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LPLA Insider Trading

Insider Ownership Percentage: 1.30%
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $17,216,658.26

LPL Financial Insider Trading History Chart

This chart shows the insider buying and selling history at LPL Financial by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

LPL Financial Share Price & Price History

Current Price: $388.96
Price Change: ▲ Price Increase of +2.02 (0.52%)
As of 02/4/2026 05:00 PM ET

This chart shows the closing price history over time for LPLA up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

LPL Financial Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
12/5/2025Greg GatesDirectorSell750$370.97$278,227.5014,620View SEC Filing Icon  
12/5/2025Richard SteinmeierCEOSell5,058$370.99$1,876,467.429,326View SEC Filing Icon  
12/1/2025Aneri JambusariaDirectorSell80$352.48$28,198.405,502View SEC Filing Icon  
11/5/2025Greg GatesDirectorSell1,500$376.43$564,645.0015,370View SEC Filing Icon  
10/6/2025Greg GatesDirectorSell750$314.42$235,815.0016,870View SEC Filing Icon  
9/5/2025Greg GatesDirectorSell1,500$338.21$507,315.0017,620View SEC Filing Icon  
9/2/2025Aneri JambusariaDirectorSell80$361.25$28,900.005,582View SEC Filing Icon  
8/5/2025Greg GatesDirectorSell1,500$374.05$561,075.0019,120View SEC Filing Icon  
7/3/2025Greg GatesDirectorSell1,500$382.63$573,945.0020,620View SEC Filing Icon  
2/26/2025Marc Eliot CohenDirectorSell1,100$365.85$402,435.004,075View SEC Filing Icon  
2/26/2025Matthew J. AudetteCFOSell4,588$360.07$1,652,001.1616,538View SEC Filing Icon  
2/5/2025Matthew J. AudetteCFOSell28,777$365.14$10,507,633.7813,663View SEC Filing Icon  
12/5/2024Aneri JambusariaDirectorSell305$331.94$101,241.703,920View SEC Filing Icon  
6/14/2024Dan H. ArnoldCEOSell5,677$277.31$1,574,288.87142,608View SEC Filing Icon  
2/26/2024Dan H. ArnoldCEOSell34,807$266.54$9,277,457.78141,810View SEC Filing Icon  
2/26/2024Kabir SethiDirectorSell1,300$266.50$346,450.0010,245View SEC Filing Icon  
2/26/2024Matthew J. AudetteCFOSell5,574$266.52$1,485,582.4813,663View SEC Filing Icon  
2/23/2024Dan H. ArnoldCEOSell7,089$265.66$1,883,263.74133,169View SEC Filing Icon  
2/20/2024Dan H. ArnoldCEOSell10,000$256.35$2,563,500.00137,044View SEC Filing Icon  
2/20/2024Matthew EnyediDirectorSell1,381$256.94$354,834.148,634View SEC Filing Icon  
11/2/2023Aneri JambusariaDirectorSell1,930$222.37$429,174.101,802View SEC Filing Icon  
9/20/2023Dan H. ArnoldCEOSell353$250.03$88,260.59145,884View SEC Filing Icon  
9/13/2023Richard SteinmeierDirectorSell10,300$242.68$2,499,604.0016,914View SEC Filing Icon  
8/22/2023Matthew EnyediDirectorSell3,265$230.86$753,757.909,978View SEC Filing Icon  
5/4/2023William Francis Glavin, Jr.DirectorBuy557$180.23$100,388.112,775View SEC Filing Icon  
2/27/2023Dan H. ArnoldCEOSell38,444$246.20$9,464,912.80154,884View SEC Filing Icon  
2/27/2023Matthew J. AudetteCFOSell7,111$246.17$1,750,514.8712,644View SEC Filing Icon  
2/27/2023Michelle OroschakoffDirectorSell4,809$246.18$1,183,879.6223,852View SEC Filing Icon  
2/13/2023Sallie R. LarsenDirectorSell20,519$241.84$4,962,314.9624,555View SEC Filing Icon  
2/6/2023Matthew J. AudetteCFOSell20,810$239.30$4,979,833.0012,667View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for LPL Financial (NASDAQ:LPLA)

95.66% of LPL Financial stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at LPLA by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

LPL Financial Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
2/4/2026Ground Swell Capital LLC628$0.22M0.5%-22.4%0.001%Search for SEC Filing on Google Icon
2/4/2026Paradigm Asset Management Co. LLC4,500$1.61M0.4%-6.3%0.006%Search for SEC Filing on Google Icon
2/4/2026Valley Wealth Managers Inc.2,295$0.82M0.1%+5.1%0.003%Search for SEC Filing on Google Icon
2/4/2026HighPoint Advisor Group LLC3,278$1.17M0.1%+5.1%0.004%Search for SEC Filing on Google Icon
2/4/2026ABC Arbitrage SA1,330$0.48M0.0%N/A0.002%Search for SEC Filing on Google Icon
2/4/2026AG2R LA Mondiale Gestion D Actifs3,499$1.25M0.1%+6.2%0.004%Search for SEC Filing on Google Icon
2/4/2026Swiss Life Asset Management Ltd12,652$4.52M0.0%+2.1%0.016%Search for SEC Filing on Google Icon
2/4/2026Bryn Mawr Trust Advisors LLC724$0.26M0.0%+7.3%0.001%Search for SEC Filing on Google Icon
2/4/2026Advisor OS LLC1,336$0.48M0.0%-7.2%0.002%Search for SEC Filing on Google Icon
2/4/2026LRI Investments LLC487$0.17M0.0%+8.5%0.001%Search for SEC Filing on Google Icon
2/3/2026NewEdge Wealth LLC19,970$7.13M0.1%-6.7%0.025%Search for SEC Filing on Google Icon
2/3/2026F m Investments LLC8,466$3.02M0.1%-3.4%0.011%Search for SEC Filing on Google Icon
2/3/2026Crossmark Global Holdings Inc.717$0.26M0.0%+7.0%0.001%Search for SEC Filing on Google Icon
2/3/2026Ethic Inc.5,414$1.93M0.0%-6.0%0.007%Search for SEC Filing on Google Icon
2/3/2026Ballentine Partners LLC865$0.31M0.0%-17.5%0.001%Search for SEC Filing on Google Icon
2/3/2026Koshinski Asset Management Inc.638$0.23M0.0%-8.7%0.001%Search for SEC Filing on Google Icon
2/3/2026International Assets Investment Management LLC1,420$0.51M0.0%N/A0.002%Search for SEC Filing on Google Icon
2/3/2026Generali Asset Management SPA SGR5,261$1.88M0.0%N/A0.007%Search for SEC Filing on Google Icon
2/3/2026ASR Vermogensbeheer N.V.4,182$1.49M0.0%+35.3%0.005%Search for SEC Filing on Google Icon
2/3/2026MGO One Seven LLC961$0.34M0.0%-77.4%0.001%Search for SEC Filing on Google Icon
2/3/2026Sequoia Financial Advisors LLC4,582$1.64M0.0%+136.6%0.006%Search for SEC Filing on Google Icon
2/3/2026Retirement Planning Group LLC1,957$0.70M0.0%+7.5%0.002%Search for SEC Filing on Google Icon
2/3/2026Swedbank AB72,487$25.89M0.0%-9.9%0.091%Search for SEC Filing on Google Icon
2/3/2026Mitsubishi UFJ Asset Management Co. Ltd.77,992$28.20M0.0%+7.1%0.097%Search for SEC Filing on Google Icon
2/3/2026Sumitomo Mitsui DS Asset Management Company Ltd12,984$4.64M0.0%-17.6%0.016%Search for SEC Filing on Google Icon
2/2/2026Principal Financial Group Inc.1,934,483$690.95M0.4%-1.8%2.417%Search for SEC Filing on Google Icon
2/2/2026QRG Capital Management Inc.4,238$1.51M0.0%+53.8%0.005%Search for SEC Filing on Google Icon
2/2/2026Truist Financial Corp206,345$73.70M0.1%-1.6%0.258%Search for SEC Filing on Google Icon
2/2/2026AlphaStar Capital Management LLC561$0.20M0.0%N/A0.001%Search for SEC Filing on Google Icon
2/2/2026Benjamin Edwards Inc.1,231$0.44M0.0%+684.1%0.002%Search for SEC Filing on Google Icon
2/2/2026Strs Ohio13,109$4.68M0.0%-18.6%0.016%Search for SEC Filing on Google Icon
2/2/2026Artemis Investment Management LLP63,268$22.60M0.3%+16.7%0.079%Search for SEC Filing on Google Icon
2/2/2026Kornitzer Capital Management Inc. KS13,500$4.82M0.1%N/A0.017%Search for SEC Filing on Google Icon
2/2/2026PFA Pension Forsikringsaktieselskab114,846$41.32M0.1%N/A0.143%Search for SEC Filing on Google Icon
2/2/2026Fifth Third Bancorp349$0.13M0.0%+32.2%0.000%Search for SEC Filing on Google Icon
2/2/2026Danske Bank A S124,333$44.41M0.1%-5.4%0.155%Search for SEC Filing on Google Icon
2/2/2026Oppenheimer Asset Management Inc.9,778$3.49M0.0%-30.8%0.012%Search for SEC Filing on Google Icon
1/30/2026Citizens Financial Group Inc. RI904$0.32M0.0%N/A0.001%Search for SEC Filing on Google Icon
1/30/2026Jennison Associates LLC111,667$39.88M0.0%-89.9%0.140%Search for SEC Filing on Google Icon
1/30/2026State of New Jersey Common Pension Fund D27,298$9.75M0.0%-2.4%0.034%Search for SEC Filing on Google Icon
1/30/2026US Bancorp DE19,865$7.10M0.0%-3.3%0.025%Search for SEC Filing on Google Icon
1/30/2026Simplicity Wealth LLC751$0.27M0.0%N/A0.001%Search for SEC Filing on Google Icon
1/30/2026Caldwell Trust Co7,883$2.82M0.3%-0.6%0.010%Search for SEC Filing on Google Icon
1/30/2026United Community Bank415$0.15M0.1%-37.6%0.001%Search for SEC Filing on Google Icon
1/30/2026Wealthfront Advisers LLC6,384$2.28M0.0%+24.6%0.008%Search for SEC Filing on Google Icon
1/30/2026Mitsubishi UFJ Trust & Banking Corp35,746$12.77M0.0%-12.6%0.045%Search for SEC Filing on Google Icon
1/30/2026M&T Bank Corp4,917$1.76M0.0%+20.9%0.006%Search for SEC Filing on Google Icon
1/29/2026Comerica Bank17,144$6.12M0.0%-88.2%0.021%Search for SEC Filing on Google Icon
1/29/2026RMR Wealth Builders1,276$0.46M0.0%+5.1%0.002%Search for SEC Filing on Google Icon
1/29/2026Pictet Asset Management Holding SA44,463$15.88M0.0%-6.4%0.056%Search for SEC Filing on Google Icon
1/29/2026James Investment Research Inc.6,340$2.26M0.2%-3.8%0.008%Search for SEC Filing on Google Icon
1/29/2026UBS Group AG428,755$153.14M0.0%+27.6%0.536%Search for SEC Filing on Google Icon
1/29/2026Sanctuary Advisors LLC15,254$5.45M0.0%-19.4%0.019%Search for SEC Filing on Google Icon
1/29/2026Vanguard Group Inc.8,148,558$2.91B0.0%-1.9%10.181%Search for SEC Filing on Google Icon
1/29/2026Coronation Fund Managers Ltd.228,265$81.53M3.7%+21.4%0.285%Search for SEC Filing on Google Icon
1/29/2026Munich Reinsurance Co Stock Corp in Munich33,682$12.12M0.3%+467.4%0.042%Search for SEC Filing on Google Icon
1/29/2026Concurrent Investment Advisors LLC2,472$0.88M0.0%+179.3%0.003%Search for SEC Filing on Google Icon
1/29/2026NBC Securities Inc.1,874$0.67M0.1%-1.6%0.002%Search for SEC Filing on Google Icon
1/28/2026Arizona State Retirement System21,963$7.85M0.0%-6.7%0.027%Search for SEC Filing on Google Icon
1/28/2026Kerusso Capital Management LLC12,092$4.32M2.0%+31.6%0.015%Search for SEC Filing on Google Icon
1/28/2026Quent Long Short Global Small Cap Fund LP824$0.29M0.0%N/A0.001%Search for SEC Filing on Google Icon
1/28/2026OLD National Bancorp IN1,136$0.41M0.0%-3.6%0.001%Search for SEC Filing on Google Icon
1/28/2026B. Metzler seel. Sohn & Co. AG32,654$11.68M0.1%+2.4%0.041%Search for SEC Filing on Google Icon
1/28/2026WP Advisors LLC585$0.21M0.1%-8.9%0.001%Search for SEC Filing on Google Icon
1/28/2026Meadow Creek Wealth Advisors LLC568$0.20M0.1%-8.4%0.001%Search for SEC Filing on Google Icon
1/28/2026HB Wealth Management LLC7,665$2.74M0.0%-0.5%0.010%Search for SEC Filing on Google Icon
1/28/2026United Asset Strategies Inc.13,203$4.72M0.4%+23.2%0.016%Search for SEC Filing on Google Icon
1/28/2026KLP Kapitalforvaltning AS30,700$10.97M0.0%+10.0%0.038%Search for SEC Filing on Google Icon
1/28/2026M&T Bank Corp1,141,019$407.54M1.2%+27,955.5%1.426%Search for SEC Filing on Google Icon
1/28/2026Universal Beteiligungs und Servicegesellschaft mbH42,585$15.19M0.0%+2.0%0.053%Search for SEC Filing on Google Icon
1/28/2026Leelyn Smith LLC3,150$1.13M0.2%N/A0.004%Search for SEC Filing on Google Icon
1/27/2026Hennessy Advisors Inc.7,600$2.71M0.1%-1.3%0.009%Search for SEC Filing on Google Icon
1/27/2026Zurcher Kantonalbank Zurich Cantonalbank 37,804$13.50M0.0%-0.6%0.047%Search for SEC Filing on Google Icon
1/27/2026Sterling Group Wealth Management LLC5,827$2.08M1.0%-2.3%0.007%Search for SEC Filing on Google Icon
1/27/2026Financial Management Professionals Inc.463$0.17M0.0%N/A0.001%Search for SEC Filing on Google Icon
1/27/2026Institute for Wealth Management LLC.1,025$0.37M0.0%+43.6%0.001%Search for SEC Filing on Google Icon
1/27/2026First Horizon Corp238$85K0.0%+24.0%0.000%Search for SEC Filing on Google Icon
1/27/2026Asset Management One Co. Ltd.30,234$11.07M0.0%-2.5%0.038%Search for SEC Filing on Google Icon
1/26/2026Whittier Trust Co. of Nevada Inc.19,780$7.45M0.2%+1.9%0.025%Search for SEC Filing on Google Icon
1/26/2026Shelton Wealth Management LLC3,724$1.33M0.6%+8.6%0.005%Search for SEC Filing on Google Icon
1/26/2026Whittier Trust Co.36,381$13.70M0.1%+3.5%0.045%Search for SEC Filing on Google Icon
1/26/2026Mirae Asset Global Investments Co. Ltd.8,995$3.21M0.0%-17.2%0.011%Search for SEC Filing on Google Icon
1/26/2026Nations Financial Group Inc. IA ADV14,161$5.06M0.3%N/A0.018%Search for SEC Filing on Google Icon
1/26/2026CWM LLC1,678$0.60M0.0%+6.9%0.002%Search for SEC Filing on Google Icon
1/26/2026LBP AM SA34,294$12.25M0.1%-5.1%0.043%Search for SEC Filing on Google Icon
1/26/2026Annex Advisory Services LLC8,372$2.99M0.1%-0.4%0.010%Search for SEC Filing on Google Icon
1/26/2026Foster Victor Wealth Advisors LLC65,328$24.74M1.5%+5.7%0.082%Search for SEC Filing on Google Icon
1/23/2026Farther Finance Advisors LLC632$0.23M0.0%+20.8%0.001%Search for SEC Filing on Google Icon
1/23/2026ZWJ Investment Counsel Inc.864$0.31M0.0%+6.9%0.001%Search for SEC Filing on Google Icon
1/23/2026Natural Investments LLC727$0.26M0.1%+4.8%0.001%Search for SEC Filing on Google Icon
1/23/2026Assetmark Inc.2,601$0.93M0.0%+69.2%0.003%Search for SEC Filing on Google Icon
1/23/2026Eagle Bay Advisors LLC557$0.20M0.1%N/A0.001%Search for SEC Filing on Google Icon
1/23/2026Third View Private Wealth LLC3,028$1.08M0.1%N/A0.004%Search for SEC Filing on Google Icon
1/23/2026Transcend Capital Advisors LLC614$0.22M0.0%-48.4%0.001%Search for SEC Filing on Google Icon
1/23/2026Iridian Asset Management LLC CT14,385$5.14M1.9%+3.9%0.018%Search for SEC Filing on Google Icon
1/23/2026Burney Co.29,883$10.67M0.3%-3.8%0.037%Search for SEC Filing on Google Icon
1/23/2026U.S. Capital Wealth Advisors LLC6,794$2.43M0.1%-9.1%0.008%Search for SEC Filing on Google Icon
1/23/2026TT International Asset Management LTD648$0.23M0.0%-91.8%0.001%Search for SEC Filing on Google Icon
1/23/2026Choreo LLC1,815$0.65M0.0%-5.0%0.002%Search for SEC Filing on Google Icon
1/23/2026Sumitomo Mitsui Trust Group Inc.176,484$63.04M0.0%-3.9%0.220%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
LPL Financial logo
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance. The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
Read More on LPL Financial

Today's Range

Now: $388.96
Low: $377.18
High: $400.16

50 Day Range

MA: $367.57
Low: $352.74
High: $387.45

52 Week Range

Now: $388.96
Low: $262.83
High: $403.58

Volume

928,940 shs

Average Volume

693,851 shs

Market Capitalization

$31.13 billion

P/E Ratio

35.33

Dividend Yield

0.32%

Beta

0.58

Who are the company insiders with the largest holdings of LPL Financial?

LPL Financial's top insider shareholders include:
  1. Dan H Arnold (CEO)
  2. Greg Gates (Director)
  3. Matthew J Audette (CFO)
  4. Kabir Sethi (Director)
  5. Richard Steinmeier (CEO)
  6. Matthew Enyedi (Director)
  7. Aneri Jambusaria (Director)
  8. Marc Eliot Cohen (Director)
Learn More about top insider investors at LPL Financial.

Who are the major institutional investors of LPL Financial?

LPL Financial's top institutional investors include:
  1. Vanguard Group Inc. — 10.18%
  2. Massachusetts Financial Services Co. MA — 4.65%
  3. Principal Financial Group Inc. — 2.42%
  4. M&T Bank Corp — 1.43%
  5. UBS Group AG — 0.54%
  6. Fort Washington Investment Advisors Inc. OH — 0.31%
Learn More about top institutional investors of LPL Financial stock.

Which major investors are selling LPL Financial stock?

During the previous quarter, LPLA stock was sold by these institutional investors:
  1. Jennison Associates LLC
  2. Vanguard Group Inc.
  3. Comerica Bank
  4. Allspring Global Investments Holdings LLC
  5. Principal Financial Group Inc.
  6. Swedbank AB
  7. Robeco Institutional Asset Management B.V.
  8. TT International Asset Management LTD
Within the last year, company insiders that have sold LPL Financial company stock include:
  1. Dan H Arnold (CEO)
  2. Greg Gates (Director)
  3. Matthew J Audette (CFO)
  4. Kabir Sethi (Director)
  5. Richard Steinmeier (CEO)
Learn More investors selling LPL Financial stock.

Which major investors are buying LPL Financial stock?

Within the last quarter, LPLA stock was purchased by institutional investors including:
  1. M&T Bank Corp
  2. Massachusetts Financial Services Co. MA
  3. PFA Pension Forsikringsaktieselskab
  4. Perpetual Ltd
  5. UBS Group AG
  6. Coronation Fund Managers Ltd.
  7. Fort Washington Investment Advisors Inc. OH
  8. Munich Reinsurance Co Stock Corp in Munich