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LPLA Insider Trading (LPL Financial)

Insider Ownership Percentage: 2.30%
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $14,874,348.12

LPL Financial Insider Trading History Chart

LPL Financial Share Price & Price History

$146.52
▲ +0.55 (0.38%)
As of 04/9/2021 01:00 AM ET
Days: 30 | 90 | 365
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LPL Financial Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
3/8/2021Richard SteinmeierDirectorSell1,406$136.67$192,158.02  
3/1/2021Matthew EnyediDirectorSell476$136.41$64,931.163,721  
2/26/2021Dan H ArnoldCEOSell2,558$130.23$333,128.34191,830  
2/26/2021Matthew J AudetteCFOSell1,512$131.31$198,540.7211,626  
2/26/2021Scott SeeseDirectorSell907$130.23$118,118.6123,553  
2/24/2021Dan H ArnoldCEOSell25,294$136.11$3,442,766.34244,291  
2/24/2021Matthew J AudetteCFOSell8,847$134.94$1,193,814.1828,517  
2/24/2021Scott SeeseDirectorSell4,661$134.94$628,955.3434,212  
2/16/2021Dan H ArnoldCEOSell7,974$130.86$1,043,477.64202,095  
2/12/2021Michelle OroschakoffDirectorSell4,000$128.16$512,640.0023,659  
2/9/2021Matthew EnyediDirectorSell1,473$124.89$183,962.975,716  
11/24/2020Sallie R LarsenDirectorSell5,225$95.00$496,375.0022,680  
11/16/2020Sallie R. LarsenDirectorSell6,300$91.22$574,686.00  
11/12/2020Michelle OroschakoffDirectorSell4,000$86.79$347,160.0023,857  
9/4/2020Dan H ArnoldCEOSell1,956$85.43$167,101.08212,915  
8/13/2020Dan H ArnoldCEOSell400$85.05$34,020.00224,912  
8/12/2020George Burton WhiteDirectorSell22,573$84.36$1,904,258.2853,081  
8/11/2020Dan H ArnoldCEOSell14,752$85.29$1,258,198.08224,912  
6/9/2020Dan H ArnoldCEOSell20,000$85.70$1,714,000.00232,159  
6/9/2020Richard SteinmeierDirectorSell5,418$86.02$466,056.3657,175  
2/25/2020Matthew J AudetteCFOSell1,095$87.78$96,119.1016,732  
2/25/2020Michelle OroschakoffDirectorSell665$87.78$58,373.708,545  
1/27/2020John Andrew KalbaughDirectorSell64,380$92.94$5,983,477.2094,274  
12/6/2019George Burton WhiteDirectorSell20,703$92.30$1,910,886.9049,512  
11/25/2019Tracy CalderDirectorSell13,181$91.60$1,207,379.608,089  
11/13/2019Michelle OroschakoffDirectorSell5,000$85.95$429,750.0014,563  
11/6/2019George Burton WhiteDirectorSell51,140$86.34$4,415,427.6040,809  
9/10/2019Dan H ArnoldCEOSell48,159$80.00$3,852,720.00227,784  
9/10/2019John Andrew KalbaughDirectorSell32,120$80.28$2,578,593.6024,096  
8/22/2019Dan H ArnoldCEOSell19,747$75.29$1,486,751.63248,593  
8/13/2019Michelle OroschakoffInsiderSell5,000$71.67$358,350.0014,297  
8/5/2019Matthew J AudetteCFOSell12,500$76.67$958,375.0030,943  
5/28/2019Michelle OroschakoffInsiderSell6,000$84.51$507,060.0015,563  
5/8/2019Tracy CalderInsiderSell500$84.25$42,125.00  
5/3/2019Dan H ArnoldCEOSell1,222$85.00$103,870.00230,068  
3/14/2019Michelle OroschakoffDirectorSell1,214$73.81$89,605.34  
3/14/2019Thomas GooleyInsiderSell25,392$74.06$1,880,531.5217,293  
2/26/2019Dan H ArnoldCEOSell7,113$77.34$550,119.42229,761  
2/26/2019Michelle OroschakoffDirectorSell11,593$77.11$893,936.2316,370  
2/11/2019John Andrew KalbaughInsiderSell40,000$76.94$3,077,600.0062,691  
2/4/2019Thomas GooleyInsiderSell43,440$74.83$3,250,615.2041,868  
1/16/2019Dan H ArnoldCEOSell36,774$70.00$2,574,180.00269,761  
1/10/2019George Burton WhiteInsiderSell23,892$66.00$1,576,872.0050,581  
12/12/2018James S RiepeDirectorSell4,517$60.69$274,136.7351,168  
12/12/2018Thomas GooleyInsiderSell29,876$60.72$1,814,070.72  
11/27/2018Michelle OroschakoffInsiderSell6,000$63.00$378,000.0019,811  
11/8/2018George Burton WhiteDirectorSell23,893$66.00$1,576,938.0050,582  
9/28/2018Sallie R. LarsenInsiderSell250$64.40$16,100.00  
8/27/2018Michelle OroschakoffDirectorSell6,000$67.11$402,660.0019,811  
8/1/2018Dan H ArnoldCEOSell6,000$66.90$401,400.00239,761  
6/14/2018John Andrew KalbaughDirectorSell1,627$70.20$114,215.40  
5/11/2018Michelle OroschakoffDirectorSell6,050$69.58$420,959.00  
5/7/2018Tracy CalderDirectorSell7,388$64.54$476,821.52  
See Full Table

SEC Filings (Institutional Ownership Changes) for LPL Financial (NASDAQ:LPLA)

95.68% of LPL Financial stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

LPL Financial Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in Company
4/9/2021Graves Light Private Wealth Management Inc.674$96K0.0%N/A0.001%
4/9/2021State of Alaska Department of Revenue1,556$0.22M0.0%-62.3%0.002%
4/6/2021TrimTabs Asset Management LLC4,614$0.65M0.3%N/A0.006%
4/5/2021Fulton Bank N.A.13,232$1.88M0.1%+11.6%0.017%
3/8/2021B. Metzler seel. Sohn & Co. Holding AG2,843$0.30M0.0%N/A0.004%
3/8/2021Dimensional Fund Advisors LP958,957$99.94M0.0%+1.2%1.204%
3/4/2021Hudson Bay Capital Management LP50,000$5.21M0.0%-41.2%0.063%
3/2/2021Norges Bank753,905$78.57M0.0%N/A0.946%
3/2/2021Capital Asset Advisory Services LLC267$28K0.0%N/A0.000%
3/1/2021UBS Asset Management Americas Inc.154,562$16.11M0.0%+18.4%0.194%
2/26/2021Bickling Financial Services Inc.2,920$0.30M0.2%N/A0.004%
2/25/2021Dimensional Fund Advisors LP958,957$99.94M0.0%+1.2%1.209%
2/25/2021Hsbc Holdings PLC60,972$6.38M0.0%+84.2%0.077%
2/24/2021Virtu Financial LLC5,693$0.59M0.1%N/A0.007%
2/23/2021Principal Financial Group Inc.124,619$12.99M0.0%+14.3%0.157%
2/19/2021JPMorgan Chase & Co.409,881$42.72M0.0%+17.1%0.517%
2/19/2021Itau Unibanco Holding S.A.19,615$2.04M0.1%-28.4%0.025%
2/18/2021Verition Fund Management LLC2,513$0.26M0.0%-38.7%0.003%
2/18/2021Truist Financial Corp15,742$1.64M0.0%+118.6%0.020%
2/17/2021Parian Global Management LP130,000$13.55M3.4%N/A0.164%
2/17/2021SummerHaven Investment Management LLC5,419$0.57M0.4%N/A0.007%
2/17/2021Voloridge Investment Management LLC80,697$8.41M0.1%+231.1%0.102%
2/17/2021IHT Wealth Management LLC2,422$0.25M0.0%N/A0.003%
2/17/2021Castleark Management LLC95,860$9.99M0.4%-18.7%0.121%
2/17/2021Freedman Financial Associates Inc.7,000$0.73M0.7%N/A0.009%
2/17/2021Cetera Investment Advisers2,375$0.25M0.0%N/A0.003%
2/17/2021Cetera Advisors LLC2,105$0.22M0.0%N/A0.003%
2/16/2021Castellan Group LLC12,420$1.29M1.4%N/A0.016%
2/16/2021SummerHaven Investment Management LLC564,768$0.57M0.4%N/A0.712%
2/16/2021HN Saltoro Capital LP8,000$0.83M0.4%N/A0.010%
2/16/2021Squarepoint Ops LLC32,263$3.36M0.0%N/A0.041%
2/16/2021MARSHALL WACE ASIA Ltd801,495$83.53M1.5%-8.4%1.011%
2/16/2021Glenmede Trust Co. NA5,528$0.58M0.0%-37.0%0.007%
2/16/2021Morgan Stanley170,634$17.78M0.0%+134.5%0.215%
2/16/2021Paloma Partners Management Co6,462$0.67M0.0%-59.5%0.008%
2/16/2021Knights of Columbus Asset Advisors LLC41,635$4.34M0.5%+7.1%0.053%
2/16/2021Nuveen Asset Management LLC443,378$46.21M0.0%+1.9%0.559%
2/16/2021Captrust Financial Advisors87,494$9.12M0.1%+5.2%0.110%
2/16/2021Guggenheim Capital LLC5,556$0.58M0.0%-16.8%0.007%
2/16/2021Price T Rowe Associates Inc. MD213,937$22.30M0.0%-74.7%0.270%
2/16/2021BCJ Capital Management LLC2,748$0.29M0.0%N/A0.003%
2/16/2021Junto Capital Management LP1,057,559$110.22M3.6%+19.4%1.334%
2/16/2021Engle Capital Management L.P.710,000$74M10.6%+6.0%0.895%
2/16/2021Virginia Retirement Systems ET AL9,800$1.02M0.0%-47.0%0.012%
2/16/2021Azora Capital LP685,098$71.40M6.5%N/A0.864%
2/16/2021Engineers Gate Manager LP3,181$0.33M0.0%-55.2%0.004%
2/16/2021Leuthold Group LLC3,535$0.37M0.0%-4.1%0.004%
2/16/2021Gyon Technologies Capital Management LP36,997$3.86M1.3%N/A0.047%
2/16/2021Janus Henderson Group PLC8,118,279$846.09M0.4%-0.5%10.239%
2/16/2021ExodusPoint Capital Management LP36,719$3.83M0.0%+85.8%0.046%
2/16/2021Charles Schwab Investment Management Inc.595,606$62.08M0.0%+1.6%0.751%
2/12/2021Stifel Financial Corp13,350$1.39M0.0%+19.9%0.017%
2/12/2021Epoch Investment Partners Inc.597,727$62.30M0.3%+114.9%0.754%
2/12/2021Inspire Advisors LLC1,276$0.13M0.0%N/A0.002%
2/12/2021CWM Advisors LLC3,074$0.32M0.1%N/A0.004%
2/12/2021Federated Hermes Inc.349,918$36.47M0.1%-0.9%0.441%
2/12/2021Raymond James Financial Services Advisors Inc.1,927$0.20M0.0%N/A0.002%
2/12/2021LPL Financial LLC69,057$7.20M0.0%+226.8%0.087%
2/12/2021Financial Advocates Investment Management9,026$0.94M0.1%+9.6%0.011%
2/12/2021Public Employees Retirement System of Ohio38,581$4.02M0.0%+28.0%0.049%
2/12/2021Credit Suisse AG89,478$9.33M0.0%+2.7%0.113%
2/12/2021CSat Investment Advisory L.P.7,594$0.79M0.7%-19.3%0.010%
2/12/2021Nordea Investment Management AB78,929$8.23M0.0%-1.9%0.100%
2/12/2021Kennedy Capital Management Inc.46,882$4.89M0.1%+0.2%0.059%
2/12/2021M&T Bank Corp3,878$0.40M0.0%-12.6%0.005%
2/11/2021Eqis Capital Management Inc.9,446$0.98M0.1%+35.2%0.012%
2/11/2021Kalos Management Inc.16,685$2.11M0.9%-1.8%0.021%
2/11/2021Northern Trust Corp384,273$40.05M0.0%+1.7%0.485%
2/11/2021Baird Financial Group Inc.2,132$0.22M0.0%N/A0.003%
2/11/2021Public Employees Retirement Association of Colorado11,750$1.23M0.0%-2.2%0.015%
2/11/2021First Mercantile Trust Co.5,380$0.56M0.1%-25.4%0.007%
2/11/2021Barclays PLC38,572$4.02M0.0%+151.8%0.049%
2/11/2021Citigroup Inc.32,343$3.37M0.0%-33.8%0.041%
2/11/2021Yorktown Management & Research Co Inc15,200$1.58M1.4%-3.2%0.019%
2/11/2021Cerity Partners LLC2,602$0.27M0.0%N/A0.003%
2/11/2021Teacher Retirement System of Texas7,277$0.76M0.0%-49.8%0.009%
2/11/2021Skandinaviska Enskilda Banken AB publ300$31K0.0%-94.3%0.000%
2/11/2021Westpac Banking Corp32,138$3.35M0.0%-3.6%0.041%
2/11/2021Ironwood Investment Counsel LLC11,375$1.19M0.3%-1.3%0.014%
2/10/2021Rhumbline Advisers84,640$8.82M0.0%+4.0%0.107%
2/10/2021King Luther Capital Management Corp8,690$0.91M0.0%+22.2%0.011%
2/10/2021Renaissance Technologies LLC65,700$6.85M0.0%N/A0.083%
2/10/2021Mackenzie Financial Corp14,529$1.51M0.0%+27.5%0.018%
2/10/2021Brandywine Global Investment Management LLC75,199$7.84M0.1%+11.2%0.095%
2/10/2021Prescott Group Capital Management L.L.C.3,000$0.31M0.1%N/A0.004%
2/10/2021Panagora Asset Management Inc.274,914$28.65M0.2%+4.6%0.347%
2/10/2021Argent Capital Management LLC641,921$66.90M2.4%+41.0%0.810%
2/10/2021Boston Partners172,439$17.97M0.0%-3.1%0.217%
2/10/2021KWB Wealth27,192$2.83M0.6%N/A0.034%
2/10/2021Harvest Fund Management Co. Ltd371$38K0.0%+90.3%0.000%
2/9/2021Otter Creek Advisors LLC49,600$5.17M4.1%-6.4%0.063%
2/9/2021Wells Fargo & Company MN1,059,980$110.47M0.0%+252.6%1.337%
2/9/2021Full18 Capital LLC49,967$5.21M2.3%N/A0.063%
2/9/2021First Pacific Advisors LP1,099,015$114.54M1.5%-19.9%1.386%
2/9/2021ClariVest Asset Management LLC33,497$3.49M0.1%-0.6%0.042%
2/9/2021Thornburg Investment Management Inc.191,554$19.96M0.2%N/A0.242%
2/9/2021Integrated Investment Consultants LLC1,922$0.20M0.1%N/A0.002%
2/9/2021Bank of New York Mellon Corp1,262,459$131.57M0.0%-38.9%1.592%
2/9/2021Quantitative Systematic Strategies LLC17,541$1.83M0.3%N/A0.022%
2/9/2021Illinois Municipal Retirement Fund10,094$1.05M0.0%+92.8%0.013%
Data available starting January 2016

See Full Table
LPL Financial logo
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and business development companies. The company also provides advisory platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market programs; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services to trusts for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
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Today's Range

Now: $146.52
$144.86
$146.80

50 Day Range

MA: $139.04
$130.27
$146.29

52 Week Range

Now: $146.52
$50.00
$147.69

Volume

323,774 shs

Average Volume

635,861 shs

Market Capitalization

$11.71 billion

P/E Ratio

24.38

Dividend Yield

0.69%

Beta

1.49

Who are the company insiders with the largest holdings of LPL Financial?

LPL Financial's top insider shareholders include:
  1. Dan H Arnold (CEO)
  2. John Andrew Kalbaugh (Director)
  3. Richard Steinmeier (Director)
  4. George Burton White (Director)
  5. Scott Seese (Director)
  6. Matthew J Audette (CFO)
  7. Michelle Oroschakoff (Director)
  8. Sallie R Larsen (Director)
  9. Michelle Oroschakoff (Insider)
  10. Tracy Calder (Director)
  11. Matthew Enyedi (Director)
  12. Sallie R Larsen (Director)
  13. Tracy Calder (Insider)

Who are the major institutional investors of LPL Financial?

LPL Financial's top institutional investors include:
  1. Fulton Bank N.A. — 0.02%
  2. TrimTabs Asset Management LLC — 0.01%
  3. State of Alaska Department of Revenue — 0.00%
  4. Graves Light Private Wealth Management Inc. — 0.00%

Which major investors are selling LPL Financial stock?

During the previous quarter, LPLA stock was sold by these institutional investors:
  1. State of Alaska Department of Revenue
Within the last year, company insiders that have sold LPL Financial company stock include:
  1. Dan H Arnold (CEO)
  2. John Andrew Kalbaugh (Director)
  3. Richard Steinmeier (Director)
  4. George Burton White (Director)
  5. Scott Seese (Director)
  6. Matthew J Audette (CFO)
  7. Michelle Oroschakoff (Director)
  8. Sallie R Larsen (Director)
  9. Michelle Oroschakoff (Insider)

Which major investors are buying LPL Financial stock?

Within the last quarter, LPLA stock was purchased by institutional investors including:
  1. TrimTabs Asset Management LLC
  2. Fulton Bank N.A.
  3. Graves Light Private Wealth Management Inc.
Insider Urges: Get Out Of Cash Before April 27th
Chris Rowe says there’s a huge stock market event looming - and he’s revealing his #1 pick for free.
Click here to find out more.
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