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LPLA Insider Trading

Insider Ownership Percentage: 1.30%
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $14,237,600.51

LPL Financial Insider Trading History Chart

This chart shows the insider buying and selling history at LPL Financial by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

LPL Financial Share Price & Price History

Current Price: $312.55
Price Change: ▲ Price Increase of +12.35 (4.11%)
As of 04/23/2025 05:00 PM ET

This chart shows the closing price history over time for LPLA up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

LPL Financial Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
2/26/2025Marc Eliot CohenDirectorSell1,100$365.85$402,435.004,075View SEC Filing Icon  
2/26/2025Matthew J. AudetteCFOSell4,588$360.07$1,652,001.1616,538View SEC Filing Icon  
2/5/2025Matthew J. AudetteCFOSell28,777$365.14$10,507,633.7813,663View SEC Filing Icon  
12/5/2024Aneri JambusariaDirectorSell305$331.94$101,241.703,920View SEC Filing Icon  
6/14/2024Dan H. ArnoldCEOSell5,677$277.31$1,574,288.87142,608View SEC Filing Icon  
2/26/2024Dan H. ArnoldCEOSell34,807$266.54$9,277,457.78141,810View SEC Filing Icon  
2/26/2024Kabir SethiDirectorSell1,300$266.50$346,450.0010,245View SEC Filing Icon  
2/26/2024Matthew J. AudetteCFOSell5,574$266.52$1,485,582.4813,663View SEC Filing Icon  
2/23/2024Dan H. ArnoldCEOSell7,089$265.66$1,883,263.74133,169View SEC Filing Icon  
2/20/2024Dan H. ArnoldCEOSell10,000$256.35$2,563,500.00137,044View SEC Filing Icon  
2/20/2024Matthew EnyediDirectorSell1,381$256.94$354,834.148,634View SEC Filing Icon  
11/2/2023Aneri JambusariaDirectorSell1,930$222.37$429,174.101,802View SEC Filing Icon  
9/20/2023Dan H. ArnoldCEOSell353$250.03$88,260.59145,884View SEC Filing Icon  
9/13/2023Richard SteinmeierDirectorSell10,300$242.68$2,499,604.0016,914View SEC Filing Icon  
8/22/2023Matthew EnyediDirectorSell3,265$230.86$753,757.909,978View SEC Filing Icon  
5/4/2023William Francis Glavin, Jr.DirectorBuy557$180.23$100,388.112,775View SEC Filing Icon  
2/27/2023Dan H. ArnoldCEOSell38,444$246.20$9,464,912.80154,884View SEC Filing Icon  
2/27/2023Matthew J. AudetteCFOSell7,111$246.17$1,750,514.8712,644View SEC Filing Icon  
2/27/2023Michelle OroschakoffDirectorSell4,809$246.18$1,183,879.6223,852View SEC Filing Icon  
2/13/2023Sallie R. LarsenDirectorSell20,519$241.84$4,962,314.9624,555View SEC Filing Icon  
2/6/2023Matthew J. AudetteCFOSell20,810$239.30$4,979,833.0012,667View SEC Filing Icon  
11/18/2022Brent Blain SimonichCAOBuy920$219.15$201,618.006,042View SEC Filing Icon  
11/17/2022Michelle OroschakoffDirectorSell5,213$213.80$1,114,539.4041,100View SEC Filing Icon  
10/31/2022Matthew J. AudetteCFOSell20,000$257.09$5,141,800.0012,667View SEC Filing Icon  
10/5/2022Dan H. ArnoldCEOSell20,000$240.27$4,805,400.00157,823View SEC Filing Icon  
8/17/2022Dan H. ArnoldCEOSell11,391$230.63$2,627,106.33162,608View SEC Filing Icon  
8/15/2022Dan H. ArnoldCEOSell10,000$225.56$2,255,600.00162,608View SEC Filing Icon  
8/4/2022Richard SteinmeierDirectorSell7,355$216.64$1,593,387.2024,078View SEC Filing Icon  
7/29/2022Dan H. ArnoldCEOSell39,015$210.33$8,206,024.95162,608View SEC Filing Icon  
5/27/2022Dan H. ArnoldCEOSell19,508$200.36$3,908,622.88162,608View SEC Filing Icon  
5/16/2022Michelle OroschakoffDirectorSell15,724$172.23$2,708,144.5242,068View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for LPL Financial (NASDAQ:LPLA)

95.66% of LPL Financial stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at LPLA by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

LPL Financial Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/23/2025SFG Wealth Management LLC.1,238$0.41M0.2%-8.5%0.002%Search for SEC Filing on Google Icon
4/23/2025Robeco Institutional Asset Management B.V.8,326$2.72M0.0%+5.0%0.010%Search for SEC Filing on Google Icon
4/23/2025Sequoia Financial Advisors LLC1,331$0.44M0.0%+7.1%0.002%Search for SEC Filing on Google Icon
4/23/2025Alpine Bank Wealth Management232$76K0.0%N/A0.000%Search for SEC Filing on Google Icon
4/23/2025Golden State Wealth Management LLC1,011$0.33M0.0%+102.2%0.001%Search for SEC Filing on Google Icon
4/23/2025Bessemer Group Inc.2,619$0.86M0.0%+38.9%0.003%Search for SEC Filing on Google Icon
4/23/2025Moran Wealth Management LLC2,611$0.85M0.0%-4.1%0.003%Search for SEC Filing on Google Icon
4/23/2025Yorktown Management & Research Co Inc5,290$1.73M1.9%-7.0%0.007%Search for SEC Filing on Google Icon
4/23/2025Asset Management One Co. Ltd.28,458$9.31M0.0%-9.3%0.036%Search for SEC Filing on Google Icon
4/23/2025Oppenheimer Asset Management Inc.10,927$3.58M0.0%-22.8%0.014%Search for SEC Filing on Google Icon
4/22/2025XML Financial LLC2,021$0.66M0.1%+7.9%0.003%Search for SEC Filing on Google Icon
4/22/2025Cambridge Investment Research Advisors Inc.1,609$0.53M0.0%+8.8%0.002%Search for SEC Filing on Google Icon
4/22/2025Kentucky Retirement Systems Insurance Trust Fund2,164$0.71M0.1%N/A0.003%Search for SEC Filing on Google Icon
4/22/2025Kentucky Retirement Systems5,082$1.66M0.1%N/A0.006%Search for SEC Filing on Google Icon
4/22/2025TT International Asset Management LTD11,963$3.91M0.6%-0.7%0.015%Search for SEC Filing on Google Icon
4/22/2025Praxis Investment Management Inc.2,640$0.86M0.1%+64.0%0.003%Search for SEC Filing on Google Icon
4/22/2025World Equity Group Inc.829$0.27M0.1%-51.8%0.001%Search for SEC Filing on Google Icon
4/22/2025Advisor Resource Council852$0.28M0.0%N/A0.001%Search for SEC Filing on Google Icon
4/21/2025Shelton Wealth Management LLC3,039$0.99M0.5%-8.5%0.004%Search for SEC Filing on Google Icon
4/21/2025Avior Wealth Management LLC2,888$0.95M0.0%+16.5%0.004%Search for SEC Filing on Google Icon
4/21/2025Blue Trust Inc.1,137$0.37M0.0%+2,319.1%0.001%Search for SEC Filing on Google Icon
4/21/2025Envestnet Portfolio Solutions Inc.8,215$2.69M0.0%-30.4%0.010%Search for SEC Filing on Google Icon
4/21/2025Friedenthal Financial2,902$0.95M0.6%N/A0.004%Search for SEC Filing on Google Icon
4/21/2025MFA Wealth Advisors LLC969$0.32M0.1%-7.9%0.001%Search for SEC Filing on Google Icon
4/21/2025PUREfi Wealth LLC626$0.21M0.2%N/A0.001%Search for SEC Filing on Google Icon
4/18/2025Shepherd Financial Partners LLC4,755$1.56M0.2%-65.4%0.006%Search for SEC Filing on Google Icon
4/18/2025Insigneo Advisory Services LLC1,193$0.39M0.0%N/A0.002%Search for SEC Filing on Google Icon
4/17/2025Sowell Financial Services LLC2,926$0.96M0.0%N/A0.004%Search for SEC Filing on Google Icon
4/17/2025Janney Montgomery Scott LLC33,417$10.93M0.0%-2.9%0.042%Search for SEC Filing on Google Icon
4/17/2025Mn Services Vermogensbeheer B.V.27,500$9M0.1%-7.7%0.035%Search for SEC Filing on Google Icon
4/17/2025Brighton Jones LLC1,210$0.40M0.0%N/A0.002%Search for SEC Filing on Google Icon
4/17/2025MEAG MUNICH ERGO Kapitalanlagegesellschaft mbH21,325$6.98M0.2%+133.7%0.027%Search for SEC Filing on Google Icon
4/17/2025Foster Victor Wealth Advisors LLC54,658$17.02M1.3%+0.4%0.069%Search for SEC Filing on Google Icon
4/17/2025Family Wealth Partners LLC111,945$36.62M16.7%+3.8%0.141%Search for SEC Filing on Google Icon
4/16/2025Everpar Advisors LLC2,212$0.72M0.4%-9.0%0.003%Search for SEC Filing on Google Icon
4/16/2025Hennessy Advisors Inc.7,800$2.55M0.1%-27.1%0.010%Search for SEC Filing on Google Icon
4/16/2025Wealth Enhancement Advisory Services LLC8,017$2.62M0.0%+7.4%0.010%Search for SEC Filing on Google Icon
4/16/2025Elevation Point Wealth Partners LLC2,973$0.97M0.1%-19.5%0.004%Search for SEC Filing on Google Icon
4/16/2025Tobam16,331$5.34M2.3%-18.9%0.021%Search for SEC Filing on Google Icon
4/16/2025Fort Washington Investment Advisors Inc. OH65,925$21.57M0.1%-0.2%0.083%Search for SEC Filing on Google Icon
4/15/2025Net Worth Advisory Group1,353$0.44M0.1%+31.0%0.002%Search for SEC Filing on Google Icon
4/15/2025Fifth Third Bancorp658$0.22M0.0%+1,395.5%0.001%Search for SEC Filing on Google Icon
4/15/2025Magnolia Private Wealth LLC1,629$0.53M0.3%+5.0%0.002%Search for SEC Filing on Google Icon
4/15/2025Assenagon Asset Management S.A.2,239$0.73M0.0%-92.8%0.003%Search for SEC Filing on Google Icon
4/15/2025Handelsbanken Fonder AB21,181$6.93M0.0%+10.4%0.027%Search for SEC Filing on Google Icon
4/15/2025SG Americas Securities LLC6,987$2.29M0.0%N/A0.009%Search for SEC Filing on Google Icon
4/15/2025Avanza Fonder AB5,607$1.90M0.1%+25.4%0.007%Search for SEC Filing on Google Icon
4/15/2025GAMMA Investing LLC476$0.16M0.0%+33.3%0.001%Search for SEC Filing on Google Icon
4/14/2025Farther Finance Advisors LLC382$0.13M0.0%-11.6%0.000%Search for SEC Filing on Google Icon
4/14/2025City Holding Co.103$34K0.0%N/A0.000%Search for SEC Filing on Google Icon
4/14/2025Portside Wealth Group LLC1,111$0.36M0.1%+6.5%0.001%Search for SEC Filing on Google Icon
4/14/2025Park Avenue Securities LLC4,141$1.36M0.0%+7.6%0.005%Search for SEC Filing on Google Icon
4/14/2025OLD National Bancorp IN1,424$0.47M0.0%-55.6%0.002%Search for SEC Filing on Google Icon
4/14/2025UMB Bank n.a.41,115$13.45M0.2%+176.9%0.052%Search for SEC Filing on Google Icon
4/11/2025Gateway Investment Advisers LLC3,178$1.04M0.0%+10.7%0.004%Search for SEC Filing on Google Icon
4/11/2025Impact Capital Partners LLC2,942$0.96M0.3%+2.0%0.004%Search for SEC Filing on Google Icon
4/11/2025Horizon Wealth Management LLC675$0.22M0.0%+8.7%0.001%Search for SEC Filing on Google Icon
4/11/2025Reinhart Partners LLC.32,621$10.67M0.4%-7.9%0.041%Search for SEC Filing on Google Icon
4/11/2025Procyon Advisors LLC1,910$0.63M0.0%N/A0.002%Search for SEC Filing on Google Icon
4/11/2025Annex Advisory Services LLC8,604$2.82M0.1%-30.3%0.011%Search for SEC Filing on Google Icon
4/10/2025Retireful LLC3,680$1.24M1.2%-17.5%0.005%Search for SEC Filing on Google Icon
4/10/2025Thrive Wealth Management LLC1,404$0.46M0.1%+13.6%0.002%Search for SEC Filing on Google Icon
4/10/2025KWB Wealth28,438$9.29M1.1%+0.5%0.038%Search for SEC Filing on Google Icon
4/10/2025Lifestyle Asset Management Inc.981$0.32M0.2%+9.2%0.001%Search for SEC Filing on Google Icon
4/10/2025Portside Wealth Group LLC1,043$0.34M0.1%+13.1%0.001%Search for SEC Filing on Google Icon
4/10/2025Heritage Family Offices LLP2,269$0.74M0.4%+29.7%0.003%Search for SEC Filing on Google Icon
4/10/2025AEGON ASSET MANAGEMENT UK Plc49,358$16.15M0.2%-17.8%0.066%Search for SEC Filing on Google Icon
4/10/2025CGN Advisors LLC6,717$2.20M0.2%-10.8%0.009%Search for SEC Filing on Google Icon
4/10/2025Whipplewood Advisors LLC477$0.16M0.0%-6.8%0.001%Search for SEC Filing on Google Icon
4/9/2025Fulton Bank N.A.4,168$1.36M0.1%-14.0%0.006%Search for SEC Filing on Google Icon
4/9/2025Merit Financial Group LLC3,341$1.09M0.0%+195.1%0.004%Search for SEC Filing on Google Icon
4/9/2025Gradient Investments LLC6,480$2.12M0.0%-10.7%0.009%Search for SEC Filing on Google Icon
4/9/2025LVW Advisors LLC3,919$1.28M0.2%-6.0%0.005%Search for SEC Filing on Google Icon
4/9/2025NBC Securities Inc.2,129$0.70M0.1%+106,350.0%0.003%Search for SEC Filing on Google Icon
4/8/2025Rhumbline Advisers101,234$33.12M0.0%-0.2%0.136%Search for SEC Filing on Google Icon
4/8/2025Fifth Third Wealth Advisors LLC654$0.21M0.0%N/A0.001%Search for SEC Filing on Google Icon
4/8/2025Winthrop Advisory Group LLC20,579$6.73M0.8%-1.8%0.028%Search for SEC Filing on Google Icon
4/8/2025Parallel Advisors LLC2,534$0.83M0.0%+2.2%0.003%Search for SEC Filing on Google Icon
4/7/2025GAMMA Investing LLC155,719$50.94M0.0%+43,518.8%0.209%Search for SEC Filing on Google Icon
4/3/2025Versant Capital Management Inc181$59K0.0%+1,192.9%0.000%Search for SEC Filing on Google Icon
4/3/2025Central Pacific Bank Trust Division2,397$0.78M0.1%+325.0%0.003%Search for SEC Filing on Google Icon
4/3/2025First Hawaiian Bank4,482$1.47M0.1%-15.3%0.006%Search for SEC Filing on Google Icon
4/1/2025MassMutual Private Wealth & Trust FSB100$33K0.0%+63.9%0.000%Search for SEC Filing on Google Icon
3/24/2025Wellington Management Group LLP150,670$49.20M0.0%-33.7%0.202%Search for SEC Filing on Google Icon
3/18/2025California State Teachers Retirement System113,287$36.99M0.0%+3.1%0.152%Search for SEC Filing on Google Icon
3/18/2025111 Capital1,096$0.36M0.1%N/A0.001%Search for SEC Filing on Google Icon
3/17/2025Wealth Enhancement Advisory Services LLC7,465$2.44M0.0%-3.4%0.010%Search for SEC Filing on Google Icon
3/14/2025Lansforsakringar Fondforvaltning AB publ 24,045$7.85M0.1%N/A0.032%Search for SEC Filing on Google Icon
3/10/2025Mattson Financial Services LLC516$0.17M0.1%-67.5%0.001%Search for SEC Filing on Google Icon
3/4/2025Siemens Fonds Invest GmbH829$0.27M0.0%N/A0.001%Search for SEC Filing on Google Icon
2/28/2025Universal Beteiligungs und Servicegesellschaft mbH20,892$6.82M0.0%N/A0.028%Search for SEC Filing on Google Icon
2/28/2025Employees Retirement System of Texas231,500$75.59M0.6%+37.5%0.310%Search for SEC Filing on Google Icon
2/27/2025Jefferies Financial Group Inc.17,400$5.68M0.0%+143.9%0.023%Search for SEC Filing on Google Icon
2/27/2025Pinnacle Wealth Planning Services Inc.1,379$0.45M0.1%N/A0.002%Search for SEC Filing on Google Icon
2/25/2025B. Riley Wealth Advisors Inc.629$0.21M0.0%N/A0.001%Search for SEC Filing on Google Icon
2/20/2025Mackenzie Financial Corp3,639$1.19M0.0%-1.4%0.005%Search for SEC Filing on Google Icon
2/20/2025Castlekeep Investment Advisors LLC10,448$3.41M0.6%N/A0.014%Search for SEC Filing on Google Icon
2/19/2025Toronto Dominion Bank9,774$3.19M0.0%-79.0%0.013%Search for SEC Filing on Google Icon
2/19/2025Public Employees Retirement System of Ohio26,278$8.58M0.0%-5.3%0.035%Search for SEC Filing on Google Icon
2/18/2025Fourth Dimension Wealth LLC123$40K0.0%N/A0.000%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
LPL Financial logo
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance. The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
Read More on LPL Financial

Today's Range

Now: $312.55
Low: $308.20
High: $317.81

50 Day Range

MA: $330.03
Low: $283.31
High: $383.33

52 Week Range

Now: $312.55
Low: $187.19
High: $384.04

Volume

1,134,461 shs

Average Volume

825,098 shs

Market Capitalization

$24.80 billion

P/E Ratio

22.26

Dividend Yield

0.39%

Beta

0.64

Who are the company insiders with the largest holdings of LPL Financial?

LPL Financial's top insider shareholders include:
  1. Dan H Arnold (CEO)
  2. Richard Steinmeier (Director)
  3. Matthew J Audette (CFO)
  4. Kabir Sethi (Director)
  5. Matthew Enyedi (Director)
  6. Marc Eliot Cohen (Director)
  7. Aneri Jambusaria (Director)
  8. William Francis Glavin Jr (Director)
Learn More about top insider investors at LPL Financial.

Who are the major institutional investors of LPL Financial?

LPL Financial's top institutional investors include:
  1. GAMMA Investing LLC — 0.21%
  2. Family Wealth Partners LLC — 0.14%
  3. Rhumbline Advisers — 0.14%
  4. Fort Washington Investment Advisors Inc. OH — 0.08%
  5. Foster Victor Wealth Advisors LLC — 0.07%
  6. AEGON ASSET MANAGEMENT UK Plc — 0.07%
Learn More about top institutional investors of LPL Financial stock.

Which major investors are selling LPL Financial stock?

During the previous quarter, LPLA stock was sold by these institutional investors:
  1. Assenagon Asset Management S.A.
  2. AEGON ASSET MANAGEMENT UK Plc
  3. Shepherd Financial Partners LLC
  4. Tobam
  5. Annex Advisory Services LLC
  6. Envestnet Portfolio Solutions Inc.
  7. Oppenheimer Asset Management Inc.
  8. Asset Management One Co. Ltd.
Within the last year, company insiders that have sold LPL Financial company stock include:
  1. Dan H Arnold (CEO)
  2. Richard Steinmeier (Director)
  3. Matthew J Audette (CFO)
  4. Kabir Sethi (Director)
Learn More investors selling LPL Financial stock.

Which major investors are buying LPL Financial stock?

Within the last quarter, LPLA stock was purchased by institutional investors including:
  1. GAMMA Investing LLC
  2. UMB Bank n.a.
  3. MEAG MUNICH ERGO Kapitalanlagegesellschaft mbH
  4. SG Americas Securities LLC
  5. Kentucky Retirement Systems
  6. Family Wealth Partners LLC
  7. Sowell Financial Services LLC
  8. Friedenthal Financial