CAT Insider Trading

Insider Trading Chart
Insider Trading History
Frequently Asked Questions
About

Insider Ownership Percentage: 0.33%

Insider Buying (Last 12 Months): $367,334.50

Insider Selling (Last 12 Months): $55,554,055.40

Caterpillar Insider Trading History Chart

Caterpillar Share Price & Price History

^$598.89

▲ +7.4 (1.25%)

As of 12/4/2025 04:59 PM ET

Days: 30 | 90 | 365

Caterpillar Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction
12/1/2025	Andrew RJ Bonfield	CFO	Sell	10,000	$571.44	$5,714,400.00	55,460
11/11/2025	Jason Kaiser	Insider	Sell	10,707	$563.60	$6,034,465.20	8,649
11/10/2025	Anthony D. Fassino	Insider	Sell	8,184	$570.18	$4,666,353.12	41,512
11/6/2025	David Maclennan	Director	Buy	300	$568.86	$170,658.00	7,947
11/5/2025	Bob De Lange	Insider	Sell	14,638	$562.36	$8,231,825.68	80,209
11/5/2025	William E Schaupp	CAO	Sell	1,200	$572.22	$686,664.00	1,323
10/10/2025	Donald J. Umpleby, III	Chairman	Sell	17,166	$505.29	$8,673,808.14	448,173
9/22/2025	Donald J. Umpleby, III	Chairman	Sell	17,166	$462.65	$7,941,849.90	465,339
9/2/2025	Donald J. Umpleby, III	Chairman	Sell	17,168	$412.87	$7,088,152.16	482,505
8/15/2025	Susan C. Schwab	Director	Sell	2,324	$410.00	$952,840.00	6,917
8/11/2025	Jason Kaiser	Insider	Sell	2,161	$417.70	$902,649.70	8,632
5/7/2025	David Maclennan	Director	Buy	375	$320.70	$120,262.50	6,653
2/18/2025	Jason Kaiser	Insider	Sell	2,425	$354.70	$860,147.50	6,275
2/4/2025	Gerald Johnson	Director	Buy	100	$365.57	$36,557.00	3,053
1/16/2025	Andrew RJ Bonfield	CFO	Sell	10,000	$380.09	$3,800,900.00	45,182
12/4/2024	Gerald Johnson	Director	Buy	100	$398.57	$39,857.00	2,953
11/29/2024	Anthony D. Fassino	Insider	Sell	6,279	$408.59	$2,565,536.61	33,565
11/7/2024	Bob De Lange	Insider	Sell	12,657	$410.25	$5,192,534.25	71,107
11/6/2024	Daniel M. Dickinson	Director	Sell	1,300	$418.00	$543,400.00	4,976
11/4/2024	Cheryl H. Johnson	Insider	Sell	2,664	$378.84	$1,009,229.76	12,951
11/1/2024	William E Schaupp	CAO	Sell	968	$380.98	$368,788.64	1,686
9/4/2024	Gerald Johnson	Director	Buy	100	$338.59	$33,859.00	2,842
8/30/2024	Anthony D. Fassino	Insider	Sell	3,185	$351.36	$1,119,081.60	33,442
8/22/2024	Cheryl H. Johnson	Insider	Sell	2,975	$342.48	$1,018,878.00	15,615
7/16/2024	Cheryl H. Johnson	Insider	Sell	1,508	$350.00	$527,800.00	18,515
5/30/2024	Cheryl H. Johnson	Insider	Sell	1,508	$340.00	$512,720.00	20,023
5/13/2024	Bob De Lange	Insider	Sell	21,847	$356.90	$7,797,194.30	71,115
5/3/2024	David Maclennan	Director	Buy	500	$337.39	$168,695.00	5,738
2/28/2024	Anthony D. Fassino	Insider	Sell	4,575	$329.80	$1,508,835.00	23,474
2/23/2024	David Maclennan	Director	Buy	350	$323.37	$113,179.50	5,238
2/7/2024	Bob De Lange	Insider	Sell	21,194	$325.52	$6,899,070.88	61,092
2/2/2024	Andrew RJ Bonfield	CFO	Sell	10,000	$310.10	$3,101,000.00	57,317
1/25/2024	Andrew RJ Bonfield	CFO	Sell	10,000	$300.04	$3,000,400.00	67,317
8/29/2023	Anthony D. Fassino	Insider	Sell	2,923	$279.00	$815,517.00	16,182
8/9/2023	Cheryl H. Johnson	Insider	Sell	18,294	$286.33	$5,238,121.02	16,362
8/3/2023	Joseph E. Creed	insider	Sell	7,286	$285.25	$2,078,331.50
8/1/2023	Bob De Lange	Insider	Sell	20,000	$275.00	$5,500,000.00	53,671
7/18/2023	Cheryl H. Johnson	Insider	Sell	6,415	$260.00	$1,667,900.00	16,362
2/17/2023	David Maclennan	Director	Buy	400	$249.29	$99,716.00	3,709
2/9/2023	Suzette M. Long	General Counsel	Sell	8,000	$251.04	$2,008,320.00	8,776
2/6/2023	Daniel M. Dickinson	Director	Sell	6,070	$251.22	$1,524,905.40	5,038
2/3/2023	Cheryl H. Johnson	Insider	Sell	23,883	$250.44	$5,981,258.52	13,857
1/9/2023	Bob De Lange	Insider	Sell	11,000	$250.00	$2,750,000.00	44,559
1/6/2023	Joseph E. Creed	insider	Sell	18,294	$249.00	$4,555,206.00
12/27/2022	Denise C. Johnson	Insider	Sell	23,737	$240.14	$5,700,203.18	8,605

SEC Filings (Institutional Ownership Changes) for Caterpillar (NYSE:CAT)

70.98% of Caterpillar stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

Caterpillar Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
12/3/2025	Strategic Investment Solutions Inc. IL	168	$80K	0.0%	-65.4%	0.000%
12/3/2025	Severin Investments LLC	1,128	$0.54M	0.5%	+25.6%	0.000%
12/2/2025	Allworth Financial LP	78,181	$37.30M	0.2%	-2.1%	0.017%
12/2/2025	IFP Advisors Inc	15,612	$7.50M	0.2%	-1.0%	0.003%
12/2/2025	Swiss Life Asset Management Ltd	180,812	$86.27M	0.4%	+4.7%	0.039%
12/2/2025	Stillwater Wealth Management Group	820	$0.39M	0.3%	N/A	0.000%
12/1/2025	Groupama Asset Managment	16,185	$7.72M	0.0%	-11.8%	0.003%
12/1/2025	Syverson Strege & Co	796	$0.38M	0.1%	-5.1%	0.000%
12/1/2025	Investment Research Partners LLC	716	$0.34M	0.2%	N/A	0.000%
12/1/2025	Cambria Investment Management L.P.	685	$0.33M	0.0%	N/A	0.000%
11/26/2025	Strategic Advocates LLC	511	$0.24M	0.1%	N/A	0.000%
11/26/2025	Lantern Wealth Advisors LLC	3,339	$1.59M	0.5%	-8.2%	0.001%
11/26/2025	Vermillion & White Wealth Management Group LLC	64	$31K	0.0%	-28.1%	0.000%
11/25/2025	KERR FINANCIAL PLANNING Corp	193	$92K	0.1%	N/A	0.000%
11/25/2025	Connors Investor Services Inc.	27,697	$13.22M	1.1%	N/A	0.006%
11/25/2025	Alexander Labrunerie & CO. Inc.	3,240	$1.55M	0.6%	-0.6%	0.001%
11/24/2025	TD Capital Management LLC	493	$0.24M	0.0%	-4.5%	0.000%
11/24/2025	Opes Wealth Management LLC	4,979	$2.38M	0.4%	+0.5%	0.001%
11/24/2025	Trust Investment Advisors	6,465	$3.09M	1.7%	+0.7%	0.001%
11/24/2025	CIBC Private Wealth Group LLC	42,305	$20.19M	0.0%	+3.1%	0.009%
11/24/2025	Burkett Financial Services LLC	75	$36K	0.0%	+82.9%	0.000%
11/21/2025	Capital Square LLC	1,600	$0.76M	0.4%	-3.2%	0.000%
11/21/2025	CIBC Bancorp USA Inc.	64,699	$30.87M	0.1%	N/A	0.014%
11/21/2025	Tcfg Wealth Management LLC	1,011	$0.48M	0.1%	-12.6%	0.000%
11/21/2025	Maple Capital Management Inc.	765	$0.37M	0.0%	+3.0%	0.000%
11/21/2025	Achmea Investment Management B.V.	127,258	$60.72M	0.8%	-0.5%	0.027%
11/20/2025	Ariadne Wealth Management LP	476	$0.23M	0.1%	N/A	0.000%
11/20/2025	Portus Wealth Advisors LLC	3,729	$1.78M	1.8%	N/A	0.001%
11/20/2025	Centaurus Financial Inc.	2,670	$1.27M	0.1%	-27.9%	0.001%
11/20/2025	PCG Asset Management LLC	885	$0.42M	0.3%	-9.7%	0.000%
11/20/2025	Wilmington Savings Fund Society FSB	14,295	$6.82M	0.2%	-28.9%	0.003%
11/20/2025	First Affirmative Financial Network	700	$0.33M	0.2%	N/A	0.000%
11/20/2025	Asset Dedication LLC	13,544	$6.46M	0.4%	-1.9%	0.003%
11/19/2025	Mosaic Financial Group LLC	455	$0.22M	0.2%	N/A	0.000%
11/19/2025	Faithward Advisors LLC	12,653	$6.04M	0.9%	-2.8%	0.003%
11/19/2025	Sunbelt Securities Inc.	3,679	$1.76M	0.1%	-0.8%	0.001%
11/19/2025	Captrust Financial Advisors	134,088	$63.98M	0.1%	+1.4%	0.029%
11/19/2025	Penobscot Wealth Management	705	$0.34M	0.1%	-7.1%	0.000%
11/19/2025	Coldstream Capital Management Inc.	30,322	$14.47M	0.2%	+9.9%	0.006%
11/19/2025	Aldebaran Financial Inc.	893	$0.43M	0.4%	+36.1%	0.000%
11/19/2025	Danske Bank A S	221,027	$105.46M	0.3%	N/A	0.047%
11/19/2025	Second Line Capital LLC	920	$0.44M	0.1%	+67.0%	0.000%
11/19/2025	GM Advisory Group LLC	1,654	$0.79M	0.0%	+26.8%	0.000%
11/18/2025	Advisory Services Network LLC	40,552	$19.35M	0.3%	+1.1%	0.009%
11/18/2025	Kozak & Associates Inc.	1,701	$0.81M	0.2%	+6.4%	0.000%
11/18/2025	Cim Investment Management Inc.	3,783	$1.81M	0.5%	-50.6%	0.001%
11/18/2025	Raab & Moskowitz Asset Management LLC	1,595	$0.76M	0.2%	-8.6%	0.000%
11/18/2025	Tcfg Wealth Management LLC	1,011	$0.48M	0.0%	-12.6%	0.000%
11/18/2025	Vertex Planning Partners LLC	1,587	$0.76M	0.1%	+1.5%	0.000%
11/18/2025	Livforsakringsbolaget Skandia Omsesidigt	23,752	$11.33M	0.5%	+2.2%	0.005%
11/18/2025	Stonebridge Financial Planning Group LLC	841	$0.40M	0.2%	+8.8%	0.000%
11/17/2025	Hancock Whitney Corp	3,050	$1.46M	0.0%	-6.1%	0.001%
11/17/2025	Financial Engines Advisors L.L.C.	2,175	$1.04M	0.0%	+3.7%	0.000%
11/17/2025	Abel Hall LLC	635	$0.30M	0.1%	-61.3%	0.000%
11/17/2025	Sterling Wealth Management Inc.	1,943	$0.93M	0.3%	-2.0%	0.000%
11/17/2025	Keystone Financial Group	2,447	$1.17M	0.1%	+189.2%	0.001%
11/17/2025	Palisade Asset Management LLC	8,673	$4.14M	0.4%	-3.7%	0.002%
11/17/2025	FSA Wealth Management LLC	250	$0.12M	0.0%	-28.6%	0.000%
11/17/2025	Oberweis Asset Management Inc.	426	$0.20M	0.0%	N/A	0.000%
11/17/2025	Morningstar Investment Management LLC	8,306	$3.96M	0.1%	N/A	0.002%
11/17/2025	Kestra Private Wealth Services LLC	43,229	$20.63M	0.3%	-11.2%	0.009%
11/17/2025	NewEdge Advisors LLC	209,753	$100.08M	0.5%	-3.2%	0.045%
11/17/2025	Castleark Management LLC	16,230	$7.74M	0.2%	N/A	0.003%
11/17/2025	Reynders McVeigh Capital Management LLC	2,466	$1.18M	0.1%	-2.8%	0.001%
11/17/2025	First Foundation Advisors	3,495	$1.67M	0.1%	+0.6%	0.001%
11/17/2025	Gould Capital LLC	8,356	$3.99M	2.5%	-2.2%	0.002%
11/17/2025	Vivaldi Capital Management LP	14,139	$6.75M	1.0%	-14.3%	0.003%
11/17/2025	CANADA LIFE ASSURANCE Co	287,694	$135.68M	0.2%	+1.4%	0.061%
11/17/2025	Williams Jones Wealth Management LLC.	17,963	$8.57M	0.1%	+11.6%	0.004%
11/17/2025	Woodline Partners LP	61,915	$29.54M	0.1%	+21.7%	0.013%
11/17/2025	CYBER HORNET ETFs LLC	1,354	$0.65M	0.4%	+4.0%	0.000%
11/17/2025	Schwallier Wealth Management LLC	450	$0.22M	0.1%	N/A	0.000%
11/17/2025	McCollum Christoferson Group LLC	1,400	$0.67M	0.2%	N/A	0.000%
11/17/2025	Triumph Capital Management	293	$0.14M	0.0%	N/A	0.000%
11/17/2025	Sender Co & Partners Inc.	3,419	$1.63M	0.2%	+64.5%	0.001%
11/17/2025	Silicon Valley Capital Partners	191	$91K	0.0%	+27.3%	0.000%
11/17/2025	Strive Asset Management LLC	138	$66K	0.0%	N/A	0.000%
11/17/2025	American Trust	540	$0.26M	0.0%	-34.1%	0.000%
11/17/2025	Parvin Asset Management LLC	526	$0.25M	0.2%	+5.2%	0.000%
11/17/2025	Proficio Capital Partners LLC	774	$0.37M	0.0%	-65.6%	0.000%
11/17/2025	Westshore Wealth LLC	1,288	$0.61M	0.2%	-2.1%	0.000%
11/17/2025	Brooks Moore & Associates Inc.	420	$0.20M	0.1%	N/A	0.000%
11/17/2025	Zurich Insurance Group Ltd FI	181,462	$86.59M	0.6%	+54.5%	0.039%
11/17/2025	Turning Point Benefit Group Inc.	332	$0.16M	0.1%	N/A	0.000%
11/17/2025	CacheTech Inc.	1,320	$0.63M	0.1%	+50.7%	0.000%
11/17/2025	United Capital Financial Advisors LLC	45,003	$21.47M	0.2%	-3.8%	0.010%
11/17/2025	Utah Retirement Systems	76,518	$36.51M	0.4%	-2.5%	0.016%
11/17/2025	Victory Financial Group LLC	1,371	$0.65M	0.1%	-12.2%	0.000%
11/17/2025	Voleon Capital Management LP	9,855	$4.70M	0.1%	+167.7%	0.002%
11/17/2025	Verity Asset Management Inc.	2,276	$1.09M	0.4%	+75.8%	0.000%
11/17/2025	Tidal Investments LLC	194,023	$92.58M	0.2%	+59.4%	0.041%
11/17/2025	Strategic Wealth Partners Ltd.	1,169	$0.56M	0.0%	+4.3%	0.000%
11/17/2025	State Street Corp	35,003,346	$16.70B	0.6%	-2.6%	7.480%
11/17/2025	Sargent Investment Group LLC	7,152	$3.41M	0.5%	+2.5%	0.002%
11/17/2025	Sandler Capital Management	5,835	$2.78M	0.8%	N/A	0.001%
11/17/2025	Shelton Capital Management	42,769	$20.41M	0.4%	+0.8%	0.009%
11/17/2025	SIH Partners LLLP	710	$0.34M	0.0%	N/A	0.000%
11/17/2025	SIR Capital Management L.P.	5,600	$2.67M	0.2%	N/A	0.001%
11/17/2025	Polar Capital Holdings Plc	68,321	$32.60M	0.2%	+22.4%	0.015%
11/17/2025	Prosperity Consulting Group LLC	3,800	$1.81M	0.1%	+17.9%	0.001%

Data available starting January 2016

Caterpillar Inc. manufactures and sells construction and mining equipment, off-highway diesel and natural gas engines, industrial gas turbines, and diesel-electric locomotives in worldwide. Its Construction Industries segment offers asphalt pavers, compactors, road reclaimers, forestry machines, cold planers, material handlers, track-type tractors, excavators, telehandlers, motor graders, and pipelayers; compact track, wheel, track-type, backhoe, and skid steer loaders; and related parts and tools. The company's Resource Industries segment provides electric rope and hydraulic shovels, draglines, rotary drills, hard rock vehicles, tractors, mining trucks, wheel loaders, off-highway and articulated trucks, wheel tractor scrapers and dozers, fleet management products, landfill and soil compactors, machinery components, autonomous ready vehicles and solutions, work tools, and safety services and mining performance solutions, as well as related parts and services. Its Energy & Transportation segment offers reciprocating engine powered generator sets; reciprocating engines, drivetrain, and integrated systems and solutions; turbines, centrifugal gas compressors, and related services; and diesel-electric locomotives and components, and other rail-related products. The company's Financial Products segment provides operating and finance leases, installment sale contracts, revolving charge accounts, repair/rebuild financing services, working capital loans, and wholesale financing; and insurance and risk management products and services. Its All Other Operating segment offers filters and fluids, undercarriage, ground engaging tools, fluid transfer products, precision seals, and rubber sealing and connecting components; parts distribution; logistics solutions and distribution services; brand management and marketing strategy services; and digital investments services. Caterpillar Inc. was founded in 1925 and is headquartered in Irving, Texas.

Today's Range

Now: $598.89

$587.00

$602.72

50 Day Range

MA: $539.70

$466.06

$598.89

52 Week Range

Now: $598.89

$267.30

$602.72

Volume

2,312,471 shs

Average Volume

2,323,691 shs

Market Capitalization

$280.27 billion

P/E Ratio

30.74

Dividend Yield

1.02%

Beta

1.57

Who are the company insiders with the largest holdings of Caterpillar?: Caterpillar's top insider investors include:
Donald J Umpleby III (Chairman)
Lange Bob De (Insider)
Andrew R J Bonfield (CFO)
Anthony D Fassino (Insider)
Cheryl H Johnson (Insider)
Jason Kaiser (Insider)
David Maclennan (Director)
Susan C Schwab (Director)
Daniel M Dickinson (Director)
Gerald Johnson (Director)
William E Schaupp (CAO)
Learn More about top insider investors at Caterpillar.
Who are the major institutional investors of Caterpillar?: Caterpillar's top institutional investors include:
Vanguard Group Inc. — 9.81%
State Street Corp — 7.48%
State Farm Mutual Automobile Insurance Co. — 3.74%
Fisher Asset Management LLC — 2.02%
Northern Trust Corp — 1.33%
Wellington Management Group LLP — 1.12%
Learn More about top institutional investors of Caterpillar stock.
Which major investors are selling Caterpillar stock?: Within the last quarter, CAT stock was sold by these institutional investors:
State Street Corp
Marshall Wace LLP
Laurel Wealth Advisors LLC
Assenagon Asset Management S.A.
Diamond Hill Capital Management Inc.
Invesco Ltd.
Ameriprise Financial Inc.
Twin Tree Management LP
During the previous year, company insiders that have sold Caterpillar company stock include:
Donald J Umpleby III (Chairman)
Lange Bob De (Insider)
Andrew R J Bonfield (CFO)
Anthony D Fassino (Insider)
Cheryl H Johnson (Insider)
Jason Kaiser (Insider)
David Maclennan (Director)
Learn More investors selling Caterpillar stock.
Which major investors are buying Caterpillar stock?: During the previous quarter, CAT stock was acquired by institutional investors including:
Wellington Management Group LLP
Massachusetts Financial Services Co. MA
Bank of New York Mellon Corp
Voya Investment Management LLC
Susquehanna International Group LLP
Amundi
Alliancebernstein L.P.
Citadel Advisors LLC
During the previous year, these company insiders have bought Caterpillar stock:
Donald J Umpleby III (Chairman)
Lange Bob De (Insider)
Learn More investors buying Caterpillar stock.