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LPLA Insider Trading

Insider Ownership Percentage: 0.60%
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $7,877,998.39

LPL Financial Insider Trading History Chart

This chart shows the insider buying and selling history at LPL Financial by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

LPL Financial Share Price & Price History

Current Price: $328.09
Price Change: ▼ Price Decrease of -1.85 (-0.56%)
As of 09/18/2026 04:00 PM ET

This chart shows the closing price history over time for LPLA up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

LPL Financial Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
9/11/2026Katharine ReepingInsiderSell440$347.88$153,067.201,774View SEC Filing Icon  
8/27/2026Aneri JambusariaDirectorSell308$357.36$110,066.886,107View SEC Filing Icon  
8/20/2026Greg GatesDirectorSell4,119$355.38$1,463,810.2223,602View SEC Filing Icon  
7/31/2026Matthew EnyediDirectorSell1,000$352.72$352,720.0013,121View SEC Filing Icon  
6/17/2026Aneri JambusariaDirectorSell308$306.00$94,248.006,415View SEC Filing Icon  
4/15/2026Matthew J. AudetteCFOSell1,110$330.01$366,311.1019,803View SEC Filing Icon  
4/14/2026Matthew J. AudetteCFOSell469$325.34$152,584.4620,913View SEC Filing Icon  
3/10/2026Marc Eliot CohenDirectorSell1,088$309.72$336,975.364,400View SEC Filing Icon  
3/9/2026Marc Eliot CohenDirectorSell2,212$308.75$682,955.005,488View SEC Filing Icon  
2/26/2026Matthew EnyediDirectorSell2,109$320.15$675,196.3514,121View SEC Filing Icon  
2/26/2026Matthew J. AudetteCFOSell1,581$320.50$506,710.5021,382View SEC Filing Icon  
12/5/2025Greg GatesDirectorSell750$370.97$278,227.5014,620View SEC Filing Icon  
12/5/2025Richard SteinmeierCEOSell5,058$370.99$1,876,467.429,326View SEC Filing Icon  
12/1/2025Aneri JambusariaDirectorSell80$352.48$28,198.405,502View SEC Filing Icon  
11/5/2025Greg GatesDirectorSell1,500$376.43$564,645.0015,370View SEC Filing Icon  
10/6/2025Greg GatesDirectorSell750$314.42$235,815.0016,870View SEC Filing Icon  
9/5/2025Greg GatesDirectorSell1,500$338.21$507,315.0017,620View SEC Filing Icon  
9/2/2025Aneri JambusariaDirectorSell80$361.25$28,900.005,582View SEC Filing Icon  
8/5/2025Greg GatesDirectorSell1,500$374.05$561,075.0019,120View SEC Filing Icon  
7/3/2025Greg GatesDirectorSell1,500$382.63$573,945.0020,620View SEC Filing Icon  
2/26/2025Marc Eliot CohenDirectorSell1,100$365.85$402,435.004,075View SEC Filing Icon  
2/26/2025Matthew J. AudetteCFOSell4,588$360.07$1,652,001.1616,538View SEC Filing Icon  
2/5/2025Matthew J. AudetteCFOSell28,777$365.14$10,507,633.7813,663View SEC Filing Icon  
12/5/2024Aneri JambusariaDirectorSell305$331.94$101,241.703,920View SEC Filing Icon  
6/14/2024Dan H. ArnoldCEOSell5,677$277.31$1,574,288.87142,608View SEC Filing Icon  
2/26/2024Dan H. ArnoldCEOSell34,807$266.54$9,277,457.78141,810View SEC Filing Icon  
2/26/2024Kabir SethiDirectorSell1,300$266.50$346,450.0010,245View SEC Filing Icon  
2/26/2024Matthew J. AudetteCFOSell5,574$266.52$1,485,582.4813,663View SEC Filing Icon  
2/23/2024Dan H. ArnoldCEOSell7,089$265.66$1,883,263.74133,169View SEC Filing Icon  
2/20/2024Dan H. ArnoldCEOSell10,000$256.35$2,563,500.00137,044View SEC Filing Icon  
2/20/2024Matthew EnyediDirectorSell1,381$256.94$354,834.148,634View SEC Filing Icon  
11/2/2023Aneri JambusariaDirectorSell1,930$222.37$429,174.101,802View SEC Filing Icon  
9/20/2023Dan H. ArnoldCEOSell353$250.03$88,260.59145,884View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for LPL Financial (NASDAQ:LPLA)

95.66% of LPL Financial stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at LPLA by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

LPL Financial Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/15/2026Anchor Investment Management LLC10,962$3.09M0.2%+0.7%0.014%Search for SEC Filing on Google Icon
9/9/2026Sequoia Financial Advisors LLC2,986$0.84M0.0%-3.4%0.004%Search for SEC Filing on Google Icon
9/9/2026Tidal Investments LLC1,348$0.38M0.0%-43.8%0.002%Search for SEC Filing on Google Icon
9/9/2026National Pension Service161,309$45.44M0.0%+14.8%0.205%Search for SEC Filing on Google Icon
9/9/2026WINTON GROUP Ltd21,878$6.16M0.2%+2,011.8%0.028%Search for SEC Filing on Google Icon
9/9/2026Engineers Gate Manager LP1,047$0.30M0.0%N/A0.001%Search for SEC Filing on Google Icon
9/9/2026Integrated Wealth Concepts LLC1,526$0.43M0.0%-29.3%0.002%Search for SEC Filing on Google Icon
9/9/2026NewEdge Advisors LLC2,531$0.71M0.0%-27.8%0.003%Search for SEC Filing on Google Icon
9/9/2026Baird Financial Group Inc.6,767$1.91M0.0%-6.3%0.009%Search for SEC Filing on Google Icon
9/8/2026Allworth Financial LP4,107$1.16M0.0%-36.8%0.005%Search for SEC Filing on Google Icon
9/8/2026Arizona State Retirement System22,991$6.48M0.0%+5.7%0.029%Search for SEC Filing on Google Icon
9/8/2026Waverly Advisors LLC2,299$0.65M0.0%-16.1%0.003%Search for SEC Filing on Google Icon
9/8/2026Nykredit A S29,959$8.44M0.0%N/A0.038%Search for SEC Filing on Google Icon
8/27/2026Corient Private Wealth LP30,811$8.68M0.0%-5.4%0.039%Search for SEC Filing on Google Icon
8/26/2026Amundi164,400$46.31M0.0%+30.7%0.209%Search for SEC Filing on Google Icon
8/26/2026HighTower Advisors LLC12,255$3.45M0.0%-7.5%0.016%Search for SEC Filing on Google Icon
8/23/2026Saudi Central Bank5,613$1.58M0.0%+90.0%0.007%Search for SEC Filing on Google Icon
8/22/2026Raiffeisen Bank International AG5,384$1.45M0.0%+113.5%0.007%Search for SEC Filing on Google Icon
8/22/2026TD Waterhouse Canada Inc.7,753$2.27M0.0%-88.5%0.010%Search for SEC Filing on Google Icon
8/22/2026Concurrent Investment Advisors LLC2,622$0.74M0.0%+40.0%0.003%Search for SEC Filing on Google Icon
8/21/2026Nykredit A S33,242$9.36M0.0%N/A0.042%Search for SEC Filing on Google Icon
8/21/2026B. Metzler seel. Sohn & Co. AG46,399$13.07M0.1%-2.4%0.059%Search for SEC Filing on Google Icon
8/20/2026CTC Alternative Strategies Ltd.720$0.20M0.3%N/A0.001%Search for SEC Filing on Google Icon
8/20/2026Quantitative Investment Management LLC5,335$1.50M0.2%+126.3%0.007%Search for SEC Filing on Google Icon
8/20/2026Moore Capital Management LP55,840$15.73M0.2%N/A0.071%Search for SEC Filing on Google Icon
8/20/2026Two Sigma Securities LLC6,789$1.91M0.2%+59.4%0.009%Search for SEC Filing on Google Icon
8/20/2026Benjamin Edwards Inc.760$0.21M0.0%-12.4%0.001%Search for SEC Filing on Google Icon
8/20/2026Alyeska Investment Group L.P.155,023$43.67M0.1%-0.3%0.197%Search for SEC Filing on Google Icon
8/20/2026Northwestern Mutual Wealth Management Co.7,604$2.14M0.0%-48.2%0.010%Search for SEC Filing on Google Icon
8/20/2026Wedbush Securities Inc.902$0.25M0.0%N/A0.001%Search for SEC Filing on Google Icon
8/20/2026Thornburg Investment Management Inc.54,967$15.48M0.1%+48.5%0.070%Search for SEC Filing on Google Icon
8/20/2026Greenleaf Trust8,942$2.52M0.0%-1.6%0.011%Search for SEC Filing on Google Icon
8/19/2026UBS AM a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC578,032$162.82M0.0%-2.3%0.734%Search for SEC Filing on Google Icon
8/19/2026Royal London Asset Management Ltd.63,710$17.95M0.0%-1.9%0.081%Search for SEC Filing on Google Icon
8/19/2026Van ECK Associates Corp1,048,344$295.30M0.2%+4.5%1.331%Search for SEC Filing on Google Icon
8/19/2026Nissay Asset Management Corp Japan10,760$3.03M0.0%+4.5%0.014%Search for SEC Filing on Google Icon
8/19/2026Hsbc Holdings PLC70,358$19.78M0.0%+60.6%0.089%Search for SEC Filing on Google Icon
8/19/2026Wellington Management Group LLP77,866$21.93M0.0%-45.2%0.099%Search for SEC Filing on Google Icon
8/19/2026Archer Investment Corp779$0.22M0.0%N/A0.001%Search for SEC Filing on Google Icon
8/18/2026Beacon Pointe Advisors LLC2,135$0.60M0.0%N/A0.003%Search for SEC Filing on Google Icon
8/18/2026Livforsakringsbolaget Skandia Omsesidigt600$0.17M0.0%N/A0.001%Search for SEC Filing on Google Icon
8/18/2026Concorde Asset Management LLC1,124$0.32M0.2%N/A0.001%Search for SEC Filing on Google Icon
8/18/2026Empowered Funds LLC19,405$5.47M0.0%N/A0.025%Search for SEC Filing on Google Icon
8/18/2026United Capital Financial Advisors LLC2,193$0.62M0.0%N/A0.003%Search for SEC Filing on Google Icon
8/18/2026Public Employees Retirement System of Ohio23,767$6.70M0.0%N/A0.030%Search for SEC Filing on Google Icon
8/17/2026Transamerica Financial Advisors LLC283$80K0.0%N/A0.000%Search for SEC Filing on Google Icon
8/17/2026Corient Private Wealth LP30,811$8.68M0.0%N/A0.039%Search for SEC Filing on Google Icon
8/17/2026Perennial Investment Advisors LLC842$0.24M0.0%N/A0.001%Search for SEC Filing on Google Icon
8/17/2026Azora Capital LP525,867$148.13M6.2%N/A0.668%Search for SEC Filing on Google Icon
8/17/2026Bamco Inc. NY114,224$32.18M0.0%N/A0.145%Search for SEC Filing on Google Icon
8/17/2026Bank of America Corp DE815,663$229.76M0.0%N/A1.036%Search for SEC Filing on Google Icon
8/17/2026Basswood Capital Management L.L.C.2,921$0.82M0.0%N/A0.004%Search for SEC Filing on Google Icon
8/15/2026Freestone Grove Partners LP178,123$50.17M0.3%N/A0.226%Search for SEC Filing on Google Icon
8/15/2026Caisse de depot et placement du Quebec231,867$65.31M0.1%N/A0.294%Search for SEC Filing on Google Icon
8/15/2026Man Group plc35,153$9.90M0.0%N/A0.045%Search for SEC Filing on Google Icon
8/15/2026Roberts Glore & Co. Inc. IL755$0.21M0.1%N/A0.001%Search for SEC Filing on Google Icon
8/15/2026Polar Asset Management Partners Inc.3,736$1.05M0.0%N/A0.005%Search for SEC Filing on Google Icon
8/15/2026Jupiter Topco LLC4,198,356$1.18B0.5%N/A5.332%Search for SEC Filing on Google Icon
8/14/2026Hsbc Holdings PLC70,358$19.78M0.0%N/A0.089%Search for SEC Filing on Google Icon
8/14/2026EFG International AG24,793$6.99M0.1%N/A0.031%Search for SEC Filing on Google Icon
8/14/2026Primecap Management Co. CA16,000$4.51M0.0%N/A0.020%Search for SEC Filing on Google Icon
8/14/2026HMI Capital Management L.P.118,600$33.41M4.7%N/A0.151%Search for SEC Filing on Google Icon
8/14/2026Legal & General Group Plc283,459$79.85M0.0%N/A0.360%Search for SEC Filing on Google Icon
8/14/2026The Manufacturers Life Insurance Company5,055$1.42M0.0%N/A0.006%Search for SEC Filing on Google Icon
8/14/2026Veratis Advisors Inc.1,100$0.31M0.2%N/A0.001%Search for SEC Filing on Google Icon
8/14/2026SurgoCap Partners LP1,063,218$299.49M9.7%N/A1.350%Search for SEC Filing on Google Icon
8/13/2026Winmill & CO. Inc.46,500$13.10M2.9%N/A0.059%Search for SEC Filing on Google Icon
8/13/2026Cibc World Market Inc.9,907$2.79M0.0%N/A0.013%Search for SEC Filing on Google Icon
8/13/2026OMERS ADMINISTRATION Corp4,455$1.26M0.0%N/A0.006%Search for SEC Filing on Google Icon
8/13/2026Osmosis Investment Management UK Ltd1,915$0.54M0.0%N/A0.002%Search for SEC Filing on Google Icon
8/13/2026Sanctuary Advisors LLC9,902$2.79M0.0%N/A0.013%Search for SEC Filing on Google Icon
8/13/2026Connor Clark & Lunn Investment Management Ltd.14,288$4.03M0.0%N/A0.018%Search for SEC Filing on Google Icon
8/13/2026Barrow Hanley Mewhinney & Strauss LLC1,031,243$290.48M0.9%N/A1.310%Search for SEC Filing on Google Icon
8/13/2026Bank of Nova Scotia4,914$1.38M0.0%N/A0.006%Search for SEC Filing on Google Icon
8/12/2026Elevation Point Wealth Partners LLC5,927$1.67M0.0%N/A0.008%Search for SEC Filing on Google Icon
8/12/2026Daiichi Life Insurance Co. Ltd.1,593$0.45M0.0%N/A0.002%Search for SEC Filing on Google Icon
8/12/2026Foyston Gordon & Payne Inc36,282$10.29M2.2%N/A0.046%Search for SEC Filing on Google Icon
8/12/2026Commerce Bank13,172$3.71M0.0%N/A0.017%Search for SEC Filing on Google Icon
8/12/2026Northwestern Mutual Wealth Management Co.7,604$2.14M0.0%N/A0.010%Search for SEC Filing on Google Icon
8/12/2026Evolve Private Wealth LLC1,809$0.51M0.0%N/A0.002%Search for SEC Filing on Google Icon
8/12/2026Sumitomo Life Insurance Co.1,194$0.34M0.0%N/A0.002%Search for SEC Filing on Google Icon
8/12/2026Korea Investment CORP36,812$10.37M0.0%N/A0.047%Search for SEC Filing on Google Icon
8/12/2026Heron Bay Capital Management235,259$66.27M6.0%N/A0.299%Search for SEC Filing on Google Icon
8/12/2026Callan Family Office LLC7,444$2.10M0.0%N/A0.009%Search for SEC Filing on Google Icon
8/11/2026Allworth Financial LP4,107$1.16M0.0%N/A0.005%Search for SEC Filing on Google Icon
8/11/2026B. Metzler seel. Sohn & Co. AG46,399$13.07M0.1%N/A0.059%Search for SEC Filing on Google Icon
8/11/2026Silvant Capital Management LLC17,188$4.84M0.1%N/A0.022%Search for SEC Filing on Google Icon
8/11/2026Ceredex Value Advisors LLC74,269$20.92M0.6%N/A0.094%Search for SEC Filing on Google Icon
8/11/2026D L Carlson Investment Group Inc.5,351$1.51M0.2%N/A0.007%Search for SEC Filing on Google Icon
8/11/2026PCM Encore LLC848$0.24M0.0%N/A0.001%Search for SEC Filing on Google Icon
8/11/2026Trillium Asset Management LLC71,767$20.22M0.6%N/A0.091%Search for SEC Filing on Google Icon
8/11/2026Vise Technologies Inc.3,626$1.02M0.0%N/A0.005%Search for SEC Filing on Google Icon
8/11/2026Foresight Global Investors Inc.1,436$0.40M0.2%N/A0.002%Search for SEC Filing on Google Icon
8/10/2026Shepherd Financial Partners LLC4,755$1.34M0.1%N/A0.006%Search for SEC Filing on Google Icon
8/10/2026NewEdge Wealth LLC11,476$3.23M0.0%N/A0.015%Search for SEC Filing on Google Icon
8/10/2026Danske Bank A S2,721$0.77M0.0%N/A0.003%Search for SEC Filing on Google Icon
8/10/2026Danske Bank A S94,640$26.66M0.1%N/A0.120%Search for SEC Filing on Google Icon
8/10/2026Gables Capital Management Inc.400$0.11M0.0%N/A0.001%Search for SEC Filing on Google Icon
8/8/2026Wealthfront Advisers LLC2,208$0.62M0.0%N/A0.003%Search for SEC Filing on Google Icon
8/8/2026Main Street Financial Solutions LLC1,002$0.28M0.0%+47.8%0.001%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
LPL Financial logo
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance. The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
Read More on LPL Financial

Today's Range

Now: $328.09
Low: $326.97
High: $335.30

50 Day Range

MA: $350.00
Low: $321.06
High: $376.67

52 Week Range

Now: $328.09
Low: $260.15
High: $400.16

Volume

1,116,720 shs

Average Volume

550,593 shs

Market Capitalization

$25.83 billion

P/E Ratio

26.16

Dividend Yield

0.36%

Beta

0.48

Who are the company insiders with the largest holdings of LPL Financial?

LPL Financial's top insider shareholders include:
  1. Dan H Arnold (CEO)
  2. James Putnam (Director)
  3. Dan H Arnold (President)
  4. Mark S Casady (Director)
  5. John Andrew Kalbaugh (Director)
  6. James S Riepe (Director)
  7. George Burton White (Director)
  8. John Andrew Kalbaugh (Insider)
  9. Richard Steinmeier (Director)
  10. George Burton White (Insider)
Learn More about top insider investors at LPL Financial.

Who are the major institutional investors of LPL Financial?

LPL Financial's top institutional investors include:
  1. BlackRock Inc. — 6.01%
  2. Jupiter Topco LLC — 5.33%
  3. SurgoCap Partners LP — 1.35%
  4. Van ECK Associates Corp — 1.33%
  5. Barrow Hanley Mewhinney & Strauss LLC — 1.31%
  6. Bank of America Corp DE — 1.04%
Learn More about top institutional investors of LPL Financial stock.

Which major investors are selling LPL Financial stock?

During the previous quarter, LPLA stock was sold by these institutional investors:
  1. Wellington Management Group LLP
  2. TD Waterhouse Canada Inc.
  3. UBS AM a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
  4. Northwestern Mutual Wealth Management Co.
  5. Family Wealth Partners LLC
  6. Allworth Financial LP
  7. Corient Private Wealth LP
  8. Royal London Asset Management Ltd.
Within the last year, company insiders that have sold LPL Financial company stock include:
  1. Greg Gates (Director)
  2. Matthew J Audette (CFO)
  3. Matthew Enyedi (Director)
  4. Richard Steinmeier (CEO)
  5. Aneri Jambusaria (Director)
  6. Marc Eliot Cohen (Director)
  7. Katharine Reeping (Insider)
Learn More investors selling LPL Financial stock.

Which major investors are buying LPL Financial stock?

Within the last quarter, LPLA stock was purchased by institutional investors including:
  1. BlackRock Inc.
  2. Jupiter Topco LLC
  3. SurgoCap Partners LP
  4. Barrow Hanley Mewhinney & Strauss LLC
  5. Bank of America Corp DE
  6. Assenagon Asset Management S.A.
  7. Azora Capital LP
  8. Bank of New York Mellon Corp

LPL Financial Active Insiders

Dan H Arnold
Dan H Arnold (Age 61)
CEO
Matthew J Audette
Matthew J Audette (Age 51)
CFO
2 recent trades
Brent Simonich
Brent Simonich
CAO
Edward Fandrey
Edward Fandrey
Director
George Burton White
George Burton White (Age 56)
Director
Scott Seese
Scott Seese (Age 56)
Director
Matthew Enyedi
Matthew Enyedi
Director
1 recent trades
Michelle Oroschakoff
Michelle Oroschakoff (Age 64)
Director
Sallie R Larsen
Sallie R Larsen
Director
Richard Steinmeier
Richard Steinmeier (Age 51)
Director
William Francis Glavin Jr
William Francis Glavin Jr (Age 62)
Director
Aneri Jambusaria
Aneri Jambusaria
Director
2 recent trades
Kabir Sethi
Kabir Sethi
Director
Marc Eliot Cohen
Director
Greg Gates
Greg Gates
Group Managing Director, Chief Technology & Information Officer
1 recent trades
Katharine Reeping
Katharine Reeping
Insider
1 recent trades