InsiderTrades.com logo

LPLA Insider Trading

Insider Ownership Percentage: 0.60%
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $7,642,183.39

LPL Financial Insider Trading History Chart

This chart shows the insider buying and selling history at LPL Financial by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

LPL Financial Share Price & Price History

Current Price: $297.66
Price Change: ▼ Price Decrease of -0.97 (-0.32%)
As of 11/3/2026 04:00 PM ET

This chart shows the closing price history over time for LPLA up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

LPL Financial Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
9/11/2026Katharine ReepingInsiderSell440$347.88$153,067.201,774View SEC Filing Icon  
8/27/2026Aneri JambusariaDirectorSell308$357.36$110,066.886,107View SEC Filing Icon  
8/20/2026Greg GatesDirectorSell4,119$355.38$1,463,810.2223,602View SEC Filing Icon  
7/31/2026Matthew EnyediDirectorSell1,000$352.72$352,720.0013,121View SEC Filing Icon  
6/17/2026Aneri JambusariaDirectorSell308$306.00$94,248.006,415View SEC Filing Icon  
4/15/2026Matthew J. AudetteCFOSell1,110$330.01$366,311.1019,803View SEC Filing Icon  
4/14/2026Matthew J. AudetteCFOSell469$325.34$152,584.4620,913View SEC Filing Icon  
3/10/2026Marc Eliot CohenDirectorSell1,088$309.72$336,975.364,400View SEC Filing Icon  
3/9/2026Marc Eliot CohenDirectorSell2,212$308.75$682,955.005,488View SEC Filing Icon  
2/26/2026Matthew EnyediDirectorSell2,109$320.15$675,196.3514,121View SEC Filing Icon  
2/26/2026Matthew J. AudetteCFOSell1,581$320.50$506,710.5021,382View SEC Filing Icon  
12/5/2025Greg GatesDirectorSell750$370.97$278,227.5014,620View SEC Filing Icon  
12/5/2025Richard SteinmeierCEOSell5,058$370.99$1,876,467.429,326View SEC Filing Icon  
12/1/2025Aneri JambusariaDirectorSell80$352.48$28,198.405,502View SEC Filing Icon  
11/5/2025Greg GatesDirectorSell1,500$376.43$564,645.0015,370View SEC Filing Icon  
10/6/2025Greg GatesDirectorSell750$314.42$235,815.0016,870View SEC Filing Icon  
9/5/2025Greg GatesDirectorSell1,500$338.21$507,315.0017,620View SEC Filing Icon  
9/2/2025Aneri JambusariaDirectorSell80$361.25$28,900.005,582View SEC Filing Icon  
8/5/2025Greg GatesDirectorSell1,500$374.05$561,075.0019,120View SEC Filing Icon  
7/3/2025Greg GatesDirectorSell1,500$382.63$573,945.0020,620View SEC Filing Icon  
2/26/2025Marc Eliot CohenDirectorSell1,100$365.85$402,435.004,075View SEC Filing Icon  
2/26/2025Matthew J. AudetteCFOSell4,588$360.07$1,652,001.1616,538View SEC Filing Icon  
2/5/2025Matthew J. AudetteCFOSell28,777$365.14$10,507,633.7813,663View SEC Filing Icon  
12/5/2024Aneri JambusariaDirectorSell305$331.94$101,241.703,920View SEC Filing Icon  
6/14/2024Dan H. ArnoldCEOSell5,677$277.31$1,574,288.87142,608View SEC Filing Icon  
2/26/2024Dan H. ArnoldCEOSell34,807$266.54$9,277,457.78141,810View SEC Filing Icon  
2/26/2024Kabir SethiDirectorSell1,300$266.50$346,450.0010,245View SEC Filing Icon  
2/26/2024Matthew J. AudetteCFOSell5,574$266.52$1,485,582.4813,663View SEC Filing Icon  
2/23/2024Dan H. ArnoldCEOSell7,089$265.66$1,883,263.74133,169View SEC Filing Icon  
2/20/2024Dan H. ArnoldCEOSell10,000$256.35$2,563,500.00137,044View SEC Filing Icon  
2/20/2024Matthew EnyediDirectorSell1,381$256.94$354,834.148,634View SEC Filing Icon  
11/2/2023Aneri JambusariaDirectorSell1,930$222.37$429,174.101,802View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for LPL Financial (NASDAQ:LPLA)

95.66% of LPL Financial stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at LPLA by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

LPL Financial Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/3/2026Pictet Asset Management Holding SA41,378$12.65M0.0%+4.8%0.053%Search for SEC Filing on Google Icon
11/3/2026Alps Advisors Inc.689$0.21M0.0%N/A0.001%Search for SEC Filing on Google Icon
11/3/2026International Assets Investment Management LLC911$0.28M0.0%-7.7%0.001%Search for SEC Filing on Google Icon
11/3/2026Heritage Family Offices LLP498$0.15M0.0%N/A0.001%Search for SEC Filing on Google Icon
11/2/2026Horizon Wealth Management LLC663$0.20M0.0%N/A0.001%Search for SEC Filing on Google Icon
11/2/2026Kestra Advisory Services LLC3,197$0.98M0.0%+42.7%0.004%Search for SEC Filing on Google Icon
11/2/2026Commonwealth Equity Services LLC9,408$2.88M0.0%-0.4%0.012%Search for SEC Filing on Google Icon
10/31/2026Caldwell Trust Co7,102$2.17M0.2%-4.4%0.009%Search for SEC Filing on Google Icon
10/30/2026Markel Group Inc.566,132$173.12M1.3%+1.1%0.719%Search for SEC Filing on Google Icon
10/30/2026Third View Private Wealth LLC1,967$0.60M0.1%-47.3%0.002%Search for SEC Filing on Google Icon
10/30/2026Provenance Wealth Advisors LLC2,597$0.79M0.0%N/A0.003%Search for SEC Filing on Google Icon
10/30/2026One Day In July LLC702$0.22M0.0%N/A0.001%Search for SEC Filing on Google Icon
10/30/2026TT International Asset Management LTD2,809$0.86M0.1%-28.9%0.004%Search for SEC Filing on Google Icon
10/30/2026Gerber Kawasaki Wealth & Investment Management6,856$2.10M0.1%-11.8%0.009%Search for SEC Filing on Google Icon
10/29/2026Bank Julius Baer & Co. Ltd Zurich6,844$2.09M0.0%N/A0.009%Search for SEC Filing on Google Icon
10/29/2026Greenleaf Trust8,828$2.70M0.0%-1.3%0.011%Search for SEC Filing on Google Icon
10/29/2026Sumitomo Mitsui Trust Group Inc.161,482$49.38M0.0%-3.7%0.205%Search for SEC Filing on Google Icon
10/29/2026Mirae Asset Global Investments Co. Ltd.11,906$3.64M0.0%N/A0.015%Search for SEC Filing on Google Icon
10/29/2026ARQ Wealth Advisors LLC2,815$0.86M0.1%-6.6%0.004%Search for SEC Filing on Google Icon
10/29/2026ProShare Advisors LLC2,703$0.83M0.0%+28.0%0.003%Search for SEC Filing on Google Icon
10/29/2026Vise Technologies Inc.5,212$1.59M0.0%+43.7%0.007%Search for SEC Filing on Google Icon
10/28/2026Peak Financial Advisors LLC6,501$1.99M0.9%N/A0.008%Search for SEC Filing on Google Icon
10/28/2026International Assets Investment Management LLC13,000$3.98M0.0%+1,217.1%0.017%Search for SEC Filing on Google Icon
10/28/2026United Asset Strategies Inc.14,943$4.57M0.3%+3.7%0.019%Search for SEC Filing on Google Icon
10/28/2026Choreo LLC3,735$1.14M0.0%+2.9%0.005%Search for SEC Filing on Google Icon
10/28/2026North Dakota State Investment Board2,452$0.75M0.0%+3.5%0.000%Search for SEC Filing on Google Icon
10/27/2026Asset Management One Co. Ltd.30,498$9.33M0.0%+1.1%0.039%Search for SEC Filing on Google Icon
10/26/2026Park Avenue Securities LLC2,031$0.62M0.0%-2.7%0.003%Search for SEC Filing on Google Icon
10/26/2026Segment Wealth Management LLC11,528$3.53M0.2%+15.3%0.015%Search for SEC Filing on Google Icon
10/23/2026Signaturefd LLC1,422$0.44M0.0%+10.6%0.002%Search for SEC Filing on Google Icon
10/23/2026Citizens Financial Group Inc. RI1,039$0.32M0.0%N/A0.001%Search for SEC Filing on Google Icon
10/23/2026Simplicity Wealth LLC14,191$4.34M0.1%+633.4%0.018%Search for SEC Filing on Google Icon
10/23/2026Iridian Asset Management LLC CT23,436$7.17M2.6%-14.0%0.030%Search for SEC Filing on Google Icon
10/23/2026Gibbs Wealth Management1,486$0.45M0.0%+2.3%0.002%Search for SEC Filing on Google Icon
10/23/2026Winthrop Advisory Group LLC19,508$5.97M0.4%-1.3%0.025%Search for SEC Filing on Google Icon
10/23/2026Wedbush Securities Inc.837$0.26M0.0%-7.2%0.001%Search for SEC Filing on Google Icon
10/23/2026Sterling Capital Management LLC5,733$1.75M0.0%-27.5%0.007%Search for SEC Filing on Google Icon
10/23/2026James Investment Research Inc.5,473$1.67M0.2%-8.8%0.007%Search for SEC Filing on Google Icon
10/22/2026Yousif Capital Management LLC1,857$0.57M0.0%+6.4%0.002%Search for SEC Filing on Google Icon
10/22/2026Root Financial Partners LLC2,373$0.73M0.0%+3.9%0.003%Search for SEC Filing on Google Icon
10/22/2026Foster Victor Wealth Advisors LLC46,192$14.60M0.7%-11.9%0.059%Search for SEC Filing on Google Icon
10/21/2026Eagle Rock Investment Company LLC5,671$1.73M0.2%-23.1%0.007%Search for SEC Filing on Google Icon
10/21/2026Axxcess Wealth Management LLC1,418$0.43M0.0%N/A0.002%Search for SEC Filing on Google Icon
10/21/2026Crossmark Global Holdings Inc.757$0.23M0.0%+6.5%0.001%Search for SEC Filing on Google Icon
10/21/2026Quadrant Capital Group LLC1,621$0.53M0.0%-2.7%0.002%Search for SEC Filing on Google Icon
10/21/2026Nisa Investment Advisors LLC8,808$2.69M0.0%+675.4%0.011%Search for SEC Filing on Google Icon
10/21/2026Integrated Advisors Network LLC663$0.20M0.0%N/A0.001%Search for SEC Filing on Google Icon
10/21/2026Robeco Institutional Asset Management B.V.6,553$2M0.0%-8.5%0.008%Search for SEC Filing on Google Icon
10/20/2026Net Worth Advisory Group711$0.22M0.1%N/A0.001%Search for SEC Filing on Google Icon
10/20/2026Family Wealth Partners LLC61,247$18.73M5.7%-11.3%0.078%Search for SEC Filing on Google Icon
10/20/2026Retirement Planning Group LLC1,751$0.54M0.0%-4.1%0.002%Search for SEC Filing on Google Icon
10/17/2026IFP Advisors Inc280$86K0.0%-30.7%0.000%Search for SEC Filing on Google Icon
10/17/2026KWB Wealth28,889$8.83M0.8%+0.5%0.037%Search for SEC Filing on Google Icon
10/16/2026Vontobel Holding Ltd.976$0.30M0.0%+10.0%0.001%Search for SEC Filing on Google Icon
10/16/2026TD Waterhouse Canada Inc.5,136$1.60M0.0%-33.8%0.007%Search for SEC Filing on Google Icon
10/16/2026Shelton Wealth Management LLC3,299$1.01M0.4%-4.0%0.004%Search for SEC Filing on Google Icon
10/16/2026Annex Advisory Services LLC1,318$0.40M0.0%-89.1%0.002%Search for SEC Filing on Google Icon
10/15/2026V Square Quantitative Management LLC1,459$0.45M0.0%+2.5%0.002%Search for SEC Filing on Google Icon
10/15/2026Assenagon Asset Management S.A.11,661$3.57M0.0%-98.4%0.015%Search for SEC Filing on Google Icon
10/15/2026Fort Washington Investment Advisors Inc. OH349,606$106.91M0.5%+0.1%0.444%Search for SEC Filing on Google Icon
10/14/2026Krilogy Financial LLC931$0.31M0.0%N/A0.001%Search for SEC Filing on Google Icon
10/13/2026Perpetual Ltd113,892$34.83M0.5%-6.2%0.145%Search for SEC Filing on Google Icon
10/10/2026Reinhart Partners LLC.15,283$4.67M0.1%-17.7%0.019%Search for SEC Filing on Google Icon
10/10/2026Valley Wealth Managers Inc.2,465$0.75M0.0%+5.7%0.003%Search for SEC Filing on Google Icon
10/9/2026Wedmont Private Capital2,320$0.76M0.0%+49.3%0.003%Search for SEC Filing on Google Icon
10/9/2026WoodTrust Financial Corp702$0.22M0.0%N/A0.001%Search for SEC Filing on Google Icon
10/9/2026Legacy Wealth Asset Management LLC1,390$0.43M0.1%+40.7%0.002%Search for SEC Filing on Google Icon
10/9/2026Bell Asset Management Ltd9,116$2.79M1.0%-41.9%0.012%Search for SEC Filing on Google Icon
10/8/2026Gradient Investments LLC9,829$3.01M0.0%-15.7%0.012%Search for SEC Filing on Google Icon
10/5/2026Baker Tilly Wealth Management LLC660$0.20M0.0%-40.6%0.001%Search for SEC Filing on Google Icon
10/5/2026Argent Capital Management LLC15,246$4.66M0.0%-4.3%0.019%Search for SEC Filing on Google Icon
10/2/2026CX Institutional225$69K0.0%+268.9%0.000%Search for SEC Filing on Google Icon
9/23/2026QRG Capital Management Inc.3,445$0.97M0.0%-4.2%0.004%Search for SEC Filing on Google Icon
9/23/2026Envestnet Portfolio Solutions Inc.3,452$0.97M0.0%+5.1%0.004%Search for SEC Filing on Google Icon
9/15/2026Anchor Investment Management LLC10,962$3.09M0.2%+0.7%0.014%Search for SEC Filing on Google Icon
9/9/2026Sequoia Financial Advisors LLC2,986$0.84M0.0%-3.4%0.004%Search for SEC Filing on Google Icon
9/9/2026Tidal Investments LLC1,348$0.38M0.0%-43.8%0.002%Search for SEC Filing on Google Icon
9/9/2026National Pension Service161,309$45.44M0.0%+14.8%0.205%Search for SEC Filing on Google Icon
9/9/2026WINTON GROUP Ltd21,878$6.16M0.2%+2,011.8%0.028%Search for SEC Filing on Google Icon
9/9/2026Engineers Gate Manager LP1,047$0.30M0.0%N/A0.001%Search for SEC Filing on Google Icon
9/9/2026Integrated Wealth Concepts LLC1,526$0.43M0.0%-29.3%0.002%Search for SEC Filing on Google Icon
9/9/2026NewEdge Advisors LLC2,531$0.71M0.0%-27.8%0.003%Search for SEC Filing on Google Icon
9/9/2026Baird Financial Group Inc.6,767$1.91M0.0%-6.3%0.009%Search for SEC Filing on Google Icon
9/8/2026Allworth Financial LP4,107$1.16M0.0%-36.8%0.005%Search for SEC Filing on Google Icon
9/8/2026Arizona State Retirement System22,991$6.48M0.0%+5.7%0.029%Search for SEC Filing on Google Icon
9/8/2026Waverly Advisors LLC2,299$0.65M0.0%-16.1%0.003%Search for SEC Filing on Google Icon
9/8/2026Nykredit A S29,959$8.44M0.0%N/A0.038%Search for SEC Filing on Google Icon
8/27/2026Corient Private Wealth LP30,811$8.68M0.0%-5.4%0.039%Search for SEC Filing on Google Icon
8/26/2026Amundi164,400$46.31M0.0%+30.7%0.209%Search for SEC Filing on Google Icon
8/26/2026HighTower Advisors LLC12,255$3.45M0.0%-7.5%0.016%Search for SEC Filing on Google Icon
8/23/2026Saudi Central Bank5,613$1.58M0.0%+90.0%0.007%Search for SEC Filing on Google Icon
8/22/2026Raiffeisen Bank International AG5,384$1.45M0.0%+113.5%0.007%Search for SEC Filing on Google Icon
8/22/2026TD Waterhouse Canada Inc.7,753$2.27M0.0%-88.5%0.010%Search for SEC Filing on Google Icon
8/22/2026Concurrent Investment Advisors LLC2,622$0.74M0.0%+40.0%0.003%Search for SEC Filing on Google Icon
8/21/2026Nykredit A S33,242$9.36M0.0%N/A0.042%Search for SEC Filing on Google Icon
8/21/2026B. Metzler seel. Sohn & Co. AG46,399$13.07M0.1%-2.4%0.059%Search for SEC Filing on Google Icon
8/20/2026CTC Alternative Strategies Ltd.720$0.20M0.3%N/A0.001%Search for SEC Filing on Google Icon
8/20/2026Quantitative Investment Management LLC5,335$1.50M0.2%+126.3%0.007%Search for SEC Filing on Google Icon
8/20/2026Moore Capital Management LP55,840$15.73M0.2%N/A0.071%Search for SEC Filing on Google Icon
8/20/2026Two Sigma Securities LLC6,789$1.91M0.2%+59.4%0.009%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
LPL Financial logo
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance. The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
Read More on LPL Financial

Today's Range

Now: $297.66
Low: $294.37
High: $303.43

50 Day Range

MA: $329.00
Low: $269.19
High: $370.69

52 Week Range

Now: $297.66
Low: $260.15
High: $400.16

Volume

1,018,307 shs

Average Volume

927,472 shs

Market Capitalization

$23.44 billion

P/E Ratio

17.08

Dividend Yield

0.43%

Beta

0.53

Who are the company insiders with the largest holdings of LPL Financial?

LPL Financial's top insider shareholders include:
  1. Dan H Arnold (CEO)
  2. James Putnam (Director)
  3. Dan H Arnold (President)
  4. Mark S Casady (Director)
  5. John Andrew Kalbaugh (Director)
  6. James S Riepe (Director)
  7. George Burton White (Director)
  8. John Andrew Kalbaugh (Insider)
  9. Richard Steinmeier (Director)
  10. George Burton White (Insider)
Learn More about top insider investors at LPL Financial.

Who are the major institutional investors of LPL Financial?

LPL Financial's top institutional investors include:
  1. Markel Group Inc. — 0.72%
  2. Fort Washington Investment Advisors Inc. OH — 0.44%
  3. Sumitomo Mitsui Trust Group Inc. — 0.21%
  4. Perpetual Ltd — 0.14%
  5. Family Wealth Partners LLC — 0.08%
  6. Foster Victor Wealth Advisors LLC — 0.06%
Learn More about top institutional investors of LPL Financial stock.

Which major investors are selling LPL Financial stock?

During the previous quarter, LPLA stock was sold by these institutional investors:
  1. Assenagon Asset Management S.A.
  2. Annex Advisory Services LLC
  3. Family Wealth Partners LLC
  4. Perpetual Ltd
  5. Bell Asset Management Ltd
  6. Foster Victor Wealth Advisors LLC
  7. Sumitomo Mitsui Trust Group Inc.
  8. Iridian Asset Management LLC CT
Within the last year, company insiders that have sold LPL Financial company stock include:
  1. Greg Gates (Director)
  2. Matthew J Audette (CFO)
  3. Matthew Enyedi (Director)
  4. Richard Steinmeier (CEO)
  5. Aneri Jambusaria (Director)
  6. Marc Eliot Cohen (Director)
  7. Katharine Reeping (Insider)
Learn More investors selling LPL Financial stock.

Which major investors are buying LPL Financial stock?

Within the last quarter, LPLA stock was purchased by institutional investors including:
  1. Simplicity Wealth LLC
  2. International Assets Investment Management LLC
  3. Mirae Asset Global Investments Co. Ltd.
  4. Nisa Investment Advisors LLC
  5. Bank Julius Baer & Co. Ltd Zurich
  6. Peak Financial Advisors LLC
  7. Markel Group Inc.
  8. Provenance Wealth Advisors LLC

LPL Financial Active Insiders

Dan H Arnold
Dan H Arnold (Age 61)
CEO
Matthew J Audette
Matthew J Audette (Age 51)
CFO
Brent Simonich
Brent Simonich
CAO
Edward Fandrey
Edward Fandrey
Director
George Burton White
George Burton White (Age 56)
Director
Scott Seese
Scott Seese (Age 56)
Director
Matthew Enyedi
Matthew Enyedi
Director
1 recent trades
Michelle Oroschakoff
Michelle Oroschakoff (Age 64)
Director
Sallie R Larsen
Sallie R Larsen
Director
Richard Steinmeier
Richard Steinmeier (Age 51)
Director
William Francis Glavin Jr
William Francis Glavin Jr (Age 62)
Director
Aneri Jambusaria
Aneri Jambusaria
Director
2 recent trades
Kabir Sethi
Kabir Sethi
Director
Marc Eliot Cohen
Director
Greg Gates
Greg Gates
Group Managing Director, Chief Technology & Information Officer
1 recent trades
Katharine Reeping
Katharine Reeping
Insider
1 recent trades