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OXLC Insider Trading (Oxford Lane Capital)

Insider Ownership Percentage: N/A
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $59,699,808,680.00

Oxford Lane Capital Insider Trading History Chart

Oxford Lane Capital Share Price & Price History

$6.86
▼ -0.24 (-3.38%)
As of 05/14/2021 01:00 AM ET
Days: 30 | 90 | 365
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Oxford Lane Capital Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
4/12/2021Eagle Point Credit ManagementMajor ShareholderSell175,000$177,146.90$31,000,707,500.00View SEC Filing Icon  
4/9/2021Eagle Point Credit ManagementMajor ShareholderSell168,375$170,447.52$28,699,101,180.00View SEC Filing Icon  
3/18/2020Jonathan H CohenCEOBuy24,728$2.29$56,627.12234,728View SEC Filing Icon  
3/18/2020Saul B RosenthalPresidentBuy37,187$2.36$87,761.32199,887View SEC Filing Icon  
3/12/2020Saul B RosenthalPresidentBuy31,000$5.00$155,000.00161,000View SEC Filing Icon  
2/27/2020Mark Jeffrey AshenfelterDirectorBuy6,000$8.07$48,420.00
2/7/2020David S. ShinDirectorBuy3,000$9.39$28,170.00View SEC Filing Icon  
2/6/2020Leroy Scott FrantzMajor ShareholderBuy400,000$25.00$10,000,000.00400,000View SEC Filing Icon  
11/25/2019Jonathan H CohenCEOBuy20,000$25.48$509,600.00210,000View SEC Filing Icon  
8/30/2019John Stuart ReardonDirectorBuy3,000$9.85$29,550.003,000View SEC Filing Icon  
12/20/2018Mark Jeffrey AshenfelterDirectorBuy3,000$7.60$22,800.0018,000View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for Oxford Lane Capital (NASDAQ:OXLC)

Institutional Buying and Selling by Quarter

Oxford Lane Capital Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/14/2021BDO Wealth Advisors LLC11,300$71K0.0%N/A0.013%Search for SEC Filing on Google Icon
5/13/2021Citigroup Inc.5,000$32K0.0%N/A0.006%Search for SEC Filing on Google Icon
5/11/2021Mid Atlantic Financial Management Inc. ADV19,700$0.12M0.0%N/A0.023%Search for SEC Filing on Google Icon
5/11/2021Kestra Private Wealth Services LLC77,589$0.49M0.0%-55.3%0.089%Search for SEC Filing on Google Icon
5/10/2021Anfield Capital Management LLC226,111$1.42M0.6%-7.7%0.260%Search for SEC Filing on Google Icon
5/7/2021Delphi Financial Group Inc.112,714$0.71M0.2%+31.2%0.130%Search for SEC Filing on Google Icon
5/4/2021Envestnet Asset Management Inc.59,134$0.37M0.0%N/A0.068%Search for SEC Filing on Google Icon
5/4/2021Commonwealth Equity Services LLC240,810$1.52M0.0%+2.7%0.277%Search for SEC Filing on Google Icon
4/26/2021Wedbush Securities Inc.85,609$0.54M0.0%+7.3%0.099%Search for SEC Filing on Google Icon
4/12/2021FNY Investment Advisers LLC28,683$0.18M0.1%+82.0%0.033%Search for SEC Filing on Google Icon
4/9/2021Wiley BROS. Aintree Capital LLC264,901$1.67M1.2%+5.3%0.305%Search for SEC Filing on Google Icon
3/26/2021Susquehanna International Group LLP14,669$79K0.0%N/A0.017%Search for SEC Filing on Google Icon
2/16/2021Paloma Partners Management Co25,564$0.14M0.0%N/A0.029%Search for SEC Filing on Google Icon
2/16/2021Engineers Gate Manager LP12,300$67K0.0%N/A0.014%Search for SEC Filing on Google Icon
2/12/2021LPL Financial LLC61,971$0.34M0.0%+191.8%0.071%Search for SEC Filing on Google Icon
2/12/2021Virtus ETF Advisers LLC205,454$1.11M0.5%-12.0%0.236%Search for SEC Filing on Google Icon
2/11/2021Kalos Management Inc.14,448$78K0.0%+12.7%0.017%Search for SEC Filing on Google Icon
2/10/2021Anfield Capital Management LLC244,885$1.33M0.6%N/A0.282%Search for SEC Filing on Google Icon
2/5/2021Summitry LLC10,000$54K0.0%N/A0.012%Search for SEC Filing on Google Icon
2/3/2021Delphi Financial Group Inc.85,885$0.47M0.2%+615.7%0.099%Search for SEC Filing on Google Icon
2/2/2021DCM Advisors LLC97,696$0.53M0.3%N/A0.112%Search for SEC Filing on Google Icon
1/21/2021Kestra Private Wealth Services LLC173,626$0.91M0.1%-17.6%0.200%Search for SEC Filing on Google Icon
1/20/2021Kestra Advisory Services LLC20,757$0.11M0.0%N/A0.024%Search for SEC Filing on Google Icon
1/19/2021FNY Investment Advisers LLC15,757$85K0.0%N/A0.018%Search for SEC Filing on Google Icon
1/11/2021Wiley BROS. Aintree Capital LLC251,517$1.35M1.1%+5.9%0.289%Search for SEC Filing on Google Icon
12/1/2020Townsquare Capital LLC20,318$92K0.0%N/A0.023%Search for SEC Filing on Google Icon
11/19/2020Schonfeld Strategic Advisors LLC35,400$0.16M0.0%N/A0.041%Search for SEC Filing on Google Icon
11/17/2020Schonfeld Strategic Advisors LLC35,400$0.16M0.0%N/A0.041%Search for SEC Filing on Google Icon
11/16/2020Squarepoint Ops LLC91,366$0.40M0.0%+421.1%0.105%Search for SEC Filing on Google Icon
11/13/2020Morgan Stanley125,614$0.55M0.0%+10.6%0.145%Search for SEC Filing on Google Icon
11/13/2020Waddell & Associates LLC10,480$46K0.0%N/A0.012%Search for SEC Filing on Google Icon
11/13/2020Virtus ETF Advisers LLC233,356$1.03M0.5%N/A0.269%Search for SEC Filing on Google Icon
11/9/2020LPL Financial LLC21,240$93K0.0%-37.3%0.024%Search for SEC Filing on Google Icon
11/9/2020Kestra Private Wealth Services LLC210,621$0.93M0.1%N/A0.242%Search for SEC Filing on Google Icon
11/5/2020Commonwealth Equity Services LLC216,645$0.95M0.0%-1.4%0.249%Search for SEC Filing on Google Icon
11/3/2020GWM Advisors LLC20,200$89K0.0%-22.7%0.023%Search for SEC Filing on Google Icon
11/2/2020Kovack Advisors Inc.12,974$57K0.0%N/A0.015%Search for SEC Filing on Google Icon
10/29/2020Cambridge Investment Research Advisors Inc.14,606$64K0.0%N/A0.017%Search for SEC Filing on Google Icon
10/22/2020Delphi Financial Group Inc.12,000$53K0.0%-61.9%0.014%Search for SEC Filing on Google Icon
10/20/2020Wedbush Securities Inc.95,193$0.42M0.0%-13.5%0.110%Search for SEC Filing on Google Icon
10/5/2020Wiley BROS. Aintree Capital LLC237,428$1.05M1.1%+1.3%0.273%Search for SEC Filing on Google Icon
8/14/2020Q Global Advisors LLC440,368$1.81M2.8%N/A0.862%Search for SEC Filing on Google Icon
8/14/2020Advisor Group Holdings Inc.185,115$0.76M0.0%+41.0%0.362%Search for SEC Filing on Google Icon
8/14/2020Baird Financial Group Inc.51,047$0.42M0.0%-9.6%0.100%Search for SEC Filing on Google Icon
8/12/2020Rockefeller Capital Management L.P.37,002$0.15M0.0%+32.1%0.072%Search for SEC Filing on Google Icon
8/12/2020Commonwealth Equity Services LLC219,681$0.90M0.0%+41.4%0.430%Search for SEC Filing on Google Icon
8/11/2020O Brien Greene & Co. Inc10,000$41K0.0%N/A0.020%Search for SEC Filing on Google Icon
7/31/2020UBS Group AG88,244$0.36M0.0%+253.1%0.173%Search for SEC Filing on Google Icon
7/29/2020GWM Advisors LLC26,139$0.11M0.0%N/A0.051%Search for SEC Filing on Google Icon
7/23/2020Delphi Financial Group Inc.31,500$0.13M0.1%N/A0.062%Search for SEC Filing on Google Icon
7/16/2020Wedbush Securities Inc.110,031$0.45M0.0%+15.1%0.215%Search for SEC Filing on Google Icon
7/7/2020Wiley BROS. Aintree Capital LLC234,471$0.96M1.2%+2.4%0.459%Search for SEC Filing on Google Icon
5/18/2020Advisor Group Holdings Inc.131,328$0.38M0.0%N/A0.257%Search for SEC Filing on Google Icon
5/15/2020Paloma Partners Management Co27,184$0.11M0.0%N/A0.053%Search for SEC Filing on Google Icon
5/15/2020Jane Street Group LLC41,710$0.17M0.0%N/A0.082%Search for SEC Filing on Google Icon
5/15/2020Morgan Stanley51,790$0.22M0.0%-90.3%0.101%Search for SEC Filing on Google Icon
5/14/2020Delta Investment Management LLC15,384$64K0.0%N/A0.030%Search for SEC Filing on Google Icon
5/12/2020Rockefeller Capital Management L.P.28,003$0.12M0.0%+329.1%0.055%Search for SEC Filing on Google Icon
5/11/2020Commonwealth Equity Services LLC155,307$0.65M0.0%+74.2%0.304%Search for SEC Filing on Google Icon
5/11/2020Sequoia Financial Advisors LLC27,930$0.12M0.0%N/A0.055%Search for SEC Filing on Google Icon
5/9/2020National Asset Management Inc.54,856$0.23M0.0%+48.2%0.107%Search for SEC Filing on Google Icon
5/8/2020Cetera Advisor Networks LLC291,294$1.22M0.0%+59.5%0.570%Search for SEC Filing on Google Icon
5/1/2020Arlington Capital Management Inc.132,607$0.55M0.5%N/A0.260%Search for SEC Filing on Google Icon
5/1/2020UBS Group AG24,994$0.11M0.0%-16.4%0.049%Search for SEC Filing on Google Icon
4/30/2020Koshinski Asset Management Inc.20,011$83K0.0%-50.2%0.039%Search for SEC Filing on Google Icon
4/30/2020WESPAC Advisors SoCal LLC10,300$51K0.0%N/A0.020%Search for SEC Filing on Google Icon
4/17/2020Wedbush Securities Inc.95,583$0.40M0.0%+14.5%0.187%Search for SEC Filing on Google Icon
4/3/2020Wiley BROS. Aintree Capital LLC228,932$0.96M1.5%+92.2%0.448%Search for SEC Filing on Google Icon
2/17/2020Baird Financial Group Inc.54,174$0.44M0.0%+4.6%0.106%Search for SEC Filing on Google Icon
2/17/2020Ladenburg Thalmann Financial Services Inc.54,696$0.46M0.0%+228.5%0.107%Search for SEC Filing on Google Icon
2/14/2020Cubist Systematic Strategies LLC17,947$0.15M0.0%-19.0%0.035%Search for SEC Filing on Google Icon
2/14/2020Schonfeld Strategic Advisors LLC19,500$0.16M0.0%N/A0.038%Search for SEC Filing on Google Icon
2/14/2020Bank of America Corp DE49,935$0.41M0.0%+398.1%0.098%Search for SEC Filing on Google Icon
2/14/2020UBS Group AG29,882$0.24M0.0%-40.9%0.059%Search for SEC Filing on Google Icon
2/12/2020Credit Suisse AG60,000$0.49M0.0%N/A0.117%Search for SEC Filing on Google Icon
2/12/2020Advisor Group Inc.49,081$0.40M0.0%+4.6%0.096%Search for SEC Filing on Google Icon
2/12/2020Citigroup Inc.14,253$0.12M0.0%+650.2%0.028%Search for SEC Filing on Google Icon
2/11/2020Mutual Advisors LLC16,847$0.14M0.0%-12.9%0.033%Search for SEC Filing on Google Icon
2/10/2020National Asset Management Inc.37,020$0.30M0.0%+15.5%0.072%Search for SEC Filing on Google Icon
2/10/2020Cetera Advisor Networks LLC182,681$1.49M0.0%+17.7%0.358%Search for SEC Filing on Google Icon
2/7/2020Rockefeller Capital Management L.P.6,526$53K0.0%+83.5%0.013%Search for SEC Filing on Google Icon
2/7/2020Tower Research Capital LLC TRC6,966$57K0.0%+156.3%0.014%Search for SEC Filing on Google Icon
2/7/2020Independent Advisor Alliance22,139$0.18M0.0%N/A0.043%Search for SEC Filing on Google Icon
2/7/2020Delphi Financial Group Inc.120,000$0.98M0.3%N/A0.235%Search for SEC Filing on Google Icon
2/4/2020SkyOak Wealt LLC23,245$0.19M0.1%N/A0.046%Search for SEC Filing on Google Icon
1/29/2020Koshinski Asset Management Inc.40,201$0.32M0.1%N/A0.079%Search for SEC Filing on Google Icon
1/28/2020Bay Colony Advisory Group Inc d b a Bay Colony Advisors17,471$0.16M0.0%N/A0.034%Search for SEC Filing on Google Icon
1/16/2020Wedbush Securities Inc.83,464$0.68M0.1%+104.9%0.163%Search for SEC Filing on Google Icon
1/16/2020Selz Capital LLC200,000$1.63M0.3%N/A0.392%Search for SEC Filing on Google Icon
1/10/2020Wiley BROS. Aintree Capital LLC119,136$0.97M1.2%+12.7%0.233%Search for SEC Filing on Google Icon
11/6/2019Cetera Advisor Networks LLC155,188$1.44M0.0%+2.3%0.304%Search for SEC Filing on Google Icon
11/5/2019Tower Research Capital LLC TRC2,718$25K0.0%-34.3%0.008%Search for SEC Filing on Google Icon
10/30/2019Commonwealth Equity Services LLC87,993$0.82M0.0%+15.8%0.267%Search for SEC Filing on Google Icon
10/17/2019Wedbush Securities Inc.40,742$0.38M0.0%+89.3%0.124%Search for SEC Filing on Google Icon
10/17/2019Capital Investment Advisory Services LLC3,303$31K0.0%-37.7%0.010%Search for SEC Filing on Google Icon
10/10/2019Wiley BROS. Aintree Capital LLC105,690$0.98M1.1%+3.9%0.321%Search for SEC Filing on Google Icon
10/4/2019Wiley BROS. Aintree Capital LLC197,178$2.09M2.8%+93.8%0.599%Search for SEC Filing on Google Icon
8/26/2019Atria Investments LLC19,275$0.20M0.0%N/A0.059%Search for SEC Filing on Google Icon
8/17/2019Ladenburg Thalmann Financial Services Inc.51,489$0.52M0.0%+18.9%0.156%Search for SEC Filing on Google Icon
8/15/2019Mutual Advisors LLC18,707$0.19M0.0%N/A0.057%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Oxford Lane Capital logo
Oxford Lane Capital Corp. is a close ended fund launched and managed by Oxford Lane Management LLC. It invests in fixed income securities. The fund primarily invests in securitization vehicles which in turn invest in senior secured loans made to companies whose debt is rated below investment grade or is unrated. Oxford Lane Capital Corp was formed on June 9, 2010 and is domiciled in the United States.
Read More on Oxford Lane Capital

Today's Range

Now: $6.86
$6.76
$7.12

50 Day Range

MA: $6.63
$6.21
$7.16

52 Week Range

Now: $6.86
$2.66
$7.25

Volume

1,939,120 shs

Average Volume

989,234 shs

Market Capitalization

$596.13 million

P/E Ratio

N/A

Dividend Yield

11.41%

Beta

N/A

Who are the company insiders with the largest holdings of Oxford Lane Capital?

Oxford Lane Capital's top insider investors include:
  1. Leroy Scott Frantz (Major Shareholder)
  2. Jonathan H Cohen (CEO)
  3. Saul B Rosenthal (President)
  4. John Stuart Reardon (Director)
  5. David S Shin (Director)
  6. Eagle Point Credit Management (Major Shareholder)
  7. Mark Jeffrey Ashenfelter (Director)

Who are the major institutional investors of Oxford Lane Capital?

Oxford Lane Capital's top institutional investors include:
  1. Wiley BROS. Aintree Capital LLC — 0.30%
  2. Commonwealth Equity Services LLC — 0.28%
  3. Anfield Capital Management LLC — 0.26%
  4. Delphi Financial Group Inc. — 0.13%
  5. Wedbush Securities Inc. — 0.10%
  6. Kestra Private Wealth Services LLC — 0.09%

Which major investors are selling Oxford Lane Capital stock?

Within the previous quarter, OXLC stock was sold by these institutional investors:
  1. Kestra Private Wealth Services LLC
  2. Anfield Capital Management LLC

Which major investors are buying Oxford Lane Capital stock?

Within the last quarter, OXLC stock was purchased by institutional investors including:
  1. Envestnet Asset Management Inc.
  2. Delphi Financial Group Inc.
  3. Mid Atlantic Financial Management Inc. ADV
  4. Wiley BROS. Aintree Capital LLC
  5. FNY Investment Advisers LLC
  6. BDO Wealth Advisors LLC
  7. Commonwealth Equity Services LLC
  8. Wedbush Securities Inc.
In the last year, these company insiders have bought Oxford Lane Capital stock:
  1. Leroy Scott Frantz (Major Shareholder)
  2. Jonathan H Cohen (CEO)
  3. Saul B Rosenthal (President)
  4. John Stuart Reardon (Director)
  5. David S Shin (Director)
  6. Eagle Point Credit Management (Major Shareholder)
Gain the Knowledge You Need to Successfully Trade Futures Markets
Our Technical Analysis Guide will give you the insight into today’s fast-moving markets. It’s designed to give you a head start in learning the basics of various TA tools and techniques.
Download Your Complimentary Technical Analysis Guide TODAY!
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