PSEC Insider Trading

Insider Ownership Percentage: 27.10%
Insider Buying (Last 12 Months): $15,245,966.84
Insider Selling (Last 12 Months): $0.00

Prospect Capital Insider Trading History Chart

This chart shows the insider buying and selling history at Prospect Capital by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Prospect Capital Share Price & Price History

Current Price: $4.44
Price Change: Price Increase of +0.03 (0.68%)
As of 12/11/2024 06:54 PM ET

This chart shows the closing price history over time for PSEC up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

Prospect Capital Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
11/29/2024M Grier EliasekCOOBuy210,000$4.81$1,010,100.002,131,130View SEC Filing Icon  
11/26/2024M Grier EliasekCOOBuy5,000$4.72$23,600.001,711,130View SEC Filing Icon  
11/22/2024John F BarryCEOBuy1,000,000$4.78$4,780,000.0077,465,298View SEC Filing Icon  
11/22/2024M Grier EliasekCOOBuy5,000$4.72$23,600.001,701,130View SEC Filing Icon  
11/20/2024John F BarryCEOBuy1,000,000$4.59$4,590,000.0075,465,285View SEC Filing Icon  
11/20/2024M Grier EliasekCOOBuy5,000$4.65$23,250.001,691,130View SEC Filing Icon  
11/18/2024John F BarryCEOBuy837,273$4.47$3,742,610.3173,450,112View SEC Filing Icon  
11/18/2024M Grier EliasekCOOBuy5,000$4.46$22,300.001,681,130View SEC Filing Icon  
11/15/2024John F BarryCEOBuy205,900$4.40$905,960.0072,612,839View SEC Filing Icon  
6/20/2024Dask Kristin Lea VanCFOBuy3,330$22.50$74,925.004,539View SEC Filing Icon  
5/13/2024John F BarryCEOBuy4,099$5.47$22,421.5365,796,357View SEC Filing Icon  
3/11/2024Dask Kristin Lea VanCFOBuy5,000$5.44$27,200.0010,000View SEC Filing Icon  
12/5/2023M Grier EliasekCOOBuy10,000$5.64$56,400.001,606,130View SEC Filing Icon  
11/21/2023M Grier EliasekCOOBuy15,750$5.75$90,562.501,556,130View SEC Filing Icon  
11/10/2023Dask Kristin Lea VanCFOBuy5,000$5.68$28,400.005,000View SEC Filing Icon  
9/11/2023Eugene S StarkDirectorBuy3,000$6.00$18,000.0055,000View SEC Filing Icon  
9/11/2023John F BarryCEOBuy16,520$5.99$98,954.8072,752,728View SEC Filing Icon  
5/11/2023John F BarryCEOBuy100,000$6.28$628,000.0072,599,542View SEC Filing Icon  
9/26/2022Eugene S StarkDirectorBuy2,000$6.55$13,100.0052,000View SEC Filing Icon  
9/7/2022Dask Kristin Lea VanCFOBuy2,650$7.35$19,477.5053,331View SEC Filing Icon  
9/7/2022Eugene S StarkDirectorBuy2,000$7.35$14,700.0050,000View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for Prospect Capital (NASDAQ:PSEC)

9.06% of Prospect Capital stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at PSEC by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Prospect Capital Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/20/2024Virtu Financial LLC162,844$0.87M0.0%+175.2%0.037%Search for SEC Filing on Google Icon
11/18/2024Arete Wealth Advisors LLC224,886$1.20M0.1%N/A0.052%Search for SEC Filing on Google Icon
11/15/2024XTX Topco Ltd16,509$88K0.0%N/A0.004%Search for SEC Filing on Google Icon
11/15/2024HighTower Advisors LLC22,615$0.12M0.0%-81.0%0.005%Search for SEC Filing on Google Icon
11/15/2024Paloma Partners Management Co108,056$0.58M0.0%N/A0.025%Search for SEC Filing on Google Icon
11/14/2024Captrust Financial Advisors14,247$76K0.0%+34.9%0.003%Search for SEC Filing on Google Icon
11/13/2024BNP Paribas Financial Markets136,249$0.73M0.0%+99.4%0.031%Search for SEC Filing on Google Icon
11/13/2024D.A. Davidson & CO.299,078$1.60M0.0%+2.6%0.069%Search for SEC Filing on Google Icon
11/12/2024Garner Asset Management Corp106,529$0.57M0.3%-17.0%0.025%Search for SEC Filing on Google Icon
11/12/2024Great Valley Advisor Group Inc.19,561$0.11M0.0%N/A0.005%Search for SEC Filing on Google Icon
11/8/2024SMH Capital Advisors Inc.145,605$0.78M2.4%+43.7%0.034%Search for SEC Filing on Google Icon
11/8/2024Advisors Asset Management Inc.303,806$1.63M0.0%-3.5%0.070%Search for SEC Filing on Google Icon
11/8/2024MWA Asset Management53,000$53K0.0%N/A0.012%Search for SEC Filing on Google Icon
11/6/2024Sheaff Brock Investment Advisors LLC29,260$0.16M0.0%+7.4%0.007%Search for SEC Filing on Google Icon
11/2/2024XML Financial LLC2,044,448$10.94M1.0%+8.1%0.472%Search for SEC Filing on Google Icon
10/30/2024Moloney Securities Asset Management LLC52,506$0.28M0.0%-17.7%0.012%Search for SEC Filing on Google Icon
10/29/2024Van ECK Associates Corp8,938,863$47.38M0.1%+23.3%2.065%Search for SEC Filing on Google Icon
10/28/2024US Bancorp DE180,000$0.96M0.0%-35.7%0.042%Search for SEC Filing on Google Icon
10/25/2024Vanguard Capital Wealth Advisors13,563$73K0.1%-33.2%0.003%Search for SEC Filing on Google Icon
10/25/2024Traynor Capital Management Inc.10,560$56K0.0%-26.4%0.003%Search for SEC Filing on Google Icon
10/24/2024Barrett & Company Inc.50,775$0.27M0.1%+14.5%0.012%Search for SEC Filing on Google Icon
10/24/2024J.W. Cole Advisors Inc.25,424$0.14M0.0%+18.0%0.006%Search for SEC Filing on Google Icon
10/24/2024PFG Investments LLC17,634$94K0.0%N/A0.004%Search for SEC Filing on Google Icon
10/24/2024Arkadios Wealth Advisors11,901$64K0.0%-48.1%0.003%Search for SEC Filing on Google Icon
10/23/2024West Michigan Advisors LLC16,992$92K0.0%N/A0.004%Search for SEC Filing on Google Icon
10/23/2024Global Assets Advisory LLC11,992$64K0.0%N/A0.003%Search for SEC Filing on Google Icon
10/22/2024International Assets Investment Management LLC933,083$4.99M0.0%+344.0%0.216%Search for SEC Filing on Google Icon
10/22/2024Sequoia Financial Advisors LLC24,150$0.13M0.0%N/A0.006%Search for SEC Filing on Google Icon
10/17/2024Inspire Advisors LLC15,130$81K0.0%-32.4%0.004%Search for SEC Filing on Google Icon
10/16/2024Teamwork Financial Advisors LLC63,515$0.34M0.0%+17.3%0.015%Search for SEC Filing on Google Icon
10/11/2024Creative Planning168,803$0.90M0.0%-4.1%0.039%Search for SEC Filing on Google Icon
10/10/2024Inspire Investing LLC76,885$0.41M0.0%+21.0%0.018%Search for SEC Filing on Google Icon
10/10/2024Family Wealth Partners LLC13,888$74K0.0%N/A0.003%Search for SEC Filing on Google Icon
10/8/2024CWM LLC19,310$0.10M0.0%+101.4%0.004%Search for SEC Filing on Google Icon
10/8/2024Strategies Wealth Advisors LLC33,957$0.18M0.0%+7.2%0.008%Search for SEC Filing on Google Icon
8/21/2024Truist Financial Corp192,188$1.06M0.0%-4.2%0.046%Search for SEC Filing on Google Icon
8/16/2024Creative Planning175,953$0.97M0.0%+387.3%0.042%Search for SEC Filing on Google Icon
8/16/2024Kathmere Capital Management LLC69,462$0.38M0.0%+19.8%0.017%Search for SEC Filing on Google Icon
8/15/2024Dark Forest Capital Management LP46,411$0.26M0.0%+34.2%0.011%Search for SEC Filing on Google Icon
8/14/2024Squarepoint Ops LLC21,142$0.12M0.0%-71.7%0.005%Search for SEC Filing on Google Icon
8/14/2024ProShare Advisors LLC49,209$0.27M0.0%-4.2%0.012%Search for SEC Filing on Google Icon
8/13/2024AE Wealth Management LLC14,473$80K0.0%N/A0.003%Search for SEC Filing on Google Icon
8/12/2024Mercer Global Advisors Inc. ADV35,867$0.20M0.0%-35.1%0.009%Search for SEC Filing on Google Icon
8/8/2024Vanguard Capital Wealth Advisors20,303$0.11M0.1%-18.3%0.005%Search for SEC Filing on Google Icon
8/8/2024Y.D. More Investments Ltd5,062,879$29.06M3.0%+303.6%1.212%Search for SEC Filing on Google Icon
8/6/2024LSV Asset Management891,235$4.93M0.0%-44.6%0.213%Search for SEC Filing on Google Icon
8/6/2024Ausdal Financial Partners Inc.39,166$0.22M0.0%+34.7%0.009%Search for SEC Filing on Google Icon
8/2/2024Midland Wealth Advisors LLC18,416$0.10M0.0%N/A0.004%Search for SEC Filing on Google Icon
7/31/2024Spire Wealth Management58,476$0.32M0.0%+207.4%0.014%Search for SEC Filing on Google Icon
7/31/2024Van ECK Associates Corp7,248,573$40.09M0.1%+5.4%1.735%Search for SEC Filing on Google Icon
7/31/2024IFG Advisory LLC36,195$0.20M0.0%+9.0%0.009%Search for SEC Filing on Google Icon
7/31/2024Rothschild Investment LLC4,900$27K0.0%N/A0.001%Search for SEC Filing on Google Icon
7/30/2024Moloney Securities Asset Management LLC63,802$0.35M0.1%+4.7%0.015%Search for SEC Filing on Google Icon
7/29/2024TrueMark Investments LLC380,932$2.11M0.7%N/A0.091%Search for SEC Filing on Google Icon
7/23/2024XML Financial LLC1,891,268$10.46M1.1%+10.4%0.453%Search for SEC Filing on Google Icon
7/22/2024Atria Wealth Solutions Inc.153,122$0.85M0.0%-12.9%0.037%Search for SEC Filing on Google Icon
7/16/2024Apeiron RIA LLC80,000$79K0.0%N/A0.019%Search for SEC Filing on Google Icon
7/11/2024OLD National Bancorp IN24,811$0.14M0.0%N/A0.006%Search for SEC Filing on Google Icon
7/5/2024DNB Asset Management AS342,285$1.89M0.0%+7.3%0.082%Search for SEC Filing on Google Icon
6/4/2024Tactive Advisors LLC321,095$1.77M0.9%+74.2%0.077%Search for SEC Filing on Google Icon
5/20/2024Virtu Financial LLC40,423$0.22M0.0%-41.4%0.010%Search for SEC Filing on Google Icon
5/20/2024EMC Capital Management20,762$0.12M0.1%+24.5%0.005%Search for SEC Filing on Google Icon
5/17/2024XML Financial LLC1,712,938$9.46M1.0%+29.1%0.410%Search for SEC Filing on Google Icon
5/17/2024Garner Asset Management Corp128,455$0.71M0.4%-15.8%0.031%Search for SEC Filing on Google Icon
5/17/2024Comerica Bank24,000$0.13M0.0%+166.7%0.006%Search for SEC Filing on Google Icon
5/16/2024Caxton Associates LP124,102$0.69M0.0%-47.4%0.030%Search for SEC Filing on Google Icon
5/15/2024Quadrature Capital Ltd118,502$0.66M0.0%-20.1%0.028%Search for SEC Filing on Google Icon
5/14/2024Advisors Asset Management Inc.444,540$2.45M0.0%-1.3%0.106%Search for SEC Filing on Google Icon
5/14/2024CANADA LIFE ASSURANCE Co294,706$1.63M0.0%+13.1%0.071%Search for SEC Filing on Google Icon
5/9/2024Kingsview Wealth Management LLC16,538$91K0.0%N/A0.004%Search for SEC Filing on Google Icon
5/8/2024Entropy Technologies LP25,000$0.14M0.0%N/A0.006%Search for SEC Filing on Google Icon
5/8/2024ProShare Advisors LLC51,349$0.28M0.0%+18.8%0.012%Search for SEC Filing on Google Icon
5/8/2024Headlands Technologies LLC7,574$42K0.0%+2,266.9%0.002%Search for SEC Filing on Google Icon
5/8/2024Inspire Advisors LLC21,333$0.12M0.0%-10.7%0.005%Search for SEC Filing on Google Icon
5/7/2024Empowered Funds LLC13,202$73K0.0%N/A0.003%Search for SEC Filing on Google Icon
5/6/2024LSV Asset Management1,608,614$8.88M0.0%-21.0%0.387%Search for SEC Filing on Google Icon
5/6/2024Envestnet Portfolio Solutions Inc.17,000$94K0.0%N/A0.004%Search for SEC Filing on Google Icon
5/4/2024Csenge Advisory Group44,128$0.24M0.0%N/A0.011%Search for SEC Filing on Google Icon
5/3/2024BI Asset Management Fondsmaeglerselskab A S394,365$2.18M0.0%+59.7%0.095%Search for SEC Filing on Google Icon
5/2/2024Mckinley Capital Management LLC408,441$2.26M0.3%-3.1%0.098%Search for SEC Filing on Google Icon
5/1/2024Janney Montgomery Scott LLC23,633$0.13M0.0%+51.2%0.006%Search for SEC Filing on Google Icon
5/1/2024BNP Paribas Financial Markets43,616$0.24M0.0%+275.0%0.011%Search for SEC Filing on Google Icon
4/30/2024J.W. Cole Advisors Inc.21,922$0.12M0.0%-39.8%0.005%Search for SEC Filing on Google Icon
4/30/2024Cutter & CO Brokerage Inc.11,700$65K0.0%N/A0.003%Search for SEC Filing on Google Icon
4/30/2024Van ECK Associates Corp6,880,161$37.98M0.1%+11.7%1.657%Search for SEC Filing on Google Icon
4/30/2024SpiderRock Advisors LLC15,225$83K0.0%N/A0.004%Search for SEC Filing on Google Icon
4/25/2024Triumph Capital Management26,472$0.15M0.1%-67.9%0.006%Search for SEC Filing on Google Icon
4/24/2024Spire Wealth Management19,021$0.11M0.0%-13.8%0.005%Search for SEC Filing on Google Icon
4/23/2024Sage Mountain Advisors LLC25,948$0.14M0.0%N/A0.006%Search for SEC Filing on Google Icon
4/22/2024Strategic Financial Concepts LLC18,099$100K0.0%N/A0.004%Search for SEC Filing on Google Icon
4/22/2024Strategies Wealth Advisors LLC30,621$0.17M0.0%+6.6%0.007%Search for SEC Filing on Google Icon
4/22/2024Edge Financial Advisors LLC10,000$55K0.0%N/A0.002%Search for SEC Filing on Google Icon
4/19/2024Kovack Advisors Inc.138,549$0.77M0.1%-4.4%0.033%Search for SEC Filing on Google Icon
4/16/2024Vanguard Capital Wealth Advisors24,852$0.14M0.1%-34.0%0.006%Search for SEC Filing on Google Icon
4/15/2024Wealthcare Advisory Partners LLC14,834$82K0.0%N/A0.004%Search for SEC Filing on Google Icon
4/12/2024Global Assets Advisory LLC44,689$0.25M0.0%N/A0.011%Search for SEC Filing on Google Icon
3/25/2024Quadrature Capital Ltd148,229$0.89M0.0%N/A0.036%Search for SEC Filing on Google Icon
3/22/2024PNC Financial Services Group Inc.33,998$0.20M0.0%-69.4%0.008%Search for SEC Filing on Google Icon
2/26/2024Virtu Financial LLC68,929$0.41M0.0%N/A0.017%Search for SEC Filing on Google Icon
2/15/2024Palogic Value Management L.P.164,334$0.98M0.4%-5.3%0.040%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Prospect Capital logo
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations, cash flow term loans, market place lending and bridge transactions. It also makes real estate investments particularly in multi-family residential real estate asset class. The fund makes secured debt, senior debt, senior and secured term loans, unitranche debt, first-lien and second lien, private debt, private equity, mezzanine debt, and equity investments in private and microcap public businesses. It focuses on both primary origination and secondary loans/portfolios and invests in situations like debt financings for private equity sponsors, acquisitions, dividend recapitalizations, growth financings, bridge loans, cash flow term loans, real estate financings/investments. It also focuses on investing in small-sized and medium-sized private companies rather than large public companies. The fund typically invests across all industry sectors, with a particular expertise in the energy and industrial sectors. It invests in aerospace and defense, chemicals, conglomerate services, consumer services, ecological, electronics, financial services, machinery, manufacturing, media, pharmaceuticals, retail, software, specialty minerals, textiles and leather, transportation, oil and gas production, coal production, materials, industrials, consumer discretionary, information technology, utilities, pipeline, storage, power generation and distribution, renewable and clean energy, oilfield services, healthcare, food and beverage, education, business services, and other select sectors. It prefers to invest in the United States and Canada. The fund seeks to invest between $10 million to $500 million per transaction in companies with EBITDA between $5 million and $150 million, sales value between $25 million and $500 million, and enterprise value between $5 million and $1000 million. It fund also co-invests for larger deals. The fund seeks control acquisitions by providing multiple levels of the capital structure. The fund focuses on sole, agented, club, or syndicated deals.
Read More on Prospect Capital

Today's Range

Now: $4.44
Low: $4.40
High: $4.45

50 Day Range

MA: $4.91
Low: $4.27
High: $5.34

52 Week Range

Now: $4.44
Low: $4.15
High: $6.30

Volume

2,558,333 shs

Average Volume

2,410,134 shs

Market Capitalization

$1.94 billion

P/E Ratio

N/A

Dividend Yield

11.95%

Beta

0.97

Who are the company insiders with the largest holdings of Prospect Capital?

Prospect Capital's top insider investors include:
  1. John F Barry (CEO)
  2. M Grier Eliasek (COO)
  3. Eugene S Stark (Director)
  4. Dask Kristin Lea Van (CFO)
Learn More about top insider investors at Prospect Capital.

Who are the major institutional investors of Prospect Capital?

Prospect Capital's top institutional shareholders include:
  1. Van ECK Associates Corp — 2.06%
  2. XML Financial LLC — 0.47%
  3. International Assets Investment Management LLC — 0.22%
  4. Point72 Asset Management L.P. — 0.00%
  5. Advisors Asset Management Inc. — 0.07%
  6. D.A. Davidson & CO. — 0.07%
Learn More about top institutional investors of Prospect Capital stock.

Which institutional investors are selling Prospect Capital stock?

In the last quarter, PSEC stock was sold by these institutional investors:
  1. US Bancorp DE
  2. HighTower Advisors LLC
  3. Garner Asset Management Corp
  4. Moloney Securities Asset Management LLC
  5. Arkadios Wealth Advisors
  6. Advisors Asset Management Inc.
  7. Jane Street Group LLC
  8. Inspire Advisors LLC

Which institutional investors are buying Prospect Capital stock?

In the last quarter, PSEC stock was purchased by institutional investors including:
  1. Van ECK Associates Corp
  2. International Assets Investment Management LLC
  3. Point72 Asset Management L.P.
  4. Arete Wealth Advisors LLC
  5. Edenbrook Capital LLC
  6. XML Financial LLC
  7. Paloma Partners Management Co
  8. Virtu Financial LLC
Within the last year, these company insiders have bought Prospect Capital stock:
  1. John F Barry (CEO)
  2. M Grier Eliasek (COO)
  3. Eugene S Stark (Director)
  4. Dask Kristin Lea Van (CFO)
Learn More investors buying Prospect Capital stock.