2026FIL Ltd428$0.15M0.0%-22.5%0.001%Search for SEC Filing on Google Icon
2/17/2026Jump Financial LLC5,441$1.94M0.0%+374.0%0.007%Search for SEC Filing on Google Icon
2/17/2026Northern Trust Corp515,460$184.11M0.0%-3.2%0.644%Search for SEC Filing on Google Icon
2/17/2026Price T Rowe Associates Inc. MD289,691$103.47M0.0%+6.9%0.362%Search for SEC Filing on Google Icon
2/17/2026Fairview Capital Investment Management LLC413,744$147.78M7.6%-5.5%0.517%Search for SEC Filing on Google Icon
2/17/2026GeoWealth Management LLC585$0.21M0.0%-6.7%0.001%Search for SEC Filing on Google Icon
2/17/2026Weiss Asset Management LP52,206$18.65M0.3%N/A0.065%Search for SEC Filing on Google Icon
2/17/2026Quantitative Investment Management LLC2,358$0.84M0.1%+54.8%0.003%Search for SEC Filing on Google Icon
2/17/2026Osaic Holdings Inc.11,073$3.96M0.0%-14.2%0.014%Search for SEC Filing on Google Icon
2/17/2026Legacy Wealth Advisors LLC724$0.26M0.2%N/A0.001%Search for SEC Filing on Google Icon
2/17/2026Adage Capital Partners GP L.L.C.40,000$14.29M0.0%N/A0.050%Search for SEC Filing on Google Icon
2/17/2026Public Employees Retirement System of Ohio24,910$8.90M0.0%-9.5%0.031%Search for SEC Filing on Google Icon
2/17/2026Private Advisor Group LLC29,097$10.39M0.0%-3.4%0.036%Search for SEC Filing on Google Icon
2/17/2026Russell Investments Group Ltd.59,134$21.14M0.0%+0.4%0.074%Search for SEC Filing on Google Icon
2/17/2026Crawford Investment Counsel Inc.4,870$1.74M0.0%+25.3%0.006%Search for SEC Filing on Google Icon
2/17/2026State of Wisconsin Investment Board43,988$15.71M0.0%-19.1%0.055%Search for SEC Filing on Google Icon
2/17/2026Captrust Financial Advisors36,690$13.11M0.0%-1.7%0.046%Search for SEC Filing on Google Icon
2/17/2026&PARTNERS13,761$4.89M0.0%-6.9%0.017%Search for SEC Filing on Google Icon
2/17/2026ExodusPoint Capital Management LP2,500$0.89M0.0%N/A0.003%Search for SEC Filing on Google Icon
2/17/2026Blair William & Co. IL5,577$1.99M0.0%+190.2%0.007%Search for SEC Filing on Google Icon
2/17/2026Mangrove Partners IM LLC2,734$0.98M0.1%N/A0.003%Search for SEC Filing on Google Icon
2/17/2026Royal Bank of Canada180,720$64.55M0.0%-38.3%0.226%Search for SEC Filing on Google Icon
2/17/2026Persistent Asset Partners Ltd1,403$0.50M0.2%N/A0.002%Search for SEC Filing on Google Icon
2/17/2026Rakuten Investment Management Inc.3,467$1.27M0.0%-76.8%0.004%Search for SEC Filing on Google Icon
2/17/2026SurgoCap Partners LP995,000$355.38M9.8%+0.1%1.243%Search for SEC Filing on Google Icon
2/17/2026University of Texas Texas AM Investment Management Co.3,303$1.18M0.2%-38.2%0.004%Search for SEC Filing on Google Icon
2/16/2026OMERS ADMINISTRATION Corp3,140$1.12M0.0%-59.4%0.004%Search for SEC Filing on Google Icon
2/16/2026Senator Investment Group LP100,000$35.72M1.4%N/A0.125%Search for SEC Filing on Google Icon
2/16/2026Silvant Capital Management LLC14,579$5.21M0.2%+1.6%0.018%Search for SEC Filing on Google Icon
2/16/2026Thornburg Investment Management Inc.29,470$10.53M0.1%-0.9%0.037%Search for SEC Filing on Google Icon
2/16/2026Vanguard Personalized Indexing Management LLC9,183$3.28M0.0%+3.1%0.011%Search for SEC Filing on Google Icon
2/16/2026Verition Fund Management LLC44,139$15.77M0.1%+32.6%0.055%Search for SEC Filing on Google Icon
2/16/2026MML Investors Services LLC18,851$6.73M0.0%+1.6%0.024%Search for SEC Filing on Google Icon
2/16/2026Mariner LLC3,341$1.19M0.0%+5.5%0.004%Search for SEC Filing on Google Icon
2/16/2026Focus Partners Wealth4,212$1.51M0.0%+8.8%0.005%Search for SEC Filing on Google Icon
2/16/2026Fieldview Capital Management LLC625$0.22M0.0%N/A0.001%Search for SEC Filing on Google Icon
2/16/2026Kennedy Capital Management LLC20,233$7.23M0.2%-15.7%0.025%Search for SEC Filing on Google Icon
2/16/2026LRT Capital Management LLC5,940$2.12M1.8%N/A0.007%Search for SEC Filing on Google Icon
2/16/2026Epoch Investment Partners Inc.462,450$165.17M0.9%-4.2%0.578%Search for SEC Filing on Google Icon
2/16/2026Arax Advisory Partners249$89K0.0%-92.9%0.000%Search for SEC Filing on Google Icon
2/16/2026Barclays PLC88,787$31.71M0.0%+11.0%0.111%Search for SEC Filing on Google Icon
2/16/2026Brant Point Investment Management LLC20,740$7.41M0.9%-14.7%0.026%Search for SEC Filing on Google Icon
2/13/2026Kestra Advisory Services LLC3,850$1.38M0.0%-5.8%0.005%Search for SEC Filing on Google Icon
2/13/2026Marshall Wace LLP9,744$3.48M0.0%-91.9%0.012%Search for SEC Filing on Google Icon
2/13/2026The Manufacturers Life Insurance Company 4,925$1.76M0.0%-7.4%0.006%Search for SEC Filing on Google Icon
2/13/2026CANADA LIFE ASSURANCE Co24,182$8.64M0.0%-49.3%0.030%Search for SEC Filing on Google Icon
2/13/2026Bridgewater Associates LP118,294$42.25M0.2%-43.3%0.148%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
LPL Financial logo
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance. The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
Read More on LPL Financial

Today's Range

Now: $293.27
Low: $286.22
High: $297.68

50 Day Range

MA: $337.76
Low: $284.05
High: $393.25

52 Week Range

Now: $293.27
Low: $262.83
High: $403.58

Volume

2,115,184 shs

Average Volume

1,093,944 shs

Market Capitalization

$23.48 billion

P/E Ratio

26.64

Dividend Yield

0.42%

Beta

0.59

Who are the company insiders with the largest holdings of LPL Financial?

LPL Financial's top insider shareholders include:
  1. Dan H Arnold (CEO)
  2. Matthew J Audette (CFO)
  3. Greg Gates (Director)
  4. Matthew Enyedi (Director)
  5. Richard Steinmeier (CEO)
  6. Aneri Jambusaria (Director)
  7. Marc Eliot Cohen (Director)
Learn More about top insider investors at LPL Financial.

Who are the major institutional investors of LPL Financial?

LPL Financial's top institutional investors include:
  1. Vanguard Group Inc. — 10.18%
  2. Dodge & Cox — 4.93%
  3. Massachusetts Financial Services Co. MA — 4.65%
  4. Capital World Investors — 4.53%
  5. Boston Partners — 4.44%
  6. Janus Henderson Group PLC — 4.22%
Learn More about top institutional investors of LPL Financial stock.

Which major investors are selling LPL Financial stock?

During the previous quarter, LPLA stock was sold by these institutional investors:
  1. Jennison Associates LLC
  2. Macquarie Group Ltd.
  3. Clarkston Capital Partners LLC
  4. Vanguard Group Inc.
  5. Eminence Capital LP
  6. Man Group plc
  7. Comerica Bank
  8. Boston Partners
Within the last year, company insiders that have sold LPL Financial company stock include:
  1. Dan H Arnold (CEO)
  2. Matthew J Audette (CFO)
  3. Greg Gates (Director)
  4. Matthew Enyedi (Director)
  5. Richard Steinmeier (CEO)
  6. Aneri Jambusaria (Director)
Learn More investors selling LPL Financial stock.

Which major investors are buying LPL Financial stock?

Within the last quarter, LPLA stock was purchased by institutional investors including:
  1. Barrow Hanley Mewhinney & Strauss LLC
  2. M&T Bank Corp
  3. Norges Bank
  4. Capital World Investors
  5. Dodge & Cox
  6. Van ECK Associates Corp
  7. Massachusetts Financial Services Co. MA
  8. Cantillon Capital Management LLC