PSEC Insider Trading

Insider Ownership Percentage: 26.69%
Insider Buying (Last 12 Months): $947,517.30
Insider Selling (Last 12 Months): $0.00

Prospect Capital Insider Trading History Chart

This chart shows the insider buying and selling history at Prospect Capital by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Prospect Capital Share Price & Price History

Current Price: $5.49
Price Change: Price Increase of +0.03 (0.55%)
As of 03/27/2024 01:00 AM ET

This chart shows the closing price history over time for PSEC up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

Prospect Capital Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
3/11/2024Dask Kristin Lea VanCFOBuy5,000$5.44$27,200.0010,000View SEC Filing Icon  
12/5/2023M Grier EliasekCOOBuy10,000$5.64$56,400.001,606,130View SEC Filing Icon  
11/21/2023M Grier EliasekCOOBuy15,750$5.75$90,562.501,556,130View SEC Filing Icon  
11/10/2023Dask Kristin Lea VanCFOBuy5,000$5.68$28,400.005,000View SEC Filing Icon  
9/11/2023Eugene S StarkDirectorBuy3,000$6.00$18,000.0055,000View SEC Filing Icon  
9/11/2023John F BarryCEOBuy16,520$5.99$98,954.8072,752,728View SEC Filing Icon  
5/11/2023John F BarryCEOBuy100,000$6.28$628,000.0072,599,542View SEC Filing Icon  
9/26/2022Eugene S StarkDirectorBuy2,000$6.55$13,100.0052,000View SEC Filing Icon  
9/7/2022Dask Kristin Lea VanCFOBuy2,650$7.35$19,477.5053,331View SEC Filing Icon  
9/7/2022Eugene S StarkDirectorBuy2,000$7.35$14,700.0050,000View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for Prospect Capital (NASDAQ:PSEC)

9.06% of Prospect Capital stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at PSEC by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Prospect Capital Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
3/25/2024Quadrature Capital Ltd148,229$0.89M0.0%N/A0.036%Search for SEC Filing on Google Icon
3/22/2024PNC Financial Services Group Inc.33,998$0.20M0.0%-69.4%0.008%Search for SEC Filing on Google Icon
2/26/2024Virtu Financial LLC68,929$0.41M0.0%N/A0.017%Search for SEC Filing on Google Icon
2/16/2024Sanibel Captiva Trust Company Inc.20,000$0.12M0.0%N/A0.005%Search for SEC Filing on Google Icon
2/15/2024Mercer Global Advisors Inc. ADV32,925$0.20M0.0%+21.4%0.008%Search for SEC Filing on Google Icon
2/15/2024Virtus ETF Advisers LLC104,339$0.63M0.4%-20.8%0.025%Search for SEC Filing on Google Icon
2/15/2024Legal & General Group Plc3,198,707$19.14M0.0%+8.3%0.773%Search for SEC Filing on Google Icon
2/15/2024Modern Wealth Management LLC27,639$0.17M0.0%N/A0.007%Search for SEC Filing on Google Icon
2/15/2024Palogic Value Management L.P.164,334$0.98M0.4%-5.3%0.040%Search for SEC Filing on Google Icon
2/15/2024Garden State Investment Advisory Services LLC90,656$0.54M0.2%+6.2%0.022%Search for SEC Filing on Google Icon
2/15/2024Comerica Bank9,000$54K0.0%+125.0%0.002%Search for SEC Filing on Google Icon
2/14/2024Creative Planning31,164$0.19M0.0%-55.7%0.008%Search for SEC Filing on Google Icon
2/14/2024Cubist Systematic Strategies LLC55,095$0.33M0.0%N/A0.013%Search for SEC Filing on Google Icon
2/14/2024Garner Asset Management Corp152,537$0.91M0.4%-6.4%0.037%Search for SEC Filing on Google Icon
2/14/2024XML Financial LLC1,326,672$7.95M0.8%-4.2%0.320%Search for SEC Filing on Google Icon
2/14/2024Verition Fund Management LLC25,847$0.16M0.0%+127.8%0.006%Search for SEC Filing on Google Icon
2/14/2024Muzinich & Co. Inc.32,901$0.20M0.1%-88.1%0.008%Search for SEC Filing on Google Icon
2/14/2024Quadrature Capital Ltd148,229$0.89M0.0%N/A0.036%Search for SEC Filing on Google Icon
2/13/2024Northern Trust Corp157,107$0.94M0.0%-72.9%0.038%Search for SEC Filing on Google Icon
2/13/2024Oppenheimer & Co. Inc.28,522$0.17M0.0%+147.5%0.007%Search for SEC Filing on Google Icon
2/13/2024Tower Research Capital LLC TRC 13,459$81K0.0%+1,149.7%0.003%Search for SEC Filing on Google Icon
2/12/2024Olympiad Research LP39,474$0.24M0.2%+39.6%0.010%Search for SEC Filing on Google Icon
2/12/2024Cape Investment Advisory Inc.13,299$80K0.0%+2,279.1%0.003%Search for SEC Filing on Google Icon
2/9/2024Eagle Global Advisors LLC25,900$0.16M0.0%-6.8%0.006%Search for SEC Filing on Google Icon
2/9/2024Advisory Services Network LLC124,811$0.75M0.0%+3.8%0.030%Search for SEC Filing on Google Icon
2/9/2024Orion Portfolio Solutions LLC38,649$0.24M0.0%-47.8%0.009%Search for SEC Filing on Google Icon
2/9/2024D.A. Davidson & CO.281,757$1.69M0.0%-5.1%0.069%Search for SEC Filing on Google Icon
2/9/2024Philadelphia Trust Co.86,350$0.52M0.0%-54.9%0.021%Search for SEC Filing on Google Icon
2/9/2024Mckinley Capital Management LLC421,521$2.53M0.3%-1.2%0.103%Search for SEC Filing on Google Icon
2/9/2024UBS Group AG403,395$2.42M0.0%+3.7%0.098%Search for SEC Filing on Google Icon
2/9/2024PNC Financial Services Group Inc.33,998$0.20M0.0%-69.4%0.008%Search for SEC Filing on Google Icon
2/9/2024BI Asset Management Fondsmaeglerselskab A S246,905$1.48M0.0%+3.3%0.060%Search for SEC Filing on Google Icon
2/8/2024Sheaff Brock Investment Advisors LLC35,750$0.21M0.0%-54.6%0.009%Search for SEC Filing on Google Icon
2/8/2024WMG Financial Advisors LLC17,900$0.11M0.1%N/A0.004%Search for SEC Filing on Google Icon
2/8/2024Janney Montgomery Scott LLC15,633$94K0.0%N/A0.004%Search for SEC Filing on Google Icon
2/7/2024Jump Financial LLC328,220$1.97M0.1%+105.9%0.080%Search for SEC Filing on Google Icon
2/7/2024BNP Paribas Financial Markets11,631$70K0.0%-42.3%0.003%Search for SEC Filing on Google Icon
2/6/2024Spire Wealth Management22,063$0.13M0.0%-44.7%0.005%Search for SEC Filing on Google Icon
2/6/2024Forte Capital LLC ADV94,158$0.56M0.1%N/A0.023%Search for SEC Filing on Google Icon
2/6/2024LSV Asset Management2,035,654$12.19M0.0%+17.2%0.496%Search for SEC Filing on Google Icon
2/5/2024Triumph Capital Management82,409$0.49M0.2%+6.6%0.020%Search for SEC Filing on Google Icon
2/5/2024Vanguard Capital Wealth Advisors37,650$0.23M0.2%-6.3%0.009%Search for SEC Filing on Google Icon
2/5/2024Kestra Private Wealth Services LLC232,227$1.39M0.0%-3.6%0.057%Search for SEC Filing on Google Icon
2/5/2024Van ECK Associates Corp6,161,151$36.91M0.1%+26.1%1.501%Search for SEC Filing on Google Icon
2/2/2024Truist Financial Corp193,060$1.16M0.0%+1.0%0.047%Search for SEC Filing on Google Icon
2/2/2024Kovack Advisors Inc.144,907$0.87M0.1%+13.6%0.035%Search for SEC Filing on Google Icon
2/2/2024Atria Wealth Solutions Inc.127,940$0.77M0.0%+57.9%0.031%Search for SEC Filing on Google Icon
2/1/2024Significant Wealth Partners LLC56,738$0.34M0.2%N/A0.014%Search for SEC Filing on Google Icon
2/1/2024Signaturefd LLC9,719$58K0.0%+62.7%0.002%Search for SEC Filing on Google Icon
1/31/2024J.W. Cole Advisors Inc.36,410$0.22M0.0%+66.9%0.009%Search for SEC Filing on Google Icon
1/31/2024Roman Butler Fullerton & Co.56,191$0.35M0.1%+3.6%0.014%Search for SEC Filing on Google Icon
1/30/2024Sumitomo Mitsui Trust Holdings Inc.32,901$0.20M0.0%-88.1%0.008%Search for SEC Filing on Google Icon
1/24/2024Arkadios Wealth Advisors23,574$0.14M0.0%-81.5%0.006%Search for SEC Filing on Google Icon
1/24/2024Private Trust Co. NA7,736$46K0.0%+54.3%0.002%Search for SEC Filing on Google Icon
1/23/2024DAVENPORT & Co LLC20,006$0.12M0.0%-33.3%0.005%Search for SEC Filing on Google Icon
1/22/2024Zimmermann Investment Management & Planning LLC20,077$0.12M0.0%+11.2%0.005%Search for SEC Filing on Google Icon
1/19/2024Teamwork Financial Advisors LLC54,929$0.33M0.1%-4.7%0.013%Search for SEC Filing on Google Icon
1/18/2024Next Level Private LLC30,753$0.18M0.1%-30.1%0.007%Search for SEC Filing on Google Icon
1/11/2024Ausdal Financial Partners Inc.29,254$0.18M0.0%+9.6%0.007%Search for SEC Filing on Google Icon
1/4/2024DNB Asset Management AS254,115$1.52M0.0%+19.8%0.062%Search for SEC Filing on Google Icon
11/16/2023Creative Planning70,415$0.43M0.0%+24.6%0.017%Search for SEC Filing on Google Icon
11/15/2023WealthPlan Investment Management LLC10,330$62K0.0%N/A0.003%Search for SEC Filing on Google Icon
11/15/2023Mercer Global Advisors Inc. ADV27,125$0.16M0.0%+45.6%0.007%Search for SEC Filing on Google Icon
11/15/2023Legal & General Group Plc2,954,370$17.89M0.0%+0.3%0.720%Search for SEC Filing on Google Icon
11/15/2023Ameriprise Financial Inc.71,389$0.43M0.0%-9.6%0.017%Search for SEC Filing on Google Icon
11/15/2023Advisors Asset Management Inc.614,524$3.72M0.1%+7.0%0.150%Search for SEC Filing on Google Icon
11/14/2023Schonfeld Strategic Advisors LLC37,700$0.23M0.0%N/A0.009%Search for SEC Filing on Google Icon
11/14/2023Caxton Associates LP235,729$1.43M0.2%+244.6%0.057%Search for SEC Filing on Google Icon
11/14/2023Qube Research & Technologies Ltd464,374$2.81M0.0%+27.8%0.113%Search for SEC Filing on Google Icon
11/14/2023Mckinley Capital Management LLC426,654$2.58M0.4%-5.3%0.104%Search for SEC Filing on Google Icon
11/14/2023MQS Management LLC13,984$85K0.1%N/A0.003%Search for SEC Filing on Google Icon
11/13/2023Garden State Investment Advisory Services LLC85,399$0.52M0.2%+5.7%0.021%Search for SEC Filing on Google Icon
11/13/2023Northern Trust Corp579,739$3.51M0.0%+39.6%0.141%Search for SEC Filing on Google Icon
11/13/2023Dark Forest Capital Management LP148,264$0.90M0.1%+207.6%0.036%Search for SEC Filing on Google Icon
11/13/2023Muzinich & Co. Inc.275,474$1.67M1.2%-49.2%0.067%Search for SEC Filing on Google Icon
11/13/2023Aigen Investment Management LP57,677$0.35M0.1%+232.9%0.014%Search for SEC Filing on Google Icon
11/13/2023Invesco Ltd.85,377$0.52M0.0%-46.4%0.021%Search for SEC Filing on Google Icon
11/13/2023WINTON GROUP Ltd60,893$0.37M0.0%N/A0.015%Search for SEC Filing on Google Icon
11/13/2023Kestra Advisory Services LLC34,748$0.21M0.0%-93.4%0.008%Search for SEC Filing on Google Icon
11/13/2023PNC Financial Services Group Inc.111,012$0.67M0.0%+613.1%0.027%Search for SEC Filing on Google Icon
11/9/2023EMC Capital Management16,677$0.10M0.1%+195.6%0.004%Search for SEC Filing on Google Icon
11/9/2023UBS Group AG389,074$2.35M0.0%+5.0%0.095%Search for SEC Filing on Google Icon
11/8/2023HighTower Advisors LLC158,932$0.96M0.0%+3.6%0.039%Search for SEC Filing on Google Icon
11/8/2023Van ECK Associates Corp4,884,389$29.55M0.1%+8.0%1.198%Search for SEC Filing on Google Icon
11/8/2023Atria Wealth Solutions Inc.81,037$0.49M0.0%+342.5%0.020%Search for SEC Filing on Google Icon
11/8/2023Spire Wealth Management39,900$0.24M0.0%+5.7%0.010%Search for SEC Filing on Google Icon
11/8/2023J.P. Morgan Private Wealth Advisors LLC567,771$3.44M0.0%+1.3%0.139%Search for SEC Filing on Google Icon
11/8/2023Kestra Private Wealth Services LLC240,906$1.46M0.0%+5.0%0.059%Search for SEC Filing on Google Icon
11/7/2023Merit Financial Group LLC12,453$75K0.0%N/A0.003%Search for SEC Filing on Google Icon
11/7/2023Virtus ETF Advisers LLC131,691$0.80M0.5%+130.1%0.032%Search for SEC Filing on Google Icon
11/7/2023Fox Run Management L.L.C.10,523$64K0.0%N/A0.003%Search for SEC Filing on Google Icon
11/7/2023Jump Financial LLC159,400$0.96M0.0%+1,166.6%0.039%Search for SEC Filing on Google Icon
11/6/2023XML Financial LLC1,384,395$8.38M1.0%+4.5%0.340%Search for SEC Filing on Google Icon
11/4/2023NBC Securities Inc.5,700$34K0.0%N/A0.001%Search for SEC Filing on Google Icon
11/4/2023LSV Asset Management1,737,254$10.51M0.0%+1.4%0.426%Search for SEC Filing on Google Icon
11/2/2023Olympiad Research LP28,272$0.17M0.2%N/A0.007%Search for SEC Filing on Google Icon
11/2/2023WealthPlan Investment Management LLC10,330$62K0.0%N/A0.003%Search for SEC Filing on Google Icon
11/1/2023Vanguard Capital Wealth Advisors40,163$0.24M0.2%-9.7%0.010%Search for SEC Filing on Google Icon
11/1/2023Orion Portfolio Solutions LLC74,083$0.45M0.0%+332.4%0.018%Search for SEC Filing on Google Icon
10/31/2023Triumph Capital Management77,291$0.47M0.2%+3.3%0.019%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Prospect Capital logo
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations, cash flow term loans, market place lending and bridge transactions. It also makes real estate investments particularly in multi-family residential real estate asset class. The fund makes secured debt, senior debt, senior and secured term loans, unitranche debt, first-lien and second lien, private debt, private equity, mezzanine debt, and equity investments in private and microcap public businesses. It focuses on both primary origination and secondary loans/portfolios and invests in situations like debt financings for private equity sponsors, acquisitions, dividend recapitalizations, growth financings, bridge loans, cash flow term loans, real estate financings/investments. It also focuses on investing in small-sized and medium-sized private companies rather than large public companies. The fund typically invests across all industry sectors, with a particular expertise in the energy and industrial sectors. It invests in aerospace and defense, chemicals, conglomerate services, consumer services, ecological, electronics, financial services, machinery, manufacturing, media, pharmaceuticals, retail, software, specialty minerals, textiles and leather, transportation, oil and gas production, coal production, materials, industrials, consumer discretionary, information technology, utilities, pipeline, storage, power generation and distribution, renewable and clean energy, oilfield services, healthcare, food and beverage, education, business services, and other select sectors. It prefers to invest in the United States and Canada. The fund seeks to invest between $10 million to $500 million per transaction in companies with EBITDA between $5 million and $150 million, sales value between $25 million and $500 million, and enterprise value between $5 million and $1000 million. It fund also co-invests for larger deals. The fund seeks control acquisitions by providing multiple levels of the capital structure. The fund focuses on sole, agented, club, or syndicated deals.
Read More on Prospect Capital

Today's Range

Now: $5.49
Low: $5.44
High: $5.50

50 Day Range

MA: $5.69
Low: $5.33
High: $6.24

52 Week Range

Now: $5.49
Low: $5.03
High: $6.99

Volume

2,742,365 shs

Average Volume

2,239,246 shs

Market Capitalization

$2.28 billion

P/E Ratio

N/A

Dividend Yield

13.02%

Beta

1

Who are the company insiders with the largest holdings of Prospect Capital?

Prospect Capital's top insider investors include:
  1. John F Barry (CEO)
  2. M Grier Eliasek (COO)
  3. Eugene S Stark (Director)
  4. Dask Kristin Lea Van (CFO)
Learn More about top insider investors at Prospect Capital.

Who are the major institutional investors of Prospect Capital?

Prospect Capital's top institutional shareholders include:
  1. Van ECK Associates Corp — 1.50%
  2. Foursixthree Capital LP — 0.00%
  3. Legal & General Group Plc — 0.77%
  4. LSV Asset Management — 0.50%
  5. XML Financial LLC — 0.32%
  6. Mckinley Capital Management LLC — 0.10%
Learn More about top institutional investors of Prospect Capital stock.

Which institutional investors are selling Prospect Capital stock?

In the last quarter, PSEC stock was sold by these institutional investors:
  1. Northern Trust Corp
  2. Sumitomo Mitsui Trust Holdings Inc.
  3. Muzinich & Co. Inc.
  4. Philadelphia Trust Co.
  5. Arkadios Wealth Advisors
  6. PNC Financial Services Group Inc.
  7. PNC Financial Services Group Inc.
  8. XML Financial LLC

Which institutional investors are buying Prospect Capital stock?

In the last quarter, PSEC stock was purchased by institutional investors including:
  1. Foursixthree Capital LP
  2. Van ECK Associates Corp
  3. LSV Asset Management
  4. Legal & General Group Plc
  5. Jump Financial LLC
  6. Quadrature Capital Ltd
  7. Quadrature Capital Ltd
  8. Forte Capital LLC ADV
Within the last year, these company insiders have bought Prospect Capital stock:
  1. John F Barry (CEO)
  2. M Grier Eliasek (COO)
  3. Eugene S Stark (Director)
  4. Dask Kristin Lea Van (CFO)
Learn More investors buying Prospect Capital stock.