14.57% of Saratoga Investment stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

Saratoga Investment Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
12/1/2023	B. Riley Wealth Advisors Inc.	9,115	$0.23M	0.0%	-52.1%	0.070%
11/15/2023	Royal Bank of Canada	25,738	$0.66M	0.0%	-9.2%	0.196%
11/15/2023	Legal & General Group Plc	87,048	$2.24M	0.0%	-2.2%	0.664%
11/15/2023	Ameriprise Financial Inc.	46,908	$1.21M	0.0%	-19.6%	0.358%
11/15/2023	Advisors Asset Management Inc.	140,051	$3.60M	0.1%	+8.9%	1.068%
11/14/2023	Quadrature Capital Ltd	55,663	$1.43M	0.0%	+240.1%	0.425%
11/14/2023	Alpine Global Management LLC	52,000	$1.34M	0.3%	N/A	0.396%
11/14/2023	Tower Research Capital LLC TRC	1,487	$38K	0.0%	N/A	0.011%
11/14/2023	Qube Research & Technologies Ltd	16,570	$0.43M	0.0%	+84.3%	0.126%
11/14/2023	Trexquant Investment LP	30,157	$0.78M	0.0%	N/A	0.230%
11/13/2023	C M Bidwell & Associates Ltd.	1,385	$36K	0.0%	N/A	0.011%
11/13/2023	LPL Financial LLC	73,965	$1.90M	0.0%	+3.0%	0.564%
11/9/2023	UBS Group AG	4,152	$0.11M	0.0%	+57.3%	0.032%
11/8/2023	Janney Montgomery Scott LLC	17,383	$0.45M	0.0%	+97.1%	0.133%
11/8/2023	Atria Wealth Solutions Inc.	11,655	$0.30M	0.0%	+6.9%	0.089%
11/7/2023	Virtus ETF Advisers LLC	21,088	$0.54M	0.3%	+128.0%	0.161%
11/7/2023	Quantbot Technologies LP	6,565	$0.17M	0.0%	+170.6%	0.050%
11/7/2023	Barclays PLC	1,441	$37K	0.0%	N/A	0.011%
11/7/2023	Jump Financial LLC	12,601	$0.32M	0.0%	+23.5%	0.096%
11/3/2023	Private Advisor Group LLC	82,324	$2.12M	0.0%	+38.7%	0.628%
10/27/2023	Hennion & Walsh Asset Management Inc.	82,974	$2.13M	0.1%	+2.7%	0.633%
10/24/2023	Raymond James & Associates	49,691	$1.28M	0.0%	-22.1%	0.379%
10/23/2023	Commonwealth Equity Services LLC	19,040	$0.49M	0.0%	+56.8%	0.145%
10/13/2023	PFG Advisors	25,229	$0.65M	0.1%	-4.4%	0.211%
10/12/2023	IFP Advisors Inc	1,500	$39K	0.0%	-82.0%	0.013%
10/4/2023	International Assets Investment Management LLC	3,182	$81K	0.0%	N/A	0.027%
8/21/2023	Osaic Holdings Inc.	34,518	$0.93M	0.0%	-4.1%	0.288%
8/15/2023	Wells Fargo & Company MN	86,104	$2.32M	0.0%	+1.7%	0.719%
8/15/2023	Harbour Investments Inc.	1,000	$27K	0.0%	N/A	0.008%
8/15/2023	Quadrature Capital Ltd	16,366	$0.44M	0.0%	N/A	0.137%
8/15/2023	Royal Bank of Canada	28,341	$0.77M	0.0%	+2.6%	0.237%
8/15/2023	Rockefeller Capital Management L.P.	7,143	$0.19M	0.0%	-14.3%	0.060%
8/15/2023	Black Diamond Capital Management L.L.C.	96,507	$2.61M	1.6%	-78.2%	0.806%
8/14/2023	IFP Advisors Inc	8,312	$0.22M	0.0%	-5.8%	0.069%
8/14/2023	Marshall Wace LLP	33,521	$0.91M	0.0%	N/A	0.280%
8/14/2023	Cerity Partners LLC	18,700	$0.51M	0.0%	-24.3%	0.156%
8/11/2023	JPMorgan Chase & Co.	2,300	$62K	0.0%	+2,200.0%	0.019%
8/10/2023	Osaic Holdings Inc.	34,518	$0.93M	0.0%	-4.1%	0.288%
8/10/2023	Commonwealth Equity Services LLC	12,145	$0.33M	0.0%	+36.2%	0.101%
8/10/2023	Private Advisor Group LLC	59,374	$1.60M	0.0%	+4.9%	0.496%
8/10/2023	Cetera Advisors LLC	8,325	$0.23M	0.0%	N/A	0.069%
8/9/2023	BNP Paribas Arbitrage SNC	3,247	$88K	0.0%	N/A	0.027%
8/8/2023	Chicago Partners Investment Group LLC	9,409	$0.25M	0.0%	-53.2%	0.079%
8/4/2023	IFP Advisors Inc	8,312	$0.19M	0.0%	-5.8%	0.069%
8/3/2023	Atria Wealth Solutions Inc.	10,905	$0.29M	0.0%	+28.2%	0.091%
8/3/2023	Mackenzie Financial Corp	23,846	$0.65M	0.0%	-22.8%	0.199%
7/31/2023	LPL Financial LLC	71,819	$1.94M	0.0%	+10.7%	0.599%
7/28/2023	First Republic Investment Management Inc.	7,500	$0.20M	0.0%	-45.2%	0.063%
7/27/2023	B. Riley Wealth Advisors Inc.	19,010	$0.51M	0.0%	-8.7%	0.159%
7/26/2023	Janney Montgomery Scott LLC	8,820	$0.24M	0.0%	N/A	0.074%
7/25/2023	Raymond James & Associates	63,809	$1.72M	0.0%	-8.3%	0.533%
7/17/2023	Claybrook Capital LLC	41,817	$1.13M	0.6%	+25.0%	0.349%
7/10/2023	SG Americas Securities LLC	8,168	$0.22M	0.0%	N/A	0.069%
6/14/2023	Atria Wealth Solutions Inc.	8,505	$0.22M	0.0%	N/A	0.072%
5/22/2023	Putnam Investments LLC	27,509	$0.70M	0.0%	+243.6%	0.232%
5/22/2023	Ameriprise Financial Inc.	58,279	$1.47M	0.0%	-3.5%	0.491%
5/17/2023	Sunbelt Securities Inc.	5,082	$0.13M	0.0%	N/A	0.043%
5/16/2023	Steward Partners Investment Advisory LLC	7,203	$0.18M	0.0%	+50.0%	0.061%
5/16/2023	Black Diamond Capital Management L.L.C.	441,770	$11.17M	6.4%	-53.6%	3.725%
5/15/2023	Two Sigma Advisers LP	63,800	$1.61M	0.0%	+63.2%	0.538%
5/15/2023	Two Sigma Investments LP	24,910	$0.63M	0.0%	N/A	0.210%
5/12/2023	Advisors Asset Management Inc.	138,850	$3.51M	0.1%	+3.9%	1.171%
5/12/2023	Bank of America Corp DE	2,053	$52K	0.0%	N/A	0.017%
5/12/2023	Palogic Value Management L.P.	48,780	$1.23M	0.6%	-2.4%	0.411%
5/11/2023	Cerity Partners LLC	24,711	$0.63M	0.0%	-7.1%	0.208%
5/10/2023	Private Advisor Group LLC	56,574	$1.43M	0.0%	N/A	0.477%
5/10/2023	LPL Financial LLC	64,884	$1.64M	0.0%	-5.2%	0.547%
5/4/2023	Larson Financial Group LLC	8,923	$0.23M	0.0%	+5.4%	0.075%
4/28/2023	Avantax Advisory Services Inc.	8,779	$0.22M	0.0%	N/A	0.074%
4/25/2023	D.A. Davidson & CO.	22,755	$0.58M	0.0%	+12.5%	0.191%
4/24/2023	Mackenzie Financial Corp	30,908	$0.78M	0.0%	+40.4%	0.260%
4/24/2023	Ahrens Investment Partners LLC	1,272	$32K	0.0%	N/A	0.011%
4/21/2023	PFG Advisors	26,391	$0.67M	0.1%	-6.5%	0.222%
4/20/2023	Hennion & Walsh Asset Management Inc.	97,345	$2.46M	0.2%	-14.2%	0.819%
4/19/2023	International Assets Investment Management LLC	3,116	$79K	0.0%	N/A	0.026%
4/18/2023	Claybrook Capital LLC	33,445	$0.85M	0.5%	+5.0%	0.281%
4/18/2023	IFP Advisors Inc	8,828	$0.20M	0.0%	+29.9%	0.074%
4/14/2023	Raymond James & Associates	69,576	$1.76M	0.0%	-15.7%	0.585%
4/10/2023	Next Level Private LLC	28,459	$0.72M	0.6%	+2.8%	0.239%
3/22/2023	Pictet North America Advisors SA	44,468	$1.13M	0.2%	+2.5%	0.374%
3/15/2023	B. Riley Wealth Advisors Inc.	20,770	$0.54M	0.0%	+24.0%	0.175%
3/6/2023	Rockefeller Capital Management L.P.	8,209	$0.21M	0.0%	-55.2%	0.069%
2/21/2023	B. Riley Wealth Advisors Inc.	20,770	$0.54M	0.0%	+24.0%	0.175%
2/15/2023	Steward Partners Investment Advisory LLC	4,803	$0.12M	0.0%	+554.4%	0.040%
2/15/2023	Legal & General Group Plc	79,617	$2.03M	0.0%	+5.2%	0.670%
2/15/2023	Mackenzie Financial Corp	22,018	$0.56M	0.0%	-16.3%	0.185%
2/15/2023	Morgan Stanley	25,818	$0.66M	0.0%	-26.6%	0.217%
2/15/2023	Mariner LLC	9,546	$0.24M	0.0%	N/A	0.080%
2/15/2023	Black Diamond Capital Management L.L.C.	951,340	$24.25M	14.9%	-9.3%	8.001%
2/15/2023	ICA Group Wealth Management LLC	4,950	$0.13M	0.0%	N/A	0.042%
2/14/2023	Putnam Investments LLC	8,005	$0.20M	0.0%	N/A	0.067%
2/13/2023	Advisors Asset Management Inc.	133,585	$3.41M	0.1%	-11.4%	1.124%
2/13/2023	Wells Fargo & Company MN	83,549	$2.13M	0.0%	+1.7%	0.703%
2/13/2023	Advisory Research Inc.	30,351	$0.77M	0.1%	-15.0%	0.255%
2/8/2023	Raymond James & Associates	82,521	$2.10M	0.0%	-3.5%	0.694%
2/8/2023	UBS Group AG	1,528	$39K	0.0%	-63.6%	0.013%
2/8/2023	Belpointe Asset Management LLC	1,000	$25K	0.0%	N/A	0.008%
2/7/2023	Commonwealth Equity Services LLC	8,564	$0.22M	0.0%	N/A	0.072%
2/7/2023	LPL Financial LLC	68,464	$1.75M	0.0%	+2.9%	0.576%
2/6/2023	Banque Pictet & Cie SA	44,468	$1.13M	0.0%	+2.5%	0.374%

Data available starting January 2016

Saratoga Investment Corp. is a business development company specializing in leveraged and management buyouts, acquisition financings, growth financings, recapitalization, debt refinancing, and transitional financing transactions at the lower end of middle market companies. It structures its investments as debt and equity by investing through first and second lien loans, mezzanine debt, co-investments, select high yield bonds, senior secured bonds, unsecured bonds, and preferred and common equity. The firm prefers to invest in aerospace, automotive aftermarket and services, business products and services, consumer products and services, education, environmental services, industrial services, financial services, food and beverage, healthcare products and services, logistics, distribution, manufacturing, restaurants services, food services, software services, technology services, specialty chemical, media and telecommunications. It seeks to invest in the United States. The firm primarily invests $5 million to $50 million in companies having EBITDA of $2 million or greater and revenues of $8 million to $250 million. The firm prefer to take a majority stake. It invests through direct lending as well as participation in loan syndicates. The firm was formerly known as GSC Investment Corp. Saratoga Investment Corp. was formed on 2007 and is based in New York, New York with an additional office in Florham Park, New Jersey.

Today's Range

Now: $26.11

$25.93

$26.26

50 Day Range

MA: $24.66

$23.05

$26.21

52 Week Range

Now: $26.11

$22.63

$28.87

Volume

226,800 shs

Average Volume

77,755 shs

Market Capitalization

$342.30 million

P/E Ratio

9.46

Dividend Yield

11.07%

Beta

1.33

Who are the company insiders with the largest holdings of Saratoga Investment?: Saratoga Investment's top insider investors include:
Christian L Oberbeck (CEO)
Steven M Looney (Director)
Learn More about top insider investors at Saratoga Investment.
Who are the major institutional investors of Saratoga Investment?: Saratoga Investment's top institutional investors include:
Advisors Asset Management Inc. — 1.07%
Legal & General Group Plc — 0.66%
Hennion & Walsh Asset Management Inc. — 0.63%
Private Advisor Group LLC — 0.63%
LPL Financial LLC — 0.56%
Quadrature Capital Ltd — 0.42%
Learn More about top institutional investors of Saratoga Investment stock.
Which institutional investors are selling Saratoga Investment stock?: During the previous quarter, SAR stock was sold by these institutional investors:
Raymond James & Associates
Ameriprise Financial Inc.
B. Riley Wealth Advisors Inc.
IFP Advisors Inc
Royal Bank of Canada
Legal & General Group Plc
PFG Advisors
Which institutional investors are buying Saratoga Investment stock?: Within the previous quarter, SAR stock was bought by institutional investors including:
Alpine Global Management LLC
Quadrature Capital Ltd
Trexquant Investment LP
Private Advisor Group LLC
Virtus ETF Advisers LLC
Advisors Asset Management Inc.
Janney Montgomery Scott LLC
Qube Research & Technologies Ltd
During the last year, these company insiders have bought Saratoga Investment stock:
Christian L Oberbeck (CEO)
Steven M Looney (Director)
Learn More investors buying Saratoga Investment stock.

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SAR Insider Trading

Saratoga Investment Insider Trading History Chart

Saratoga Investment Share Price & Price History

Saratoga Investment Insider Trading History

SEC Filings (Institutional Ownership Changes) for Saratoga Investment (NYSE:SAR)