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LPLA Insider Trading

Insider Ownership Percentage: 0.60%
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $7,375,321.09

LPL Financial Insider Trading History Chart

This chart shows the insider buying and selling history at LPL Financial by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

LPL Financial Share Price & Price History

Current Price: $299.73
Price Change: ▲ Price Increase of +1.52 (0.51%)
As of 05/15/2026 04:00 PM ET

This chart shows the closing price history over time for LPLA up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

LPL Financial Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
4/15/2026Matthew J. AudetteCFOSell1,110$330.01$366,311.1019,803View SEC Filing Icon  
4/14/2026Matthew J. AudetteCFOSell469$325.34$152,584.4620,913View SEC Filing Icon  
3/10/2026Marc Eliot CohenDirectorSell1,088$309.72$336,975.364,400View SEC Filing Icon  
3/9/2026Marc Eliot CohenDirectorSell2,212$308.75$682,955.005,488View SEC Filing Icon  
2/26/2026Matthew EnyediDirectorSell2,109$320.15$675,196.3514,121View SEC Filing Icon  
2/26/2026Matthew J. AudetteCFOSell1,581$320.50$506,710.5021,382View SEC Filing Icon  
12/5/2025Greg GatesDirectorSell750$370.97$278,227.5014,620View SEC Filing Icon  
12/5/2025Richard SteinmeierCEOSell5,058$370.99$1,876,467.429,326View SEC Filing Icon  
12/1/2025Aneri JambusariaDirectorSell80$352.48$28,198.405,502View SEC Filing Icon  
11/5/2025Greg GatesDirectorSell1,500$376.43$564,645.0015,370View SEC Filing Icon  
10/6/2025Greg GatesDirectorSell750$314.42$235,815.0016,870View SEC Filing Icon  
9/5/2025Greg GatesDirectorSell1,500$338.21$507,315.0017,620View SEC Filing Icon  
9/2/2025Aneri JambusariaDirectorSell80$361.25$28,900.005,582View SEC Filing Icon  
8/5/2025Greg GatesDirectorSell1,500$374.05$561,075.0019,120View SEC Filing Icon  
7/3/2025Greg GatesDirectorSell1,500$382.63$573,945.0020,620View SEC Filing Icon  
2/26/2025Marc Eliot CohenDirectorSell1,100$365.85$402,435.004,075View SEC Filing Icon  
2/26/2025Matthew J. AudetteCFOSell4,588$360.07$1,652,001.1616,538View SEC Filing Icon  
2/5/2025Matthew J. AudetteCFOSell28,777$365.14$10,507,633.7813,663View SEC Filing Icon  
12/5/2024Aneri JambusariaDirectorSell305$331.94$101,241.703,920View SEC Filing Icon  
6/14/2024Dan H. ArnoldCEOSell5,677$277.31$1,574,288.87142,608View SEC Filing Icon  
2/26/2024Dan H. ArnoldCEOSell34,807$266.54$9,277,457.78141,810View SEC Filing Icon  
2/26/2024Kabir SethiDirectorSell1,300$266.50$346,450.0010,245View SEC Filing Icon  
2/26/2024Matthew J. AudetteCFOSell5,574$266.52$1,485,582.4813,663View SEC Filing Icon  
2/23/2024Dan H. ArnoldCEOSell7,089$265.66$1,883,263.74133,169View SEC Filing Icon  
2/20/2024Dan H. ArnoldCEOSell10,000$256.35$2,563,500.00137,044View SEC Filing Icon  
2/20/2024Matthew EnyediDirectorSell1,381$256.94$354,834.148,634View SEC Filing Icon  
11/2/2023Aneri JambusariaDirectorSell1,930$222.37$429,174.101,802View SEC Filing Icon  
9/20/2023Dan H. ArnoldCEOSell353$250.03$88,260.59145,884View SEC Filing Icon  
9/13/2023Richard SteinmeierDirectorSell10,300$242.68$2,499,604.0016,914View SEC Filing Icon  
8/22/2023Matthew EnyediDirectorSell3,265$230.86$753,757.909,978View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for LPL Financial (NASDAQ:LPLA)

95.66% of LPL Financial stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at LPLA by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

LPL Financial Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/16/2026Polar Asset Management Partners Inc.8,916$2.68M0.1%N/A0.011%Search for SEC Filing on Google Icon
5/16/2026SummitTX Capital L.P.18,466$5.56M0.2%N/A0.023%Search for SEC Filing on Google Icon
5/15/2026OMERS ADMINISTRATION Corp3,973$1.20M0.0%+26.5%0.005%Search for SEC Filing on Google Icon
5/15/2026Lombard Odier Asset Management Switzerland SA1,630$0.49M0.0%N/A0.002%Search for SEC Filing on Google Icon
5/15/2026Waverly Advisors LLC2,740$0.82M0.0%+288.1%0.003%Search for SEC Filing on Google Icon
5/15/2026Wealth Alliance LLC1,448$0.44M0.0%-12.2%0.002%Search for SEC Filing on Google Icon
5/15/2026Epoch Investment Partners Inc.408,301$122.83M0.7%-11.7%0.511%Search for SEC Filing on Google Icon
5/14/2026Dai ichi Life Insurance Company Ltd1,593$0.48M0.0%+178.0%0.002%Search for SEC Filing on Google Icon
5/14/2026Renaissance Technologies LLC120,540$36.26M0.1%+5.7%0.151%Search for SEC Filing on Google Icon
5/14/2026Gabelli Funds LLC3,000$0.90M0.0%-2.6%0.004%Search for SEC Filing on Google Icon
5/14/2026Morningstar Investment Management LLC7,849$2.36M0.1%+42.6%0.010%Search for SEC Filing on Google Icon
5/14/2026Public Employees Retirement System of Ohio24,222$7.29M0.0%-2.8%0.030%Search for SEC Filing on Google Icon
5/14/2026Clarkston Capital Partners LLC96,404$29M2.2%-68.0%0.121%Search for SEC Filing on Google Icon
5/14/2026Bank of Nova Scotia5,705$1.72M0.0%+0.7%0.007%Search for SEC Filing on Google Icon
5/14/2026Gibbs Wealth Management1,830$0.55M0.1%+16.7%0.002%Search for SEC Filing on Google Icon
5/14/2026Sei Investments Co.126,774$38.13M0.0%+13.4%0.159%Search for SEC Filing on Google Icon
5/14/2026Lido Advisors LLC2,608$0.79M0.0%+35.2%0.003%Search for SEC Filing on Google Icon
5/13/2026Cetera Investment Advisers19,511$5.87M0.0%+4.0%0.024%Search for SEC Filing on Google Icon
5/13/2026Coronation Fund Managers Ltd.290,443$87.37M4.0%+27.2%0.363%Search for SEC Filing on Google Icon
5/13/2026Aureus Asset Management LLC3,234$0.97M0.1%-6.9%0.004%Search for SEC Filing on Google Icon
5/13/2026NewEdge Wealth LLC12,914$3.89M0.0%-35.3%0.016%Search for SEC Filing on Google Icon
5/13/2026First Trust Advisors LP93,551$28.14M0.0%-5.1%0.117%Search for SEC Filing on Google Icon
5/12/2026ABN Amro Investment Solutions3,434$1.03M0.0%+10.9%0.004%Search for SEC Filing on Google Icon
5/8/2026PNC Financial Services Group Inc.8,940$2.69M0.0%+15.9%0.011%Search for SEC Filing on Google Icon
5/8/2026Oslo Pensjonsforsikring AS535$0.16M0.0%N/A0.001%Search for SEC Filing on Google Icon
5/7/2026WCM Investment Management LLC1,734,395$520.63M1.2%+0.8%2.169%Search for SEC Filing on Google Icon
5/7/2026Dimensional Fund Advisors LP816,367$245.60M0.1%+3.6%1.021%Search for SEC Filing on Google Icon
5/7/2026Parallel Advisors LLC2,711$0.82M0.0%+7.2%0.003%Search for SEC Filing on Google Icon
5/7/2026Cantillon Capital Management LLC324,927$97.75M0.6%-12.0%0.406%Search for SEC Filing on Google Icon
5/7/2026SEB Asset Management AB16,710$5.03M0.0%N/A0.021%Search for SEC Filing on Google Icon
5/7/2026Vision Retirement LLC1,043$0.31M0.1%-3.2%0.001%Search for SEC Filing on Google Icon
5/7/2026Valley Wealth Managers Inc.2,203$0.66M0.0%-4.0%0.003%Search for SEC Filing on Google Icon
5/6/2026Jennison Associates LLC135,221$40.68M0.0%+21.1%0.169%Search for SEC Filing on Google Icon
5/6/2026California Public Employees Retirement System143,288$43.11M0.0%-6.1%0.179%Search for SEC Filing on Google Icon
5/6/2026Future Fund LLC5,210$1.57M0.6%-2.5%0.006%Search for SEC Filing on Google Icon
5/6/2026Catalyst Capital Advisors LLC595$0.18M0.0%-76.1%0.001%Search for SEC Filing on Google Icon
5/6/2026Assetmark Inc.3,453$1.04M0.0%+32.8%0.004%Search for SEC Filing on Google Icon
5/6/2026Financiere des Professionnels Fonds d investissement inc.12,449$3.75M0.2%N/A0.016%Search for SEC Filing on Google Icon
5/6/2026Bessemer Group Inc.4,933$1.48M0.0%+43.2%0.006%Search for SEC Filing on Google Icon
5/6/2026Allspring Global Investments Holdings LLC2,514$0.73M0.0%-98.0%0.003%Search for SEC Filing on Google Icon
5/6/2026Independent Financial Group LLC1,794$0.54M0.0%N/A0.002%Search for SEC Filing on Google Icon
5/5/2026Wealthfront Advisers LLC9,614$2.89M0.0%+50.6%0.012%Search for SEC Filing on Google Icon
5/5/2026Marks Group Wealth Management Inc1,082$0.33M0.0%+36.4%0.001%Search for SEC Filing on Google Icon
5/5/2026Bank of New York Mellon Corp383,839$115.47M0.0%+5.1%0.479%Search for SEC Filing on Google Icon
5/5/2026Illinois Municipal Retirement Fund14,272$4.29M0.1%-26.9%0.018%Search for SEC Filing on Google Icon
5/5/2026Sanctuary Advisors LLC11,486$3.46M0.0%-24.7%0.014%Search for SEC Filing on Google Icon
5/5/2026Camden National Bank986$0.30M0.0%+8.5%0.001%Search for SEC Filing on Google Icon
5/5/2026Roberts Glore & Co. Inc. IL764$0.23M0.1%N/A0.001%Search for SEC Filing on Google Icon
5/4/2026Retirement Planning Group LLC1,888$0.57M0.0%-3.5%0.002%Search for SEC Filing on Google Icon
5/4/2026Sterling Group Wealth Management LLC5,869$1.77M0.8%+0.7%0.007%Search for SEC Filing on Google Icon
5/4/2026Empirical Financial Services LLC d.b.a. Empirical Wealth Management17,115$5.15M0.1%+3.8%0.021%Search for SEC Filing on Google Icon
5/4/2026Principal Financial Group Inc.2,636,544$793.16M0.4%+36.3%3.288%Search for SEC Filing on Google Icon
5/4/2026Abound Financial LLC193$58K0.0%+9,550.0%0.000%Search for SEC Filing on Google Icon
5/4/2026Y.D. More Investments Ltd210$63K0.0%+250.0%0.000%Search for SEC Filing on Google Icon
5/2/2026International Assets Investment Management LLC1,038$0.30M0.0%-26.9%0.001%Search for SEC Filing on Google Icon
5/2/2026Anchor Investment Management LLC10,884$3.27M0.3%+2.0%0.014%Search for SEC Filing on Google Icon
5/2/2026ARQ Wealth Advisors LLC3,090$0.93M0.2%N/A0.004%Search for SEC Filing on Google Icon
5/1/2026Fifth Third Bancorp15,263$4.59M0.0%+4,273.4%0.019%Search for SEC Filing on Google Icon
5/1/2026Simplicity Wealth LLC690$0.21M0.0%-8.1%0.001%Search for SEC Filing on Google Icon
5/1/2026Candriam S.C.A.7,295$2.20M0.0%-0.5%0.009%Search for SEC Filing on Google Icon
5/1/2026Sequoia Financial Advisors LLC3,091$0.93M0.0%-32.5%0.004%Search for SEC Filing on Google Icon
4/30/2026Hsbc Holdings PLC43,796$13.18M0.0%-25.0%0.055%Search for SEC Filing on Google Icon
4/30/2026Whipplewood Advisors LLC204$61K0.0%+1,260.0%0.000%Search for SEC Filing on Google Icon
4/30/2026First Horizon Corp199$60K0.0%-16.4%0.000%Search for SEC Filing on Google Icon
4/30/2026Kestra Advisory Services LLC2,498$0.75M0.0%-35.1%0.003%Search for SEC Filing on Google Icon
4/30/2026Sumitomo Mitsui Trust Group Inc.167,528$50.40M0.0%-5.1%0.209%Search for SEC Filing on Google Icon
4/30/2026Resona Asset Management Co. Ltd.24,326$7.32M0.0%+2.1%0.030%Search for SEC Filing on Google Icon
4/30/2026Munich Reinsurance Co Stock Corp in Munich37,605$11.31M0.3%+11.6%0.047%Search for SEC Filing on Google Icon
4/30/2026Personal CFO Solutions LLC809$0.24M0.0%+20.7%0.001%Search for SEC Filing on Google Icon
4/30/2026Stenger Family Office LLC3,305$0.99M0.2%-3.6%0.004%Search for SEC Filing on Google Icon
4/29/2026United Asset Strategies Inc.13,767$4.14M0.3%+4.3%0.017%Search for SEC Filing on Google Icon
4/29/2026Burney Co.3,795$1.14M0.0%-87.3%0.005%Search for SEC Filing on Google Icon
4/29/2026Swedbank AB58,348$17.55M0.0%-19.5%0.073%Search for SEC Filing on Google Icon
4/29/2026Integrated Advisors Network LLC712$0.21M0.0%+16.7%0.001%Search for SEC Filing on Google Icon
4/29/2026Shelton Wealth Management LLC3,672$1.11M0.5%-1.4%0.005%Search for SEC Filing on Google Icon
4/28/2026Whittier Trust Co. of Nevada Inc.20,868$6.15M0.1%+5.5%0.026%Search for SEC Filing on Google Icon
4/28/2026Whittier Trust Co.40,451$11.91M0.1%+11.2%0.050%Search for SEC Filing on Google Icon
4/28/2026DGS Capital Management LLC1,414$0.43M0.1%-14.2%0.002%Search for SEC Filing on Google Icon
4/28/2026Berger Financial Group Inc749$0.23M0.0%+6.1%0.001%Search for SEC Filing on Google Icon
4/28/2026NBT Bank N A NY299$90K0.0%-16.2%0.000%Search for SEC Filing on Google Icon
4/28/2026V Square Quantitative Management LLC1,293$0.39M0.0%+16.0%0.002%Search for SEC Filing on Google Icon
4/28/2026QRG Capital Management Inc.3,596$1.08M0.0%-15.1%0.004%Search for SEC Filing on Google Icon
4/27/2026HB Wealth Management LLC7,789$2.34M0.0%+1.6%0.010%Search for SEC Filing on Google Icon
4/27/2026Leelyn Smith LLC3,764$1.13M0.2%+19.5%0.005%Search for SEC Filing on Google Icon
4/27/2026Private Advisor Group LLC28,192$8.48M0.0%-3.1%0.035%Search for SEC Filing on Google Icon
4/27/2026Fjarde AP Fonden Fourth Swedish National Pension Fund22,440$6.75M0.0%+51.4%0.028%Search for SEC Filing on Google Icon
4/27/2026Elevation Point Wealth Partners LLC5,884$1.77M0.0%+69.2%0.007%Search for SEC Filing on Google Icon
4/25/2026Strs Ohio9,606$2.89M0.0%-26.7%0.012%Search for SEC Filing on Google Icon
4/25/2026Keybank National Association OH1,812$0.55M0.0%+24.4%0.002%Search for SEC Filing on Google Icon
4/25/2026Physician Wealth Advisors Inc.136$41K0.0%+580.0%0.000%Search for SEC Filing on Google Icon
4/24/2026Root Financial Partners LLC2,279$0.69M0.0%-1.7%0.003%Search for SEC Filing on Google Icon
4/24/2026Fulton Bank N.A.4,963$1.49M0.1%+5.4%0.006%Search for SEC Filing on Google Icon
4/24/2026James Investment Research Inc.6,186$1.86M0.2%-2.4%0.008%Search for SEC Filing on Google Icon
4/24/2026IFM Investors Pty Ltd19,251$5.79M0.0%+6.6%0.024%Search for SEC Filing on Google Icon
4/23/2026Lansforsakringar Fondforvaltning AB publ 24,368$7.33M0.0%-9.7%0.030%Search for SEC Filing on Google Icon
4/23/2026Apollon Wealth Management LLC1,039$0.31M0.0%-8.9%0.001%Search for SEC Filing on Google Icon
4/22/2026Janney Montgomery Scott LLC19,661$5.92M0.0%-68.1%0.025%Search for SEC Filing on Google Icon
4/22/2026Caldwell Trust Co7,833$2.36M0.2%-0.6%0.010%Search for SEC Filing on Google Icon
4/22/2026Fort Washington Investment Advisors Inc. OH348,101$104.72M0.6%+38.5%0.434%Search for SEC Filing on Google Icon
4/22/2026Pictet Asset Management Holding SA39,830$11.98M0.0%-10.4%0.050%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
LPL Financial logo
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance. The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
Read More on LPL Financial

Today's Range

Now: $299.73
Low: $295.00
High: $304.71

50 Day Range

MA: $307.77
Low: $284.05
High: $334.13

52 Week Range

Now: $299.73
Low: $281.51
High: $403.58

Volume

565,986 shs

Average Volume

830,296 shs

Market Capitalization

$23.97 billion

P/E Ratio

26.76

Dividend Yield

0.40%

Beta

0.57

Who are the company insiders with the largest holdings of LPL Financial?

LPL Financial's top insider shareholders include:
  1. Dan H Arnold (CEO)
  2. James Putnam (Director)
  3. Dan H Arnold (President)
  4. Mark S Casady (Director)
  5. John Andrew Kalbaugh (Director)
  6. James S Riepe (Director)
  7. George Burton White (Director)
  8. John Andrew Kalbaugh (Insider)
  9. Richard Steinmeier (Director)
  10. George Burton White (Insider)
Learn More about top insider investors at LPL Financial.

Who are the major institutional investors of LPL Financial?

LPL Financial's top institutional investors include:
  1. Principal Financial Group Inc. — 3.29%
  2. WCM Investment Management LLC — 2.17%
  3. Dimensional Fund Advisors LP — 1.02%
  4. Epoch Investment Partners Inc. — 0.51%
  5. Bank of New York Mellon Corp — 0.48%
  6. Fort Washington Investment Advisors Inc. OH — 0.43%
Learn More about top institutional investors of LPL Financial stock.

Which major investors are selling LPL Financial stock?

During the previous quarter, LPLA stock was sold by these institutional investors:
  1. Clarkston Capital Partners LLC
  2. Allspring Global Investments Holdings LLC
  3. Epoch Investment Partners Inc.
  4. Cantillon Capital Management LLC
  5. Janney Montgomery Scott LLC
  6. Burney Co.
  7. Hsbc Holdings PLC
  8. Swedbank AB
Within the last year, company insiders that have sold LPL Financial company stock include:
  1. Matthew J Audette (CFO)
  2. Greg Gates (Director)
  3. Matthew Enyedi (Director)
  4. Richard Steinmeier (CEO)
  5. Aneri Jambusaria (Director)
  6. Marc Eliot Cohen (Director)
Learn More investors selling LPL Financial stock.

Which major investors are buying LPL Financial stock?

Within the last quarter, LPLA stock was purchased by institutional investors including:
  1. Principal Financial Group Inc.
  2. Fort Washington Investment Advisors Inc. OH
  3. Ocean Park Asset Management LLC
  4. Coronation Fund Managers Ltd.
  5. Dimensional Fund Advisors LP
  6. Jennison Associates LLC
  7. Bank of New York Mellon Corp
  8. SEB Asset Management AB

LPL Financial Active Insiders

Dan H Arnold
Dan H Arnold (Age 61)
CEO
Matthew J Audette
Matthew J Audette (Age 51)
CFO
3 recent trades
Brent Simonich
Brent Simonich
CAO
Edward Fandrey
Edward Fandrey
Director
George Burton White
George Burton White (Age 56)
Director
Scott Seese
Scott Seese (Age 56)
Director
Matthew Enyedi
Matthew Enyedi
Director
1 recent trades
Michelle Oroschakoff
Michelle Oroschakoff (Age 64)
Director
Sallie R Larsen
Sallie R Larsen
Director
Richard Steinmeier
Richard Steinmeier (Age 51)
Director
1 recent trades
William Francis Glavin Jr
William Francis Glavin Jr (Age 62)
Director
Aneri Jambusaria
Aneri Jambusaria
Director
1 recent trades
Kabir Sethi
Kabir Sethi
Director
Marc Eliot Cohen
Director
2 recent trades
Greg Gates
Greg Gates
Group Managing Director, Chief Technology & Information Officer
1 recent trades