LPLA Insider Trading

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Insider Trading History
Frequently Asked Questions
About

Insider Ownership Percentage: 1.30%

Insider Buying (Last 12 Months): $0.00

Insider Selling (Last 12 Months): $15,163,205.04

LPL Financial Insider Trading History Chart

LPL Financial Share Price & Price History

^$369.18

▲ +7.95 (2.20%)

As of 12/4/2025 05:00 PM ET

Days: 30 | 90 | 365

LPL Financial Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction
12/1/2025	Aneri Jambusaria	Director	Sell	80	$352.48	$28,198.40	5,502
11/5/2025	Greg Gates	Director	Sell	1,500	$376.43	$564,645.00	15,370
10/6/2025	Greg Gates	Director	Sell	750	$314.42	$235,815.00	16,870
9/5/2025	Greg Gates	Director	Sell	1,500	$338.21	$507,315.00	17,620
9/2/2025	Aneri Jambusaria	Director	Sell	80	$361.25	$28,900.00	5,582
8/5/2025	Greg Gates	Director	Sell	1,500	$374.05	$561,075.00	19,120
7/3/2025	Greg Gates	Director	Sell	1,500	$382.63	$573,945.00	20,620
2/26/2025	Marc Eliot Cohen	Director	Sell	1,100	$365.85	$402,435.00	4,075
2/26/2025	Matthew J. Audette	CFO	Sell	4,588	$360.07	$1,652,001.16	16,538
2/5/2025	Matthew J. Audette	CFO	Sell	28,777	$365.14	$10,507,633.78	13,663
12/5/2024	Aneri Jambusaria	Director	Sell	305	$331.94	$101,241.70	3,920
6/14/2024	Dan H. Arnold	CEO	Sell	5,677	$277.31	$1,574,288.87	142,608
2/26/2024	Dan H. Arnold	CEO	Sell	34,807	$266.54	$9,277,457.78	141,810
2/26/2024	Kabir Sethi	Director	Sell	1,300	$266.50	$346,450.00	10,245
2/26/2024	Matthew J. Audette	CFO	Sell	5,574	$266.52	$1,485,582.48	13,663
2/23/2024	Dan H. Arnold	CEO	Sell	7,089	$265.66	$1,883,263.74	133,169
2/20/2024	Dan H. Arnold	CEO	Sell	10,000	$256.35	$2,563,500.00	137,044
2/20/2024	Matthew Enyedi	Director	Sell	1,381	$256.94	$354,834.14	8,634
11/2/2023	Aneri Jambusaria	Director	Sell	1,930	$222.37	$429,174.10	1,802
9/20/2023	Dan H. Arnold	CEO	Sell	353	$250.03	$88,260.59	145,884
9/13/2023	Richard Steinmeier	Director	Sell	10,300	$242.68	$2,499,604.00	16,914
8/22/2023	Matthew Enyedi	Director	Sell	3,265	$230.86	$753,757.90	9,978
5/4/2023	William Francis Glavin, Jr.	Director	Buy	557	$180.23	$100,388.11	2,775
2/27/2023	Dan H. Arnold	CEO	Sell	38,444	$246.20	$9,464,912.80	154,884
2/27/2023	Matthew J. Audette	CFO	Sell	7,111	$246.17	$1,750,514.87	12,644
2/27/2023	Michelle Oroschakoff	Director	Sell	4,809	$246.18	$1,183,879.62	23,852
2/13/2023	Sallie R. Larsen	Director	Sell	20,519	$241.84	$4,962,314.96	24,555
2/6/2023	Matthew J. Audette	CFO	Sell	20,810	$239.30	$4,979,833.00	12,667

SEC Filings (Institutional Ownership Changes) for LPL Financial (NASDAQ:LPLA)

95.66% of LPL Financial stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

LPL Financial Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
12/3/2025	Severin Investments LLC	1,510	$0.50M	0.4%	N/A	0.002%
12/2/2025	Allworth Financial LP	7,044	$2.34M	0.0%	-0.4%	0.009%
12/2/2025	Swiss Life Asset Management Ltd	12,391	$4.12M	0.0%	-31.0%	0.015%
11/25/2025	WJ Wealth Management LLC	1,000	$0.33M	0.1%	-50.0%	0.001%
11/24/2025	CIBC Private Wealth Group LLC	12,530	$4.17M	0.0%	-2.1%	0.016%
11/22/2025	Prana Capital Management LP	8,607	$2.86M	0.1%	+105.1%	0.011%
11/21/2025	CIBC Bancorp USA Inc.	2,868	$0.95M	0.0%	N/A	0.004%
11/20/2025	Wilmington Savings Fund Society FSB	235	$78K	0.0%	-90.3%	0.000%
11/19/2025	Captrust Financial Advisors	37,329	$12.42M	0.0%	-81.0%	0.047%
11/19/2025	Coldstream Capital Management Inc.	1,498	$0.50M	0.0%	-11.7%	0.002%
11/19/2025	Danske Bank A S	131,432	$43.73M	0.1%	N/A	0.164%
11/18/2025	Silvant Capital Management LLC	14,345	$4.77M	0.2%	-8.6%	0.018%
11/18/2025	Advisory Services Network LLC	719	$0.24M	0.0%	+28.4%	0.001%
11/18/2025	Integrated Investment Consultants LLC	4,658	$1.55M	0.2%	-29.9%	0.006%
11/17/2025	Keystone Financial Group	407	$0.14M	0.0%	N/A	0.001%
11/17/2025	Morningstar Investment Management LLC	6,583	$2.19M	0.1%	N/A	0.008%
11/17/2025	NewEdge Advisors LLC	3,582	$1.19M	0.0%	+5.2%	0.004%
11/17/2025	Laurion Capital Management LP	7,000	$2.33M	0.0%	+5.3%	0.009%
11/17/2025	CANADA LIFE ASSURANCE Co	47,657	$16.23M	0.0%	+1.3%	0.060%
11/17/2025	XTX Topco Ltd	3,047	$1.01M	0.1%	N/A	0.004%
11/17/2025	Alyeska Investment Group L.P.	69,477	$23.11M	0.1%	N/A	0.087%
11/17/2025	United Capital Financial Advisors LLC	5,114	$1.70M	0.0%	+7.7%	0.006%
11/17/2025	Utah Retirement Systems	13,169	$4.38M	0.0%	+5.0%	0.016%
11/17/2025	Voleon Capital Management LP	1,315	$0.44M	0.0%	+85.7%	0.002%
11/17/2025	Verition Fund Management LLC	33,292	$11.08M	0.0%	+174.6%	0.042%
11/17/2025	State Street Corp	1,828,455	$608.31M	0.0%	+5.9%	2.284%
11/17/2025	Susquehanna Fundamental Investments LLC	50,745	$16.88M	0.7%	-32.1%	0.063%
11/17/2025	Samlyn Capital LLC	1,346,494	$447.97M	6.2%	+10.8%	1.682%
11/17/2025	Sherbrooke Park Advisers LLC	1,677	$0.56M	0.3%	+59.3%	0.002%
11/17/2025	Polymer Capital Management US LLC	2,358	$0.78M	0.1%	N/A	0.003%
11/17/2025	Quarry LP	655	$0.22M	0.0%	N/A	0.001%
11/17/2025	Public Employees Retirement System of Ohio	27,521	$9.16M	0.0%	+8.5%	0.034%
11/17/2025	Nomura Holdings Inc.	1,497	$0.50M	0.0%	+157.2%	0.002%
11/17/2025	Northern Trust Corp	532,302	$177.09M	0.0%	+1.8%	0.665%
11/17/2025	Northwestern Mutual Wealth Management Co.	101,421	$33.74M	0.0%	+3.3%	0.127%
11/17/2025	Mariner LLC	3,166	$1.05M	0.0%	-73.0%	0.004%
11/17/2025	National Bank of Canada FI	2,831	$0.94M	0.0%	-85.0%	0.004%
11/17/2025	Mercer Global Advisors Inc. ADV	3,872	$1.29M	0.0%	+30.9%	0.005%
11/17/2025	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	3,074	$1.02M	0.0%	+12.0%	0.004%
11/17/2025	Lone Pine Capital LLC	2,255,714	$750.45M	5.5%	+20.5%	2.818%
11/17/2025	Laird Norton Wetherby Wealth Management LLC	1,190	$0.40M	0.0%	+4.7%	0.001%
11/17/2025	Lido Advisors LLC	1,845	$0.61M	0.0%	-25.7%	0.002%
11/17/2025	Integrated Wealth Concepts LLC	806	$0.27M	0.0%	-71.8%	0.001%
11/17/2025	Jain Global LLC	1,788	$0.60M	0.0%	-62.7%	0.002%
11/17/2025	Junto Capital Management LP	351,210	$116.84M	2.4%	+50.8%	0.439%
11/17/2025	Holocene Advisors LP	298,873	$99.43M	0.2%	+11.3%	0.373%
11/17/2025	Focus Partners Wealth	3,872	$1.29M	0.0%	-9.5%	0.005%
11/17/2025	EFG Asset Management Americas Corp.	5,107	$1.70M	0.3%	+10.1%	0.006%
11/17/2025	Elevation Point Wealth Partners LLC	2,069	$0.69M	0.0%	-38.3%	0.003%
11/17/2025	Eminence Capital LP	587,624	$195.50M	2.4%	+6.5%	0.734%
11/17/2025	Brevan Howard Capital Management LP	7,198	$2.40M	0.0%	+66.7%	0.009%
11/17/2025	Crawford Investment Counsel Inc.	3,888	$1.29M	0.0%	+1.0%	0.005%
11/17/2025	Cinctive Capital Management LP	27,180	$9.04M	0.4%	+195.0%	0.034%
11/17/2025	Azora Capital LP	353,356	$117.56M	5.4%	-25.2%	0.441%
11/17/2025	Bamco Inc. NY	207,897	$69.17M	0.2%	-6.6%	0.260%
11/17/2025	California Public Employees Retirement System	159,515	$53.07M	0.0%	+9.5%	0.199%
11/17/2025	Bank of America Corp DE	878,032	$292.11M	0.0%	-8.7%	1.097%
11/17/2025	Bank of Nova Scotia	3,104	$1.03M	0.0%	N/A	0.004%
11/17/2025	Boothbay Fund Management LLC	1,735	$0.58M	0.0%	N/A	0.002%
11/17/2025	Anchor Investment Management LLC	10,269	$3.42M	0.3%	-0.9%	0.013%
11/17/2025	Aquatic Capital Management LLC	1,255	$0.42M	0.0%	N/A	0.002%
11/17/2025	Alliancebernstein L.P.	564,215	$187.71M	0.1%	-19.6%	0.705%
11/17/2025	Ameriprise Financial Inc.	112,632	$37.47M	0.0%	-58.2%	0.141%
11/14/2025	Creative Planning	7,747	$2.58M	0.0%	+8.7%	0.010%
11/14/2025	Credit Agricole S A	6,377	$2.12M	0.0%	N/A	0.008%
11/14/2025	Raymond James Financial Inc.	824,267	$274.23M	0.1%	-5.3%	1.030%
11/14/2025	Virtu Financial LLC	25,073	$8.34M	0.5%	+244.8%	0.031%
11/14/2025	Amundi	126,600	$39.52M	0.0%	+11.0%	0.158%
11/14/2025	Caisse de depot et placement du Quebec	310,932	$103.44M	0.2%	-1.2%	0.388%
11/14/2025	Man Group plc	161,152	$53.61M	0.1%	-18.6%	0.201%
11/14/2025	California State Teachers Retirement System	119,650	$39.81M	0.0%	+1.5%	0.149%
11/14/2025	Logan Capital Management Inc.	35,300	$11.74M	0.5%	+2.2%	0.044%
11/14/2025	Zurcher Kantonalbank Zurich Cantonalbank	38,046	$12.66M	0.0%	+1.8%	0.048%
11/14/2025	Fiduciary Trust Co	3,523	$1.17M	0.0%	+6.0%	0.004%
11/14/2025	UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC	589,491	$196.12M	0.0%	-19.2%	0.737%
11/14/2025	Tower Research Capital LLC TRC	1,944	$0.65M	0.0%	+213.5%	0.002%
11/14/2025	Two Sigma Investments LP	2,875	$0.96M	0.0%	-57.0%	0.004%
11/14/2025	Bridgeway Capital Management LLC	4,200	$1.40M	0.0%	-38.6%	0.005%
11/14/2025	Vident Advisory LLC	2,506	$0.83M	0.0%	+4.0%	0.003%
11/14/2025	Ghisallo Capital Management LLC	50,000	$16.63M	0.5%	-71.2%	0.062%
11/14/2025	Ossiam	95	$32K	0.0%	-63.9%	0.000%
11/14/2025	2Xideas AG	19,071	$6.35M	1.3%	-1.9%	0.024%
11/14/2025	Wellington Management Group LLP	160,204	$53.30M	0.0%	-51.4%	0.200%
11/14/2025	Prudential PLC	1,681	$0.56M	0.0%	-77.0%	0.002%
11/14/2025	Comerica Bank	145,218	$48.31M	0.2%	-2.7%	0.181%
11/14/2025	Texas Capital Bank Wealth Management Services Inc	781	$0.26M	0.0%	N/A	0.001%
11/14/2025	Brown Brothers Harriman & Co.	190,358	$63.33M	0.4%	+3.0%	0.238%
11/14/2025	Dodge & Cox	3,329,255	$1.11B	0.6%	+23.2%	4.160%
11/14/2025	F m Investments LLC	8,767	$2.92M	0.1%	-3.1%	0.011%
11/13/2025	Epoch Investment Partners Inc.	482,698	$160.59M	0.9%	-16.7%	0.603%
11/13/2025	Pathstone Holdings LLC	34,067	$11.33M	0.0%	+2.6%	0.043%
11/13/2025	Boston Partners	3,669,326	$1.22B	1.3%	-0.3%	4.584%
11/13/2025	BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp	11,494	$3.82M	0.0%	-8.6%	0.014%
11/13/2025	Banco BTG Pactual S.A.	20,471	$6.81M	1.0%	+24.0%	0.026%
11/13/2025	Kentucky Retirement Systems Insurance Trust Fund	2,097	$0.70M	0.0%	-2.5%	0.003%
11/13/2025	Marshall Wace LLP	120,732	$40.17M	0.0%	+488.5%	0.151%
11/13/2025	SurgoCap Partners LP	994,278	$330.79M	9.2%	+12.8%	1.242%
11/13/2025	GeoWealth Management LLC	627	$0.21M	0.0%	-4.3%	0.001%
11/13/2025	Vise Technologies Inc.	1,838	$0.61M	0.0%	-13.3%	0.002%
11/13/2025	Teca Partners LP	48,484	$16.13M	10.2%	+81.1%	0.061%

Data available starting January 2016

LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance. The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.

Today's Range

Now: $369.18

$360.82

$369.46

50 Day Range

MA: $346.96

$312.18

$378.94

52 Week Range

Now: $369.18

$262.83

$403.58

Volume

439,490 shs

Average Volume

503,060 shs

Market Capitalization

$29.55 billion

P/E Ratio

33.99

Dividend Yield

0.33%

Beta

0.6

Who are the company insiders with the largest holdings of LPL Financial?: LPL Financial's top insider shareholders include:
Dan H Arnold (CEO)
Greg Gates (Director)
Matthew J Audette (CFO)
Kabir Sethi (Director)
Matthew Enyedi (Director)
Aneri Jambusaria (Director)
Marc Eliot Cohen (Director)
Learn More about top insider investors at LPL Financial.
Who are the major institutional investors of LPL Financial?: LPL Financial's top institutional investors include:
Vanguard Group Inc. — 10.37%
Boston Partners — 4.58%
Dodge & Cox — 4.16%
Massachusetts Financial Services Co. MA — 4.05%
Capital World Investors — 3.28%
Lone Pine Capital LLC — 2.82%
Learn More about top institutional investors of LPL Financial stock.
Which major investors are selling LPL Financial stock?: During the previous quarter, LPLA stock was sold by these institutional investors:
Jennison Associates LLC
Sei Investments Co.
AGF Management Ltd.
JPMorgan Chase & Co.
Westfield Capital Management Co. LP
American Century Companies Inc.
Wellington Management Group LLP
Captrust Financial Advisors
Within the last year, company insiders that have sold LPL Financial company stock include:
Dan H Arnold (CEO)
Greg Gates (Director)
Matthew J Audette (CFO)
Kabir Sethi (Director)
Learn More investors selling LPL Financial stock.
Which major investors are buying LPL Financial stock?: Within the last quarter, LPLA stock was purchased by institutional investors including:
Capital World Investors
Massachusetts Financial Services Co. MA
Dodge & Cox
Lone Pine Capital LLC
Principal Financial Group Inc.
Vanguard Group Inc.
Railway Pension Investments Ltd
APG Asset Management N.V.