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PFLT Insider Trading

Insider Ownership Percentage: 1.00%
Insider Buying (Last 12 Months): $114,868.40
Insider Selling (Last 12 Months): $0.00

PennantPark Floating Rate Capital Insider Trading History Chart

This chart shows the insider buying and selling history at PennantPark Floating Rate Capital by year and by quarter.

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PennantPark Floating Rate Capital Share Price & Price History

Current Price: $9.48
Price Change: ▲ Price Increase of +0.066 (0.70%)
As of 12/4/2025 04:59 PM ET

This chart shows the closing price history over time for PFLT up to the past year.

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Days: 30 | 90 | 365

PennantPark Floating Rate Capital Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
5/21/2025José A. BrionesDirectorBuy1,480$10.13$14,992.40330,918View SEC Filing Icon  
5/14/2025José A. BrionesDirectorBuy9,840$10.15$99,876.00329,438View SEC Filing Icon  
6/5/2024José A. BrionesDirectorBuy1,745$11.40$19,893.00319,598View SEC Filing Icon  
5/30/2024Richard T. Allorto, Jr.CFOBuy10,000$11.30$113,000.0010,000View SEC Filing Icon  
5/28/2024José A. BrionesDirectorBuy885$11.33$10,027.05317,738View SEC Filing Icon  
5/13/2024José A. BrionesDirectorBuy1,740$11.48$19,975.20316,853View SEC Filing Icon  
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SEC Filings (Institutional Ownership Changes) for PennantPark Floating Rate Capital (NASDAQ:PFLT)

19.77% of PennantPark Floating Rate Capital stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at PFLT by year and by quarter.

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PennantPark Floating Rate Capital Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/19/2025Sunbelt Securities Inc.15,654$0.14M0.0%+90.3%0.016%Search for SEC Filing on Google Icon
11/17/2025CANADA LIFE ASSURANCE Co120,419$1.08M0.0%+39.1%0.121%Search for SEC Filing on Google Icon
11/17/2025PharVision Advisers LLC25,564$0.23M0.1%N/A0.026%Search for SEC Filing on Google Icon
11/17/2025Susquehanna International Group LLP64,510$0.57M0.0%-41.9%0.065%Search for SEC Filing on Google Icon
11/17/2025Quarry LP4,033$36K0.0%N/A0.004%Search for SEC Filing on Google Icon
11/17/2025Qube Research & Technologies Ltd1,093,973$9.73M0.0%+36.9%1.103%Search for SEC Filing on Google Icon
11/17/2025Mariner LLC30,847$0.27M0.0%+132.0%0.031%Search for SEC Filing on Google Icon
11/17/2025Millennium Management LLC680,700$6.05M0.0%-5.5%0.686%Search for SEC Filing on Google Icon
11/17/2025Lido Advisors LLC12,114$0.11M0.0%-26.0%0.012%Search for SEC Filing on Google Icon
11/17/2025Brevan Howard Capital Management LP132,771$1.18M0.0%-6.5%0.134%Search for SEC Filing on Google Icon
11/17/2025Bank of America Corp DE26,894$0.24M0.0%+86.4%0.027%Search for SEC Filing on Google Icon
11/17/2025Ameriprise Financial Inc.67,972$0.60M0.0%-2.8%0.069%Search for SEC Filing on Google Icon
11/14/2025Virtu Financial LLC37,407$0.33M0.0%N/A0.038%Search for SEC Filing on Google Icon
11/14/2025Two Sigma Investments LP418,365$3.72M0.0%-55.6%0.422%Search for SEC Filing on Google Icon
11/14/2025Squarepoint Ops LLC30,924$0.28M0.0%N/A0.031%Search for SEC Filing on Google Icon
11/13/2025Marshall Wace LLP2,057,399$18.29M0.0%+42.9%2.074%Search for SEC Filing on Google Icon
11/13/2025Invesco Ltd.1,262,880$11.23M0.0%+17.3%1.273%Search for SEC Filing on Google Icon
11/13/2025UBS Group AG1,296,070$11.52M0.0%+16.0%1.306%Search for SEC Filing on Google Icon
11/13/2025BNP Paribas Financial Markets22,411$0.20M0.0%+324.1%0.023%Search for SEC Filing on Google Icon
11/13/2025Van ECK Associates Corp2,533,205$22.52M0.0%+7.4%2.553%Search for SEC Filing on Google Icon
11/13/2025Legal & General Group Plc603,339$5.36M0.0%+4.4%0.608%Search for SEC Filing on Google Icon
11/13/2025Private Advisor Group LLC14,772$0.13M0.0%-10.1%0.015%Search for SEC Filing on Google Icon
11/13/2025Dynamic Technology Lab Private Ltd26,707$0.24M0.0%+87.1%0.027%Search for SEC Filing on Google Icon
11/12/2025Quantbot Technologies LP23,931$0.21M0.0%+12.7%0.024%Search for SEC Filing on Google Icon
11/7/2025Synergy Investment Management LLC27,102$0.24M0.1%+8.4%0.027%Search for SEC Filing on Google Icon
11/7/2025NewEdge Wealth LLC271,146$2.48M0.0%-8.3%0.273%Search for SEC Filing on Google Icon
11/7/2025Denali Advisors LLC58,499$0.52M0.1%-15.3%0.059%Search for SEC Filing on Google Icon
11/7/2025JPMorgan Chase & Co.9,186$82K0.0%-82.2%0.009%Search for SEC Filing on Google Icon
11/6/2025Naviter Wealth LLC18,650$0.17M0.0%N/A0.019%Search for SEC Filing on Google Icon
11/6/2025Wedbush Securities Inc.143,721$1.28M0.0%+3.2%0.145%Search for SEC Filing on Google Icon
11/6/2025Advisors Asset Management Inc.351,979$3.13M0.1%+6.7%0.355%Search for SEC Filing on Google Icon
11/6/2025Westbourne Investments Inc.22,708$0.21M0.1%+18.4%0.023%Search for SEC Filing on Google Icon
11/6/2025MQS Management LLC93,964$0.84M0.5%N/A0.095%Search for SEC Filing on Google Icon
11/5/2025Vantage Financial Partners LLC38,499$0.34M0.1%N/A0.039%Search for SEC Filing on Google Icon
11/5/2025Envestnet Asset Management Inc.40,713$0.36M0.0%+10.2%0.041%Search for SEC Filing on Google Icon
11/4/2025SP Asset Management LLC10,000$89K0.0%N/A0.010%Search for SEC Filing on Google Icon
11/4/2025Cornerstone Wealth Management LLC56,842$0.51M0.0%-12.3%0.057%Search for SEC Filing on Google Icon
11/3/2025Foundations Investment Advisors LLC19,654$0.18M0.0%+18.0%0.020%Search for SEC Filing on Google Icon
10/31/2025Sovran Advisors LLC35,274$0.32M0.0%+3.2%0.036%Search for SEC Filing on Google Icon
10/31/2025PFG Investments LLC122,135$1.09M0.1%+2.7%0.123%Search for SEC Filing on Google Icon
10/27/2025Yelin Lapidot Holdings Management Ltd.74,427$0.66M0.1%+281.7%0.075%Search for SEC Filing on Google Icon
10/27/2025Sumitomo Mitsui Trust Group Inc.147,213$1.31M0.0%+81.2%0.148%Search for SEC Filing on Google Icon
10/24/2025State of Alaska Department of Revenue4,625$41K0.0%N/A0.005%Search for SEC Filing on Google Icon
10/23/2025Ethos Financial Group LLC19,753$0.18M0.0%N/A0.020%Search for SEC Filing on Google Icon
10/21/2025Global Retirement Partners LLC5,188$46K0.0%+32.1%0.005%Search for SEC Filing on Google Icon
10/21/2025GraniteShares Advisors LLC279,900$2.49M1.4%+9.7%0.282%Search for SEC Filing on Google Icon
10/20/2025Muzinich & Co. Inc.170,836$1.52M0.6%+62.9%0.172%Search for SEC Filing on Google Icon
10/17/2025KW Wealth Management LLC12,842$0.11M0.2%N/A0.013%Search for SEC Filing on Google Icon
10/14/2025Farther Finance Advisors LLC8,968$80K0.0%+462.6%0.009%Search for SEC Filing on Google Icon
10/10/2025Sound Income Strategies LLC4,131,430$35.65M1.9%+5.8%4.164%Search for SEC Filing on Google Icon
10/8/2025Teamwork Financial Advisors LLC14,173$0.13M0.0%N/A0.014%Search for SEC Filing on Google Icon
9/26/2025Corient Private Wealth LLC53,747$0.56M0.0%+247.0%0.054%Search for SEC Filing on Google Icon
9/4/2025Osaic Holdings Inc.162,389$1.68M0.0%+38.4%0.164%Search for SEC Filing on Google Icon
8/15/2025CANADA LIFE ASSURANCE Co86,588$0.90M0.0%+3.4%0.087%Search for SEC Filing on Google Icon
8/15/2025Corient Private Wealth LLC53,747$0.56M0.0%+247.0%0.054%Search for SEC Filing on Google Icon
8/15/2025Tidal Investments LLC105,656$1.09M0.0%+2.2%0.106%Search for SEC Filing on Google Icon
8/15/2025BNP Paribas Financial Markets5,284$55K0.0%N/A0.005%Search for SEC Filing on Google Icon
8/15/2025Brevan Howard Capital Management LP141,985$1.47M0.0%+118.1%0.143%Search for SEC Filing on Google Icon
8/15/2025Balyasny Asset Management L.P.243,615$2.52M0.0%-58.1%0.246%Search for SEC Filing on Google Icon
8/15/2025Ameriprise Financial Inc.69,959$0.71M0.0%+7.4%0.071%Search for SEC Filing on Google Icon
8/14/2025Raymond James Financial Inc.25,177$0.26M0.0%-18.3%0.025%Search for SEC Filing on Google Icon
8/14/2025Glenview Trust co10,650$0.11M0.0%N/A0.011%Search for SEC Filing on Google Icon
8/14/2025Nebula Research & Development LLC56,045$0.58M0.0%+31.1%0.056%Search for SEC Filing on Google Icon
8/14/2025Qube Research & Technologies Ltd798,816$8.25M0.0%-20.3%0.805%Search for SEC Filing on Google Icon
8/13/2025Jump Financial LLC20,995$0.22M0.0%N/A0.021%Search for SEC Filing on Google Icon
8/13/2025Marshall Wace LLP1,439,742$14.87M0.0%-16.8%1.451%Search for SEC Filing on Google Icon
8/13/2025Invesco Ltd.1,076,310$11.12M0.0%+2.5%1.085%Search for SEC Filing on Google Icon
8/13/2025Quantbot Technologies LP21,234$0.22M0.0%N/A0.021%Search for SEC Filing on Google Icon
8/13/2025Lido Advisors LLC16,381$0.17M0.0%N/A0.017%Search for SEC Filing on Google Icon
8/13/2025Virtus Investment Advisers LLC88,549$0.92M0.3%-10.6%0.089%Search for SEC Filing on Google Icon
8/13/2025Northwestern Mutual Wealth Management Co.4,000$41K0.0%N/A0.004%Search for SEC Filing on Google Icon
8/12/2025Advisors Asset Management Inc.329,829$3.41M0.1%-0.4%0.332%Search for SEC Filing on Google Icon
8/12/2025CreativeOne Wealth LLC12,006$0.12M0.0%N/A0.012%Search for SEC Filing on Google Icon
8/12/2025Legal & General Group Plc578,019$5.97M0.0%+4.2%0.583%Search for SEC Filing on Google Icon
8/12/2025JPMorgan Chase & Co.51,706$0.53M0.0%-41.1%0.052%Search for SEC Filing on Google Icon
8/12/2025Entropy Technologies LP12,594$0.13M0.0%-80.1%0.013%Search for SEC Filing on Google Icon
8/11/2025Synergy Investment Management LLC25,011$0.26M0.2%+10.4%0.025%Search for SEC Filing on Google Icon
8/8/2025Cetera Investment Advisers63,704$0.66M0.0%+2.1%0.064%Search for SEC Filing on Google Icon
8/8/2025Foundations Investment Advisors LLC16,652$0.17M0.0%N/A0.017%Search for SEC Filing on Google Icon
8/7/2025Allworth Financial LP2,777$29K0.0%+1,603.7%0.003%Search for SEC Filing on Google Icon
8/7/2025PFG Advisors110,108$1.14M0.0%+1.8%0.111%Search for SEC Filing on Google Icon
8/6/2025AE Wealth Management LLC21,641$0.22M0.0%+18.7%0.022%Search for SEC Filing on Google Icon
8/6/2025Wedbush Securities Inc.139,202$1.44M0.1%+5.0%0.140%Search for SEC Filing on Google Icon
8/6/2025Golden State Wealth Management LLC9,756$0.10M0.0%N/A0.010%Search for SEC Filing on Google Icon
8/5/2025Strategic Financial Concepts LLC63,200$0.65M0.1%-1.5%0.064%Search for SEC Filing on Google Icon
8/4/2025Muzinich & Co. Inc.104,859$1.08M0.5%+103.0%0.106%Search for SEC Filing on Google Icon
8/1/2025Y Intercept Hong Kong Ltd207,207$2.14M0.1%+734.7%0.209%Search for SEC Filing on Google Icon
7/31/2025Sumitomo Mitsui Trust Group Inc.81,236$0.84M0.0%+57.3%0.082%Search for SEC Filing on Google Icon
7/30/2025Denali Advisors LLC69,103$0.71M0.1%-2.6%0.070%Search for SEC Filing on Google Icon
7/25/2025CWM LLC4,771$49K0.0%N/A0.005%Search for SEC Filing on Google Icon
7/18/2025PFG Investments LLC118,908$1.23M0.1%+5.6%0.120%Search for SEC Filing on Google Icon
7/17/2025Janney Montgomery Scott LLC41,874$0.43M0.0%-4.2%0.042%Search for SEC Filing on Google Icon
7/17/2025Sound Income Strategies LLC3,904,625$40.34M2.3%+8.9%3.935%Search for SEC Filing on Google Icon
7/17/2025GraniteShares Advisors LLC255,250$2.64M1.6%+6.7%0.257%Search for SEC Filing on Google Icon
7/9/2025Westbourne Investments Inc.19,175$0.20M0.1%-5.6%0.019%Search for SEC Filing on Google Icon
5/19/2025Jane Street Group LLC319,736$3.58M0.0%+692.7%0.322%Search for SEC Filing on Google Icon
5/16/2025PharVision Advisers LLC14,355$0.16M0.2%-7.7%0.014%Search for SEC Filing on Google Icon
5/16/2025Millennium Management LLC1,196,752$13.39M0.0%+85.0%1.206%Search for SEC Filing on Google Icon
5/16/2025Advisors Asset Management Inc.331,123$3.71M0.1%+6.1%0.376%Search for SEC Filing on Google Icon
5/15/2025Scoggin Management LP1,469,691$16.45M4.6%N/A1.671%Search for SEC Filing on Google Icon
Data available starting January 2016

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PennantPark Floating Rate Capital logo
PennantPark Floating Rate Capital Ltd. is a business development company. It seeks to make secondary direct, debt, equity, and loan investments. The fund seeks to invest through floating rate loans in private or thinly traded or small market-cap, public middle market companies. It primarily invests in the United States and to a limited extent non-U.S. companies. The fund typically invests between $2 million and $20 million. The fund also invests in equity securities, such as preferred stock, common stock, warrants or options received in connection with debt investments or through direct investments. It primarily invests between $10 million and $50 million in investments in senior secured loans and mezzanine debt. It seeks to invest in companies not rated by national rating agencies. The companies if rated would be between BB and CCC under the Standard & Poor's system. The fund invests 30% is invested in non-qualifying assets like investments in public companies whose securities are not thinly traded or do not have a market capitalization of less than $250 million, securities of middle-market companies located outside of the United States, high-yield bonds, distressed debt, private equity, securities of public companies that are not thinly traded, and investment companies as defined in the 1940 Act. Under normal conditions, the fund expects atleast 80 percent of its net assets plus any borrowings for investment purposes to be invested in Floating Rate Loans and investments with similar economic characteristics, including cash equivalents invested in money market funds. It expects to represent 65 percent of its portfolio through senior secured loans. In case of floating rate loans, it holds investments for a period of three to ten years.
Read More on PennantPark Floating Rate Capital

Today's Range

Now: $9.48
Low: $9.41
High: $9.51

50 Day Range

MA: $9.01
Low: $8.44
High: $9.48

52 Week Range

Now: $9.48
Low: $8.40
High: $11.50

Volume

925,066 shs

Average Volume

1,128,006 shs

Market Capitalization

$940.19 million

P/E Ratio

6.77

Dividend Yield

13.41%

Beta

0.75

Who are the company insiders with the largest holdings of PennantPark Floating Rate Capital?

PennantPark Floating Rate Capital's top insider shareholders include:
  1. Jose A Briones (Director)
  2. Richard T Allorto Jr (CFO)
Learn More about top insider investors at PennantPark Floating Rate Capital.

Who are the major institutional investors of PennantPark Floating Rate Capital?

PennantPark Floating Rate Capital's top institutional shareholders include:
  1. Sound Income Strategies LLC — 4.16%
  2. Van ECK Associates Corp — 2.55%
  3. Marshall Wace LLP — 2.07%
  4. UBS Group AG — 1.31%
  5. Invesco Ltd. — 1.27%
  6. Qube Research & Technologies Ltd — 1.10%
Learn More about top institutional investors of PennantPark Floating Rate Capital stock.

Which institutional investors are selling PennantPark Floating Rate Capital stock?

Within the previous quarter, PFLT stock was sold by these institutional investors:
  1. Two Sigma Investments LP
  2. Susquehanna International Group LLP
  3. JPMorgan Chase & Co.
  4. Millennium Management LLC
  5. NewEdge Wealth LLC
  6. Denali Advisors LLC
  7. Brevan Howard Capital Management LP
  8. Cornerstone Wealth Management LLC

Which institutional investors are buying PennantPark Floating Rate Capital stock?

In the previous quarter, PFLT stock was acquired by institutional investors including:
  1. Marshall Wace LLP
  2. Qube Research & Technologies Ltd
  3. Sound Income Strategies LLC
  4. Invesco Ltd.
  5. UBS Group AG
  6. Van ECK Associates Corp
  7. MQS Management LLC
  8. Muzinich & Co. Inc.
During the previous year, these company insiders have bought PennantPark Floating Rate Capital stock:
  1. Jose A Briones (Director)
  2. Richard T Allorto Jr (CFO)
Learn More investors buying PennantPark Floating Rate Capital stock.