LPLA Insider Trading

Insider Ownership Percentage: 1.00%
Insider Buying (Last 12 Months): $100,388.11
Insider Selling (Last 12 Months): $19,681,884.73

LPL Financial Insider Trading History Chart

This chart shows the insider buying and selling history at LPL Financial by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

LPL Financial Share Price & Price History

Current Price: $266.16
Price Change: Price Decrease of -0.74 (-0.28%)
As of 04/24/2024 04:28 PM ET

This chart shows the closing price history over time for LPLA up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

LPL Financial Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
2/26/2024Dan H. ArnoldCEOSell34,807$266.54$9,277,457.78141,810View SEC Filing Icon  
2/26/2024Kabir SethiDirectorSell1,300$266.50$346,450.0010,245View SEC Filing Icon  
2/26/2024Matthew J. AudetteCFOSell5,574$266.52$1,485,582.4813,663View SEC Filing Icon  
2/23/2024Dan H. ArnoldCEOSell7,089$265.66$1,883,263.74133,169View SEC Filing Icon  
2/20/2024Dan H. ArnoldCEOSell10,000$256.35$2,563,500.00137,044View SEC Filing Icon  
2/20/2024Matthew EnyediDirectorSell1,381$256.94$354,834.148,634View SEC Filing Icon  
11/2/2023Aneri JambusariaDirectorSell1,930$222.37$429,174.101,802View SEC Filing Icon  
9/20/2023Dan H. ArnoldCEOSell353$250.03$88,260.59145,884View SEC Filing Icon  
9/13/2023Richard SteinmeierDirectorSell10,300$242.68$2,499,604.0016,914View SEC Filing Icon  
8/22/2023Matthew EnyediDirectorSell3,265$230.86$753,757.909,978View SEC Filing Icon  
5/4/2023William Francis Glavin, Jr.DirectorBuy557$180.23$100,388.112,775View SEC Filing Icon  
2/27/2023Dan H. ArnoldCEOSell38,444$246.20$9,464,912.80154,884View SEC Filing Icon  
2/27/2023Matthew J. AudetteCFOSell7,111$246.17$1,750,514.8712,644View SEC Filing Icon  
2/27/2023Michelle OroschakoffDirectorSell4,809$246.18$1,183,879.6223,852View SEC Filing Icon  
2/13/2023Sallie R. LarsenDirectorSell20,519$241.84$4,962,314.9624,555View SEC Filing Icon  
2/6/2023Matthew J. AudetteCFOSell20,810$239.30$4,979,833.0012,667View SEC Filing Icon  
11/18/2022Brent Blain SimonichCAOBuy920$219.15$201,618.006,042View SEC Filing Icon  
11/17/2022Michelle OroschakoffDirectorSell5,213$213.80$1,114,539.4041,100View SEC Filing Icon  
10/31/2022Matthew J. AudetteCFOSell20,000$257.09$5,141,800.0012,667View SEC Filing Icon  
10/5/2022Dan H. ArnoldCEOSell20,000$240.27$4,805,400.00157,823View SEC Filing Icon  
8/17/2022Dan H. ArnoldCEOSell11,391$230.63$2,627,106.33162,608View SEC Filing Icon  
8/15/2022Dan H. ArnoldCEOSell10,000$225.56$2,255,600.00162,608View SEC Filing Icon  
8/4/2022Richard SteinmeierDirectorSell7,355$216.64$1,593,387.2024,078View SEC Filing Icon  
7/29/2022Dan H. ArnoldCEOSell39,015$210.33$8,206,024.95162,608View SEC Filing Icon  
5/27/2022Dan H. ArnoldCEOSell19,508$200.36$3,908,622.88162,608View SEC Filing Icon  
5/16/2022Michelle OroschakoffDirectorSell15,724$172.23$2,708,144.5242,068View SEC Filing Icon  
3/14/2022Matthew EnyediDirectorSell1,900$159.25$302,575.00View SEC Filing Icon  
3/8/2022William Francis Glavin, Jr.DirectorBuy1,760$141.59$249,198.40View SEC Filing Icon  
2/28/2022Dan H. ArnoldCEOSell23,119$180.77$4,179,221.63View SEC Filing Icon  
2/28/2022Matthew J. AudetteCFOSell5,780$180.76$1,044,792.80View SEC Filing Icon  
2/28/2022Sallie R. LarsenDirectorSell4,506$177.77$801,031.62View SEC Filing Icon  
2/16/2022Michelle OroschakoffDirectorSell15,217$185.59$2,824,123.03View SEC Filing Icon  
2/7/2022George Burton WhiteDirectorSell80,368$181.18$14,561,074.24View SEC Filing Icon  
2/7/2022Matthew J. AudetteCFOSell20,000$181.20$3,624,000.00View SEC Filing Icon  
12/7/2021George Burton WhiteDirectorSell22,271$166.10$3,699,213.10View SEC Filing Icon  
11/30/2021Edward FandreyDirectorSell1,784$158.56$282,871.04View SEC Filing Icon  
11/16/2021Michelle OroschakoffDirectorSell17,010$166.97$2,840,159.70View SEC Filing Icon  
8/26/2021Edward FandreyDirectorSell1,784$148.78$265,423.52View SEC Filing Icon  
7/20/2021Matthew EnyediDirectorSell7,712$130.00$1,002,560.00View SEC Filing Icon  
6/14/2021Scott SeeseDirectorSell12,521$139.10$1,741,671.10View SEC Filing Icon  
5/12/2021George Burton WhiteDirectorSell50,608$146.56$7,417,108.4863,102View SEC Filing Icon  
5/10/2021Dan H. ArnoldCEOSell15,594$154.41$2,407,869.54219,609View SEC Filing Icon  
5/10/2021Matthew J. AudetteCFOSell50,905$154.39$7,859,222.9529,998View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for LPL Financial (NASDAQ:LPLA)

95.66% of LPL Financial stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at LPLA by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

LPL Financial Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/24/2024Simplicity Wealth LLC6,544$1.73M0.0%N/A0.009%Search for SEC Filing on Google Icon
4/24/2024Assenagon Asset Management S.A.8,745$2.31M0.0%-63.8%0.012%Search for SEC Filing on Google Icon
4/23/2024Global Retirement Partners LLC276$73K0.0%-13.8%0.000%Search for SEC Filing on Google Icon
4/23/2024Venturi Wealth Management LLC44,569$11.78M0.8%+5.1%0.060%Search for SEC Filing on Google Icon
4/23/2024Amalgamated Bank7,329$1.94M0.0%-27.1%0.010%Search for SEC Filing on Google Icon
4/23/2024Gradient Investments LLC16,465$4.35M0.1%-10.6%0.022%Search for SEC Filing on Google Icon
4/23/2024Cigna Investments Inc. New799$0.21M0.0%N/A0.001%Search for SEC Filing on Google Icon
4/23/2024Raymond James Financial Services Advisors Inc.9,971$2.63M0.0%+8.2%0.013%Search for SEC Filing on Google Icon
4/22/2024Drive Wealth Management LLC929$0.25M0.1%N/A0.001%Search for SEC Filing on Google Icon
4/22/2024Raymond James & Associates373,968$98.80M0.1%+2.2%0.501%Search for SEC Filing on Google Icon
4/22/2024IFM Investors Pty Ltd15,573$4.11M0.0%-1.7%0.021%Search for SEC Filing on Google Icon
4/22/2024Everpar Advisors LLC2,596$0.69M0.4%-44.3%0.003%Search for SEC Filing on Google Icon
4/19/2024Norden Group LLC3,366$0.89M0.0%N/A0.005%Search for SEC Filing on Google Icon
4/19/2024Monument Capital Management9,154$2.42M0.7%+6.9%0.012%Search for SEC Filing on Google Icon
4/19/2024Sumitomo Mitsui Trust Holdings Inc.187,783$49.61M0.0%-9.1%0.251%Search for SEC Filing on Google Icon
4/19/2024Handelsinvest Investeringsforvaltning1,651$0.44M0.2%-34.2%0.002%Search for SEC Filing on Google Icon
4/18/2024MEAG MUNICH ERGO Kapitalanlagegesellschaft mbH6,902$1.82M0.1%N/A0.009%Search for SEC Filing on Google Icon
4/18/2024Allspring Global Investments Holdings LLC287,071$75.84M0.1%-10.6%0.384%Search for SEC Filing on Google Icon
4/18/2024Oak Thistle LLC1,917$0.51M0.5%N/A0.003%Search for SEC Filing on Google Icon
4/18/2024LVW Advisors LLC3,245$0.86M0.1%+1.9%0.004%Search for SEC Filing on Google Icon
4/17/2024Winthrop Advisory Group LLC20,783$5.49M0.8%-0.7%0.028%Search for SEC Filing on Google Icon
4/16/2024Artemis Investment Management LLP110,904$29.29M0.4%+0.3%0.148%Search for SEC Filing on Google Icon
4/16/2024Hennessy Advisors Inc.11,800$3.12M0.1%N/A0.016%Search for SEC Filing on Google Icon
4/16/2024Transform Wealth LLC31,804$8.40M0.8%N/A0.043%Search for SEC Filing on Google Icon
4/16/2024Thrive Wealth Management LLC1,160$0.31M0.1%+19.7%0.002%Search for SEC Filing on Google Icon
4/16/2024Wealth Enhancement Advisory Services LLC8,675$2.29M0.0%+3.7%0.012%Search for SEC Filing on Google Icon
4/15/2024DGS Capital Management LLC1,625$0.43M0.1%+2.8%0.002%Search for SEC Filing on Google Icon
4/15/2024Eagle Rock Investment Company LLC15,113$3.99M0.7%-1.3%0.020%Search for SEC Filing on Google Icon
4/12/2024Riverview Trust Co113$30K0.0%N/A0.000%Search for SEC Filing on Google Icon
4/12/2024Annex Advisory Services LLC11,618$3.07M0.1%-4.9%0.016%Search for SEC Filing on Google Icon
4/12/2024Gateway Investment Advisers LLC5,079$1.34M0.0%+1.7%0.007%Search for SEC Filing on Google Icon
4/12/2024CGN Advisors LLC6,804$1.80M0.2%+13.8%0.009%Search for SEC Filing on Google Icon
4/11/2024MJP Associates Inc. ADV1,445$0.38M0.1%+27.2%0.002%Search for SEC Filing on Google Icon
4/11/2024Gulf International Bank UK Ltd6,410$1.69M0.0%+0.9%0.009%Search for SEC Filing on Google Icon
4/11/2024Financiere des Professionnels Fonds d investissement inc.3,212$0.85M0.1%N/A0.004%Search for SEC Filing on Google Icon
4/10/2024Park Avenue Securities LLC7,386$1.95M0.0%-14.0%0.010%Search for SEC Filing on Google Icon
4/10/2024Legacy Financial Group LLC1,366$0.36M0.1%N/A0.002%Search for SEC Filing on Google Icon
4/10/2024Banque Cantonale Vaudoise4,578$1.21M0.0%-1.4%0.006%Search for SEC Filing on Google Icon
4/10/2024Fulton Bank N.A.3,638$0.96M0.0%+24.6%0.005%Search for SEC Filing on Google Icon
4/5/2024First Hawaiian Bank5,600$1.48M0.0%-25.2%0.007%Search for SEC Filing on Google Icon
4/3/2024Reinhart Partners LLC.75,835$20.04M0.8%+1.6%0.102%Search for SEC Filing on Google Icon
3/29/2024Kapitalo Investimentos Ltda524$0.12M0.0%+41.6%0.001%Search for SEC Filing on Google Icon
3/26/2024HighPoint Advisor Group LLC2,225$0.51M0.0%N/A0.003%Search for SEC Filing on Google Icon
3/22/2024PNC Financial Services Group Inc.2,527$0.58M0.0%-10.6%0.003%Search for SEC Filing on Google Icon
3/20/2024Family Wealth Partners LLC70,514$16.05M12.4%N/A0.095%Search for SEC Filing on Google Icon
3/15/2024B. Riley Wealth Advisors Inc.934$0.21M0.0%-57.8%0.001%Search for SEC Filing on Google Icon
3/11/2024Vanguard Group Inc.7,141,049$1.63B0.0%+0.7%9.592%Search for SEC Filing on Google Icon
3/8/2024ICA Group Wealth Management LLC389$89K0.0%N/A0.001%Search for SEC Filing on Google Icon
3/5/2024Wellington Management Group LLP209,078$47.59M0.0%-25.7%0.281%Search for SEC Filing on Google Icon
3/1/2024Goldman Sachs Group Inc.317,094$72.18M0.0%-3.5%0.426%Search for SEC Filing on Google Icon
2/21/2024V Square Quantitative Management LLC863$0.20M0.0%+65.3%0.001%Search for SEC Filing on Google Icon
2/15/2024Gilder Gagnon Howe & Co. LLC234,524$53.38M0.7%+12,785.9%0.310%Search for SEC Filing on Google Icon
2/15/2024HST Ventures LLC8,839$2.01M0.7%-54.0%0.012%Search for SEC Filing on Google Icon
2/15/2024BlueMar Capital Management LLC12,414$2.83M4.3%-32.3%0.016%Search for SEC Filing on Google Icon
2/15/2024Darlington Partners Capital Management LP715,014$162.75M9.4%-1.1%0.946%Search for SEC Filing on Google Icon
2/14/2024Point72 Europe London LLP31,332$7.13M0.9%+52.3%0.041%Search for SEC Filing on Google Icon
2/14/2024Junto Capital Management LP514,315$117.07M2.6%+24.4%0.680%Search for SEC Filing on Google Icon
2/14/2024Strategic Global Advisors LLC10,200$2.32M0.5%-40.9%0.013%Search for SEC Filing on Google Icon
2/14/2024Eminence Capital LP799,757$182.04M2.7%+14.5%1.058%Search for SEC Filing on Google Icon
2/14/2024Future Fund LLC1,254$0.29M0.8%-13.8%0.002%Search for SEC Filing on Google Icon
2/14/2024Azora Capital LP326,796$74.39M6.4%+1.1%0.432%Search for SEC Filing on Google Icon
2/14/2024Logan Capital Management Inc.45,087$10.26M0.5%-1.6%0.060%Search for SEC Filing on Google Icon
2/14/2024Capital Fund Management S.A.29,782$6.78M0.0%-50.8%0.039%Search for SEC Filing on Google Icon
2/14/2024Shell Asset Management Co.3,392$0.77M0.0%-19.4%0.004%Search for SEC Filing on Google Icon
2/14/2024Connectus Wealth LLC5,934$1.35M0.0%-2.0%0.008%Search for SEC Filing on Google Icon
2/14/2024Seven Eight Capital LP10,573$2.41M0.3%N/A0.014%Search for SEC Filing on Google Icon
2/14/2024Prudential PLC6,828$1.55M0.0%-22.7%0.009%Search for SEC Filing on Google Icon
2/14/2024CenterBook Partners LP4,260$0.97M0.1%-21.0%0.006%Search for SEC Filing on Google Icon
2/13/2024Epoch Investment Partners Inc.774,297$176.25M0.8%+89.0%1.024%Search for SEC Filing on Google Icon
2/13/2024Vinva Investment Management Ltd1,183$0.27M0.0%N/A0.002%Search for SEC Filing on Google Icon
2/13/2024Envestnet Asset Management Inc.306,755$69.82M0.0%-9.2%0.406%Search for SEC Filing on Google Icon
2/13/2024Pinebridge Investments L.P.121,561$27.67M0.3%-16.6%0.161%Search for SEC Filing on Google Icon
2/13/2024Public Employees Retirement Association of Colorado8,749$1.99M0.0%-84.0%0.012%Search for SEC Filing on Google Icon
2/13/2024Annex Advisory Services LLC12,211$2.78M0.1%N/A0.016%Search for SEC Filing on Google Icon
2/13/2024Crossmark Global Holdings Inc.4,597$1.05M0.0%+17.6%0.006%Search for SEC Filing on Google Icon
2/13/2024Capital Research Global Investors2,208,188$502.63M0.1%-5.4%2.920%Search for SEC Filing on Google Icon
2/13/2024Fairview Capital Investment Management LLC502,281$114.33M6.8%-1.2%0.664%Search for SEC Filing on Google Icon
2/13/2024Blueshift Asset Management LLC996$0.23M0.1%N/A0.001%Search for SEC Filing on Google Icon
2/13/2024CIBC Private Wealth Group LLC9,724$2.21M0.0%+45.6%0.013%Search for SEC Filing on Google Icon
2/13/2024CIBC Asset Management Inc10,510$2.39M0.0%-18.0%0.014%Search for SEC Filing on Google Icon
2/13/2024The Manufacturers Life Insurance Company 99,703$22.69M0.0%+1,911.4%0.132%Search for SEC Filing on Google Icon
2/13/2024KBC Group NV9,869$2.25M0.0%-69.0%0.013%Search for SEC Filing on Google Icon
2/13/2024California State Teachers Retirement System120,608$27.45M0.0%-0.9%0.159%Search for SEC Filing on Google Icon
2/12/2024Shepherd Financial Partners LLC20,197$4.60M0.7%N/A0.027%Search for SEC Filing on Google Icon
2/12/2024Crestline Management LP12,037$2.74M0.2%-66.2%0.016%Search for SEC Filing on Google Icon
2/12/2024Banco BTG Pactual S.A.9,400$2.15M0.3%N/A0.012%Search for SEC Filing on Google Icon
2/12/2024Eagle Asset Management Inc.719,291$163.73M0.9%-2.1%0.951%Search for SEC Filing on Google Icon
2/12/2024Brown Brothers Harriman & Co.58,956$13.42M0.1%+35.3%0.078%Search for SEC Filing on Google Icon
2/12/2024Bank of Nova Scotia16,209$3.69M0.0%+37.2%0.021%Search for SEC Filing on Google Icon
2/12/2024Otter Creek Advisors LLC3,715$0.84M0.5%N/A0.005%Search for SEC Filing on Google Icon
2/12/2024First Pacific Advisors LP460,261$104.77M1.6%-4.2%0.609%Search for SEC Filing on Google Icon
2/12/2024Capstone Investment Advisors LLC1,109$0.25M0.0%+11.2%0.001%Search for SEC Filing on Google Icon
2/12/2024Oliver Luxxe Assets LLC8,152$1.86M0.4%+0.6%0.011%Search for SEC Filing on Google Icon
2/12/2024TFO Wealth Partners LLC1,869$0.43M0.0%+37,280.0%0.002%Search for SEC Filing on Google Icon
2/12/2024Treasurer of the State of North Carolina52,782$12.01M0.1%-3.1%0.070%Search for SEC Filing on Google Icon
2/12/2024Allianz Asset Management GmbH8,396$1.91M0.0%-14.9%0.011%Search for SEC Filing on Google Icon
2/12/2024Stifel Financial Corp97,967$22.30M0.0%-9.1%0.130%Search for SEC Filing on Google Icon
2/12/2024TD Asset Management Inc828,369$188.55M0.2%+286.0%1.095%Search for SEC Filing on Google Icon
2/12/2024Steward Partners Investment Advisory LLC922$0.21M0.0%+20.2%0.001%Search for SEC Filing on Google Icon
2/12/2024Hsbc Holdings PLC312,206$71.06M0.1%+93.7%0.413%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
LPL Financial logo
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance. The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
Read More on LPL Financial

Today's Range

Now: $266.16
Low: $265.33
High: $268.10

50 Day Range

MA: $263.14
Low: $255.00
High: $273.77

52 Week Range

Now: $266.16
Low: $179.00
High: $274.35

Volume

164,397 shs

Average Volume

522,649 shs

Market Capitalization

$19.88 billion

P/E Ratio

19.50

Dividend Yield

0.45%

Beta

0.84

Who are the company insiders with the largest holdings of LPL Financial?

LPL Financial's top insider shareholders include:
  1. Dan H Arnold (CEO)
  2. Michelle Oroschakoff (Director)
  3. Sallie R Larsen (Director)
  4. Richard Steinmeier (Director)
  5. Matthew J Audette (CFO)
  6. Kabir Sethi (Director)
  7. Matthew Enyedi (Director)
  8. Brent Simonich (CAO)
  9. William Francis Glavin Jr (Director)
  10. Aneri Jambusaria (Director)
Learn More about top insider investors at LPL Financial.

Who are the major institutional investors of LPL Financial?

LPL Financial's top institutional investors include:
  1. Raymond James & Associates — 0.50%
  2. Allspring Global Investments Holdings LLC — 0.38%
  3. Sumitomo Mitsui Trust Holdings Inc. — 0.25%
  4. Artemis Investment Management LLP — 0.15%
  5. Reinhart Partners LLC. — 0.10%
  6. Venturi Wealth Management LLC — 0.06%
Learn More about top institutional investors of LPL Financial stock.

Which major investors are selling LPL Financial stock?

During the previous quarter, LPLA stock was sold by these institutional investors:
  1. Allspring Global Investments Holdings LLC
  2. Sumitomo Mitsui Trust Holdings Inc.
  3. Assenagon Asset Management S.A.
  4. Amalgamated Bank
  5. Everpar Advisors LLC
  6. Gradient Investments LLC
  7. First Hawaiian Bank
  8. Park Avenue Securities LLC
Within the last year, company insiders that have sold LPL Financial company stock include:
  1. Dan H Arnold (CEO)
  2. Michelle Oroschakoff (Director)
  3. Sallie R Larsen (Director)
  4. Richard Steinmeier (Director)
  5. Matthew J Audette (CFO)
  6. Kabir Sethi (Director)
Learn More investors selling LPL Financial stock.

Which major investors are buying LPL Financial stock?

Within the last quarter, LPLA stock was purchased by institutional investors including:
  1. Transform Wealth LLC
  2. Hennessy Advisors Inc.
  3. Raymond James & Associates
  4. MEAG MUNICH ERGO Kapitalanlagegesellschaft mbH
  5. Simplicity Wealth LLC
  6. Norden Group LLC
  7. Financiere des Professionnels Fonds d investissement inc.
  8. Venturi Wealth Management LLC
During the last year, these company insiders have bought LPL Financial stock:
  1. Dan H Arnold (CEO)
  2. Michelle Oroschakoff (Director)
Learn More investors buying LPL Financial stock.