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SWZ Insider Trading

Insider Ownership Percentage: 0.03%
Insider Buying (Last 12 Months): $17,557.10
Insider Selling (Last 12 Months): $0.00

Total Return Securities Insider Trading History Chart

This chart shows the insider buying and selling history at Total Return Securities by year and by quarter.

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Total Return Securities Share Price & Price History

Current Price: $6.10
Price Change: ▲ Price Increase of +0.054 (0.89%)
As of 12/4/2025 04:59 PM ET

This chart shows the closing price history over time for SWZ up to the past year.

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Days: 30 | 90 | 365

Total Return Securities Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
10/27/2025Moritz A SellDirectorBuy1,000$6.05$6,050.004,400View SEC Filing Icon  
6/30/2025Moritz A SellDirectorBuy1,815$6.34$11,507.103,400View SEC Filing Icon  
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SEC Filings (Institutional Ownership Changes) for Total Return Securities (NYSE:SWZ)

41.12% of Total Return Securities stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at SWZ by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Total Return Securities Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/21/2025Alpine Global Management LLC87,500$0.53M0.1%N/A0.674%Search for SEC Filing on Google Icon
11/17/2025Susquehanna International Group LLP19,315$0.12M0.0%+89.6%0.149%Search for SEC Filing on Google Icon
11/17/2025Quarry LP75,080$0.46M0.1%N/A0.578%Search for SEC Filing on Google Icon
11/17/2025Bank of America Corp DE5,382$33K0.0%-63.9%0.041%Search for SEC Filing on Google Icon
11/17/2025Boothbay Fund Management LLC87,500$0.53M0.0%N/A0.674%Search for SEC Filing on Google Icon
11/14/2025Raymond James Financial Inc.13,850$84K0.0%+58.3%0.107%Search for SEC Filing on Google Icon
11/13/2025Yakira Capital Management Inc.192,016$1.17M0.4%+37.8%1.478%Search for SEC Filing on Google Icon
11/7/2025Uhlmann Price Securities LLC111,654$0.68M0.4%+6.7%0.860%Search for SEC Filing on Google Icon
10/29/2025Matisse Capital607,000$3.69M1.7%N/A4.673%Search for SEC Filing on Google Icon
10/29/2025North Ground Capital193,523$1.18M0.7%+29.0%1.490%Search for SEC Filing on Google Icon
10/22/2025Shaker Financial Services LLC298,862$1.82M0.6%+112.9%2.301%Search for SEC Filing on Google Icon
10/22/2025Blue Bell Private Wealth Management LLC192,703$1.17M0.2%+83.5%1.483%Search for SEC Filing on Google Icon
10/20/2025Allspring Global Investments Holdings LLC2,127,310$12.93M0.0%+10.2%16.377%Search for SEC Filing on Google Icon
9/4/2025Osaic Holdings Inc.4,111$26K0.0%-45.8%0.032%Search for SEC Filing on Google Icon
8/14/2025Raymond James Financial Inc.8,750$55K0.0%N/A0.067%Search for SEC Filing on Google Icon
8/12/2025Private Management Group Inc.10,545$67K0.0%N/A0.081%Search for SEC Filing on Google Icon
8/5/2025Shaker Financial Services LLC140,360$0.89M0.3%+63.0%1.081%Search for SEC Filing on Google Icon
8/4/2025Mccarter Private Wealth Services LLC14,459$92K0.1%N/A0.111%Search for SEC Filing on Google Icon
7/29/2025Beverly Hills Private Wealth LLC19,248$0.12M0.0%N/A0.148%Search for SEC Filing on Google Icon
7/29/2025Uhlmann Price Securities LLC104,609$0.66M0.5%-27.3%0.805%Search for SEC Filing on Google Icon
7/17/2025Uncommon Cents Investing LLC123,930$0.79M0.2%+23.8%0.954%Search for SEC Filing on Google Icon
5/16/2025AQR Arbitrage LLC10,867$100K0.0%-67.6%0.084%Search for SEC Filing on Google Icon
5/16/20251607 Capital Partners LLC39,979$0.37M0.0%-91.3%0.308%Search for SEC Filing on Google Icon
5/14/2025North Ground Capital4,800$44K0.0%N/A0.037%Search for SEC Filing on Google Icon
5/12/2025Wolverine Asset Management LLC25,856$0.24M0.0%-22.4%0.199%Search for SEC Filing on Google Icon
5/9/2025Shaker Financial Services LLC86,088$0.79M0.3%-65.9%0.663%Search for SEC Filing on Google Icon
5/6/2025Tabor Asset Management LP30,105$0.28M0.1%N/A0.232%Search for SEC Filing on Google Icon
5/5/2025Blue Bell Private Wealth Management LLC98,002$0.90M0.2%+7.3%0.754%Search for SEC Filing on Google Icon
5/5/2025Tabor Asset Management LP30,105$0.28M0.1%N/A0.232%Search for SEC Filing on Google Icon
4/29/2025Envestnet Asset Management Inc.164,184$1.51M0.0%+9.9%1.264%Search for SEC Filing on Google Icon
4/24/2025Allspring Global Investments Holdings LLC1,930,805$17.80M0.0%-1.9%14.863%Search for SEC Filing on Google Icon
4/23/2025Uncommon Cents Investing LLC100,130$0.92M0.3%+8.7%0.771%Search for SEC Filing on Google Icon
2/17/2025Saba Capital Management L.P.325,779$2.44M0.1%+24.7%2.508%Search for SEC Filing on Google Icon
2/17/2025Lazard Asset Management LLC719,312$5.39M0.0%-3.4%5.537%Search for SEC Filing on Google Icon
2/17/2025Logan Stone Capital LLC31,779$0.24M0.1%N/A0.245%Search for SEC Filing on Google Icon
2/17/2025Bank of America Corp DE13,672$0.10M0.0%+375.2%0.105%Search for SEC Filing on Google Icon
2/14/2025AQR Arbitrage LLC33,571$0.25M0.0%-14.7%0.258%Search for SEC Filing on Google Icon
2/14/2025Shaker Financial Services LLC252,561$1.89M0.7%-23.0%1.944%Search for SEC Filing on Google Icon
2/13/20251607 Capital Partners LLC459,592$3.44M0.3%+12.8%3.538%Search for SEC Filing on Google Icon
2/13/2025Envestnet Asset Management Inc.149,366$1.12M0.0%+55.0%1.150%Search for SEC Filing on Google Icon
2/12/2025Gardner Russo & Quinn LLC288,801$2.16M0.0%+1.9%2.223%Search for SEC Filing on Google Icon
2/7/2025PNC Financial Services Group Inc.6,244$47K0.0%+144.9%0.048%Search for SEC Filing on Google Icon
2/3/2025Wolverine Asset Management LLC33,340$0.25M0.0%N/A0.257%Search for SEC Filing on Google Icon
1/31/2025Sanctuary Advisors LLC97,879$0.73M0.0%+7.5%0.753%Search for SEC Filing on Google Icon
1/29/2025Allspring Global Investments Holdings LLC1,967,302$14.74M0.0%-8.5%15.144%Search for SEC Filing on Google Icon
11/25/2024Sanctuary Advisors LLC91,021$0.82M0.0%+1.6%0.701%Search for SEC Filing on Google Icon
11/15/2024SageView Advisory Group LLC11,834$0.11M0.0%-33.4%0.091%Search for SEC Filing on Google Icon
10/31/2024Shaker Financial Services LLC327,809$2.93M1.1%+1.2%2.523%Search for SEC Filing on Google Icon
10/19/2024Allspring Global Investments Holdings LLC2,149,803$19.24M0.0%-1.1%16.550%Search for SEC Filing on Google Icon
10/8/2024Dynamic Advisor Solutions LLC20,479$0.18M0.0%-7.1%0.158%Search for SEC Filing on Google Icon
9/5/2024Sanctuary Advisors LLC89,631$0.68M0.0%N/A0.690%Search for SEC Filing on Google Icon
8/15/2024Logan Stone Capital LLC20,166$0.16M0.0%N/A0.155%Search for SEC Filing on Google Icon
8/9/2024City of London Investment Management Co. Ltd.45,679$0.37M0.0%-39.1%0.352%Search for SEC Filing on Google Icon
8/3/2024Shaker Financial Services LLC323,974$2.61M1.1%+10.8%2.494%Search for SEC Filing on Google Icon
8/2/2024Wolverine Asset Management LLC36,192$0.29M0.0%+55.2%0.279%Search for SEC Filing on Google Icon
7/31/2024Commonwealth Equity Services LLC124,122$1M0.0%-4.2%0.956%Search for SEC Filing on Google Icon
7/26/2024Allspring Global Investments Holdings LLC2,174,265$17.55M0.0%+7.3%16.738%Search for SEC Filing on Google Icon
5/15/2024Lazard Asset Management LLC770,537$6.11M0.0%-2.4%5.931%Search for SEC Filing on Google Icon
5/14/2024Karpus Management Inc.223,655$1.77M0.1%+22.3%1.722%Search for SEC Filing on Google Icon
4/30/2024Allspring Global Investments Holdings LLC2,025,955$16.07M0.0%-3.1%15.595%Search for SEC Filing on Google Icon
4/18/2024Allspring Global Investments Holdings LLC2,025,955$16.07M0.0%-3.1%15.596%Search for SEC Filing on Google Icon
2/13/2024Karpus Management Inc.182,830$1.50M0.0%+554.8%1.407%Search for SEC Filing on Google Icon
2/13/20241607 Capital Partners LLC349,903$2.87M0.2%+4.0%2.694%Search for SEC Filing on Google Icon
2/9/2024City of London Investment Management Co. Ltd.75,051$0.62M0.1%-14.0%0.578%Search for SEC Filing on Google Icon
2/7/2024Shaker Financial Services LLC288,658$2.37M1.0%+1.4%2.222%Search for SEC Filing on Google Icon
2/1/2024Wolverine Asset Management LLC29,892$0.25M0.0%N/A0.230%Search for SEC Filing on Google Icon
1/25/2024Allspring Global Investments Holdings LLC2,090,825$17.15M0.0%-0.5%16.096%Search for SEC Filing on Google Icon
1/11/2024Dynamic Advisor Solutions LLC22,774$0.19M0.0%-17.6%0.175%Search for SEC Filing on Google Icon
11/14/2023Lazard Asset Management LLC802,425$6.13M0.0%-0.2%6.177%Search for SEC Filing on Google Icon
11/14/2023AQR Arbitrage LLC28,529$0.22M0.0%+63.9%0.220%Search for SEC Filing on Google Icon
11/9/2023Karpus Management Inc.27,920$0.21M0.0%+21.9%0.215%Search for SEC Filing on Google Icon
11/2/2023Shaker Financial Services LLC284,676$2.18M1.0%-1.5%2.191%Search for SEC Filing on Google Icon
10/27/2023Allspring Global Investments Holdings LLC2,102,344$16.06M0.0%+17.1%16.184%Search for SEC Filing on Google Icon
10/24/2023Cambridge Investment Research Advisors Inc.11,097$85K0.0%-14.2%0.085%Search for SEC Filing on Google Icon
8/14/2023CSS LLC IL297,160$2.44M0.2%+3.3%2.288%Search for SEC Filing on Google Icon
8/11/2023SageView Advisory Group LLC31,900$0.26M0.0%N/A0.246%Search for SEC Filing on Google Icon
8/11/2023Karpus Management Inc.22,910$0.19M0.0%N/A0.176%Search for SEC Filing on Google Icon
8/11/2023City of London Investment Management Co. Ltd.87,318$0.72M0.1%-80.4%0.672%Search for SEC Filing on Google Icon
8/8/2023Blue Bell Private Wealth Management LLC93,436$0.77M0.2%-2.3%0.719%Search for SEC Filing on Google Icon
8/7/2023Shaker Financial Services LLC289,157$2.38M1.0%+1.4%2.226%Search for SEC Filing on Google Icon
7/25/2023Raymond James Financial Services Advisors Inc.20,175$0.17M0.0%-9.0%0.153%Search for SEC Filing on Google Icon
7/24/2023Allspring Global Investments Holdings LLC1,795,664$14.76M0.0%+17.5%13.593%Search for SEC Filing on Google Icon
7/18/2023Allspring Global Investments Holdings LLC1,795,664$14.76M0.0%+17.5%13.591%Search for SEC Filing on Google Icon
5/11/2023Gardner Russo & Quinn LLC258,159$2.05M0.0%+1.6%1.954%Search for SEC Filing on Google Icon
5/9/2023Atlas Wealth LLC62,392$0.50M0.1%-5.4%0.472%Search for SEC Filing on Google Icon
5/8/2023Shaker Financial Services LLC285,163$2.26M1.0%+24.3%2.159%Search for SEC Filing on Google Icon
5/8/2023Wolverine Asset Management LLC26,126$0.21M0.0%+128.4%0.198%Search for SEC Filing on Google Icon
5/8/2023Blue Bell Private Wealth Management LLC95,683$0.76M0.2%-1.3%0.724%Search for SEC Filing on Google Icon
4/13/2023Allspring Global Investments Holdings LLC1,527,643$12.11M0.0%+10.9%11.564%Search for SEC Filing on Google Icon
2/14/2023Atlas Wealth LLC65,933$0.50M0.1%N/A0.499%Search for SEC Filing on Google Icon
2/13/2023Gardner Russo & Quinn LLC254,146$1.92M0.0%+1.6%1.924%Search for SEC Filing on Google Icon
2/10/2023City of London Investment Management Co. Ltd.566,411$4.28M0.3%-2.7%4.288%Search for SEC Filing on Google Icon
2/8/2023Cambridge Investment Research Advisors Inc.12,618$95K0.0%N/A0.096%Search for SEC Filing on Google Icon
2/7/2023Commonwealth Equity Services LLC130,786$0.99M0.0%-9.7%0.990%Search for SEC Filing on Google Icon
2/3/2023Shaker Financial Services LLC229,494$1.74M0.8%-4.6%1.737%Search for SEC Filing on Google Icon
2/1/2023Wolverine Asset Management LLC11,438$86K0.0%-43.4%0.087%Search for SEC Filing on Google Icon
1/23/2023Allspring Global Investments Holdings LLC1,377,942$10.42M0.0%+15.4%10.429%Search for SEC Filing on Google Icon
1/13/2023Dynamic Advisor Solutions LLC24,965$0.19M0.0%+62.1%0.189%Search for SEC Filing on Google Icon
11/15/20221607 Capital Partners LLC322,145$2.19M0.2%-2.4%2.439%Search for SEC Filing on Google Icon
11/10/2022City of London Investment Management Co. Ltd.582,352$3.94M0.3%-18.2%4.408%Search for SEC Filing on Google Icon
Data available starting January 2016

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Total Return Securities logo
The Swiss Helvetia Fund Inc. is a closed-ended equity mutual fund launched and managed by Schroder Investment Management North America Inc. The fund invests in public equity markets of Switzerland. It seeks to invest in stocks of companies operating across diversified sectors. The fund primarily invests in value stocks of companies across all market capitalizations. It employs fundamental analysis with a bottom-up stock picking approach, focusing on factors such as capital appreciation, income, economic and industry trends, quality of management, financial condition, business plan, industry and sector market position, dividend payout ratio, and corporate governance to create its portfolio. The fund benchmarks the performance of its portfolio against the S&P 500 Index and MSCI EAFE Index. It was previously known as The Helvetia Fund, Inc. The Swiss Helvetia Fund Inc. was formed in October 24, 1986 and is domiciled in the United States.
Read More on Total Return Securities

Today's Range

Now: $6.10
Low: $6.03
High: $6.11

50 Day Range

MA: $6.00
Low: $5.87
High: $6.10

52 Week Range

Now: $6.10
Low: $5.84
High: $9.43

Volume

180,125 shs

Average Volume

50,963 shs

Market Capitalization

$79.29 million

P/E Ratio

N/A

Dividend Yield

4.82%

Beta

0.72

Who are the company insiders with the largest holdings of Total Return Securities?

Total Return Securities' top insider investors include:
  1. Moritz A Sell (Director)
Learn More about top insider investors at Total Return Securities.

Who are the major institutional investors of Total Return Securities?

Total Return Securities' top institutional investors include:
  1. Allspring Global Investments Holdings LLC — 16.38%
  2. Matisse Capital — 4.67%
  3. Shaker Financial Services LLC — 2.30%
  4. North Ground Capital — 1.49%
  5. Blue Bell Private Wealth Management LLC — 1.48%
  6. Yakira Capital Management Inc. — 1.48%
Learn More about top institutional investors of Total Return Securities stock.

Which major investors are selling Total Return Securities stock?

In the previous quarter, SWZ stock was sold by these institutional investors:
  1. Bank of America Corp DE

Which major investors are buying Total Return Securities stock?

In the previous quarter, SWZ stock was acquired by institutional investors including:
  1. Matisse Capital
  2. Allspring Global Investments Holdings LLC
  3. Shaker Financial Services LLC
  4. Blue Bell Private Wealth Management LLC
  5. Alpine Global Management LLC
  6. Boothbay Fund Management LLC
  7. Quarry LP
  8. Yakira Capital Management Inc.